Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ally Financial Inc.ALLY · Entity 3431 | Chief Financial Officer | January 31, 2018 | February 02, 2018 |
| Burford Capital LtdBUR · Entity 5012 | Director | June 15, 2026 | June 17, 2026 |
| OneMain Holdings, Inc.OMF · Entity 3702 | Director | February 11, 2026 | February 13, 2026 |
| WESTERN ALLIANCE BANCORPORATIONWAL · Entity 3616 | Director | February 05, 2026 | February 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ally Financial Inc.
Report date January 31, 2018 · Filed February 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 243,962 |
Reported balance
After 2018-01-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-01-31 · Grant · Acquired 44,018 · Balance 243,962 F1: Represents an equal number of performance stock awards that, when vested, may be settled only in shares of Company common stock. F2: Represents the per share fair market value of the Company's common stock as of January 31, 2018. |
| Common StockSEC Table I · non-derivative | Direct | 269,676 |
Reported balance
After 2018-02-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-02-01 · Grant · Acquired 25,714 · Balance 269,676 F3: Represents an equal number of restricted stock awards that, when vested, may be settled only in shares of Company common stock. F4: Represents the per share fair market value of the Company's common stock as of February 1, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an equal number of performance stock awards that, when vested, may be settled only in shares of Company common stock.
F2: Represents the per share fair market value of the Company's common stock as of January 31, 2018.
F3: Represents an equal number of restricted stock awards that, when vested, may be settled only in shares of Company common stock.
F4: Represents the per share fair market value of the Company's common stock as of February 1, 2018.
Burford Capital Ltd
Report date June 15, 2026 · Filed June 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary shares, no par value ("Ordinary Shares")SEC Table I · non-derivative | Direct | 59,576 |
Reported balance
After 2026-06-15 transaction · row 1
1 source rowRow 1 · 2026-06-15 · Grant · Acquired 22,406 · Balance 59,576 F1: Represents a grant of Ordinary Shares under the Burford Capital Limited 2021 Non-Employee Directors' Share Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of Ordinary Shares under the Burford Capital Limited 2021 Non-Employee Directors' Share Plan.
OneMain Holdings, Inc.
Report date February 11, 2026 · Filed February 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 4,810 |
Reported balance
After 2026-02-11 transaction · row 1
1 source rowRow 1 · 2026-02-11 · Grant · Acquired 3,243 · Balance 4,810 F1: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 4, 2027, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 4, 2027, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit.
WESTERN ALLIANCE BANCORPORATION
Report date February 05, 2026 · Filed February 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,580 |
Reported balance
After 2026-02-05 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-02-05 · Grant · Acquired 2,580 · Balance 2,580 F1: Represents the grant of Deferred Stock Units under the Issuer's Stock Incentive Plan and credited under the Issuer's Director Deferral Plan, vesting on February 5, 2027. Deferred Stock Units are paid in shares of Common Stock issued under the Issuer's Stock Incentive Plan after a separation from service pursuant to the Director Deferral Plan |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the grant of Deferred Stock Units under the Issuer's Stock Incentive Plan and credited under the Issuer's Director Deferral Plan, vesting on February 5, 2027. Deferred Stock Units are paid in shares of Common Stock issued under the Issuer's Stock Incentive Plan after a separation from service pursuant to the Director Deferral Plan
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2017 Filed Jul 3, 2017 15:20 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionDeferred Stock Units (DSU) · Derivative | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000238 · wf-form4_149909520943595.xml · derivative · entry 3 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,145 Underlying: Common Stock · 242 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. Read SEC document |
| June 30, 2017 Filed Jul 3, 2017 15:20 UTC | Ally Financial Inc. ALLY · Entity 3431 | Disposition to issuerCommon Stock | 242 | $20.05 | $4,852.10 |
DisclosureSEC source: 0000040729-17-000238 · wf-form4_149909520943595.xml · nonDerivative · entry 2 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,944 F2 · price: Represents the per share fair market value of the Company's common stock as of June 21, 2017. Read SEC document |
| June 30, 2017 Filed Jul 3, 2017 15:20 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionCommon Stock | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000238 · wf-form4_149909520943595.xml · nonDerivative · entry 1 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods. Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 12:36 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionDeferred Stock Units (DSU) · Derivative | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000222 · wf-form4_149796220018325.xml · derivative · entry 3 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,387 Underlying: Common Stock · 242 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 12:36 UTC | Ally Financial Inc. ALLY · Entity 3431 | Disposition to issuerCommon Stock | 242 | $19.08 | $4,617.36 |
DisclosureSEC source: 0000040729-17-000222 · wf-form4_149796220018325.xml · nonDerivative · entry 2 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,944 F2 · price: Represents the per share fair market value of the Company's common stock as of June 7, 2017. Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 12:36 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionCommon Stock | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000222 · wf-form4_149796220018325.xml · nonDerivative · entry 1 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 16:47 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionDeferred Stock Units (DSU) · Derivative | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000209 · wf-form4_149668123824393.xml · derivative · entry 3 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,629 Underlying: Common Stock · 242 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 16:47 UTC | Ally Financial Inc. ALLY · Entity 3431 | Disposition to issuerCommon Stock | 242 | $19.06 | $4,612.52 |
DisclosureSEC source: 0000040729-17-000209 · wf-form4_149668123824393.xml · nonDerivative · entry 2 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,944 F2 · price: Represents the per share fair market value of the Company's common stock as of May 24, 2017. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 16:47 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionCommon Stock | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000209 · wf-form4_149668123824393.xml · nonDerivative · entry 1 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods. Read SEC document |
| May 19, 2017 Filed May 23, 2017 15:13 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionDeferred Stock Units (DSU) · Derivative | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000199 · wf-form4_149555237701972.xml · derivative · entry 3 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,871 Underlying: Common Stock · 242 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. Read SEC document |
| May 19, 2017 Filed May 23, 2017 15:13 UTC | Ally Financial Inc. ALLY · Entity 3431 | Disposition to issuerCommon Stock | 242 | $19.50 | $4,719.00 |
DisclosureSEC source: 0000040729-17-000199 · wf-form4_149555237701972.xml · nonDerivative · entry 2 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,944 F2 · price: Represents the per share fair market value of the Company's common stock as of May 10, 2017. Read SEC document |
| May 19, 2017 Filed May 23, 2017 15:13 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionCommon Stock | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000199 · wf-form4_149555237701972.xml · nonDerivative · entry 1 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods. Read SEC document |
| May 05, 2017 Filed May 8, 2017 15:52 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionDeferred Stock Units (DSU) · Derivative | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000149 · wf-form4_149425874422843.xml · derivative · entry 3 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,113 Underlying: Common Stock · 242 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. Read SEC document |
| May 05, 2017 Filed May 8, 2017 15:52 UTC | Ally Financial Inc. ALLY · Entity 3431 | Disposition to issuerCommon Stock | 242 | $21.13 | $5,113.46 |
DisclosureSEC source: 0000040729-17-000149 · wf-form4_149425874422843.xml · nonDerivative · entry 2 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,944 F2 · price: Represents the per share fair market value of the Company's common stock as of April 26, 2017. Read SEC document |
| May 05, 2017 Filed May 8, 2017 15:52 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionCommon Stock | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000149 · wf-form4_149425874422843.xml · nonDerivative · entry 1 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods. Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 19:01 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionDeferred Stock Units (DSU) · Derivative | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000132 · wf-form4_149306049193985.xml · derivative · entry 3 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,355 Underlying: Common Stock · 242 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 19:01 UTC | Ally Financial Inc. ALLY · Entity 3431 | Disposition to issuerCommon Stock | 242 | $19.58 | $4,738.36 |
DisclosureSEC source: 0000040729-17-000132 · wf-form4_149306049193985.xml · nonDerivative · entry 2 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,944 F2 · price: Represents the per share fair market value of the Company's common stock as of April 12, 2017. Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 19:01 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionCommon Stock | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000132 · wf-form4_149306049193985.xml · nonDerivative · entry 1 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods. Read SEC document |
| April 07, 2017 Filed Apr 10, 2017 17:19 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionDeferred Stock Units (DSU) · Derivative | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000113 · wf-form4_149184477032534.xml · derivative · entry 3 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,597 Underlying: Common Stock · 242 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. Read SEC document |
| April 07, 2017 Filed Apr 10, 2017 17:19 UTC | Ally Financial Inc. ALLY · Entity 3431 | Disposition to issuerCommon Stock | 242 | $20.11 | $4,866.62 |
DisclosureSEC source: 0000040729-17-000113 · wf-form4_149184477032534.xml · nonDerivative · entry 2 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,944 F2 · price: Represents the per share fair market value of the Company's common stock as of March 29, 2017. Read SEC document |
| April 07, 2017 Filed Apr 10, 2017 17:19 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionCommon Stock | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000113 · wf-form4_149184477032534.xml · nonDerivative · entry 1 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods. Read SEC document |
| March 24, 2017 Filed Mar 28, 2017 15:58 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionDeferred Stock Units (DSU) · Derivative | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000103 · wf-form4_149071669086377.xml · derivative · entry 3 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,839 Underlying: Common Stock · 242 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. Read SEC document |
| March 24, 2017 Filed Mar 28, 2017 15:58 UTC | Ally Financial Inc. ALLY · Entity 3431 | Disposition to issuerCommon Stock | 242 | $21.68 | $5,246.56 |
DisclosureSEC source: 0000040729-17-000103 · wf-form4_149071669086377.xml · nonDerivative · entry 2 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,944 F2 · price: Represents the per share fair market value of the Company's common stock as of March 15, 2017. Read SEC document |
| March 24, 2017 Filed Mar 28, 2017 15:58 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionCommon Stock | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000103 · wf-form4_149071669086377.xml · nonDerivative · entry 1 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 16:05 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionDeferred Stock Units (DSU) · Derivative | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000085 · wf-form4_148942111790708.xml · derivative · entry 3 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,081 Underlying: Common Stock · 242 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 16:05 UTC | Ally Financial Inc. ALLY · Entity 3431 | Disposition to issuerCommon Stock | 242 | $22.87 | $5,534.54 |
DisclosureSEC source: 0000040729-17-000085 · wf-form4_148942111790708.xml · nonDerivative · entry 2 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,944 F2 · price: Represents the per share fair market value of the Company's common stock as of March 1, 2017. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 16:05 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionCommon Stock | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000085 · wf-form4_148942111790708.xml · nonDerivative · entry 1 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 18:33 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionDeferred Stock Units (DSU) · Derivative | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000075 · wf-form4_148830676794526.xml · derivative · entry 3 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,323 Underlying: Common Stock · 242 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 18:33 UTC | Ally Financial Inc. ALLY · Entity 3431 | Disposition to issuerCommon Stock | 242 | $23.48 | $5,682.16 |
DisclosureSEC source: 0000040729-17-000075 · wf-form4_148830676794526.xml · nonDerivative · entry 2 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,944 F2 · price: Represents the per share fair market value of the Company's common stock as of February 15, 2017. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 18:33 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionCommon Stock | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000075 · wf-form4_148830676794526.xml · nonDerivative · entry 1 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 16:13 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionDeferred Stock Units (DSU) · Derivative | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000060 · wf-form4_148708877800355.xml · derivative · entry 3 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,565 Underlying: Common Stock · 242 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 16:13 UTC | Ally Financial Inc. ALLY · Entity 3431 | Disposition to issuerCommon Stock | 242 | $21.60 | $5,227.20 |
DisclosureSEC source: 0000040729-17-000060 · wf-form4_148708877800355.xml · nonDerivative · entry 2 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,944 F2 · price: Represents the per share fair market value of the Company's common stock as of February 1, 2017. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 16:13 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionCommon Stock | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000060 · wf-form4_148708877800355.xml · nonDerivative · entry 1 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 22:22 UTC | Ally Financial Inc. ALLY · Entity 3431 | GrantCommon Stock | 38,195 | $21.60 | $825,012.00 |
DisclosureSEC source: 0000040729-17-000046 · wf-form4_148616055577842.xml · nonDerivative · entry 1 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,944 F1 · security: Represents an equal number of restricted stock awards that, when vested, may be settled only in shares of Company common stock. F2 · price: Represents the per share fair market value of the Company's common stock as of February 1, 2017. Read SEC document |
| January 27, 2017 Filed Jan 30, 2017 18:20 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionDeferred Stock Units (DSU) · Derivative | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000034 · wf-form4_148580044689667.xml · derivative · entry 3 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,807 Underlying: Common Stock · 242 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. Read SEC document |
| January 27, 2017 Filed Jan 30, 2017 18:20 UTC | Ally Financial Inc. ALLY · Entity 3431 | Disposition to issuerCommon Stock | 242 | $19.44 | $4,704.48 |
DisclosureSEC source: 0000040729-17-000034 · wf-form4_148580044689667.xml · nonDerivative · entry 2 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,749 F2 · price: Represents the per share fair market value of the Company's common stock as of January 18, 2017. Read SEC document |
| January 27, 2017 Filed Jan 30, 2017 18:20 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionCommon Stock | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000034 · wf-form4_148580044689667.xml · nonDerivative · entry 1 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,991 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 19:51 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionDeferred Stock Units (DSU) · Derivative | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000022 · wf-form4_148476908053241.xml · derivative · entry 3 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,049 Underlying: Common Stock · 242 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 19:51 UTC | Ally Financial Inc. ALLY · Entity 3431 | Disposition to issuerCommon Stock | 242 | $19.70 | $4,767.40 |
DisclosureSEC source: 0000040729-17-000022 · wf-form4_148476908053241.xml · nonDerivative · entry 2 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,749 F2 · price: Represents the per share fair market value of the Company's common stock as of January 4, 2017. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 19:51 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionCommon Stock | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000022 · wf-form4_148476908053241.xml · nonDerivative · entry 1 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,991 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 17:14 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionIncentive Restricted Stock Units (IRSU) · Derivative | 1,103 | $19.91 | $21,960.73 |
DisclosureSEC source: 0000040729-17-000008 · wf-form4_148355007607171.xml · derivative · entry 6 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,103 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Incentive Restricted Stock Unit (IRSU) represents a contingent right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock on the settlement date. IRSU's do not have an expiration or exercise date or carry a conversion price. May reflect sounding of fractional shares. F6 · derivative.exercise_date: Each Incentive Restricted Stock Unit (IRSU) represents a contingent right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock on the settlement date. IRSU's do not have an expiration or exercise date or carry a conversion price. May reflect sounding of fractional shares. F6 · derivative.expiration_date: Each Incentive Restricted Stock Unit (IRSU) represents a contingent right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock on the settlement date. IRSU's do not have an expiration or exercise date or carry a conversion price. May reflect sounding of fractional shares. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 17:14 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionDeferred Stock Units (DSU) · Derivative | 1,155 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000008 · wf-form4_148355007607171.xml · derivative · entry 5 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,291 Underlying: Common Stock · 1,155 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F5 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F5 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 17:14 UTC | Ally Financial Inc. ALLY · Entity 3431 | Disposition to issuerCommon Stock | 1,103 | $19.91 | $21,960.73 |
DisclosureSEC source: 0000040729-17-000008 · wf-form4_148355007607171.xml · nonDerivative · entry 4 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,749 F4 · price: Represents the per share fair market value of the Company's common stock as of December 16, 2016. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 17:14 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionCommon Stock | 1,103 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000008 · wf-form4_148355007607171.xml · nonDerivative · entry 3 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,852 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The common stock reported includes shares deemed issued upon the settlement of a portion of IRSUs awarded in prior periods. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 17:14 UTC | Ally Financial Inc. ALLY · Entity 3431 | Disposition to issuerCommon Stock | 1,155 | $19.74 | $22,799.70 |
DisclosureSEC source: 0000040729-17-000008 · wf-form4_148355007607171.xml · nonDerivative · entry 2 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,749 F2 · price: Represents the per share fair market value of the Company's common stock as of December 21, 2016. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 17:14 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionCommon Stock | 1,155 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000008 · wf-form4_148355007607171.xml · nonDerivative · entry 1 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,904 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 13:38 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionDeferred Stock Units (DSU) · Derivative | 1,155 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-16-000826 · wf-form4_148224108386085.xml · derivative · entry 3 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,446 Underlying: Common Stock · 1,155 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 13:38 UTC | Ally Financial Inc. ALLY · Entity 3431 | Disposition to issuerCommon Stock | 1,155 | $19.85 | $22,926.75 |
DisclosureSEC source: 0000040729-16-000826 · wf-form4_148224108386085.xml · nonDerivative · entry 2 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,749 F2 · price: Represents the per share fair market value of the Company's common stock as of December 7, 2016. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 13:38 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionCommon Stock | 1,155 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-16-000826 · wf-form4_148224108386085.xml · nonDerivative · entry 1 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,904 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 16:11 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionDeferred Stock Units (DSU) · Derivative | 1,156 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-16-000815 · wf-form4_148104069765549.xml · derivative · entry 3 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,601 Underlying: Common Stock · 1,156 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.