Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Absci CorpABSI · Entity 4685 | Chief Financial Officer | March 01, 2023 | March 03, 2023 |
| Fabric.AI, Inc.FABC · Entity 7732 | Director | June 18, 2026 | June 18, 2026 |
| IOVANCE BIOTHERAPEUTICS, INC.LBIO · Entity 2090 | Chief Financial Officer | November 14, 2016 | November 15, 2016 |
| NANOMIX CorpNNMX · Entity 117636 | Director | March 02, 2022 | December 21, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Absci Corp
Report date March 01, 2023 · Filed March 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.01 · Expires 2033-02-28 | Direct | 425,000 |
Reported balance
After 2023-03-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-03-01 · Grant · Acquired 425,000 · Balance 425,000 F1: 25% of the shares subject to this option, vest and become exercisable on March 1, 2024, and the remaining 75% of the shares subject to this option, vest and become exercisable in 36 equal monthly installments thereafter, until March 1, 2027, subject to the Reporting Person's continuous service to the Issuer on each such date. |
Filing footnotes · ownership attribution and instrument terms
F1: 25% of the shares subject to this option, vest and become exercisable on March 1, 2024, and the remaining 75% of the shares subject to this option, vest and become exercisable in 36 equal monthly installments thereafter, until March 1, 2027, subject to the Reporting Person's continuous service to the Issuer on each such date.
Fabric.AI, Inc.
Report date June 18, 2026 · Filed June 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Option (Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $3.70 · Expires 2036-06-18 | Direct | 45,042 |
Reported balance
After 2026-06-18 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-18 · Grant · Acquired 45,042 · Balance 45,042 F1: The stock options vest as follows: (i) 25% vested upon the date of grant; (ii) 25% will vest on June 30, 2026, (iii) 25% will vest on September 30, 2026, and (iv) 25% will vest on December 31, 2026, provided that the Reporting Person remains employed by or providing services to the Issuer on the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The stock options vest as follows: (i) 25% vested upon the date of grant; (ii) 25% will vest on June 30, 2026, (iii) 25% will vest on September 30, 2026, and (iv) 25% will vest on December 31, 2026, provided that the Reporting Person remains employed by or providing services to the Issuer on the applicable vesting date.
IOVANCE BIOTHERAPEUTICS, INC.
Report date November 14, 2016 · Filed November 15, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.55 · Expires 2026-11-14 | Direct | 300,000 |
Reported balance
After 2016-11-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2016-11-14 · Grant · Acquired 300,000 · Balance 300,000 F1: The option will vest as to 100,000 shares on October 3, 2017, and the remaining 200,000 shares will vest as to 25,000 shares quarterly over the next two years after October 3, 2017, provided the Reporting Person is still providing services to the Issuer on the respective dates. |
Filing footnotes · ownership attribution and instrument terms
F1: The option will vest as to 100,000 shares on October 3, 2017, and the remaining 200,000 shares will vest as to 25,000 shares quarterly over the next two years after October 3, 2017, provided the Reporting Person is still providing services to the Issuer on the respective dates.
NANOMIX Corp
Report date March 02, 2022 · Filed December 21, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 36,167 |
Reported balance
After 2022-03-02 transaction · row 1
1 source rowRow 1 · 2022-03-02 · Conversion · Acquired 36,167 · Balance 36,167 F1: On March 2, 2022, the Reporting Person's Series C Preferred Stock automatically converted into an aggregate of 36,167 shares of the Issuer's common stock upon consummation of the Issuer's previously announced reverse stock split. |
| Non Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.60 · Expires 2032-10-11 | Direct | 106,784 |
Reported balance
After 2022-10-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-10-11 · Grant · Acquired 12,920 · Balance 106,784 F2: The shares vest 100% on grant. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 2, 2022, the Reporting Person's Series C Preferred Stock automatically converted into an aggregate of 36,167 shares of the Issuer's common stock upon consummation of the Issuer's previously announced reverse stock split.
F2: The shares vest 100% on grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 18, 2026 Filed Jun 18, 2026 22:25 UTC | Fabric.AI, Inc. FABC · Entity 7732 | GrantEmployee Stock Option (Right to Buy · Derivative | 45,042 | $0.00 Strike: $3.70 | $0.00 |
DisclosureSEC source: 0001493152-26-029411 · ownership.xml · derivative · entry 1 SCHIFFMAN GREGORY T · CIK 0001239011 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,042 Underlying: Common Stock · 45,042 shares Expires 2036-06-18 F1 · derivative.exercise_date: The stock options vest as follows: (i) 25% vested upon the date of grant; (ii) 25% will vest on June 30, 2026, (iii) 25% will vest on September 30, 2026, and (iv) 25% will vest on December 31, 2026, provided that the Reporting Person remains employed by or providing services to the Issuer on the applicable vesting date. Read SEC document |
| October 31, 2025 Filed Oct 31, 2025 21:00 UTC | Fabric.AI, Inc. SBLX · Entity 7732 | GrantEmployee Stock Option (Right to Buy · Derivative | 22,723 | $0.00 Strike: $6.25 | $0.00 |
DisclosureSEC source: 0001493152-25-020431 · ownership.xml · derivative · entry 1 SCHIFFMAN GREGORY T · CIK 0001239011 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,723 Underlying: Common Stock · 22,723 shares Expires 2035-10-31 F1 · derivative.exercise_date: The stock options vest as follows: (i) 75% vested upon the date of grant; and (ii) 25% will vest on December 31, 2025, provided that the Reporting Person remains employed by or providing services to the Issuer on the applicable vesting date. Read SEC document |
| December 02, 2024 Filed Dec 3, 2024 02:41 UTC | Fabric.AI, Inc. AYRO · Entity 7732 | Exercise / conversionCash-Settled Restricted Stock Units · Derivative | 55,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-048359 · ownership.xml · derivative · entry 3 SCHIFFMAN GREGORY T · CIK 0001239011 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,592 Underlying: Common Stock · Not disclosed shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Represents a grant of cash-settled restricted stock units ("RSUs" and, together with the Stock Award, the "Director Equity Awards") granted by the Issuer to the Reporting Person. On the date of grant, the RSUs immediately converted into a cash payment equal to the fair market value of the number of shares of Common Stock equal to the same number of RSUs that were granted to the Reporting Person for the purpose of satisfying the Reporting Person's tax obligation with respect to the Director Equity Awards. No securities of the Issuer were issued, acquired or disposed of in connection with the grant of the RSUs. F5 · kind: Represents a grant of cash-settled restricted stock units ("RSUs" and, together with the Stock Award, the "Director Equity Awards") granted by the Issuer to the Reporting Person. On the date of grant, the RSUs immediately converted into a cash payment equal to the fair market value of the number of shares of Common Stock equal to the same number of RSUs that were granted to the Reporting Person for the purpose of satisfying the Reporting Person's tax obligation with respect to the Director Equity Awards. No securities of the Issuer were issued, acquired or disposed of in connection with the grant of the RSUs. F5 · price: Represents a grant of cash-settled restricted stock units ("RSUs" and, together with the Stock Award, the "Director Equity Awards") granted by the Issuer to the Reporting Person. On the date of grant, the RSUs immediately converted into a cash payment equal to the fair market value of the number of shares of Common Stock equal to the same number of RSUs that were granted to the Reporting Person for the purpose of satisfying the Reporting Person's tax obligation with respect to the Director Equity Awards. No securities of the Issuer were issued, acquired or disposed of in connection with the grant of the RSUs. F5 · derivative.exercise_date: Represents a grant of cash-settled restricted stock units ("RSUs" and, together with the Stock Award, the "Director Equity Awards") granted by the Issuer to the Reporting Person. On the date of grant, the RSUs immediately converted into a cash payment equal to the fair market value of the number of shares of Common Stock equal to the same number of RSUs that were granted to the Reporting Person for the purpose of satisfying the Reporting Person's tax obligation with respect to the Director Equity Awards. No securities of the Issuer were issued, acquired or disposed of in connection with the grant of the RSUs. F5 · derivative.expiration_date: Represents a grant of cash-settled restricted stock units ("RSUs" and, together with the Stock Award, the "Director Equity Awards") granted by the Issuer to the Reporting Person. On the date of grant, the RSUs immediately converted into a cash payment equal to the fair market value of the number of shares of Common Stock equal to the same number of RSUs that were granted to the Reporting Person for the purpose of satisfying the Reporting Person's tax obligation with respect to the Director Equity Awards. No securities of the Issuer were issued, acquired or disposed of in connection with the grant of the RSUs. F5 · derivative.underlying_shares: Represents a grant of cash-settled restricted stock units ("RSUs" and, together with the Stock Award, the "Director Equity Awards") granted by the Issuer to the Reporting Person. On the date of grant, the RSUs immediately converted into a cash payment equal to the fair market value of the number of shares of Common Stock equal to the same number of RSUs that were granted to the Reporting Person for the purpose of satisfying the Reporting Person's tax obligation with respect to the Director Equity Awards. No securities of the Issuer were issued, acquired or disposed of in connection with the grant of the RSUs. F4 · balance_after: The securities reported as acquired herein were granted to the Reporting Person by the Issuer in lieu of any other awards previously approved by the Issuer since the beginning of the fourth quarter of the Company's 2023 fiscal year, but were never issued by the Issuer, as an annual award grant to the Reporting Person in connection with the Reporting Person's service on the Issuer's Board of Directors for 2024 and a partial annual award grant for the Reporting Person's service on the Issuer's Board of Directors for the last quarter of 2023. Read SEC document |
| December 02, 2024 Filed Dec 3, 2024 02:41 UTC | Fabric.AI, Inc. AYRO · Entity 7732 | GrantCommon Stock | 83,388 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-048359 · ownership.xml · nonDerivative · entry 2 SCHIFFMAN GREGORY T · CIK 0001239011 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,400 F3 · kind: Represents a grant of restricted shares of Common Stock issued under the Plan which fully vested on the date of grant (the "Stock Award"). F3 · price: Represents a grant of restricted shares of Common Stock issued under the Plan which fully vested on the date of grant (the "Stock Award"). F2 · balance_after: The securities reported herein have been adjusted for the Company's one-for-eight reverse stock split effected on September 15, 2023. F4 · balance_after: The securities reported as acquired herein were granted to the Reporting Person by the Issuer in lieu of any other awards previously approved by the Issuer since the beginning of the fourth quarter of the Company's 2023 fiscal year, but were never issued by the Issuer, as an annual award grant to the Reporting Person in connection with the Reporting Person's service on the Issuer's Board of Directors for 2024 and a partial annual award grant for the Reporting Person's service on the Issuer's Board of Directors for the last quarter of 2023. Read SEC document |
| December 02, 2024 Filed Dec 3, 2024 02:41 UTC | Fabric.AI, Inc. AYRO · Entity 7732 | Disposition to issuerCommon Stock | 3,520 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-048359 · ownership.xml · nonDerivative · entry 1 SCHIFFMAN GREGORY T · CIK 0001239011 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,012 F1 · kind: Represents a forfeiture of restricted shares of common stock (the "Forfeited Shares"), par value $0.0001 per share ("Common Stock"), of the Issuer granted to the Reporting Person under the AYRO, Inc. Long-Term Incentive Plan (as amended, the "Plan") in connection with the Reporting Person's service on the Issuer's Board of Directors that vested, but were not issued to the Reporting Person, on November 1, 2023. The Reporting Person received the Director Equity Awards (as defined herein), among other reasons as described herein, in lieu of such Forfeited Shares. F1 · price: Represents a forfeiture of restricted shares of common stock (the "Forfeited Shares"), par value $0.0001 per share ("Common Stock"), of the Issuer granted to the Reporting Person under the AYRO, Inc. Long-Term Incentive Plan (as amended, the "Plan") in connection with the Reporting Person's service on the Issuer's Board of Directors that vested, but were not issued to the Reporting Person, on November 1, 2023. The Reporting Person received the Director Equity Awards (as defined herein), among other reasons as described herein, in lieu of such Forfeited Shares. F2 · balance_after: The securities reported herein have been adjusted for the Company's one-for-eight reverse stock split effected on September 15, 2023. Read SEC document |
| August 01, 2023 Filed Aug 4, 2023 00:02 UTC | Fabric.AI, Inc. AYRO · Entity 7732 | SaleCommon Stock | 7,274 | $0.82 | $5,930.49 |
DisclosureSEC source: 0001493152-23-026685 · ownership.xml · nonDerivative · entry 1 SCHIFFMAN GREGORY T · CIK 0001239011 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 220,254 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.8100 to $0.8450, inclusive. The reporting person undertakes to provide to AYRO, Inc., any security holder of AYRO, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Represents a broker-assisted sale of shares subject to a 10b5(1) trading plan adopted by the reporting person on February 16, 2023 to pay taxes upon the vesting of an award. Read SEC document |
| May 03, 2023 Filed May 5, 2023 23:50 UTC | Fabric.AI, Inc. AYRO · Entity 7732 | SaleCommon Stock | 6,810 | $0.49 | $3,319.88 |
DisclosureSEC source: 0001493152-23-015691 · ownership.xml · nonDerivative · entry 1 SCHIFFMAN GREGORY T · CIK 0001239011 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 227,528 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.4700 to $0.5000, inclusive. The reporting person undertakes to provide to AYRO, Inc., any security holder of AYRO, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Represents a broker-assisted sale of shares subject to a 10b5(1) trading plan adopted by the reporting person on February 16, 2023 to pay taxes upon the vesting of an award. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 22:43 UTC | Absci Corp ABSI · Entity 4685 | GrantStock Option (right to buy) · Derivative | 425,000 | $0.00 Strike: $2.01 | $0.00 |
DisclosureSEC source: 0001672688-23-000014 · wf-form4_167788339299844.xml · derivative · entry 1 SCHIFFMAN GREGORY T · CIK 0001239011 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,000 Underlying: Common Stock · 425,000 shares Expires 2033-02-28 F1 · derivative.exercise_date: 25% of the shares subject to this option, vest and become exercisable on March 1, 2024, and the remaining 75% of the shares subject to this option, vest and become exercisable in 36 equal monthly installments thereafter, until March 1, 2027, subject to the Reporting Person's continuous service to the Issuer on each such date. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 23:28 UTC | Fabric.AI, Inc. AYRO · Entity 7732 | GrantCommon Stock | 112,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-003576 · ownership.xml · nonDerivative · entry 2 SCHIFFMAN GREGORY T · CIK 0001239011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,338 F2 · shares: Shares will vest in four equal installments on each quarterly anniversary of the Grant Date, provided that Mr. Schiffman is employed by or providing services to the Company through the applicable vesting date and subject to the terms and conditions of the AYRO, Inc. Long-Term Incentive Plan. Read SEC document |
| January 30, 2023 Filed Feb 3, 2023 23:28 UTC | Fabric.AI, Inc. AYRO · Entity 7732 | SaleCommon Stock | 4,094 | $0.71 | $2,911.65 |
DisclosureSEC source: 0001493152-23-003576 · ownership.xml · nonDerivative · entry 1 SCHIFFMAN GREGORY T · CIK 0001239011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,671 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.7000 to $0.7446, inclusive. The reporting person undertakes to provide to AYRO, Inc., any security holder of AYRO, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Represents a broker-assisted sale of shares subject to a 10b5(1) trading plan adopted by the reporting person on August 22, 2022 to pay taxes upon the vesting of an award. Read SEC document |
| November 01, 2022 Filed Nov 4, 2022 00:26 UTC | Fabric.AI, Inc. AYRO · Entity 7732 | SaleCommon Stock | 4,094 | $0.59 | $2,423.24 |
DisclosureSEC source: 0001493152-22-030389 · ownership.xml · nonDerivative · entry 2 SCHIFFMAN GREGORY T · CIK 0001239011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,765 F2 · shares: Represents a broker-assisted sale of shares subject to a 10b5(1) trading plan adopted by the reporting person on August 22, 2022 to pay taxes upon the vesting of an award. Read SEC document |
| October 20, 2022 Filed Oct 24, 2022 21:54 UTC | Absci Corp ABSI · Entity 4685 | Exercise / conversionStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001628280-22-026910 · wf-form4_166664820510847.xml · derivative · entry 2 SCHIFFMAN GREGORY T · CIK 0001239011 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,194 Underlying: Common Stock · 50,000 shares Expires 2030-10-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 25% of the shares subject to this option vested and became exercisable on April 6, 2021, and the remaining shares subject to this option vest and become exercisable in 36 approximately equal monthly installments until April 6, 2024, subject to the Reporting Person's continuous service to the Issuer on each such date. Read SEC document |
| October 20, 2022 Filed Oct 24, 2022 21:54 UTC | Absci Corp ABSI · Entity 4685 | Exercise / conversionCommon Stock | 50,000 | $1.10 | $55,000.00 |
DisclosureSEC source: 0001628280-22-026910 · wf-form4_166664820510847.xml · nonDerivative · entry 1 SCHIFFMAN GREGORY T · CIK 0001239011 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 605,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 11, 2022 Filed Dec 21, 2022 21:06 UTC | NANOMIX Corp NNMX · Entity 117636 | GrantNon Qualified Stock Option (right to buy) · Derivative | 12,920 | $0.00 Strike: $0.60 | $0.00 |
DisclosureSEC source: 0001213900-22-081902 · ownership.xml · derivative · entry 2 SCHIFFMAN GREGORY T · CIK 0001239011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,784 Underlying: Common Stock · 12,920 shares Expires 2032-10-11 F2 · derivative.underlying_shares: The shares vest 100% on grant. Read SEC document |
| May 11, 2022 Filed Nov 4, 2022 00:26 UTC | Fabric.AI, Inc. AYRO · Entity 7732 | SaleCommon Stock | 7,003 | $0.82 | $5,713.75 |
DisclosureSEC source: 0001493152-22-030389 · ownership.xml · nonDerivative · entry 1 SCHIFFMAN GREGORY T · CIK 0001239011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,859 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.8101 to $0.8162, inclusive. The reporting person undertakes to provide to AYRO, Inc., any security holder of AYRO, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Represents a broker-assisted sale of shares subject to a 10b5(1) trading plan adopted by the reporting person on June 11, 2021 to pay taxes upon the vesting of an award. F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.8101 to $0.8162, inclusive. The reporting person undertakes to provide to AYRO, Inc., any security holder of AYRO, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Represents a broker-assisted sale of shares subject to a 10b5(1) trading plan adopted by the reporting person on June 11, 2021 to pay taxes upon the vesting of an award. Read SEC document |
| March 02, 2022 Filed Dec 21, 2022 21:06 UTC | NANOMIX Corp NNMX · Entity 117636 | ConversionCommon Stock | 36,167 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-22-081902 · ownership.xml · nonDerivative · entry 1 SCHIFFMAN GREGORY T · CIK 0001239011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On March 2, 2022, the Reporting Person's Series C Preferred Stock automatically converted into an aggregate of 36,167 shares of the Issuer's common stock upon consummation of the Issuer's previously announced reverse stock split. Read SEC document |
| February 21, 2022 Filed Feb 24, 2022 02:41 UTC | Absci Corp ABSI · Entity 4685 | GrantStock Option (right to buy) · Derivative | 190,000 | $0.00 Strike: $8.27 | $0.00 |
DisclosureSEC source: 0001628280-22-003610 · wf-form4_164567045530073.xml · derivative · entry 1 SCHIFFMAN GREGORY T · CIK 0001239011 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,000 Underlying: Common Stock · 190,000 shares Expires 2032-02-20 F1 · derivative.exercise_date: 25% of the shares subject to this option vest and become exercisable on February 18, 2023, and thereafter, the remaining shares subject to this option vest and become exercisable in 36 approximately equal monthly installments until February 18, 2026, subject to the Reporting Person's continuous service to the Issuer on each such date. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 22:06 UTC | Fabric.AI, Inc. AYRO · Entity 7732 | GrantCommon Stock | 65,504 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-003113 · ownership.xml · nonDerivative · entry 1 SCHIFFMAN GREGORY T · CIK 0001239011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,862 F1 · shares: Shares will vest in four equal installments on each quarterly anniversary of the Grant Date, provided that Mr. Schiffman is employed by or providing services to the Company through the applicable vesting date and subject to the terms and conditions of the AYRO, Inc. Long-Term Incentive Plan. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 21:15 UTC | Fabric.AI, Inc. AYRO · Entity 7732 | SaleCommon Stock | 2,535 | $1.64 | $4,148.27 |
DisclosureSEC source: 0001493152-22-000681 · ownership.xml · nonDerivative · entry 1 SCHIFFMAN GREGORY T · CIK 0001239011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,358 F1 · shares: Represents a broker-assisted sale of shares subject to a 10b5(1) sale contract executed on June 11, 2021 to pay taxes upon the vesting of an award. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.62 to $1.655, inclusive. The reporting person undertakes to provide to AYRO, Inc., any security holder of AYRO, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| October 05, 2021 Filed Oct 7, 2021 23:35 UTC | Fabric.AI, Inc. AYRO · Entity 7732 | SaleCommon Stock | 2,535 | $3.20 | $8,115.30 |
DisclosureSEC source: 0001493152-21-024988 · ownership.xml · nonDerivative · entry 1 SCHIFFMAN GREGORY T · CIK 0001239011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,893 F1 · shares: Represents a broker-assisted sale of shares subject to a 10b5(1) sale contract executed on June 11, 2021 to pay taxes upon the vesting of an award. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.185 to $3.25, inclusive. The reporting person undertakes to provide to AYRO, Inc., any security holder of AYRO, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| August 04, 2021 Filed Aug 7, 2021 01:48 UTC | Fabric.AI, Inc. AYRO · Entity 7732 | SaleCommon Stock | 5,070 | $4.30 | $21,798.97 |
DisclosureSEC source: 0001493152-21-018953 · ownership.xml · nonDerivative · entry 1 SCHIFFMAN GREGORY T · CIK 0001239011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,428 F1 · shares: Represents a broker-assisted sale of shares subject to a 10b5(1) trading plan adopted by the reporting person on June 11, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.22 to $4.38, inclusive. The reporting person undertakes to provide to AYRO, Inc., any security holder of AYRO, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 20:00 UTC | Fabric.AI, Inc. AYRO · Entity 7732 | SaleCommon Stock | 23,980 | $5.12 | $122,794.39 |
DisclosureSEC source: 0001493152-21-013735 · ownership.xml · nonDerivative · entry 1 SCHIFFMAN GREGORY T · CIK 0001239011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,498 F1 · shares: Represents a broker-assisted sale of shares to satisfy tax withholding obligations upon the vesting of an award. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.12 to $5.14, inclusive. The reporting person undertakes to provide to AYRO, Inc., any security holder of AYRO, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 22:30 UTC | Fabric.AI, Inc. AYRO · Entity 7732 | GrantCommon Stock | 26,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-004992 · ownership.xml · nonDerivative · entry 1 SCHIFFMAN GREGORY T · CIK 0001239011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,478 F1 · shares: Represents restricted shares of common stock granted to the reporting person. 50% of such shares vest on June 30, 2021, and the remaining shares vest in two equal quarterly installments over the following six months. Read SEC document |
| September 29, 2020 Filed Oct 2, 2020 00:01 UTC | Fabric.AI, Inc. AYRO · Entity 7732 | GrantCommon Stock | 75,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-018746 · ownership.xml · nonDerivative · entry 1 SCHIFFMAN GREGORY T · CIK 0001239011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,478 F1 · shares: 2,362 shares of this grant vested in full on the date of grant, and the remaining 73,050 shares of this grant will vest in full on December 31, 2020, provided that the reporting person has continuously provided services to the issuer through that date. Read SEC document |
| September 29, 2020 Filed Dec 28, 2020 18:26 UTC Amendment | Fabric.AI, Inc. AYRO · Entity 7732 | GrantCommon Stock | 75,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-024329 · ownership.xml · nonDerivative · entry 1 SCHIFFMAN GREGORY T · CIK 0001239011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,478 F1 · shares: The reporting person's original Form 4 indicated that 2,362 shares of this grant vested in full on the date of grant, and the remaining 73,050 shares of this grant would vest in full on December 31, 2020. On December 24, 2020, the issuer and the reporting person mutually agreed to amend the vesting terms of the remaining 73,050 shares of this grant, with such shares now vesting in full on May 28, 2021, provided that the reporting person has remained employed by or is providing services to the issuer through the applicable vesting date. Read SEC document |
| May 28, 2020 Filed Jun 2, 2020 00:25 UTC | Fabric.AI, Inc. AYRO · Entity 7732 | GrantCommon Stock | 4,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-010332 · ownership.xml · nonDerivative · entry 1 SCHIFFMAN GREGORY T · CIK 0001239011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,900 F1 · shares: Such numbers have been revised to reflect a 1-for-10 reverse stock split of the Issuer's common stock effected on May 28, 2020 and a 1-for-1 stock dividend effected thereafter on May 28, 2020. F2 · shares: Represents shares of restricted stock granted to the reporting person on May 28, 2020. F1 · balance_after: Such numbers have been revised to reflect a 1-for-10 reverse stock split of the Issuer's common stock effected on May 28, 2020 and a 1-for-1 stock dividend effected thereafter on May 28, 2020. Read SEC document |
| August 27, 2019 Filed Aug 30, 2019 01:42 UTC | Fabric.AI, Inc. DCAR · Entity 7732 | Tax withholdingCommon Stock | 12,477 | $0.78 | $9,732.06 |
DisclosureSEC source: 0001654954-19-010164 · section16.xml · nonDerivative · entry 2 SCHIFFMAN GREGORY T · CIK 0001239011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,815 Read SEC document |
| August 27, 2019 Filed Aug 30, 2019 01:42 UTC | Fabric.AI, Inc. DCAR · Entity 7732 | GrantCommon Stock | 63,292 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-19-010164 · section16.xml · nonDerivative · entry 1 SCHIFFMAN GREGORY T · CIK 0001239011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,292 F1 · date: One-half of the shares vest on August 27, 2019, with the remaining shares vesting in two equal installments on October 31, 2019 and January 31, 2020. Read SEC document |
| August 27, 2019 Filed Jan 21, 2020 22:04 UTC Amendment | Fabric.AI, Inc. DCAR · Entity 7732 | Tax withholdingCOMMON STOCK | 12,477 | $0.78 | $9,732.06 |
DisclosureSEC source: 0001654954-20-000628 · section16.xml · nonDerivative · entry 2 SCHIFFMAN GREGORY T · CIK 0001239011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,169 Read SEC document |
| August 27, 2019 Filed Jan 21, 2020 22:04 UTC Amendment | Fabric.AI, Inc. DCAR · Entity 7732 | GrantCOMMON STOCK | 31,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-000628 · section16.xml · nonDerivative · entry 1 SCHIFFMAN GREGORY T · CIK 0001239011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,646 F1 · date: On August 29, 2019, the reporting person filed a Form 4 reporting an award of 63,292 shares of common stock and the payment of associated tax liability. Of those shares, half (or 31,646 shares) vested on the date of grant and the remaining shares were to vest on subsequent dates. The unvested shares associated with such award were subsequently cancelled. As of January 17, 2020, the reporting person owned 19,169 shares of common stock. F1 · balance_after: On August 29, 2019, the reporting person filed a Form 4 reporting an award of 63,292 shares of common stock and the payment of associated tax liability. Of those shares, half (or 31,646 shares) vested on the date of grant and the remaining shares were to vest on subsequent dates. The unvested shares associated with such award were subsequently cancelled. As of January 17, 2020, the reporting person owned 19,169 shares of common stock. Read SEC document |
| May 14, 2018 Filed Dec 3, 2018 16:25 UTC | Fabric.AI, Inc. DCAR · Entity 7732 | GrantStock Option (right to buy) · Derivative | 12,195 | $0.00 Strike: $1.82 | $0.00 |
DisclosureSEC source: 0001654954-18-013480 · section16.xml · derivative · entry 1 SCHIFFMAN GREGORY T · CIK 0001239011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,195 Underlying: Common Stock · 12,195 shares Expires 2028-05-14 F1 · shares: The stock options were granted in connection with the reporting person's service as a director and were subject to stockholder approval of an amendment to the Issuer's Amended and Restated 2014 Equity Incentive Plan under which the option was granted, which approval was received on November 15, 2018. F2 · derivative.exercise_date: The options vest in quarterly installments in arrears over a one year period. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 23:31 UTC | IOVANCE BIOTHERAPEUTICS, INC. LBIO · Entity 2090 | GrantStock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $7.55 | $0.00 |
DisclosureSEC source: 0001250853-16-000184 · primary_doc.xml · derivative · entry 1 SCHIFFMAN GREGORY T · CIK 0001239011 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2026-11-14 F1 · derivative.exercise_date: The option will vest as to 100,000 shares on October 3, 2017, and the remaining 200,000 shares will vest as to 25,000 shares quarterly over the next two years after October 3, 2017, provided the Reporting Person is still providing services to the Issuer on the respective dates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.