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Kapoor Rohit

Disclosed activity across 2 companies

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37202
SEC CIK
0001373630

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ExlService Holdings, Inc.EXLS · Entity 1503Director · Chairman & CEOJune 15, 2026June 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ExlService Holdings, Inc.

Report date June 15, 2026 · Filed June 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivativeDirect457,214 Reported balance After 2026-06-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-15 · Other · Disposed 865,000 · Balance 457,214

F1: On June 15, 2026, the reporting person contributed 865,000 shares of common stock, par value $0.001 per share, of ExlService Holdings, Inc. (the "Company") to the Rohit Kapoor 2026 GRAT, a grantor retained annuity trust for the benefit of himself and certain of his family members, for which the reporting person serves as sole trustee and sole annuitant. The exempt disposition and acquisition related to this contribution is being voluntarily reported for future reporting reconciliation purposes.

F2: Owned by Rohit Kapoor.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee footnote865,000 Reported balance After 2026-06-15 transaction · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · 2026-06-15 · Other · Acquired 865,000 · Balance 865,000

F1: On June 15, 2026, the reporting person contributed 865,000 shares of common stock, par value $0.001 per share, of ExlService Holdings, Inc. (the "Company") to the Rohit Kapoor 2026 GRAT, a grantor retained annuity trust for the benefit of himself and certain of his family members, for which the reporting person serves as sole trustee and sole annuitant. The exempt disposition and acquisition related to this contribution is being voluntarily reported for future reporting reconciliation purposes.

F3: Owned by the Rohit Kapoor 2026 GRAT.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee footnote201,095 Reported balance Holding disclosure · report date 2026-06-15 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 201,095

F8: Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2013 GRAT.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee Footnote885,670 Reported balance Holding disclosure · report date 2026-06-15 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 885,670

F4: Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2005 GRAT.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee Footnote420,000 Reported balance Holding disclosure · report date 2026-06-15 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 420,000

F5: Owned by the Rohit Kapoor Spousal Lifetime Access Trust.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee Footnote420,000 Reported balance Holding disclosure · report date 2026-06-15 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 420,000

F6: Owned by the Shikha Kapoor 2005 Family Trust.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee Footnote665,925 Reported balance Holding disclosure · report date 2026-06-15 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 665,925

F7: Owned by the Rohit Kapoor 2016 Family Trust

Filing footnotes · ownership attribution and instrument terms

F1: On June 15, 2026, the reporting person contributed 865,000 shares of common stock, par value $0.001 per share, of ExlService Holdings, Inc. (the "Company") to the Rohit Kapoor 2026 GRAT, a grantor retained annuity trust for the benefit of himself and certain of his family members, for which the reporting person serves as sole trustee and sole annuitant. The exempt disposition and acquisition related to this contribution is being voluntarily reported for future reporting reconciliation purposes.

F2: Owned by Rohit Kapoor.

F3: Owned by the Rohit Kapoor 2026 GRAT.

F4: Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2005 GRAT.

F5: Owned by the Rohit Kapoor Spousal Lifetime Access Trust.

F6: Owned by the Shikha Kapoor 2005 Family Trust.

F7: Owned by the Rohit Kapoor 2016 Family Trust

F8: Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2013 GRAT.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CA, INC.

Report date November 05, 2018 · Filed November 05, 2018

Section 16 reporting ended · disclosed 2018-11-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $.10 par valueSEC Table I · non-derivativeDirect0 Reported balance After 2018-11-05 transaction · row 1
1 source row

Row 1 · 2018-11-05 · Disposition to issuer · Disposed 20,000 · Balance 0

F1: Previously issued under the Issuer's Compensation Plans for Non-Employee Directors.

Deferred Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-11-05Direct0 Reported balance After 2018-11-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-11-05 · Disposition to issuer · Disposed 68,333.334 · Balance 0

F1: Previously issued under the Issuer's Compensation Plans for Non-Employee Directors.

F2: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Broadcom Inc., and Collie Acquisition Corp., dated as of July 11, 2018, in exchange for a cash payment of $44.50 per share without interest thereon.

F4: Issued under the Issuer's Compensation Plans for Non-Employee Directors. This represents the pro-rated amount of Deferred Stock Units for the period between October 1, 2018 to November 5, 2018.

Deferred Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-11-05Direct0 Reported balance After 2018-11-02 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-11-02 · Disposition to issuer · Disposed 731.896 · Balance 0

F4: Issued under the Issuer's Compensation Plans for Non-Employee Directors. This represents the pro-rated amount of Deferred Stock Units for the period between October 1, 2018 to November 5, 2018.

F2: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Broadcom Inc., and Collie Acquisition Corp., dated as of July 11, 2018, in exchange for a cash payment of $44.50 per share without interest thereon.

F3: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

Filing footnotes · ownership attribution and instrument terms

F1: Previously issued under the Issuer's Compensation Plans for Non-Employee Directors.

F2: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Broadcom Inc., and Collie Acquisition Corp., dated as of July 11, 2018, in exchange for a cash payment of $44.50 per share without interest thereon.

F3: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

F4: Issued under the Issuer's Compensation Plans for Non-Employee Directors. This represents the pro-rated amount of Deferred Stock Units for the period between October 1, 2018 to November 5, 2018.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2024 Filed Feb 20, 2024 23:08 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionRestricted Stock Units · Derivative 31,455 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-005691 · wk-form4_1708470471.xml · derivative · entry 9

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,910

Underlying: Common Stock, par value $0.001 per share · 31,455 shares

Expires 2032-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

F1 · kind: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

F9 · derivative.exercise_date: On February 16, 2022, the reporting person was granted 25,164 (pre-split) restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Twenty-five percent of the restricted stock units became vested on February 16, 2023, an additional twenty-five percent of the restricted stock units became vested on February 16, 2024, an additional twenty-five percent of the restricted stock units will vest on February 16, 2025, and the remaining balance of twenty-five percent of the restricted stock units will vest on February 16, 2026.

Read SEC document
February 16, 2024 Filed Feb 20, 2024 23:08 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 31,455 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-005691 · wk-form4_1708470471.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,559,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

F2 · ownership.direct: Owned by Rohit Kapoor.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:08 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionRestricted Stock Units · Derivative 26,120 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-005691 · wk-form4_1708470471.xml · derivative · entry 8

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,360

Underlying: Common Stock, par value $0.001 per share · 26,120 shares

Expires 2033-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

F1 · kind: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

F8 · derivative.exercise_date: On February 15, 2023, the reporting person was granted 20,896 (pre-split) restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Twenty-five percent of the restricted stock units became vested on February 15, 2024, an additional twenty-five percent of the restricted stock units will vest on February 15, 2025, an additional twenty-five percent of the restricted stock units will vest on February 15, 2026, and the remaining balance of twenty-five percent of the restricted stock units will vest on February 15, 2027.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:08 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 26,120 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-005691 · wk-form4_1708470471.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,527,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

F2 · ownership.direct: Owned by Rohit Kapoor.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 22:48 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 354,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-002778 · wk-form4_1706741312.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,501,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person's shares of common stock, par value $0.001 per share (the "Common Stock") reported in this report were earned pursuant to the performance restricted stock units ("PRSUs") of ExlService Holdings, Inc. (the "Company") granted on February 17, 2021. Such shares of Common Stock were deemed earned on January 29, 2024 based on the Compensation Committee of the Board of Directors administering the award certifying the achievement of performance targets applicable to the PRSUs for the performance period ending on December 31, 2023

F2 · shares: The reported number of shares has been adjusted to reflect the impact of the 5-for-1 forward stock split effective August 1, 2023.

F2 · balance_after: The reported number of shares has been adjusted to reflect the impact of the 5-for-1 forward stock split effective August 1, 2023.

F3 · ownership.direct: Owned by Rohit Kapoor.

Read SEC document
February 20, 2023 Filed Feb 22, 2023 22:10 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionRestricted Stock Units · Derivative 5,880 $0.00 $0.00
Disclosure

SEC source: 0001373630-23-000007 · wf-form4_167710381991779.xml · derivative · entry 11

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,880

Underlying: Common Stock, par value $0.001 per share · 5,880 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

F10 · derivative.exercise_date: On February 20, 2020, the reporting person was granted 23,520 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 20, 2021, an additional 25 percent of the restricted stock units became vested on February 20, 2022, an additional 25 percent of the restricted stock units became vested on February 20, 2023, and the remaining balance of 25 of the restricted stock units will vest on February 20, 2024.

F10 · derivative.expiration_date: On February 20, 2020, the reporting person was granted 23,520 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 20, 2021, an additional 25 percent of the restricted stock units became vested on February 20, 2022, an additional 25 percent of the restricted stock units became vested on February 20, 2023, and the remaining balance of 25 of the restricted stock units will vest on February 20, 2024.

Read SEC document
February 20, 2023 Filed Feb 22, 2023 22:10 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share · Derivative 7,228 $0.00 $0.00
Disclosure

SEC source: 0001373630-23-000007 · wf-form4_167710381991779.xml · derivative · entry 10

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 7,228 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

F9 · derivative.exercise_date: On February 20, 2019, the reporting person was granted 28,910 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 19, 2020 an additional 25 percent of the restricted stock units became vested on February 20, 2021, an additional 25 percent of the restricted stock units became vested on February 20, 2022, and the remaining balance of 25 of the restricted stock units became vested on February 20, 2023.

F9 · derivative.expiration_date: On February 20, 2019, the reporting person was granted 28,910 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 19, 2020 an additional 25 percent of the restricted stock units became vested on February 20, 2021, an additional 25 percent of the restricted stock units became vested on February 20, 2022, and the remaining balance of 25 of the restricted stock units became vested on February 20, 2023.

F9 · derivative.underlying: On February 20, 2019, the reporting person was granted 28,910 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 19, 2020 an additional 25 percent of the restricted stock units became vested on February 20, 2021, an additional 25 percent of the restricted stock units became vested on February 20, 2022, and the remaining balance of 25 of the restricted stock units became vested on February 20, 2023.

Read SEC document
February 20, 2023 Filed Feb 22, 2023 22:10 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 5,880 $0.00 $0.00
Disclosure

SEC source: 0001373630-23-000007 · wf-form4_167710381991779.xml · nonDerivative · entry 3

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

F2 · ownership.direct: Owned by Rohit Kapoor.

Read SEC document
February 20, 2023 Filed Feb 22, 2023 22:10 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 7,228 $0.00 $0.00
Disclosure

SEC source: 0001373630-23-000007 · wf-form4_167710381991779.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

F2 · ownership.direct: Owned by Rohit Kapoor.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 22:10 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionRestricted Stock Units · Derivative 8,850 $0.00 $0.00
Disclosure

SEC source: 0001373630-23-000007 · wf-form4_167710381991779.xml · derivative · entry 9

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,700

Underlying: Common Stock, par value $0.001 per share · 8,850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

F8 · derivative.exercise_date: On February 17, 2021, the reporting person was granted 35,400 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 17, 2022, an additional 25 percent of the restricted stock units became vested on February 17, 2023, an additional 25 percent of the restricted stock units will vest on February 17, 2024, and the remaining balance of 25 of the restricted stock units will vest on February 17, 2025.

F8 · derivative.expiration_date: On February 17, 2021, the reporting person was granted 35,400 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 17, 2022, an additional 25 percent of the restricted stock units became vested on February 17, 2023, an additional 25 percent of the restricted stock units will vest on February 17, 2024, and the remaining balance of 25 of the restricted stock units will vest on February 17, 2025.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 22:10 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 8,850 $0.00 $0.00
Disclosure

SEC source: 0001373630-23-000007 · wf-form4_167710381991779.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

F2 · ownership.direct: Owned by Rohit Kapoor.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 22:01 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionRestricted Stock Units · Derivative 6,291 $0.00 $0.00
Disclosure

SEC source: 0001373630-23-000006 · wf-form4_167701687017435.xml · derivative · entry 7

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,873

Underlying: Common Stock, par value $0.001 per share · 6,291 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

F7 · derivative.exercise_date: On February 16, 2022, the reporting person was granted 25,164 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 16, 2023, an additional twenty-five percent of the restricted stock units will vest on February 16, 2024, an additional twenty-five percent of the restricted stock units will vest on February 16, 2025; and the remaining balance of twenty-five percent of the restricted stock units will vest on February 16, 2026.

F7 · derivative.expiration_date: On February 16, 2022, the reporting person was granted 25,164 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 16, 2023, an additional twenty-five percent of the restricted stock units will vest on February 16, 2024, an additional twenty-five percent of the restricted stock units will vest on February 16, 2025; and the remaining balance of twenty-five percent of the restricted stock units will vest on February 16, 2026.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 22:01 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 6,291 $0.00 $0.00
Disclosure

SEC source: 0001373630-23-000006 · wf-form4_167701687017435.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:06 UTC ExlService Holdings, Inc. EXLS · Entity 1503 GrantRestricted Stock Units · Derivative 20,896 $0.00 $0.00
Disclosure

SEC source: 0001373630-23-000004 · wf-form4_167667156386455.xml · derivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,896

Underlying: Common Stock, par value $0.001 per share · 20,896 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2 · derivative.exercise_date: The restricted stock units will vest in four equal annual installments, beginning on February 15, 2024. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan).

F2 · derivative.expiration_date: The restricted stock units will vest in four equal annual installments, beginning on February 15, 2024. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan).

Read SEC document
January 31, 2023 Filed Feb 1, 2023 22:02 UTC ExlService Holdings, Inc. EXLS · Entity 1503 OtherCommon Stock, par value $0.001 per share 36,000 $0.00 $0.00
Disclosure

SEC source: 0001373630-23-000002 · wf-form4_167528893333647.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,319

F2 · kind: On January 31, 2023, the reporting person deposited 36,000 shares of Common Stock to an irrevocable trust. In exchange for the shares, the reporting person received from the trust assets of equal value. The deposit of shares to the trust resulted in an increase in the number of shares the reporting person beneficially owns indirectly through such trust and a corresponding decrease in the number of shares the reporting person beneficially owns directly.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 22:02 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 63,990 $0.00 $0.00
Disclosure

SEC source: 0001373630-23-000002 · wf-form4_167528893333647.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reporting person's shares of common stock, par value $0.001 per share (the "Common Stock") reported in this report were earned pursuant to the performance restricted stock units ("PRSUs") of ExlService Holdings, Inc. (the "Company") granted on February 20, 2020. Such shares of Common Stock were deemed earned on January 30, 2023 based on the Compensation Committee of the Board of Directors administering the award certifying the achievement of performance targets applicable to the PRSUs for the performance period ending on December 31, 2022.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 21:59 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionRestricted Stock Units · Derivative 7,502 $0.00 $0.00
Disclosure

SEC source: 0001373630-22-000008 · wf-form4_164573995686817.xml · derivative · entry 7

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 7,502 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

F7 · derivative.exercise_date: On February 22, 2018, the reporting person was granted 30,005 restricted stock units, 25 percent of the restricted stock units became vested on February 22, 2019, an additional 25 percent of the restricted stock units became vested February 22, 2020, an additional 25 percent of the restricted stock units became vested on February 22, 2021, and the remaining balance 25 percent of the restricted stock units became vested on February 22, 2022.

F7 · derivative.expiration_date: On February 22, 2018, the reporting person was granted 30,005 restricted stock units, 25 percent of the restricted stock units became vested on February 22, 2019, an additional 25 percent of the restricted stock units became vested February 22, 2020, an additional 25 percent of the restricted stock units became vested on February 22, 2021, and the remaining balance 25 percent of the restricted stock units became vested on February 22, 2022.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 21:59 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 7,502 $0.00 $0.00
Disclosure

SEC source: 0001373630-22-000008 · wf-form4_164573995686817.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 23:03 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionRestricted Stock Units · Derivative 5,850 $0.00 $0.00
Disclosure

SEC source: 0001373630-22-000006 · wf-form4_164565736311478.xml · derivative · entry 9

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,700

Underlying: Common Stock, par value $0.001 per share · 5,850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

F9 · derivative.exercise_date: On February 20, 2020, the reporting person was granted 23,520 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 20, 2021, an additional 25 percent of the restricted stock units became vested on February 20, 2022, an additional 25 percent of the restricted stock units will vest on February 20, 2023, and the remaining balance of 25 of the restricted stock units will vest on February 20, 2024.

F9 · derivative.expiration_date: On February 20, 2020, the reporting person was granted 23,520 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 20, 2021, an additional 25 percent of the restricted stock units became vested on February 20, 2022, an additional 25 percent of the restricted stock units will vest on February 20, 2023, and the remaining balance of 25 of the restricted stock units will vest on February 20, 2024.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 23:03 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share · Derivative 7,227 $0.00 $0.00
Disclosure

SEC source: 0001373630-22-000006 · wf-form4_164565736311478.xml · derivative · entry 8

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,227

Underlying: Common Stock, par value $0.001 per share · 7,227 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

F8 · derivative.exercise_date: On February 20, 2019, the reporting person was granted 28,910 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 20, 2020, an additional twenty-five percent of the restricted stock units became vested on February 20, 2021, an additional twenty-five percent of the restricted stock units became vested on February 20, 2022; and the remaining balance of twenty-five percent of the restricted stock units will vest on February 20, 2023

F8 · derivative.expiration_date: On February 20, 2019, the reporting person was granted 28,910 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 20, 2020, an additional twenty-five percent of the restricted stock units became vested on February 20, 2021, an additional twenty-five percent of the restricted stock units became vested on February 20, 2022; and the remaining balance of twenty-five percent of the restricted stock units will vest on February 20, 2023

Read SEC document
February 20, 2022 Filed Feb 23, 2022 23:03 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 5,880 $0.00 $0.00
Disclosure

SEC source: 0001373630-22-000006 · wf-form4_164565736311478.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

F2 · ownership.direct: Owned by Rohit Kapoor.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 23:03 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 7,227 $0.00 $0.00
Disclosure

SEC source: 0001373630-22-000006 · wf-form4_164565736311478.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

F2 · ownership.direct: Owned by Rohit Kapoor.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 22:11 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionRestricted Stock Units · Derivative 8,850 $0.00 $0.00
Disclosure

SEC source: 0001373630-22-000004 · wf-form4_164522228655643.xml · derivative · entry 8

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,550

Underlying: Common Stock, par value $0.001 per share · 8,850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

F9 · derivative.exercise_date: On February 17, 2021, the reporting person was granted 35,400 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 17, 2022, an additional twenty-five percent of the restricted stock units will vest on February 17, 2023, an additional twenty-five percent of the restricted stock units will vest on February 17, 2024; and the remaining balance of twenty-five percent of the restricted stock units will vest on February 17, 2025

F9 · derivative.expiration_date: On February 17, 2021, the reporting person was granted 35,400 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 17, 2022, an additional twenty-five percent of the restricted stock units will vest on February 17, 2023, an additional twenty-five percent of the restricted stock units will vest on February 17, 2024; and the remaining balance of twenty-five percent of the restricted stock units will vest on February 17, 2025

Read SEC document
February 17, 2022 Filed Feb 18, 2022 22:11 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 8,850 $0.00 $0.00
Disclosure

SEC source: 0001373630-22-000004 · wf-form4_164522228655643.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 22:11 UTC ExlService Holdings, Inc. EXLS · Entity 1503 GrantRestricted Stock Units · Derivative 25,164 $0.00 $0.00
Disclosure

SEC source: 0001373630-22-000004 · wf-form4_164522228655643.xml · derivative · entry 7

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,164

Underlying: Common Stock, par value $0.001 per share · 25,164 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F8 · derivative.exercise_date: The restricted stock units will vest in four equal annual installments, beginning on February 16, 2023. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan).

F8 · derivative.expiration_date: The restricted stock units will vest in four equal annual installments, beginning on February 16, 2023. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan).

Read SEC document
January 31, 2022 Filed Feb 2, 2022 22:30 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 38,525 $0.00 $0.00
Disclosure

SEC source: 0001373630-22-000002 · wf-form4_164384103469223.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reporting person's shares of common stock, par value $0.001 per share (the "Common Stock") reported in this report were earned pursuant to the performance restricted stock units ("PRSUs") of ExlService Holdings, Inc. (the "Company") granted on February 20, 2019. Such shares of Common Stock were deemed earned on January 31, 2022 based on the Compensation Committee of the Board of Directors administering the award certifying the achievement of performance targets applicable to the PRSUs for the performance period ending on December 31, 2021.

Read SEC document
November 05, 2021 Filed Nov 10, 2021 00:59 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 468 $134.75 $63,063.00
Disclosure

SEC source: 0001373630-21-000015 · wf-form4_163650592823170.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 97,185

F2 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by Rohit Kapoor 2016 Family Trust.

F3 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
November 05, 2021 Filed Nov 10, 2021 00:59 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 4,580 $134.75 $617,155.00
Disclosure

SEC source: 0001373630-21-000015 · wf-form4_163650592823170.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,345

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
November 04, 2021 Filed Nov 8, 2021 22:27 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 9,532 $134.75 $1,284,437.00
Disclosure

SEC source: 0001373630-21-000013 · wf-form4_163641044898032.xml · nonDerivative · entry 4

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 97,653

F2 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by Rohit Kapoor 2016 Family Trust.

F3 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
November 04, 2021 Filed Nov 8, 2021 22:27 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 3,645 $131.75 $480,228.75
Disclosure

SEC source: 0001373630-21-000013 · wf-form4_163641044898032.xml · nonDerivative · entry 3

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 107,185

F2 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by Rohit Kapoor 2016 Family Trust.

F3 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
November 04, 2021 Filed Nov 8, 2021 22:27 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 15,420 $134.75 $2,077,845.00
Disclosure

SEC source: 0001373630-21-000013 · wf-form4_163641044898032.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,925

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
November 04, 2021 Filed Nov 8, 2021 22:27 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 11,420 $131.75 $1,504,585.00
Disclosure

SEC source: 0001373630-21-000013 · wf-form4_163641044898032.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,345

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 22:07 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 6,355 $131.75 $837,271.25
Disclosure

SEC source: 0001373630-21-000011 · wf-form4_163615000884344.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 110,830

F2 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by Rohit Kapoor 2016 Family Trust.

F3 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 22:07 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 8,580 $131.75 $1,130,415.00
Disclosure

SEC source: 0001373630-21-000011 · wf-form4_163615000884344.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,765

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 23:34 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 9,112 $127.75 $1,164,058.00
Disclosure

SEC source: 0001373630-21-000009 · wf-form4_163606883225296.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 117,185

F2 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by Rohit Kapoor 2016 Family Trust.

F3 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 23:34 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 16,119 $127.75 $2,059,202.25
Disclosure

SEC source: 0001373630-21-000009 · wf-form4_163606883225296.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,345

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 22:06 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 2,247 $127.59 $286,694.73
Disclosure

SEC source: 0001373630-21-000007 · wf-form4_163468118729758.xml · nonDerivative · entry 4

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 126,297

F2 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by Rohit Kapoor 2016 Family Trust.

F6 · price: This transaction was executed in multiple trades at prices ranging from $126.92 to $127.75 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F4 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 22:06 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 2,566 $126.28 $324,034.48
Disclosure

SEC source: 0001373630-21-000007 · wf-form4_163468118729758.xml · nonDerivative · entry 3

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 128,544

F2 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by Rohit Kapoor 2016 Family Trust.

F5 · price: This transaction was executed in multiple trades at prices ranging from $125.84 to $126.83 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F4 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 22:06 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 6,075 $124.95 $759,071.25
Disclosure

SEC source: 0001373630-21-000007 · wf-form4_163468118729758.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 131,110

F2 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by Rohit Kapoor 2016 Family Trust.

F3 · price: This transaction was executed in multiple trades at prices ranging from $124.75 to $125.66 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F4 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 22:06 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 3,881 $127.75 $495,797.75
Disclosure

SEC source: 0001373630-21-000007 · wf-form4_163468118729758.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,464

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
October 14, 2021 Filed Oct 18, 2021 21:50 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 20,000 $124.75 $2,495,000.00
Disclosure

SEC source: 0001373630-21-000005 · wf-form4_163459380393910.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,345

F1 · shares: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
September 07, 2021 Filed Oct 18, 2021 21:50 UTC ExlService Holdings, Inc. EXLS · Entity 1503 GiftCommon Stock, par value $0.001 per share 205 $0.00 $0.00
Disclosure

SEC source: 0001373630-21-000005 · wf-form4_163459380393910.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,345

Read SEC document
May 20, 2021 Filed May 24, 2021 21:21 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 21,000 $99.03 $2,079,630.00
Disclosure

SEC source: 0001373630-21-000003 · wf-form4_162189128740614.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 137,185

F1 · kind: The Reporting Person contributed ExlService Holdings, Inc. common stock, par value $0.001 per share (the "common stock") to an exchange fund in exchange for units of the exchange fund. The common stock was valued at $99.03 per share for the purpose of determining the number of units of the exchange fund issuable to the reporting person.

F1 · price: The Reporting Person contributed ExlService Holdings, Inc. common stock, par value $0.001 per share (the "common stock") to an exchange fund in exchange for units of the exchange fund. The common stock was valued at $99.03 per share for the purpose of determining the number of units of the exchange fund issuable to the reporting person.

F2 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
May 03, 2021 Filed May 24, 2021 21:21 UTC ExlService Holdings, Inc. EXLS · Entity 1503 GiftCommon Stock, par value $0.001 per share 530 $0.00 $0.00
Disclosure

SEC source: 0001373630-21-000003 · wf-form4_162189128740614.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,550

Read SEC document
March 25, 2021 Filed Mar 29, 2021 21:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 13,017 $90.13 $1,173,222.21
Disclosure

SEC source: 0001104659-21-043341 · tm2111247-1_4seq1.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnotes

Disclosed balance after: 158,185

F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F4 · price: This transaction was executed in multiple trades at prices ranging from $89.95 to $90.60 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F5 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 21:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 33,824 $90.24 $3,052,277.76
Disclosure

SEC source: 0001104659-21-043341 · tm2111247-1_4seq1.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,080

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $89.95 to $90.77 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 21:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 1,332 $89.98 $119,853.36
Disclosure

SEC source: 0001104659-21-037195 · tm219920d1_4seq1.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 171,202

F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F4 · price: This transaction was executed in multiple trades at prices ranging from $89.95 to $90.06 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F5 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

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March 12, 2021 Filed Mar 16, 2021 21:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 972 $89.98 $87,460.56
Disclosure

SEC source: 0001104659-21-037195 · tm219920d1_4seq1.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,904

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $89.95 to $90.06 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

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March 11, 2021 Filed Mar 15, 2021 21:01 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 8,201 $89.97 $737,843.97
Disclosure

SEC source: 0001104659-21-036348 · tm219758d1_4seq1.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 172,534

F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F4 · price: This transaction was executed in multiple trades at prices ranging from $89.95 to $90.02 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F5 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

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March 11, 2021 Filed Mar 15, 2021 21:01 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 13,353 $89.96 $1,201,235.88
Disclosure

SEC source: 0001104659-21-036348 · tm219758d1_4seq1.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,876

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $89.95 to $90.06 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.