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Dolan Kristin A

Disclosed activity across 6 companies

Tapewire entity
36551
SEC CIK
0001480991

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMC Global Media Inc.AMCX · Entity 5454Chief Executive OfficerJune 16, 2026June 22, 2026
Madison Square Garden Sports Corp.MSGS · Entity 3572Member of 13(d) GroupFebruary 20, 2026February 24, 2026
REVLON INC /DE/REV · Entity 115224DirectorMay 31, 2017June 08, 2017
Sphere Entertainment Co.SPHR · Entity 3931Director · 10% ownerSeptember 15, 2026September 17, 2026
Wendy's CoWEN · Entity 4659DirectorApril 03, 2026April 07, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMC Global Media Inc.

Report date June 16, 2026 · Filed June 22, 2026

Jointly reported with DOLAN JAMES LAWRENCE

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Director Stock UnitsSEC Table II · derivative / convertible securityDirect10,926 Reported balance After 2026-06-16 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-16 · Grant · Acquired 10,926 · Balance 10,926

F1: Each director stock unit is granted under the AMC Global Media Inc. Amended and Restated 2011 Stock Plan for Non-Employee Directors and represents a right to receive the cash equivalent of one share of Class A Common Stock.

F3: Granted under the AMC Global Media Inc. Amended and Restated 2011 Stock Plan for Non-Employee Directors for no consideration.

F2: The director stock units are fully vested on the date of the grant and will be settled in cash on the first business day 90 days after service on the Board of Directors ceases.

F4: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities and this filing shall not be deemed an admission that Ms. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

Filing footnotes · ownership attribution and instrument terms

F1: Each director stock unit is granted under the AMC Global Media Inc. Amended and Restated 2011 Stock Plan for Non-Employee Directors and represents a right to receive the cash equivalent of one share of Class A Common Stock.

F2: The director stock units are fully vested on the date of the grant and will be settled in cash on the first business day 90 days after service on the Board of Directors ceases.

F3: Granted under the AMC Global Media Inc. Amended and Restated 2011 Stock Plan for Non-Employee Directors for no consideration.

F4: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities and this filing shall not be deemed an admission that Ms. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

Madison Square Garden Sports Corp.

Report date February 20, 2026 · Filed February 24, 2026

Jointly reported with DOLAN JAMES LAWRENCE

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible securityDirect51,451 Reported balance After 2026-02-20 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-02-20 · Other · Acquired 37,406 · Balance 51,451

F1: Madison Square Garden Sports Corp. Class B Common Stock ("Class B Common Stock") is convertible at the option of the holder on a share for share basis into Madison Square Garden Sports Corp. Class A Common Stock ("Class A Common Stock").

F2: On February 20, 2026, James L. Dolan received the shares of Class B Common Stock in partial repayment of a promissory note. For purposes of the repayment, the shares were valued at $326.83 per share, the mean of the high and low trading price for the Class A Common Stock on February 20, 2026.

F3: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities, and this filing shall not be deemed an admission that Ms. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

Filing footnotes · ownership attribution and instrument terms

F1: Madison Square Garden Sports Corp. Class B Common Stock ("Class B Common Stock") is convertible at the option of the holder on a share for share basis into Madison Square Garden Sports Corp. Class A Common Stock ("Class A Common Stock").

F2: On February 20, 2026, James L. Dolan received the shares of Class B Common Stock in partial repayment of a promissory note. For purposes of the repayment, the shares were valued at $326.83 per share, the mean of the high and low trading price for the Class A Common Stock on February 20, 2026.

F3: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities, and this filing shall not be deemed an admission that Ms. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

REVLON INC /DE/

Report date May 31, 2017 · Filed June 08, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
NoneSEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2017-05-31 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

Sphere Entertainment Co.

Report date September 15, 2026 · Filed September 17, 2026

Jointly reported with DOLAN JAMES LAWRENCE

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect1,031,133 Last balance in matching sequence After 2026-09-15 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rows

Row 1 · 2026-09-15 · Exercise / conversion · Acquired 26,897 · Balance 1,005,365

F1: Each restricted stock unit ("RSU") was granted on September 1, 2023 under the Sphere Entertainment Co. ("SPHR") 2020 Employee Stock Plan, as amended (the "2020 Employee Stock Plan"), and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 13, 2024. One-third of the RSUs vested and were settled on September 15, 2025. The remaining one-third of the RSUs vested and were settled on September 15, 2026.

F2: Includes shares held jointly with spouse.

F3: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

Row 2 · 2026-09-15 · Tax withholding · Disposed 13,730 · Balance 991,635

F4: Represents RSUs of SPHR withheld to satisfy tax withholding obligations in connection with the vesting and settlement of RSUs described in footnote 1, exempt under Rule 16b-3.

F2: Includes shares held jointly with spouse.

F3: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

Row 3 · 2026-09-15 · Exercise / conversion · Acquired 80,689 · Balance 1,072,324

F5: Each performance restricted stock unit ("PSU") was granted on September 1, 2023 under the 2020 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The Compensation Committee of the Board of Directors of SPHR deemed such PSUs earned at 100% of target on March 27, 2024. The PSUs vested and were settled on September 15, 2026.

F2: Includes shares held jointly with spouse.

F3: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

Row 4 · 2026-09-15 · Tax withholding · Disposed 41,191 · Balance 1,031,133

F6: Represents PSUs of SPHR withheld to satisfy tax withholding obligations in connection with the vesting and settlement of PSUs described in footnote 5, exempt under Rule 16b-3.

F2: Includes shares held jointly with spouse.

F3: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-09-15Direct0 Reported balance After 2026-09-15 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-09-15 · Exercise / conversion · Disposed 26,897 · Balance 0

F1: Each restricted stock unit ("RSU") was granted on September 1, 2023 under the Sphere Entertainment Co. ("SPHR") 2020 Employee Stock Plan, as amended (the "2020 Employee Stock Plan"), and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 13, 2024. One-third of the RSUs vested and were settled on September 15, 2025. The remaining one-third of the RSUs vested and were settled on September 15, 2026.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-09-15Direct0 Reported balance After 2026-09-15 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-09-15 · Exercise / conversion · Disposed 80,689 · Balance 0

F5: Each performance restricted stock unit ("PSU") was granted on September 1, 2023 under the 2020 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The Compensation Committee of the Board of Directors of SPHR deemed such PSUs earned at 100% of target on March 27, 2024. The PSUs vested and were settled on September 15, 2026.

Class A Common StockSEC Table I · non-derivativeIndirectBy Spouse14,119 Reported balance Holding disclosure · report date 2026-09-15 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 14,119

F7: Securities held directly by Kristin A. Dolan, James L. Dolan's spouse. Mr. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Ms. Dolan (other than securities in which he has a direct pecuniary interest) and this report shall not be deemed to be an admission that Mr. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

Class A Common StockSEC Table I · non-derivativeIndirectBy Minor Children and Household Members746 Reported balance Holding disclosure · report date 2026-09-15 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 746

F8: The reporting persons disclaim beneficial ownership of all securities of SPHR beneficially owned and deemed to be beneficially owned by their minor children and household members and this report shall not be deemed an admission that reporting persons are, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") was granted on September 1, 2023 under the Sphere Entertainment Co. ("SPHR") 2020 Employee Stock Plan, as amended (the "2020 Employee Stock Plan"), and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 13, 2024. One-third of the RSUs vested and were settled on September 15, 2025. The remaining one-third of the RSUs vested and were settled on September 15, 2026.

F2: Includes shares held jointly with spouse.

F3: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

F4: Represents RSUs of SPHR withheld to satisfy tax withholding obligations in connection with the vesting and settlement of RSUs described in footnote 1, exempt under Rule 16b-3.

F5: Each performance restricted stock unit ("PSU") was granted on September 1, 2023 under the 2020 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The Compensation Committee of the Board of Directors of SPHR deemed such PSUs earned at 100% of target on March 27, 2024. The PSUs vested and were settled on September 15, 2026.

F6: Represents PSUs of SPHR withheld to satisfy tax withholding obligations in connection with the vesting and settlement of PSUs described in footnote 5, exempt under Rule 16b-3.

F7: Securities held directly by Kristin A. Dolan, James L. Dolan's spouse. Mr. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Ms. Dolan (other than securities in which he has a direct pecuniary interest) and this report shall not be deemed to be an admission that Mr. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

F8: The reporting persons disclaim beneficial ownership of all securities of SPHR beneficially owned and deemed to be beneficially owned by their minor children and household members and this report shall not be deemed an admission that reporting persons are, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

Wendy's Co

Report date April 03, 2026 · Filed April 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect47,755 Reported balance After 2026-04-03 transaction · row 1
1 source row

Row 1 · 2026-04-03 · Grant · Acquired 1,047 · Balance 47,755

F1: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a portion of Ms. Dolan's quarterly Board of Directors retainer fee and quarterly Board committee retainer fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

Filing footnotes · ownership attribution and instrument terms

F1: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a portion of Ms. Dolan's quarterly Board of Directors retainer fee and quarterly Board committee retainer fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

MSG NETWORKS INC.

Report date July 09, 2021 · Filed July 13, 2021

Jointly reported with DOLAN JAMES LAWRENCE

Section 16 reporting ended · disclosed 2021-07-13. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-07-09 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-07-09 · Disposition to issuer · Disposed 344,833 · Balance 0

F1: Represents shares of Class A Common Stock and Class B Common Stock, as applicable, of MSG Networks Inc. ("MSGN") disposed of as a result of the conversion of MSGN Class A Common Stock and MSGN Class B Common Stock to Class A Common Stock and Class B Common Stock, as applicable, of Madison Square Garden Entertainment Corp. ("MSGE") pursuant to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of March 25, 2021, by and among MSGE, Broadway Sub Inc. and MSGN (the "Merger"), a transaction exempt under Rule 16b-3, calculated based on (x) the number of shares of MSGN Class A Common Stock or MSGN Class B Common Stock, respectively, multiplied by (y) 0.172, and rounded up to the next whole share. On July 8, 2021 (the day prior to the Merger), the closing price of one share of MSGE Class A Common Stock was $82.28.

F2: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

Class A Common StockSEC Table I · non-derivativeIndirectBy Spouse0 Reported balance After 2021-07-09 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2021-07-09 · Disposition to issuer · Disposed 22,813 · Balance 0

F1: Represents shares of Class A Common Stock and Class B Common Stock, as applicable, of MSG Networks Inc. ("MSGN") disposed of as a result of the conversion of MSGN Class A Common Stock and MSGN Class B Common Stock to Class A Common Stock and Class B Common Stock, as applicable, of Madison Square Garden Entertainment Corp. ("MSGE") pursuant to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of March 25, 2021, by and among MSGE, Broadway Sub Inc. and MSGN (the "Merger"), a transaction exempt under Rule 16b-3, calculated based on (x) the number of shares of MSGN Class A Common Stock or MSGN Class B Common Stock, respectively, multiplied by (y) 0.172, and rounded up to the next whole share. On July 8, 2021 (the day prior to the Merger), the closing price of one share of MSGE Class A Common Stock was $82.28.

F3: Securities held directly by Kristin A. Dolan, James L. Dolan's spouse. Mr. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Ms. Dolan (other than securities in which he has a direct pecuniary interest) and this report shall not be deemed to be an admission that Mr. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

Class A Common StockSEC Table I · non-derivativeIndirectBy Minor Children0 Reported balance After 2021-07-09 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2021-07-09 · Disposition to issuer · Disposed 1,475 · Balance 0

F1: Represents shares of Class A Common Stock and Class B Common Stock, as applicable, of MSG Networks Inc. ("MSGN") disposed of as a result of the conversion of MSGN Class A Common Stock and MSGN Class B Common Stock to Class A Common Stock and Class B Common Stock, as applicable, of Madison Square Garden Entertainment Corp. ("MSGE") pursuant to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of March 25, 2021, by and among MSGE, Broadway Sub Inc. and MSGN (the "Merger"), a transaction exempt under Rule 16b-3, calculated based on (x) the number of shares of MSGN Class A Common Stock or MSGN Class B Common Stock, respectively, multiplied by (y) 0.172, and rounded up to the next whole share. On July 8, 2021 (the day prior to the Merger), the closing price of one share of MSGE Class A Common Stock was $82.28.

F4: The Reporting Persons disclaim beneficial ownership of all securities of MSGN beneficially owned and deemed to be beneficially owned by their minor children and this filing shall not be deemed an admission that the Reporting Persons are, for the purposes of Section 16 or for any other purpose, the beneficial owners of such securities.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-07-09 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-07-09 · Disposition to issuer · Disposed 197,369 · Balance 0

F5: Each MSGN restricted stock unit represented a right to receive one share of MSGN Class A Common Stock or the cash equivalent thereof.

F6: Represents MSGN restricted stock units ("MSGN RSUs") disposed as a result of the conversion of MSGN RSUs to MSGE restricted stock units pursuant to the closing of the Merger, a transaction exempt under Rule 16b-3, based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN RSUs, multiplied by (y) 0.172.

F7: The MSGN RSUs were scheduled to vest and settle in equal installments on September 15, 2021, September 15, 2022 and September 15, 2023.

F8: Securities held directly by Mr. James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities in which she has a direct pecuniary interest) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

Restricted Stock UnitsSEC Table II · derivative / convertible securityIndirectBy Spouse0 Reported balance After 2021-07-09 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-07-09 · Disposition to issuer · Disposed 23,608 · Balance 0

F5: Each MSGN restricted stock unit represented a right to receive one share of MSGN Class A Common Stock or the cash equivalent thereof.

F6: Represents MSGN restricted stock units ("MSGN RSUs") disposed as a result of the conversion of MSGN RSUs to MSGE restricted stock units pursuant to the closing of the Merger, a transaction exempt under Rule 16b-3, based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN RSUs, multiplied by (y) 0.172.

F9: The MSGN RSUs were fully vested on the date of grant and, prior to the Merger, would have been settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceased.

F3: Securities held directly by Kristin A. Dolan, James L. Dolan's spouse. Mr. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Ms. Dolan (other than securities in which he has a direct pecuniary interest) and this report shall not be deemed to be an admission that Mr. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

Class B Common StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-07-09 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2021-07-09 · Disposition to issuer · Disposed 1,224,362 · Balance 0

F10: The MSGN Class B Common Stock was convertible at the option of the holder on a share for share basis into MSGN Class A Common Stock.

F1: Represents shares of Class A Common Stock and Class B Common Stock, as applicable, of MSG Networks Inc. ("MSGN") disposed of as a result of the conversion of MSGN Class A Common Stock and MSGN Class B Common Stock to Class A Common Stock and Class B Common Stock, as applicable, of Madison Square Garden Entertainment Corp. ("MSGE") pursuant to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of March 25, 2021, by and among MSGE, Broadway Sub Inc. and MSGN (the "Merger"), a transaction exempt under Rule 16b-3, calculated based on (x) the number of shares of MSGN Class A Common Stock or MSGN Class B Common Stock, respectively, multiplied by (y) 0.172, and rounded up to the next whole share. On July 8, 2021 (the day prior to the Merger), the closing price of one share of MSGE Class A Common Stock was $82.28.

F8: Securities held directly by Mr. James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities in which she has a direct pecuniary interest) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.81 · Expires 2024-03-15Direct0 Reported balance After 2021-07-09 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2021-07-09 · Disposition to issuer · Disposed 534,521 · Balance 0

F11: Represents MSGN options disposed of as a result of the conversion of MSGN options to MSGE options pursuant to the Merger, a transaction exempt under Rule 16b-3, based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN options, multiplied by (y) 0.172, and rounded down to the nearest whole share. The MSGE options exercise price is equal to the per share exercise price of MSGN options divided by 0.172, and rounded up to the nearest whole cent.

F12: The derivative security is fully vested.

F8: Securities held directly by Mr. James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities in which she has a direct pecuniary interest) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.60 · Expires 2025-03-01Direct0 Reported balance After 2021-07-09 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2021-07-09 · Disposition to issuer · Disposed 426,287 · Balance 0

F11: Represents MSGN options disposed of as a result of the conversion of MSGN options to MSGE options pursuant to the Merger, a transaction exempt under Rule 16b-3, based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN options, multiplied by (y) 0.172, and rounded down to the nearest whole share. The MSGE options exercise price is equal to the per share exercise price of MSGN options divided by 0.172, and rounded up to the nearest whole cent.

F12: The derivative security is fully vested.

F8: Securities held directly by Mr. James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities in which she has a direct pecuniary interest) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.05 · Expires 2026-02-25Direct0 Reported balance After 2021-07-09 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2021-07-09 · Disposition to issuer · Disposed 315,790 · Balance 0

F11: Represents MSGN options disposed of as a result of the conversion of MSGN options to MSGE options pursuant to the Merger, a transaction exempt under Rule 16b-3, based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN options, multiplied by (y) 0.172, and rounded down to the nearest whole share. The MSGE options exercise price is equal to the per share exercise price of MSGN options divided by 0.172, and rounded up to the nearest whole cent.

F13: Two-thirds of the MSGN options vested in equal installments on August 28, 2019 and August 28, 2020. The remaining one-third was scheduled to vest on August 28, 2021.

F8: Securities held directly by Mr. James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities in which she has a direct pecuniary interest) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.32 · Expires 2027-02-26Direct0 Reported balance After 2021-07-09 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2021-07-09 · Disposition to issuer · Disposed 555,556 · Balance 0

F11: Represents MSGN options disposed of as a result of the conversion of MSGN options to MSGE options pursuant to the Merger, a transaction exempt under Rule 16b-3, based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN options, multiplied by (y) 0.172, and rounded down to the nearest whole share. The MSGE options exercise price is equal to the per share exercise price of MSGN options divided by 0.172, and rounded up to the nearest whole cent.

F14: One-third of the MSGN options vested on August 29, 2020. The remaining two-thirds were scheduled to vest in equal installments on August 29, 2021 and August 29, 2022.

F8: Securities held directly by Mr. James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities in which she has a direct pecuniary interest) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of Class A Common Stock and Class B Common Stock, as applicable, of MSG Networks Inc. ("MSGN") disposed of as a result of the conversion of MSGN Class A Common Stock and MSGN Class B Common Stock to Class A Common Stock and Class B Common Stock, as applicable, of Madison Square Garden Entertainment Corp. ("MSGE") pursuant to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of March 25, 2021, by and among MSGE, Broadway Sub Inc. and MSGN (the "Merger"), a transaction exempt under Rule 16b-3, calculated based on (x) the number of shares of MSGN Class A Common Stock or MSGN Class B Common Stock, respectively, multiplied by (y) 0.172, and rounded up to the next whole share. On July 8, 2021 (the day prior to the Merger), the closing price of one share of MSGE Class A Common Stock was $82.28.

F2: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

F3: Securities held directly by Kristin A. Dolan, James L. Dolan's spouse. Mr. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Ms. Dolan (other than securities in which he has a direct pecuniary interest) and this report shall not be deemed to be an admission that Mr. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

F4: The Reporting Persons disclaim beneficial ownership of all securities of MSGN beneficially owned and deemed to be beneficially owned by their minor children and this filing shall not be deemed an admission that the Reporting Persons are, for the purposes of Section 16 or for any other purpose, the beneficial owners of such securities.

F5: Each MSGN restricted stock unit represented a right to receive one share of MSGN Class A Common Stock or the cash equivalent thereof.

F6: Represents MSGN restricted stock units ("MSGN RSUs") disposed as a result of the conversion of MSGN RSUs to MSGE restricted stock units pursuant to the closing of the Merger, a transaction exempt under Rule 16b-3, based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN RSUs, multiplied by (y) 0.172.

F7: The MSGN RSUs were scheduled to vest and settle in equal installments on September 15, 2021, September 15, 2022 and September 15, 2023.

F8: Securities held directly by Mr. James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities in which she has a direct pecuniary interest) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

F9: The MSGN RSUs were fully vested on the date of grant and, prior to the Merger, would have been settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceased.

F10: The MSGN Class B Common Stock was convertible at the option of the holder on a share for share basis into MSGN Class A Common Stock.

F11: Represents MSGN options disposed of as a result of the conversion of MSGN options to MSGE options pursuant to the Merger, a transaction exempt under Rule 16b-3, based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN options, multiplied by (y) 0.172, and rounded down to the nearest whole share. The MSGE options exercise price is equal to the per share exercise price of MSGN options divided by 0.172, and rounded up to the nearest whole cent.

F12: The derivative security is fully vested.

F13: Two-thirds of the MSGN options vested in equal installments on August 28, 2019 and August 28, 2020. The remaining one-third was scheduled to vest on August 28, 2021.

F14: One-third of the MSGN options vested on August 29, 2020. The remaining two-thirds were scheduled to vest in equal installments on August 29, 2021 and August 29, 2022.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 09, 2021 Filed Jul 13, 2021 20:52 UTC MSG NETWORKS INC. MSGN · Entity 16448 Disposition to issuerOptions (Right to Buy) · Derivative 426,287 Not disclosed Strike: $21.60 Not disclosed
Disclosure

SEC source: 0001209191-21-046538 · doc4.xml · derivative · entry 8

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · 10% owner · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 426,287 shares

Expires 2025-03-01

F11 · shares: Represents MSGN options disposed of as a result of the conversion of MSGN options to MSGE options pursuant to the Merger, a transaction exempt under Rule 16b-3, based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN options, multiplied by (y) 0.172, and rounded down to the nearest whole share. The MSGE options exercise price is equal to the per share exercise price of MSGN options divided by 0.172, and rounded up to the nearest whole cent.

F11 · price: Represents MSGN options disposed of as a result of the conversion of MSGN options to MSGE options pursuant to the Merger, a transaction exempt under Rule 16b-3, based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN options, multiplied by (y) 0.172, and rounded down to the nearest whole share. The MSGE options exercise price is equal to the per share exercise price of MSGN options divided by 0.172, and rounded up to the nearest whole cent.

F12 · derivative.exercise_date: The derivative security is fully vested.

F8 · ownership.direct: Securities held directly by Mr. James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities in which she has a direct pecuniary interest) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

Read SEC document
July 09, 2021 Filed Jul 13, 2021 20:52 UTC MSG NETWORKS INC. MSGN · Entity 16448 Disposition to issuerOptions (Right to Buy) · Derivative 534,521 Not disclosed Strike: $17.81 Not disclosed
Disclosure

SEC source: 0001209191-21-046538 · doc4.xml · derivative · entry 7

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · 10% owner · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 534,521 shares

Expires 2024-03-15

F11 · shares: Represents MSGN options disposed of as a result of the conversion of MSGN options to MSGE options pursuant to the Merger, a transaction exempt under Rule 16b-3, based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN options, multiplied by (y) 0.172, and rounded down to the nearest whole share. The MSGE options exercise price is equal to the per share exercise price of MSGN options divided by 0.172, and rounded up to the nearest whole cent.

F11 · price: Represents MSGN options disposed of as a result of the conversion of MSGN options to MSGE options pursuant to the Merger, a transaction exempt under Rule 16b-3, based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN options, multiplied by (y) 0.172, and rounded down to the nearest whole share. The MSGE options exercise price is equal to the per share exercise price of MSGN options divided by 0.172, and rounded up to the nearest whole cent.

F12 · derivative.exercise_date: The derivative security is fully vested.

F8 · ownership.direct: Securities held directly by Mr. James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities in which she has a direct pecuniary interest) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

Read SEC document
July 09, 2021 Filed Jul 13, 2021 20:52 UTC MSG NETWORKS INC. MSGN · Entity 16448 Disposition to issuerClass B Common Stock · Derivative 1,224,362 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-046538 · doc4.xml · derivative · entry 6

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · 10% owner · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,224,362 shares

Expires not disclosed

F10 · derivative.exercise_price: The MSGN Class B Common Stock was convertible at the option of the holder on a share for share basis into MSGN Class A Common Stock.

F1 · shares: Represents shares of Class A Common Stock and Class B Common Stock, as applicable, of MSG Networks Inc. ("MSGN") disposed of as a result of the conversion of MSGN Class A Common Stock and MSGN Class B Common Stock to Class A Common Stock and Class B Common Stock, as applicable, of Madison Square Garden Entertainment Corp. ("MSGE") pursuant to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of March 25, 2021, by and among MSGE, Broadway Sub Inc. and MSGN (the "Merger"), a transaction exempt under Rule 16b-3, calculated based on (x) the number of shares of MSGN Class A Common Stock or MSGN Class B Common Stock, respectively, multiplied by (y) 0.172, and rounded up to the next whole share. On July 8, 2021 (the day prior to the Merger), the closing price of one share of MSGE Class A Common Stock was $82.28.

F1 · price: Represents shares of Class A Common Stock and Class B Common Stock, as applicable, of MSG Networks Inc. ("MSGN") disposed of as a result of the conversion of MSGN Class A Common Stock and MSGN Class B Common Stock to Class A Common Stock and Class B Common Stock, as applicable, of Madison Square Garden Entertainment Corp. ("MSGE") pursuant to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of March 25, 2021, by and among MSGE, Broadway Sub Inc. and MSGN (the "Merger"), a transaction exempt under Rule 16b-3, calculated based on (x) the number of shares of MSGN Class A Common Stock or MSGN Class B Common Stock, respectively, multiplied by (y) 0.172, and rounded up to the next whole share. On July 8, 2021 (the day prior to the Merger), the closing price of one share of MSGE Class A Common Stock was $82.28.

F10 · derivative.exercise_date: The MSGN Class B Common Stock was convertible at the option of the holder on a share for share basis into MSGN Class A Common Stock.

F10 · derivative.expiration_date: The MSGN Class B Common Stock was convertible at the option of the holder on a share for share basis into MSGN Class A Common Stock.

F8 · ownership.direct: Securities held directly by Mr. James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities in which she has a direct pecuniary interest) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

Read SEC document
July 09, 2021 Filed Jul 13, 2021 20:52 UTC MSG NETWORKS INC. MSGN · Entity 16448 Disposition to issuerRestricted Stock Units · Derivative 23,608 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-046538 · doc4.xml · derivative · entry 5

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · 10% owner · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Class A Common Stock · 23,608 shares

Expires not disclosed

F5 · derivative.exercise_price: Each MSGN restricted stock unit represented a right to receive one share of MSGN Class A Common Stock or the cash equivalent thereof.

F6 · shares: Represents MSGN restricted stock units ("MSGN RSUs") disposed as a result of the conversion of MSGN RSUs to MSGE restricted stock units pursuant to the closing of the Merger, a transaction exempt under Rule 16b-3, based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN RSUs, multiplied by (y) 0.172.

F6 · price: Represents MSGN restricted stock units ("MSGN RSUs") disposed as a result of the conversion of MSGN RSUs to MSGE restricted stock units pursuant to the closing of the Merger, a transaction exempt under Rule 16b-3, based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN RSUs, multiplied by (y) 0.172.

F9 · derivative.exercise_date: The MSGN RSUs were fully vested on the date of grant and, prior to the Merger, would have been settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceased.

F9 · derivative.expiration_date: The MSGN RSUs were fully vested on the date of grant and, prior to the Merger, would have been settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceased.

F3 · ownership.direct: Securities held directly by Kristin A. Dolan, James L. Dolan's spouse. Mr. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Ms. Dolan (other than securities in which he has a direct pecuniary interest) and this report shall not be deemed to be an admission that Mr. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

Read SEC document
July 09, 2021 Filed Jul 13, 2021 20:52 UTC MSG NETWORKS INC. MSGN · Entity 16448 Disposition to issuerRestricted Stock Units · Derivative 197,369 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-046538 · doc4.xml · derivative · entry 4

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · 10% owner · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 197,369 shares

Expires not disclosed

F5 · derivative.exercise_price: Each MSGN restricted stock unit represented a right to receive one share of MSGN Class A Common Stock or the cash equivalent thereof.

F6 · shares: Represents MSGN restricted stock units ("MSGN RSUs") disposed as a result of the conversion of MSGN RSUs to MSGE restricted stock units pursuant to the closing of the Merger, a transaction exempt under Rule 16b-3, based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN RSUs, multiplied by (y) 0.172.

F6 · price: Represents MSGN restricted stock units ("MSGN RSUs") disposed as a result of the conversion of MSGN RSUs to MSGE restricted stock units pursuant to the closing of the Merger, a transaction exempt under Rule 16b-3, based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN RSUs, multiplied by (y) 0.172.

F7 · derivative.exercise_date: The MSGN RSUs were scheduled to vest and settle in equal installments on September 15, 2021, September 15, 2022 and September 15, 2023.

F7 · derivative.expiration_date: The MSGN RSUs were scheduled to vest and settle in equal installments on September 15, 2021, September 15, 2022 and September 15, 2023.

F8 · ownership.direct: Securities held directly by Mr. James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities in which she has a direct pecuniary interest) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

Read SEC document
July 09, 2021 Filed Jul 13, 2021 20:52 UTC MSG NETWORKS INC. MSGN · Entity 16448 Disposition to issuerClass A Common Stock 1,475 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-046538 · doc4.xml · nonDerivative · entry 3

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · 10% owner · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Minor Children

Disclosed balance after: 0

F1 · shares: Represents shares of Class A Common Stock and Class B Common Stock, as applicable, of MSG Networks Inc. ("MSGN") disposed of as a result of the conversion of MSGN Class A Common Stock and MSGN Class B Common Stock to Class A Common Stock and Class B Common Stock, as applicable, of Madison Square Garden Entertainment Corp. ("MSGE") pursuant to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of March 25, 2021, by and among MSGE, Broadway Sub Inc. and MSGN (the "Merger"), a transaction exempt under Rule 16b-3, calculated based on (x) the number of shares of MSGN Class A Common Stock or MSGN Class B Common Stock, respectively, multiplied by (y) 0.172, and rounded up to the next whole share. On July 8, 2021 (the day prior to the Merger), the closing price of one share of MSGE Class A Common Stock was $82.28.

F1 · price: Represents shares of Class A Common Stock and Class B Common Stock, as applicable, of MSG Networks Inc. ("MSGN") disposed of as a result of the conversion of MSGN Class A Common Stock and MSGN Class B Common Stock to Class A Common Stock and Class B Common Stock, as applicable, of Madison Square Garden Entertainment Corp. ("MSGE") pursuant to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of March 25, 2021, by and among MSGE, Broadway Sub Inc. and MSGN (the "Merger"), a transaction exempt under Rule 16b-3, calculated based on (x) the number of shares of MSGN Class A Common Stock or MSGN Class B Common Stock, respectively, multiplied by (y) 0.172, and rounded up to the next whole share. On July 8, 2021 (the day prior to the Merger), the closing price of one share of MSGE Class A Common Stock was $82.28.

F4 · ownership.direct: The Reporting Persons disclaim beneficial ownership of all securities of MSGN beneficially owned and deemed to be beneficially owned by their minor children and this filing shall not be deemed an admission that the Reporting Persons are, for the purposes of Section 16 or for any other purpose, the beneficial owners of such securities.

Read SEC document
July 09, 2021 Filed Jul 13, 2021 20:52 UTC MSG NETWORKS INC. MSGN · Entity 16448 Disposition to issuerClass A Common Stock 22,813 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-046538 · doc4.xml · nonDerivative · entry 2

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · 10% owner · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

F1 · shares: Represents shares of Class A Common Stock and Class B Common Stock, as applicable, of MSG Networks Inc. ("MSGN") disposed of as a result of the conversion of MSGN Class A Common Stock and MSGN Class B Common Stock to Class A Common Stock and Class B Common Stock, as applicable, of Madison Square Garden Entertainment Corp. ("MSGE") pursuant to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of March 25, 2021, by and among MSGE, Broadway Sub Inc. and MSGN (the "Merger"), a transaction exempt under Rule 16b-3, calculated based on (x) the number of shares of MSGN Class A Common Stock or MSGN Class B Common Stock, respectively, multiplied by (y) 0.172, and rounded up to the next whole share. On July 8, 2021 (the day prior to the Merger), the closing price of one share of MSGE Class A Common Stock was $82.28.

F1 · price: Represents shares of Class A Common Stock and Class B Common Stock, as applicable, of MSG Networks Inc. ("MSGN") disposed of as a result of the conversion of MSGN Class A Common Stock and MSGN Class B Common Stock to Class A Common Stock and Class B Common Stock, as applicable, of Madison Square Garden Entertainment Corp. ("MSGE") pursuant to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of March 25, 2021, by and among MSGE, Broadway Sub Inc. and MSGN (the "Merger"), a transaction exempt under Rule 16b-3, calculated based on (x) the number of shares of MSGN Class A Common Stock or MSGN Class B Common Stock, respectively, multiplied by (y) 0.172, and rounded up to the next whole share. On July 8, 2021 (the day prior to the Merger), the closing price of one share of MSGE Class A Common Stock was $82.28.

F3 · ownership.direct: Securities held directly by Kristin A. Dolan, James L. Dolan's spouse. Mr. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Ms. Dolan (other than securities in which he has a direct pecuniary interest) and this report shall not be deemed to be an admission that Mr. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

Read SEC document
July 09, 2021 Filed Jul 13, 2021 20:52 UTC MSG NETWORKS INC. MSGN · Entity 16448 Disposition to issuerClass A Common Stock 344,833 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-046538 · doc4.xml · nonDerivative · entry 1

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · 10% owner · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Represents shares of Class A Common Stock and Class B Common Stock, as applicable, of MSG Networks Inc. ("MSGN") disposed of as a result of the conversion of MSGN Class A Common Stock and MSGN Class B Common Stock to Class A Common Stock and Class B Common Stock, as applicable, of Madison Square Garden Entertainment Corp. ("MSGE") pursuant to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of March 25, 2021, by and among MSGE, Broadway Sub Inc. and MSGN (the "Merger"), a transaction exempt under Rule 16b-3, calculated based on (x) the number of shares of MSGN Class A Common Stock or MSGN Class B Common Stock, respectively, multiplied by (y) 0.172, and rounded up to the next whole share. On July 8, 2021 (the day prior to the Merger), the closing price of one share of MSGE Class A Common Stock was $82.28.

F1 · price: Represents shares of Class A Common Stock and Class B Common Stock, as applicable, of MSG Networks Inc. ("MSGN") disposed of as a result of the conversion of MSGN Class A Common Stock and MSGN Class B Common Stock to Class A Common Stock and Class B Common Stock, as applicable, of Madison Square Garden Entertainment Corp. ("MSGE") pursuant to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of March 25, 2021, by and among MSGE, Broadway Sub Inc. and MSGN (the "Merger"), a transaction exempt under Rule 16b-3, calculated based on (x) the number of shares of MSGN Class A Common Stock or MSGN Class B Common Stock, respectively, multiplied by (y) 0.172, and rounded up to the next whole share. On July 8, 2021 (the day prior to the Merger), the closing price of one share of MSGE Class A Common Stock was $82.28.

F2 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

Read SEC document
July 09, 2021 Filed Jul 13, 2021 20:39 UTC Sphere Entertainment Co. MSGE · Entity 3931 GrantClass B Common Stock · Derivative 210,591 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-046514 · doc4.xml · derivative · entry 15

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman / CEO · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,636

Underlying: Class A Common Stock · 210,591 shares

Expires not disclosed

F18 · derivative.exercise_price: MSGE Class B Common Stock is convertible at the option of the holder on a share for share basis into MSGE Class A Common Stock.

F1 · shares: Represents shares of Class A Common Stock and Class B Common Stock of Madison Square Garden Entertainment Corp. ("MSGE") acquired as a result of the conversion of shares of Class A Common Stock and Class B Common Stock, respectively, of MSG Networks Inc. ("MSGN") pursuant to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of March 25, 2021, by and among MSGE, Broadway Sub Inc. and MSGN (the "Merger"), a transaction exempt under Rule 16b-3, and calculated based on (x) the number of shares of MSGN Class A Common Stock or MSGN Class B Common Stock, respectively, multiplied by (y) 0.172, and rounded up to the next whole share. On July 8, 2021 (the day prior to the Merger), the closing price of one share of MSGE Class A Common Stock was $82.28.

F1 · price: Represents shares of Class A Common Stock and Class B Common Stock of Madison Square Garden Entertainment Corp. ("MSGE") acquired as a result of the conversion of shares of Class A Common Stock and Class B Common Stock, respectively, of MSG Networks Inc. ("MSGN") pursuant to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of March 25, 2021, by and among MSGE, Broadway Sub Inc. and MSGN (the "Merger"), a transaction exempt under Rule 16b-3, and calculated based on (x) the number of shares of MSGN Class A Common Stock or MSGN Class B Common Stock, respectively, multiplied by (y) 0.172, and rounded up to the next whole share. On July 8, 2021 (the day prior to the Merger), the closing price of one share of MSGE Class A Common Stock was $82.28.

F18 · derivative.exercise_date: MSGE Class B Common Stock is convertible at the option of the holder on a share for share basis into MSGE Class A Common Stock.

F18 · derivative.expiration_date: MSGE Class B Common Stock is convertible at the option of the holder on a share for share basis into MSGE Class A Common Stock.

F9 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities in which she has a direct pecuniary interest) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

Read SEC document
July 09, 2021 Filed Jul 13, 2021 20:39 UTC Sphere Entertainment Co. MSGE · Entity 3931 GrantOptions (Right to Buy) · Derivative 95,555 Not disclosed Strike: $83.26 Not disclosed
Disclosure

SEC source: 0001209191-21-046514 · doc4.xml · derivative · entry 14

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman / CEO · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,555

Underlying: Class A Common Stock · 95,555 shares

Expires 2027-02-26

F12 · shares: Represents MSGE options acquired as a result of the conversion of MSGN options pursuant to the Merger, a transaction exempt under Rule 16b-3. The MSGE options are calculated based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN options (assuming any performance conditions are achieved at 100% of target), multiplied by (y) 0.172, and rounded down to the nearest whole share. The MSGE options exercise price is equal to the per share exercise price of the MSGN options divided by 0.172, and rounded up to the nearest whole cent.

F12 · price: Represents MSGE options acquired as a result of the conversion of MSGN options pursuant to the Merger, a transaction exempt under Rule 16b-3. The MSGE options are calculated based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN options (assuming any performance conditions are achieved at 100% of target), multiplied by (y) 0.172, and rounded down to the nearest whole share. The MSGE options exercise price is equal to the per share exercise price of the MSGN options divided by 0.172, and rounded up to the nearest whole cent.

F17 · derivative.exercise_date: The MSGE options are scheduled to vest on April 29, 2022.

F9 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities in which she has a direct pecuniary interest) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

Read SEC document
July 09, 2021 Filed Jul 13, 2021 20:39 UTC Sphere Entertainment Co. MSGE · Entity 3931 GrantOptions (Right to Buy) · Derivative 54,315 Not disclosed Strike: $145.64 Not disclosed
Disclosure

SEC source: 0001209191-21-046514 · doc4.xml · derivative · entry 13

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman / CEO · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,315

Underlying: Class A Common Stock · 54,315 shares

Expires 2026-02-25

F12 · shares: Represents MSGE options acquired as a result of the conversion of MSGN options pursuant to the Merger, a transaction exempt under Rule 16b-3. The MSGE options are calculated based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN options (assuming any performance conditions are achieved at 100% of target), multiplied by (y) 0.172, and rounded down to the nearest whole share. The MSGE options exercise price is equal to the per share exercise price of the MSGN options divided by 0.172, and rounded up to the nearest whole cent.

F12 · price: Represents MSGE options acquired as a result of the conversion of MSGN options pursuant to the Merger, a transaction exempt under Rule 16b-3. The MSGE options are calculated based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN options (assuming any performance conditions are achieved at 100% of target), multiplied by (y) 0.172, and rounded down to the nearest whole share. The MSGE options exercise price is equal to the per share exercise price of the MSGN options divided by 0.172, and rounded up to the nearest whole cent.

F16 · derivative.exercise_date: The MSGE options are scheduled to vest on August 28, 2021.

F9 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities in which she has a direct pecuniary interest) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

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July 09, 2021 Filed Jul 13, 2021 20:39 UTC Sphere Entertainment Co. MSGE · Entity 3931 GrantOptions (Right to Buy) · Derivative 73,028 Not disclosed Strike: $125.59 Not disclosed
Disclosure

SEC source: 0001209191-21-046514 · doc4.xml · derivative · entry 12

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman / CEO · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,028

Underlying: Class A Common Stock · 73,028 shares

Expires 2025-03-01

F12 · shares: Represents MSGE options acquired as a result of the conversion of MSGN options pursuant to the Merger, a transaction exempt under Rule 16b-3. The MSGE options are calculated based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN options (assuming any performance conditions are achieved at 100% of target), multiplied by (y) 0.172, and rounded down to the nearest whole share. The MSGE options exercise price is equal to the per share exercise price of the MSGN options divided by 0.172, and rounded up to the nearest whole cent.

F12 · price: Represents MSGE options acquired as a result of the conversion of MSGN options pursuant to the Merger, a transaction exempt under Rule 16b-3. The MSGE options are calculated based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN options (assuming any performance conditions are achieved at 100% of target), multiplied by (y) 0.172, and rounded down to the nearest whole share. The MSGE options exercise price is equal to the per share exercise price of the MSGN options divided by 0.172, and rounded up to the nearest whole cent.

F13 · derivative.exercise_date: The MSGE options are fully vested.

F9 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities in which she has a direct pecuniary interest) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

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July 09, 2021 Filed Jul 13, 2021 20:39 UTC Sphere Entertainment Co. MSGE · Entity 3931 GrantOptions (Right to Buy) · Derivative 92,213 Not disclosed Strike: $103.55 Not disclosed
Disclosure

SEC source: 0001209191-21-046514 · doc4.xml · derivative · entry 11

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman / CEO · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,213

Underlying: Class A Common Stock · 92,213 shares

Expires 2024-03-15

F12 · shares: Represents MSGE options acquired as a result of the conversion of MSGN options pursuant to the Merger, a transaction exempt under Rule 16b-3. The MSGE options are calculated based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN options (assuming any performance conditions are achieved at 100% of target), multiplied by (y) 0.172, and rounded down to the nearest whole share. The MSGE options exercise price is equal to the per share exercise price of the MSGN options divided by 0.172, and rounded up to the nearest whole cent.

F12 · price: Represents MSGE options acquired as a result of the conversion of MSGN options pursuant to the Merger, a transaction exempt under Rule 16b-3. The MSGE options are calculated based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN options (assuming any performance conditions are achieved at 100% of target), multiplied by (y) 0.172, and rounded down to the nearest whole share. The MSGE options exercise price is equal to the per share exercise price of the MSGN options divided by 0.172, and rounded up to the nearest whole cent.

F13 · derivative.exercise_date: The MSGE options are fully vested.

F9 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities in which she has a direct pecuniary interest) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

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July 09, 2021 Filed Jul 13, 2021 20:39 UTC Sphere Entertainment Co. MSGE · Entity 3931 GrantOptions (Right to Buy) · Derivative 95,555 Not disclosed Strike: $83.26 Not disclosed
Disclosure

SEC source: 0001209191-21-046514 · doc4.xml · derivative · entry 10

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman / CEO · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,555

Underlying: Class A Common Stock · 95,555 shares

Expires 2027-02-26

F12 · shares: Represents MSGE options acquired as a result of the conversion of MSGN options pursuant to the Merger, a transaction exempt under Rule 16b-3. The MSGE options are calculated based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN options (assuming any performance conditions are achieved at 100% of target), multiplied by (y) 0.172, and rounded down to the nearest whole share. The MSGE options exercise price is equal to the per share exercise price of the MSGN options divided by 0.172, and rounded up to the nearest whole cent.

F12 · price: Represents MSGE options acquired as a result of the conversion of MSGN options pursuant to the Merger, a transaction exempt under Rule 16b-3. The MSGE options are calculated based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN options (assuming any performance conditions are achieved at 100% of target), multiplied by (y) 0.172, and rounded down to the nearest whole share. The MSGE options exercise price is equal to the per share exercise price of the MSGN options divided by 0.172, and rounded up to the nearest whole cent.

F15 · derivative.exercise_date: One-third of the MSGE options is fully vested. The remaining two-thirds are scheduled to vest in equal installments on August 29, 2021 and August 29, 2022.

F9 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities in which she has a direct pecuniary interest) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

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July 09, 2021 Filed Jul 13, 2021 20:39 UTC Sphere Entertainment Co. MSGE · Entity 3931 GrantOptions (Right to Buy) · Derivative 54,315 Not disclosed Strike: $145.64 Not disclosed
Disclosure

SEC source: 0001209191-21-046514 · doc4.xml · derivative · entry 9

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman / CEO · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,315

Underlying: Class A Common Stock · 54,315 shares

Expires 2026-02-25

F12 · shares: Represents MSGE options acquired as a result of the conversion of MSGN options pursuant to the Merger, a transaction exempt under Rule 16b-3. The MSGE options are calculated based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN options (assuming any performance conditions are achieved at 100% of target), multiplied by (y) 0.172, and rounded down to the nearest whole share. The MSGE options exercise price is equal to the per share exercise price of the MSGN options divided by 0.172, and rounded up to the nearest whole cent.

F12 · price: Represents MSGE options acquired as a result of the conversion of MSGN options pursuant to the Merger, a transaction exempt under Rule 16b-3. The MSGE options are calculated based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN options (assuming any performance conditions are achieved at 100% of target), multiplied by (y) 0.172, and rounded down to the nearest whole share. The MSGE options exercise price is equal to the per share exercise price of the MSGN options divided by 0.172, and rounded up to the nearest whole cent.

F14 · derivative.exercise_date: Two-thirds of the MSGE options are fully vested. The remaining one-third is scheduled to vest on August 29, 2021.

F9 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities in which she has a direct pecuniary interest) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

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July 09, 2021 Filed Jul 13, 2021 20:39 UTC Sphere Entertainment Co. MSGE · Entity 3931 GrantOptions (Right to Buy) · Derivative 73,321 Not disclosed Strike: $125.59 Not disclosed
Disclosure

SEC source: 0001209191-21-046514 · doc4.xml · derivative · entry 8

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman / CEO · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,321

Underlying: Class A Common Stock · 73,321 shares

Expires 2025-03-01

F12 · shares: Represents MSGE options acquired as a result of the conversion of MSGN options pursuant to the Merger, a transaction exempt under Rule 16b-3. The MSGE options are calculated based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN options (assuming any performance conditions are achieved at 100% of target), multiplied by (y) 0.172, and rounded down to the nearest whole share. The MSGE options exercise price is equal to the per share exercise price of the MSGN options divided by 0.172, and rounded up to the nearest whole cent.

F12 · price: Represents MSGE options acquired as a result of the conversion of MSGN options pursuant to the Merger, a transaction exempt under Rule 16b-3. The MSGE options are calculated based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN options (assuming any performance conditions are achieved at 100% of target), multiplied by (y) 0.172, and rounded down to the nearest whole share. The MSGE options exercise price is equal to the per share exercise price of the MSGN options divided by 0.172, and rounded up to the nearest whole cent.

F13 · derivative.exercise_date: The MSGE options are fully vested.

F9 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities in which she has a direct pecuniary interest) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

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July 09, 2021 Filed Jul 13, 2021 20:39 UTC Sphere Entertainment Co. MSGE · Entity 3931 GrantOptions (Right to Buy) · Derivative 91,937 Not disclosed Strike: $103.55 Not disclosed
Disclosure

SEC source: 0001209191-21-046514 · doc4.xml · derivative · entry 7

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman / CEO · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,937

Underlying: Class A Common Stock · 91,937 shares

Expires 2024-03-15

F12 · shares: Represents MSGE options acquired as a result of the conversion of MSGN options pursuant to the Merger, a transaction exempt under Rule 16b-3. The MSGE options are calculated based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN options (assuming any performance conditions are achieved at 100% of target), multiplied by (y) 0.172, and rounded down to the nearest whole share. The MSGE options exercise price is equal to the per share exercise price of the MSGN options divided by 0.172, and rounded up to the nearest whole cent.

F12 · price: Represents MSGE options acquired as a result of the conversion of MSGN options pursuant to the Merger, a transaction exempt under Rule 16b-3. The MSGE options are calculated based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN options (assuming any performance conditions are achieved at 100% of target), multiplied by (y) 0.172, and rounded down to the nearest whole share. The MSGE options exercise price is equal to the per share exercise price of the MSGN options divided by 0.172, and rounded up to the nearest whole cent.

F13 · derivative.exercise_date: The MSGE options are fully vested.

F9 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities in which she has a direct pecuniary interest) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

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July 09, 2021 Filed Jul 13, 2021 20:39 UTC Sphere Entertainment Co. MSGE · Entity 3931 GrantRestricted Stock Units · Derivative 4,060 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-046514 · doc4.xml · derivative · entry 6

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman / CEO · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,394

Underlying: Class A Common Stock · 4,060 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of MSGE Class A Common Stock or the cash equivalent thereof.

F7 · shares: Represents MSGE restricted stock units ("MSGE RSUs") acquired as a result of the conversion of MGSN restricted stock units ("MSGN RSUs") pursuant to the Merger, a transaction exempt under Rule 16b-3. The MSGE RSUs are calculated based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN RSUs (assuming any performance conditions are achieved at 100% of target), multiplied by (y) 0.172.

F7 · price: Represents MSGE restricted stock units ("MSGE RSUs") acquired as a result of the conversion of MGSN restricted stock units ("MSGN RSUs") pursuant to the Merger, a transaction exempt under Rule 16b-3. The MSGE RSUs are calculated based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN RSUs (assuming any performance conditions are achieved at 100% of target), multiplied by (y) 0.172.

F11 · derivative.exercise_date: The MSGE RSUs are fully vested and will be settled in stock or in cash on the first business day 90 days after service on the MSGE Board of Directors ceases.

F11 · derivative.expiration_date: The MSGE RSUs are fully vested and will be settled in stock or in cash on the first business day 90 days after service on the MSGE Board of Directors ceases.

F4 · ownership.direct: Securities held directly by Kristin A. Dolan, James L. Dolan's spouse. Mr. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Ms. Dolan (other than securities in which he has a direct pecuniary interest) and this report shall not be deemed to be an admission that Mr. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

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July 09, 2021 Filed Jul 13, 2021 20:39 UTC Sphere Entertainment Co. MSGE · Entity 3931 GrantRestricted Stock Units · Derivative 33,947 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-046514 · doc4.xml · derivative · entry 5

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman / CEO · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,947

Underlying: Class A Common Stock · 33,947 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of MSGE Class A Common Stock or the cash equivalent thereof.

F7 · shares: Represents MSGE restricted stock units ("MSGE RSUs") acquired as a result of the conversion of MGSN restricted stock units ("MSGN RSUs") pursuant to the Merger, a transaction exempt under Rule 16b-3. The MSGE RSUs are calculated based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN RSUs (assuming any performance conditions are achieved at 100% of target), multiplied by (y) 0.172.

F7 · price: Represents MSGE restricted stock units ("MSGE RSUs") acquired as a result of the conversion of MGSN restricted stock units ("MSGN RSUs") pursuant to the Merger, a transaction exempt under Rule 16b-3. The MSGE RSUs are calculated based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN RSUs (assuming any performance conditions are achieved at 100% of target), multiplied by (y) 0.172.

F10 · derivative.exercise_date: The MSGE RSUs are scheduled to vest and settle on September 15, 2023.

F10 · derivative.expiration_date: The MSGE RSUs are scheduled to vest and settle on September 15, 2023.

F9 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities in which she has a direct pecuniary interest) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

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July 09, 2021 Filed Jul 13, 2021 20:39 UTC Sphere Entertainment Co. MSGE · Entity 3931 GrantRestricted Stock Units · Derivative 33,947 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-046514 · doc4.xml · derivative · entry 4

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman / CEO · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,947

Underlying: Class A Common Stock · 33,947 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of MSGE Class A Common Stock or the cash equivalent thereof.

F7 · shares: Represents MSGE restricted stock units ("MSGE RSUs") acquired as a result of the conversion of MGSN restricted stock units ("MSGN RSUs") pursuant to the Merger, a transaction exempt under Rule 16b-3. The MSGE RSUs are calculated based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN RSUs (assuming any performance conditions are achieved at 100% of target), multiplied by (y) 0.172.

F7 · price: Represents MSGE restricted stock units ("MSGE RSUs") acquired as a result of the conversion of MGSN restricted stock units ("MSGN RSUs") pursuant to the Merger, a transaction exempt under Rule 16b-3. The MSGE RSUs are calculated based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN RSUs (assuming any performance conditions are achieved at 100% of target), multiplied by (y) 0.172.

F8 · derivative.exercise_date: The MSGE RSUs are scheduled to vest and settle in three equal installments on September 15, 2021, September 15, 2022 and September 15, 2023.

F8 · derivative.expiration_date: The MSGE RSUs are scheduled to vest and settle in three equal installments on September 15, 2021, September 15, 2022 and September 15, 2023.

F9 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities in which she has a direct pecuniary interest) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

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July 09, 2021 Filed Jul 13, 2021 20:39 UTC Sphere Entertainment Co. MSGE · Entity 3931 GrantClass A Common Stock 255 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-046514 · doc4.xml · nonDerivative · entry 3

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman / CEO · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Minor Children

Disclosed balance after: 746

F1 · shares: Represents shares of Class A Common Stock and Class B Common Stock of Madison Square Garden Entertainment Corp. ("MSGE") acquired as a result of the conversion of shares of Class A Common Stock and Class B Common Stock, respectively, of MSG Networks Inc. ("MSGN") pursuant to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of March 25, 2021, by and among MSGE, Broadway Sub Inc. and MSGN (the "Merger"), a transaction exempt under Rule 16b-3, and calculated based on (x) the number of shares of MSGN Class A Common Stock or MSGN Class B Common Stock, respectively, multiplied by (y) 0.172, and rounded up to the next whole share. On July 8, 2021 (the day prior to the Merger), the closing price of one share of MSGE Class A Common Stock was $82.28.

F1 · price: Represents shares of Class A Common Stock and Class B Common Stock of Madison Square Garden Entertainment Corp. ("MSGE") acquired as a result of the conversion of shares of Class A Common Stock and Class B Common Stock, respectively, of MSG Networks Inc. ("MSGN") pursuant to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of March 25, 2021, by and among MSGE, Broadway Sub Inc. and MSGN (the "Merger"), a transaction exempt under Rule 16b-3, and calculated based on (x) the number of shares of MSGN Class A Common Stock or MSGN Class B Common Stock, respectively, multiplied by (y) 0.172, and rounded up to the next whole share. On July 8, 2021 (the day prior to the Merger), the closing price of one share of MSGE Class A Common Stock was $82.28.

F5 · ownership.direct: The Reporting Persons disclaim beneficial ownership of all securities of MSGE beneficially owned and deemed to be beneficially owned by their minor children and this filing shall not be deemed an admission that the Reporting Persons are, for the purposes of Section 16 or for any other purpose, the beneficial owners of such securities.

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July 09, 2021 Filed Jul 13, 2021 20:39 UTC Sphere Entertainment Co. MSGE · Entity 3931 GrantClass A Common Stock 3,924 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-046514 · doc4.xml · nonDerivative · entry 2

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman / CEO · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 14,119

F1 · shares: Represents shares of Class A Common Stock and Class B Common Stock of Madison Square Garden Entertainment Corp. ("MSGE") acquired as a result of the conversion of shares of Class A Common Stock and Class B Common Stock, respectively, of MSG Networks Inc. ("MSGN") pursuant to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of March 25, 2021, by and among MSGE, Broadway Sub Inc. and MSGN (the "Merger"), a transaction exempt under Rule 16b-3, and calculated based on (x) the number of shares of MSGN Class A Common Stock or MSGN Class B Common Stock, respectively, multiplied by (y) 0.172, and rounded up to the next whole share. On July 8, 2021 (the day prior to the Merger), the closing price of one share of MSGE Class A Common Stock was $82.28.

F1 · price: Represents shares of Class A Common Stock and Class B Common Stock of Madison Square Garden Entertainment Corp. ("MSGE") acquired as a result of the conversion of shares of Class A Common Stock and Class B Common Stock, respectively, of MSG Networks Inc. ("MSGN") pursuant to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of March 25, 2021, by and among MSGE, Broadway Sub Inc. and MSGN (the "Merger"), a transaction exempt under Rule 16b-3, and calculated based on (x) the number of shares of MSGN Class A Common Stock or MSGN Class B Common Stock, respectively, multiplied by (y) 0.172, and rounded up to the next whole share. On July 8, 2021 (the day prior to the Merger), the closing price of one share of MSGE Class A Common Stock was $82.28.

F4 · ownership.direct: Securities held directly by Kristin A. Dolan, James L. Dolan's spouse. Mr. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Ms. Dolan (other than securities in which he has a direct pecuniary interest) and this report shall not be deemed to be an admission that Mr. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

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July 09, 2021 Filed Jul 13, 2021 20:39 UTC Sphere Entertainment Co. MSGE · Entity 3931 GrantClass A Common Stock 59,312 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-046514 · doc4.xml · nonDerivative · entry 1

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman / CEO · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,209

F1 · shares: Represents shares of Class A Common Stock and Class B Common Stock of Madison Square Garden Entertainment Corp. ("MSGE") acquired as a result of the conversion of shares of Class A Common Stock and Class B Common Stock, respectively, of MSG Networks Inc. ("MSGN") pursuant to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of March 25, 2021, by and among MSGE, Broadway Sub Inc. and MSGN (the "Merger"), a transaction exempt under Rule 16b-3, and calculated based on (x) the number of shares of MSGN Class A Common Stock or MSGN Class B Common Stock, respectively, multiplied by (y) 0.172, and rounded up to the next whole share. On July 8, 2021 (the day prior to the Merger), the closing price of one share of MSGE Class A Common Stock was $82.28.

F2 · shares: Includes shares held jointly with spouse.

F1 · price: Represents shares of Class A Common Stock and Class B Common Stock of Madison Square Garden Entertainment Corp. ("MSGE") acquired as a result of the conversion of shares of Class A Common Stock and Class B Common Stock, respectively, of MSG Networks Inc. ("MSGN") pursuant to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of March 25, 2021, by and among MSGE, Broadway Sub Inc. and MSGN (the "Merger"), a transaction exempt under Rule 16b-3, and calculated based on (x) the number of shares of MSGN Class A Common Stock or MSGN Class B Common Stock, respectively, multiplied by (y) 0.172, and rounded up to the next whole share. On July 8, 2021 (the day prior to the Merger), the closing price of one share of MSGE Class A Common Stock was $82.28.

F2 · balance_after: Includes shares held jointly with spouse.

F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

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June 16, 2021 Filed Jun 21, 2021 20:28 UTC AMC Global Media Inc. AMCX · Entity 5454 GrantRestricted Stock Units · Derivative 2,493 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-042001 · doc4.xml · derivative · entry 2

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 27,626

Underlying: Class A Common Stock · 2,493 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is granted under the AMC Networks Inc. 2011 Amended and Restated Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof.

F3 · price: Granted under the AMC Networks Inc. 2011 Amended and Restated Stock Plan for Non-Employee Directors for no consideration.

F2 · derivative.exercise_date: The restricted stock units are fully vested on the date of the grant and will be settled in cash or in stock on the first business day 90 days after service on the Board of Directors ceases.

F2 · derivative.expiration_date: The restricted stock units are fully vested on the date of the grant and will be settled in cash or in stock on the first business day 90 days after service on the Board of Directors ceases.

F5 · ownership.direct: Securities held directly by Kristin A. Dolan, James L. Dolan's spouse. Mr. Dolan disclaims beneficial ownership of these securities and this filing shall not be deemed an admission that Mr. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 20:28 UTC AMC Global Media Inc. AMCX · Entity 5454 GrantRestricted Stock Units · Derivative 2,493 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-042001 · doc4.xml · derivative · entry 1

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,626

Underlying: Class A Common Stock · 2,493 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is granted under the AMC Networks Inc. 2011 Amended and Restated Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof.

F3 · price: Granted under the AMC Networks Inc. 2011 Amended and Restated Stock Plan for Non-Employee Directors for no consideration.

F2 · derivative.exercise_date: The restricted stock units are fully vested on the date of the grant and will be settled in cash or in stock on the first business day 90 days after service on the Board of Directors ceases.

F2 · derivative.expiration_date: The restricted stock units are fully vested on the date of the grant and will be settled in cash or in stock on the first business day 90 days after service on the Board of Directors ceases.

F4 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities and this filing shall not be deemed an admission that Ms. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

Read SEC document
May 18, 2021 Filed May 20, 2021 21:24 UTC Wendy's Co WEN · Entity 4659 GrantCommon Stock 5,341 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017665 · form4.xml · nonDerivative · entry 1

Dolan Kristin A · CIK 0001480991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,912

Read SEC document
March 05, 2021 Filed Mar 9, 2021 23:33 UTC AMC Global Media Inc. AMCX · Entity 5454 SaleClass A Common Stock 31,869 $69.28 $2,207,884.32
Disclosure

SEC source: 0001209191-21-019230 · doc4.xml · nonDerivative · entry 2

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

F2 · price: This transaction was executed in multiple trades at prices ranging from $69.00 to $69.74 per share. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Shares held jointly with spouse.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 23:33 UTC AMC Global Media Inc. AMCX · Entity 5454 SaleClass A Common Stock 34,850 $68.63 $2,391,581.25
Disclosure

SEC source: 0001209191-21-019230 · doc4.xml · nonDerivative · entry 1

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,119

F1 · price: This transaction was executed in multiple trades at prices ranging from $68.06 to $68.995 per share. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:28 UTC Madison Square Garden Sports Corp. MSGS · Entity 3572 GrantRestricted Stock Units · Derivative 626 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-064818 · doc4.xml · derivative · entry 1

Dolan Kristin A · CIK 0001480991 · Director

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,217

Underlying: Class A Common Stock · 626 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is granted under the Madison Square Garden Sports Corp. 2015 Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof.

F2 · derivative.exercise_date: The restricted stock units are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases.

F2 · derivative.expiration_date: The restricted stock units are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases.

F3 · ownership.direct: Securities held directly by Kristin A. Dolan, James L. Dolan's spouse. Mr. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Ms. Dolan (other than securities in which he has a direct pecuniary interest) and this report shall not be deemed to be an admission that Mr. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 21:30 UTC Sphere Entertainment Co. MSGE · Entity 3931 GrantRestricted Stock Units · Derivative 1,402 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-063236 · doc4.xml · derivative · entry 1

Dolan Kristin A · CIK 0001480991 · Director

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,334

Underlying: Class A Common Stock · 1,402 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is granted under the Madison Square Garden Entertainment Corp. 2020 Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof.

F2 · derivative.exercise_date: The restricted stock units are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases.

F2 · derivative.expiration_date: The restricted stock units are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases.

F3 · ownership.direct: Securities are held by Kristin A. Dolan, James L. Dolan's spouse. Mr. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Ms. Dolan and this report shall not be deemed to be an admission that Mr. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 21:05 UTC MSG NETWORKS INC. MSGN · Entity 16448 GrantRestricted Stock Units · Derivative 9,718 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062231 · doc4.xml · derivative · entry 1

Dolan Kristin A · CIK 0001480991 · Director · 10% owner

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · 10% owner · Member of 13D Group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,608

Underlying: Class A Common Stock · 9,718 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is granted under the MSG Networks Inc. 2010 Employee Stock Plan, as amended, and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof.

F2 · derivative.exercise_date: The restricted stock units are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases.

F2 · derivative.expiration_date: The restricted stock units are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases.

F3 · ownership.direct: Securities held directly by Kristin A. Dolan, James L. Dolan's spouse. Mr. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Ms. Dolan (other than securities in which he has a direct pecuniary interest) and this report shall not be deemed to be an admission that Mr. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

Read SEC document
October 08, 2020 Filed Oct 9, 2020 21:30 UTC Sphere Entertainment Co. MSGE · Entity 3931 Disposition to issuerOptions (Right to Buy) · Derivative 179,732 Not disclosed Strike: $118.21 Not disclosed
Disclosure

SEC source: 0001209191-20-054540 · doc4.xml · derivative · entry 3

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 179,732 shares

Expires 2026-04-03

F1 · derivative.exercise_price: Mr. Dolan voluntarily relinquished the awards of stock options in connection with the effective date of a settlement (the "Settlement") of a derivative action filed by a purported stockholder of Madison Square Garden Sports Corp. ("MSGS") in connection with certain compensation packages for Mr. Dolan. Mr. Dolan entered into the Settlement solely because it will eliminate the distraction, burden, delay and expense of further litigation involving the claims to be released in the Settlement and will permit Madison Square Garden Entertainment Corp. (the "Company") to operate without further distraction to and diversion of its directors and executives with respect to the action or similar claims, especially as the Company focuses on operating as a standalone public company and on significant strategic initiatives.

F1 · price: Mr. Dolan voluntarily relinquished the awards of stock options in connection with the effective date of a settlement (the "Settlement") of a derivative action filed by a purported stockholder of Madison Square Garden Sports Corp. ("MSGS") in connection with certain compensation packages for Mr. Dolan. Mr. Dolan entered into the Settlement solely because it will eliminate the distraction, burden, delay and expense of further litigation involving the claims to be released in the Settlement and will permit Madison Square Garden Entertainment Corp. (the "Company") to operate without further distraction to and diversion of its directors and executives with respect to the action or similar claims, especially as the Company focuses on operating as a standalone public company and on significant strategic initiatives.

F2 · derivative.exercise_date: The options were originally scheduled to vest in four equal installments on September 15, 2019, September 15, 2020, September 15, 2021 and September 15, 2022.

F3 · ownership.direct: Securities were held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaimed beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

Read SEC document
October 08, 2020 Filed Oct 9, 2020 21:30 UTC Sphere Entertainment Co. MSGE · Entity 3931 Disposition to issuerOptions (Right to Buy) · Derivative 144,245 Not disclosed Strike: $104.02 Not disclosed
Disclosure

SEC source: 0001209191-20-054540 · doc4.xml · derivative · entry 2

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 144,245 shares

Expires 2026-04-03

F1 · derivative.exercise_price: Mr. Dolan voluntarily relinquished the awards of stock options in connection with the effective date of a settlement (the "Settlement") of a derivative action filed by a purported stockholder of Madison Square Garden Sports Corp. ("MSGS") in connection with certain compensation packages for Mr. Dolan. Mr. Dolan entered into the Settlement solely because it will eliminate the distraction, burden, delay and expense of further litigation involving the claims to be released in the Settlement and will permit Madison Square Garden Entertainment Corp. (the "Company") to operate without further distraction to and diversion of its directors and executives with respect to the action or similar claims, especially as the Company focuses on operating as a standalone public company and on significant strategic initiatives.

F1 · price: Mr. Dolan voluntarily relinquished the awards of stock options in connection with the effective date of a settlement (the "Settlement") of a derivative action filed by a purported stockholder of Madison Square Garden Sports Corp. ("MSGS") in connection with certain compensation packages for Mr. Dolan. Mr. Dolan entered into the Settlement solely because it will eliminate the distraction, burden, delay and expense of further litigation involving the claims to be released in the Settlement and will permit Madison Square Garden Entertainment Corp. (the "Company") to operate without further distraction to and diversion of its directors and executives with respect to the action or similar claims, especially as the Company focuses on operating as a standalone public company and on significant strategic initiatives.

F2 · derivative.exercise_date: The options were originally scheduled to vest in four equal installments on September 15, 2019, September 15, 2020, September 15, 2021 and September 15, 2022.

F3 · ownership.direct: Securities were held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaimed beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

Read SEC document
October 08, 2020 Filed Oct 9, 2020 21:30 UTC Sphere Entertainment Co. MSGE · Entity 3931 Disposition to issuerOptions (Right to Buy) · Derivative 125,015 Not disclosed Strike: $94.56 Not disclosed
Disclosure

SEC source: 0001209191-20-054540 · doc4.xml · derivative · entry 1

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 125,015 shares

Expires 2026-04-03

F1 · derivative.exercise_price: Mr. Dolan voluntarily relinquished the awards of stock options in connection with the effective date of a settlement (the "Settlement") of a derivative action filed by a purported stockholder of Madison Square Garden Sports Corp. ("MSGS") in connection with certain compensation packages for Mr. Dolan. Mr. Dolan entered into the Settlement solely because it will eliminate the distraction, burden, delay and expense of further litigation involving the claims to be released in the Settlement and will permit Madison Square Garden Entertainment Corp. (the "Company") to operate without further distraction to and diversion of its directors and executives with respect to the action or similar claims, especially as the Company focuses on operating as a standalone public company and on significant strategic initiatives.

F1 · price: Mr. Dolan voluntarily relinquished the awards of stock options in connection with the effective date of a settlement (the "Settlement") of a derivative action filed by a purported stockholder of Madison Square Garden Sports Corp. ("MSGS") in connection with certain compensation packages for Mr. Dolan. Mr. Dolan entered into the Settlement solely because it will eliminate the distraction, burden, delay and expense of further litigation involving the claims to be released in the Settlement and will permit Madison Square Garden Entertainment Corp. (the "Company") to operate without further distraction to and diversion of its directors and executives with respect to the action or similar claims, especially as the Company focuses on operating as a standalone public company and on significant strategic initiatives.

F2 · derivative.exercise_date: The options were originally scheduled to vest in four equal installments on September 15, 2019, September 15, 2020, September 15, 2021 and September 15, 2022.

F3 · ownership.direct: Securities were held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaimed beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

Read SEC document
October 08, 2020 Filed Oct 9, 2020 21:30 UTC Madison Square Garden Sports Corp. MSGS · Entity 3572 Disposition to issuerOptions (Right to Buy) · Derivative 179,732 Not disclosed Strike: $267.74 Not disclosed
Disclosure

SEC source: 0001209191-20-054538 · doc4.xml · derivative · entry 3

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 179,732 shares

Expires 2026-04-03

F1 · derivative.exercise_price: Mr. Dolan voluntarily relinquished the awards of stock options in connection with the effective date of a settlement (the "Settlement") of a derivative action filed by a purported stockholder of the Company in connection with certain compensation packages for Mr. Dolan. Mr. Dolan entered into the Settlement solely because it will eliminate the distraction, burden, delay and expense of further litigation involving the claims to be released in the Settlement and will permit the Company to operate without further distraction to and diversion of its directors and executives with respect to the action.

F1 · price: Mr. Dolan voluntarily relinquished the awards of stock options in connection with the effective date of a settlement (the "Settlement") of a derivative action filed by a purported stockholder of the Company in connection with certain compensation packages for Mr. Dolan. Mr. Dolan entered into the Settlement solely because it will eliminate the distraction, burden, delay and expense of further litigation involving the claims to be released in the Settlement and will permit the Company to operate without further distraction to and diversion of its directors and executives with respect to the action.

F2 · derivative.exercise_date: The options were originally scheduled to vest in four equal installments on September 15, 2019, September 15, 2020, September 15, 2021 and September 15, 2022.

F3 · ownership.direct: Securities were held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaimed beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

Read SEC document
October 08, 2020 Filed Oct 9, 2020 21:30 UTC Madison Square Garden Sports Corp. MSGS · Entity 3572 Disposition to issuerOptions (Right to Buy) · Derivative 144,245 Not disclosed Strike: $235.62 Not disclosed
Disclosure

SEC source: 0001209191-20-054538 · doc4.xml · derivative · entry 2

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 144,245 shares

Expires 2026-04-03

F1 · derivative.exercise_price: Mr. Dolan voluntarily relinquished the awards of stock options in connection with the effective date of a settlement (the "Settlement") of a derivative action filed by a purported stockholder of the Company in connection with certain compensation packages for Mr. Dolan. Mr. Dolan entered into the Settlement solely because it will eliminate the distraction, burden, delay and expense of further litigation involving the claims to be released in the Settlement and will permit the Company to operate without further distraction to and diversion of its directors and executives with respect to the action.

F1 · price: Mr. Dolan voluntarily relinquished the awards of stock options in connection with the effective date of a settlement (the "Settlement") of a derivative action filed by a purported stockholder of the Company in connection with certain compensation packages for Mr. Dolan. Mr. Dolan entered into the Settlement solely because it will eliminate the distraction, burden, delay and expense of further litigation involving the claims to be released in the Settlement and will permit the Company to operate without further distraction to and diversion of its directors and executives with respect to the action.

F2 · derivative.exercise_date: The options were originally scheduled to vest in four equal installments on September 15, 2019, September 15, 2020, September 15, 2021 and September 15, 2022.

F3 · ownership.direct: Securities were held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaimed beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

Read SEC document
October 08, 2020 Filed Oct 9, 2020 21:30 UTC Madison Square Garden Sports Corp. MSGS · Entity 3572 Disposition to issuerOptions (Right to Buy) · Derivative 125,015 Not disclosed Strike: $214.20 Not disclosed
Disclosure

SEC source: 0001209191-20-054538 · doc4.xml · derivative · entry 1

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 125,015 shares

Expires 2026-04-03

F1 · derivative.exercise_price: Mr. Dolan voluntarily relinquished the awards of stock options in connection with the effective date of a settlement (the "Settlement") of a derivative action filed by a purported stockholder of the Company in connection with certain compensation packages for Mr. Dolan. Mr. Dolan entered into the Settlement solely because it will eliminate the distraction, burden, delay and expense of further litigation involving the claims to be released in the Settlement and will permit the Company to operate without further distraction to and diversion of its directors and executives with respect to the action.

F1 · price: Mr. Dolan voluntarily relinquished the awards of stock options in connection with the effective date of a settlement (the "Settlement") of a derivative action filed by a purported stockholder of the Company in connection with certain compensation packages for Mr. Dolan. Mr. Dolan entered into the Settlement solely because it will eliminate the distraction, burden, delay and expense of further litigation involving the claims to be released in the Settlement and will permit the Company to operate without further distraction to and diversion of its directors and executives with respect to the action.

F2 · derivative.exercise_date: The options were originally scheduled to vest in four equal installments on September 15, 2019, September 15, 2020, September 15, 2021 and September 15, 2022.

F3 · ownership.direct: Securities were held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaimed beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 20:32 UTC Madison Square Garden Sports Corp. MSGS · Entity 3572 Exercise / conversionRestricted Stock Units · Derivative 5,399 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-050908 · doc4.xml · derivative · entry 9

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,798

Underlying: Class A Common Stock · 5,399 shares

Expires 2022-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU was granted on August 29, 2019 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2020. One-third of the RSUs will vest on September 15, 2021. The remaining one-third of the RSUs will vest on September 15, 2022.

F5 · derivative.exercise_date: Each RSU was granted on August 29, 2019 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2020. One-third of the RSUs will vest on September 15, 2021. The remaining one-third of the RSUs will vest on September 15, 2022.

F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 20:32 UTC Madison Square Garden Sports Corp. MSGS · Entity 3572 Exercise / conversionRestricted Stock Units · Derivative 812 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-050908 · doc4.xml · derivative · entry 8

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 812

Underlying: Class A Common Stock · 812 shares

Expires 2021-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU was granted on October 3, 2018 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and settled on September 13, 2019. One-third of the RSUs vested and settled on September 15, 2020. The remaining one-third of the RSUs will vest on September 15, 2021.

F4 · derivative.exercise_date: Each RSU was granted on October 3, 2018 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and settled on September 13, 2019. One-third of the RSUs vested and settled on September 15, 2020. The remaining one-third of the RSUs will vest on September 15, 2021.

F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 20:32 UTC Madison Square Garden Sports Corp. MSGS · Entity 3572 Exercise / conversionRestricted Stock Units · Derivative 4,070 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-050908 · doc4.xml · derivative · entry 7

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,071

Underlying: Class A Common Stock · 4,070 shares

Expires 2021-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") was granted on August 29, 2018 under the Madison Square Garden Sports Corp. ("MSGS") 2015 Employee Stock Plan (the "2015 Employee Stock Plan") and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 13, 2019. One-third of the RSUs vested and were settled on September 15, 2020.The remaining one-third of the RSUs will vest on September 15, 2021.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was granted on August 29, 2018 under the Madison Square Garden Sports Corp. ("MSGS") 2015 Employee Stock Plan (the "2015 Employee Stock Plan") and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 13, 2019. One-third of the RSUs vested and were settled on September 15, 2020.The remaining one-third of the RSUs will vest on September 15, 2021.

F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

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September 15, 2020 Filed Sep 17, 2020 20:32 UTC Madison Square Garden Sports Corp. MSGS · Entity 3572 Tax withholdingClass A Common Stock 5,033 $161.00 $810,313.00
Disclosure

SEC source: 0001209191-20-050908 · doc4.xml · nonDerivative · entry 4

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,790

F6 · kind: Represents RSUs of MSGS withheld to satisfy tax withholding obligations in connection with the vesting of RSUs described in footnotes 1, 4, and 5 exempt under Rule 16b-3.

F2 · balance_after: Includes shares held jointly with spouse.

F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

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September 15, 2020 Filed Sep 17, 2020 20:32 UTC Madison Square Garden Sports Corp. MSGS · Entity 3572 Exercise / conversionClass A Common Stock 5,399 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-050908 · doc4.xml · nonDerivative · entry 3

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Each RSU was granted on August 29, 2019 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2020. One-third of the RSUs will vest on September 15, 2021. The remaining one-third of the RSUs will vest on September 15, 2022.

F2 · balance_after: Includes shares held jointly with spouse.

F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

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September 15, 2020 Filed Sep 17, 2020 20:32 UTC Madison Square Garden Sports Corp. MSGS · Entity 3572 Exercise / conversionClass A Common Stock 812 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-050908 · doc4.xml · nonDerivative · entry 2

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each RSU was granted on October 3, 2018 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and settled on September 13, 2019. One-third of the RSUs vested and settled on September 15, 2020. The remaining one-third of the RSUs will vest on September 15, 2021.

F2 · balance_after: Includes shares held jointly with spouse.

F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

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September 15, 2020 Filed Sep 17, 2020 20:32 UTC Madison Square Garden Sports Corp. MSGS · Entity 3572 Exercise / conversionClass A Common Stock 4,070 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-050908 · doc4.xml · nonDerivative · entry 1

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") was granted on August 29, 2018 under the Madison Square Garden Sports Corp. ("MSGS") 2015 Employee Stock Plan (the "2015 Employee Stock Plan") and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 13, 2019. One-third of the RSUs vested and were settled on September 15, 2020.The remaining one-third of the RSUs will vest on September 15, 2021.

F2 · balance_after: Includes shares held jointly with spouse.

F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

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September 15, 2020 Filed Sep 17, 2020 20:30 UTC Sphere Entertainment Co. MSGE · Entity 3931 Exercise / conversionRestricted Stock Unit · Derivative 5,399 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-050903 · doc4.xml · derivative · entry 9

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,798

Underlying: Class A Common Stock · 5,399 shares

Expires 2022-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU was granted on April 17, 2020 under the 2020 Employee Stock Plan in respect of an RSU granted by MSGS on August 29, 2019 and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2020. The remaining two-thirds of the RSUs will vest and settle in two equal installments on September 15, 2021 and September 15, 2022.

F5 · derivative.exercise_date: Each RSU was granted on April 17, 2020 under the 2020 Employee Stock Plan in respect of an RSU granted by MSGS on August 29, 2019 and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2020. The remaining two-thirds of the RSUs will vest and settle in two equal installments on September 15, 2021 and September 15, 2022.

F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

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September 15, 2020 Filed Sep 17, 2020 20:30 UTC Sphere Entertainment Co. MSGE · Entity 3931 Exercise / conversionRestricted Stock Units · Derivative 812 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-050903 · doc4.xml · derivative · entry 8

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 812

Underlying: Class A Common Stock · 812 shares

Expires 2021-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU was granted on April 17, 2020 under the 2020 Employee Stock Plan in respect of an RSU granted by MSGS on October 3, 2018 and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. Half of the RSUs vested and were settled on September 15, 2020. The remaining RSUs will vest and settle on September 15, 2021.

F4 · derivative.exercise_date: Each RSU was granted on April 17, 2020 under the 2020 Employee Stock Plan in respect of an RSU granted by MSGS on October 3, 2018 and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. Half of the RSUs vested and were settled on September 15, 2020. The remaining RSUs will vest and settle on September 15, 2021.

F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

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September 15, 2020 Filed Sep 17, 2020 20:30 UTC Sphere Entertainment Co. MSGE · Entity 3931 Exercise / conversionRestricted Stock Unit · Derivative 4,070 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-050903 · doc4.xml · derivative · entry 7

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,071

Underlying: Class A Common Stock · 4,070 shares

Expires 2021-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") was granted on April 17, 2020 under the Madison Square Garden Entertainment Corp. ("MSGE") 2020 Employee Stock Plan (the "2020 Employee Stock Plan") in respect of an RSU granted by Madison Square Garden Sports Corp. ("MSGS") on August 29, 2018 and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. Half of the RSUs vested and were settled on September 15, 2020. The remaining RSUs will vest and settle on September 15, 2021.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was granted on April 17, 2020 under the Madison Square Garden Entertainment Corp. ("MSGE") 2020 Employee Stock Plan (the "2020 Employee Stock Plan") in respect of an RSU granted by Madison Square Garden Sports Corp. ("MSGS") on August 29, 2018 and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. Half of the RSUs vested and were settled on September 15, 2020. The remaining RSUs will vest and settle on September 15, 2021.

F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

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September 15, 2020 Filed Sep 17, 2020 20:30 UTC Sphere Entertainment Co. MSGE · Entity 3931 Tax withholdingClass A Common Stock 5,033 $75.76 $381,300.08
Disclosure

SEC source: 0001209191-20-050903 · doc4.xml · nonDerivative · entry 4

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,897

F6 · kind: Represents RSUs of MSGE withheld to satisfy tax withholding obligations in connection with the vesting of RSUs described in footnotes 1, 4 and 5 above, exempt under Rule 16b-3.

F2 · balance_after: Includes shares held jointly with spouse.

F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 20:30 UTC Sphere Entertainment Co. MSGE · Entity 3931 Exercise / conversionClass A Common Stock 5,399 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-050903 · doc4.xml · nonDerivative · entry 3

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Each RSU was granted on April 17, 2020 under the 2020 Employee Stock Plan in respect of an RSU granted by MSGS on August 29, 2019 and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2020. The remaining two-thirds of the RSUs will vest and settle in two equal installments on September 15, 2021 and September 15, 2022.

F2 · balance_after: Includes shares held jointly with spouse.

F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 20:30 UTC Sphere Entertainment Co. MSGE · Entity 3931 Exercise / conversionClass A Common Stock 812 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-050903 · doc4.xml · nonDerivative · entry 2

DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group

Dolan Kristin A · CIK 0001480991 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,531

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each RSU was granted on April 17, 2020 under the 2020 Employee Stock Plan in respect of an RSU granted by MSGS on October 3, 2018 and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. Half of the RSUs vested and were settled on September 15, 2020. The remaining RSUs will vest and settle on September 15, 2021.

F2 · balance_after: Includes shares held jointly with spouse.

F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.