Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMC Global Media Inc.AMCX · Entity 5454 | Chief Executive Officer | June 16, 2026 | June 22, 2026 |
| Madison Square Garden Sports Corp.MSGS · Entity 3572 | Member of 13(d) Group | February 20, 2026 | February 24, 2026 |
| REVLON INC /DE/REV · Entity 115224 | Director | May 31, 2017 | June 08, 2017 |
| Sphere Entertainment Co.SPHR · Entity 3931 | Director · 10% owner | September 15, 2026 | September 17, 2026 |
| Wendy's CoWEN · Entity 4659 | Director | April 03, 2026 | April 07, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMC Global Media Inc.
Report date June 16, 2026 · Filed June 22, 2026
Jointly reported with DOLAN JAMES LAWRENCE
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Director Stock UnitsSEC Table II · derivative / convertible security | Direct | 10,926 |
Reported balance
After 2026-06-16 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-16 · Grant · Acquired 10,926 · Balance 10,926 F1: Each director stock unit is granted under the AMC Global Media Inc. Amended and Restated 2011 Stock Plan for Non-Employee Directors and represents a right to receive the cash equivalent of one share of Class A Common Stock. F3: Granted under the AMC Global Media Inc. Amended and Restated 2011 Stock Plan for Non-Employee Directors for no consideration. F2: The director stock units are fully vested on the date of the grant and will be settled in cash on the first business day 90 days after service on the Board of Directors ceases. F4: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities and this filing shall not be deemed an admission that Ms. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Each director stock unit is granted under the AMC Global Media Inc. Amended and Restated 2011 Stock Plan for Non-Employee Directors and represents a right to receive the cash equivalent of one share of Class A Common Stock.
F2: The director stock units are fully vested on the date of the grant and will be settled in cash on the first business day 90 days after service on the Board of Directors ceases.
F3: Granted under the AMC Global Media Inc. Amended and Restated 2011 Stock Plan for Non-Employee Directors for no consideration.
F4: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities and this filing shall not be deemed an admission that Ms. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.
Madison Square Garden Sports Corp.
Report date February 20, 2026 · Filed February 24, 2026
Jointly reported with DOLAN JAMES LAWRENCE
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 51,451 |
Reported balance
After 2026-02-20 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-02-20 · Other · Acquired 37,406 · Balance 51,451 F1: Madison Square Garden Sports Corp. Class B Common Stock ("Class B Common Stock") is convertible at the option of the holder on a share for share basis into Madison Square Garden Sports Corp. Class A Common Stock ("Class A Common Stock"). F2: On February 20, 2026, James L. Dolan received the shares of Class B Common Stock in partial repayment of a promissory note. For purposes of the repayment, the shares were valued at $326.83 per share, the mean of the high and low trading price for the Class A Common Stock on February 20, 2026. F3: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities, and this filing shall not be deemed an admission that Ms. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Madison Square Garden Sports Corp. Class B Common Stock ("Class B Common Stock") is convertible at the option of the holder on a share for share basis into Madison Square Garden Sports Corp. Class A Common Stock ("Class A Common Stock").
F2: On February 20, 2026, James L. Dolan received the shares of Class B Common Stock in partial repayment of a promissory note. For purposes of the repayment, the shares were valued at $326.83 per share, the mean of the high and low trading price for the Class A Common Stock on February 20, 2026.
F3: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities, and this filing shall not be deemed an admission that Ms. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.
REVLON INC /DE/
Report date May 31, 2017 · Filed June 08, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| NoneSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2017-05-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Sphere Entertainment Co.
Report date September 15, 2026 · Filed September 17, 2026
Jointly reported with DOLAN JAMES LAWRENCE
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,031,133 |
Last balance in matching sequence
After 2026-09-15 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2026-09-15 · Exercise / conversion · Acquired 26,897 · Balance 1,005,365 F1: Each restricted stock unit ("RSU") was granted on September 1, 2023 under the Sphere Entertainment Co. ("SPHR") 2020 Employee Stock Plan, as amended (the "2020 Employee Stock Plan"), and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 13, 2024. One-third of the RSUs vested and were settled on September 15, 2025. The remaining one-third of the RSUs vested and were settled on September 15, 2026. F2: Includes shares held jointly with spouse. F3: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Row 2 · 2026-09-15 · Tax withholding · Disposed 13,730 · Balance 991,635 F4: Represents RSUs of SPHR withheld to satisfy tax withholding obligations in connection with the vesting and settlement of RSUs described in footnote 1, exempt under Rule 16b-3. F2: Includes shares held jointly with spouse. F3: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Row 3 · 2026-09-15 · Exercise / conversion · Acquired 80,689 · Balance 1,072,324 F5: Each performance restricted stock unit ("PSU") was granted on September 1, 2023 under the 2020 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The Compensation Committee of the Board of Directors of SPHR deemed such PSUs earned at 100% of target on March 27, 2024. The PSUs vested and were settled on September 15, 2026. F2: Includes shares held jointly with spouse. F3: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Row 4 · 2026-09-15 · Tax withholding · Disposed 41,191 · Balance 1,031,133 F6: Represents PSUs of SPHR withheld to satisfy tax withholding obligations in connection with the vesting and settlement of PSUs described in footnote 5, exempt under Rule 16b-3. F2: Includes shares held jointly with spouse. F3: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-09-15 | Direct | 0 |
Reported balance
After 2026-09-15 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-09-15 · Exercise / conversion · Disposed 26,897 · Balance 0 F1: Each restricted stock unit ("RSU") was granted on September 1, 2023 under the Sphere Entertainment Co. ("SPHR") 2020 Employee Stock Plan, as amended (the "2020 Employee Stock Plan"), and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 13, 2024. One-third of the RSUs vested and were settled on September 15, 2025. The remaining one-third of the RSUs vested and were settled on September 15, 2026. |
| Performance Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-09-15 | Direct | 0 |
Reported balance
After 2026-09-15 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-09-15 · Exercise / conversion · Disposed 80,689 · Balance 0 F5: Each performance restricted stock unit ("PSU") was granted on September 1, 2023 under the 2020 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The Compensation Committee of the Board of Directors of SPHR deemed such PSUs earned at 100% of target on March 27, 2024. The PSUs vested and were settled on September 15, 2026. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Spouse | 14,119 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 14,119 F7: Securities held directly by Kristin A. Dolan, James L. Dolan's spouse. Mr. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Ms. Dolan (other than securities in which he has a direct pecuniary interest) and this report shall not be deemed to be an admission that Mr. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Minor Children and Household Members | 746 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 746 F8: The reporting persons disclaim beneficial ownership of all securities of SPHR beneficially owned and deemed to be beneficially owned by their minor children and household members and this report shall not be deemed an admission that reporting persons are, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") was granted on September 1, 2023 under the Sphere Entertainment Co. ("SPHR") 2020 Employee Stock Plan, as amended (the "2020 Employee Stock Plan"), and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 13, 2024. One-third of the RSUs vested and were settled on September 15, 2025. The remaining one-third of the RSUs vested and were settled on September 15, 2026.
F2: Includes shares held jointly with spouse.
F3: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities.
F4: Represents RSUs of SPHR withheld to satisfy tax withholding obligations in connection with the vesting and settlement of RSUs described in footnote 1, exempt under Rule 16b-3.
F5: Each performance restricted stock unit ("PSU") was granted on September 1, 2023 under the 2020 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The Compensation Committee of the Board of Directors of SPHR deemed such PSUs earned at 100% of target on March 27, 2024. The PSUs vested and were settled on September 15, 2026.
F6: Represents PSUs of SPHR withheld to satisfy tax withholding obligations in connection with the vesting and settlement of PSUs described in footnote 5, exempt under Rule 16b-3.
F7: Securities held directly by Kristin A. Dolan, James L. Dolan's spouse. Mr. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Ms. Dolan (other than securities in which he has a direct pecuniary interest) and this report shall not be deemed to be an admission that Mr. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.
F8: The reporting persons disclaim beneficial ownership of all securities of SPHR beneficially owned and deemed to be beneficially owned by their minor children and household members and this report shall not be deemed an admission that reporting persons are, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.
Wendy's Co
Report date April 03, 2026 · Filed April 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 47,755 |
Reported balance
After 2026-04-03 transaction · row 1
1 source rowRow 1 · 2026-04-03 · Grant · Acquired 1,047 · Balance 47,755 F1: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a portion of Ms. Dolan's quarterly Board of Directors retainer fee and quarterly Board committee retainer fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a portion of Ms. Dolan's quarterly Board of Directors retainer fee and quarterly Board committee retainer fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MSG NETWORKS INC.
Report date July 09, 2021 · Filed July 13, 2021
Jointly reported with DOLAN JAMES LAWRENCE
Section 16 reporting ended · disclosed 2021-07-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-07-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-07-09 · Disposition to issuer · Disposed 344,833 · Balance 0 F1: Represents shares of Class A Common Stock and Class B Common Stock, as applicable, of MSG Networks Inc. ("MSGN") disposed of as a result of the conversion of MSGN Class A Common Stock and MSGN Class B Common Stock to Class A Common Stock and Class B Common Stock, as applicable, of Madison Square Garden Entertainment Corp. ("MSGE") pursuant to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of March 25, 2021, by and among MSGE, Broadway Sub Inc. and MSGN (the "Merger"), a transaction exempt under Rule 16b-3, calculated based on (x) the number of shares of MSGN Class A Common Stock or MSGN Class B Common Stock, respectively, multiplied by (y) 0.172, and rounded up to the next whole share. On July 8, 2021 (the day prior to the Merger), the closing price of one share of MSGE Class A Common Stock was $82.28. F2: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Reported balance
After 2021-07-09 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-07-09 · Disposition to issuer · Disposed 22,813 · Balance 0 F1: Represents shares of Class A Common Stock and Class B Common Stock, as applicable, of MSG Networks Inc. ("MSGN") disposed of as a result of the conversion of MSGN Class A Common Stock and MSGN Class B Common Stock to Class A Common Stock and Class B Common Stock, as applicable, of Madison Square Garden Entertainment Corp. ("MSGE") pursuant to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of March 25, 2021, by and among MSGE, Broadway Sub Inc. and MSGN (the "Merger"), a transaction exempt under Rule 16b-3, calculated based on (x) the number of shares of MSGN Class A Common Stock or MSGN Class B Common Stock, respectively, multiplied by (y) 0.172, and rounded up to the next whole share. On July 8, 2021 (the day prior to the Merger), the closing price of one share of MSGE Class A Common Stock was $82.28. F3: Securities held directly by Kristin A. Dolan, James L. Dolan's spouse. Mr. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Ms. Dolan (other than securities in which he has a direct pecuniary interest) and this report shall not be deemed to be an admission that Mr. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Minor Children | 0 |
Reported balance
After 2021-07-09 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2021-07-09 · Disposition to issuer · Disposed 1,475 · Balance 0 F1: Represents shares of Class A Common Stock and Class B Common Stock, as applicable, of MSG Networks Inc. ("MSGN") disposed of as a result of the conversion of MSGN Class A Common Stock and MSGN Class B Common Stock to Class A Common Stock and Class B Common Stock, as applicable, of Madison Square Garden Entertainment Corp. ("MSGE") pursuant to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of March 25, 2021, by and among MSGE, Broadway Sub Inc. and MSGN (the "Merger"), a transaction exempt under Rule 16b-3, calculated based on (x) the number of shares of MSGN Class A Common Stock or MSGN Class B Common Stock, respectively, multiplied by (y) 0.172, and rounded up to the next whole share. On July 8, 2021 (the day prior to the Merger), the closing price of one share of MSGE Class A Common Stock was $82.28. F4: The Reporting Persons disclaim beneficial ownership of all securities of MSGN beneficially owned and deemed to be beneficially owned by their minor children and this filing shall not be deemed an admission that the Reporting Persons are, for the purposes of Section 16 or for any other purpose, the beneficial owners of such securities. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-07-09 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-07-09 · Disposition to issuer · Disposed 197,369 · Balance 0 F5: Each MSGN restricted stock unit represented a right to receive one share of MSGN Class A Common Stock or the cash equivalent thereof. F6: Represents MSGN restricted stock units ("MSGN RSUs") disposed as a result of the conversion of MSGN RSUs to MSGE restricted stock units pursuant to the closing of the Merger, a transaction exempt under Rule 16b-3, based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN RSUs, multiplied by (y) 0.172. F7: The MSGN RSUs were scheduled to vest and settle in equal installments on September 15, 2021, September 15, 2022 and September 15, 2023. F8: Securities held directly by Mr. James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities in which she has a direct pecuniary interest) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | IndirectBy Spouse | 0 |
Reported balance
After 2021-07-09 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-07-09 · Disposition to issuer · Disposed 23,608 · Balance 0 F5: Each MSGN restricted stock unit represented a right to receive one share of MSGN Class A Common Stock or the cash equivalent thereof. F6: Represents MSGN restricted stock units ("MSGN RSUs") disposed as a result of the conversion of MSGN RSUs to MSGE restricted stock units pursuant to the closing of the Merger, a transaction exempt under Rule 16b-3, based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN RSUs, multiplied by (y) 0.172. F9: The MSGN RSUs were fully vested on the date of grant and, prior to the Merger, would have been settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceased. F3: Securities held directly by Kristin A. Dolan, James L. Dolan's spouse. Mr. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Ms. Dolan (other than securities in which he has a direct pecuniary interest) and this report shall not be deemed to be an admission that Mr. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-07-09 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-07-09 · Disposition to issuer · Disposed 1,224,362 · Balance 0 F10: The MSGN Class B Common Stock was convertible at the option of the holder on a share for share basis into MSGN Class A Common Stock. F1: Represents shares of Class A Common Stock and Class B Common Stock, as applicable, of MSG Networks Inc. ("MSGN") disposed of as a result of the conversion of MSGN Class A Common Stock and MSGN Class B Common Stock to Class A Common Stock and Class B Common Stock, as applicable, of Madison Square Garden Entertainment Corp. ("MSGE") pursuant to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of March 25, 2021, by and among MSGE, Broadway Sub Inc. and MSGN (the "Merger"), a transaction exempt under Rule 16b-3, calculated based on (x) the number of shares of MSGN Class A Common Stock or MSGN Class B Common Stock, respectively, multiplied by (y) 0.172, and rounded up to the next whole share. On July 8, 2021 (the day prior to the Merger), the closing price of one share of MSGE Class A Common Stock was $82.28. F8: Securities held directly by Mr. James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities in which she has a direct pecuniary interest) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.81 · Expires 2024-03-15 | Direct | 0 |
Reported balance
After 2021-07-09 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-07-09 · Disposition to issuer · Disposed 534,521 · Balance 0 F11: Represents MSGN options disposed of as a result of the conversion of MSGN options to MSGE options pursuant to the Merger, a transaction exempt under Rule 16b-3, based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN options, multiplied by (y) 0.172, and rounded down to the nearest whole share. The MSGE options exercise price is equal to the per share exercise price of MSGN options divided by 0.172, and rounded up to the nearest whole cent. F12: The derivative security is fully vested. F8: Securities held directly by Mr. James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities in which she has a direct pecuniary interest) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.60 · Expires 2025-03-01 | Direct | 0 |
Reported balance
After 2021-07-09 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-07-09 · Disposition to issuer · Disposed 426,287 · Balance 0 F11: Represents MSGN options disposed of as a result of the conversion of MSGN options to MSGE options pursuant to the Merger, a transaction exempt under Rule 16b-3, based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN options, multiplied by (y) 0.172, and rounded down to the nearest whole share. The MSGE options exercise price is equal to the per share exercise price of MSGN options divided by 0.172, and rounded up to the nearest whole cent. F12: The derivative security is fully vested. F8: Securities held directly by Mr. James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities in which she has a direct pecuniary interest) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.05 · Expires 2026-02-25 | Direct | 0 |
Reported balance
After 2021-07-09 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-07-09 · Disposition to issuer · Disposed 315,790 · Balance 0 F11: Represents MSGN options disposed of as a result of the conversion of MSGN options to MSGE options pursuant to the Merger, a transaction exempt under Rule 16b-3, based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN options, multiplied by (y) 0.172, and rounded down to the nearest whole share. The MSGE options exercise price is equal to the per share exercise price of MSGN options divided by 0.172, and rounded up to the nearest whole cent. F13: Two-thirds of the MSGN options vested in equal installments on August 28, 2019 and August 28, 2020. The remaining one-third was scheduled to vest on August 28, 2021. F8: Securities held directly by Mr. James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities in which she has a direct pecuniary interest) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.32 · Expires 2027-02-26 | Direct | 0 |
Reported balance
After 2021-07-09 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2021-07-09 · Disposition to issuer · Disposed 555,556 · Balance 0 F11: Represents MSGN options disposed of as a result of the conversion of MSGN options to MSGE options pursuant to the Merger, a transaction exempt under Rule 16b-3, based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN options, multiplied by (y) 0.172, and rounded down to the nearest whole share. The MSGE options exercise price is equal to the per share exercise price of MSGN options divided by 0.172, and rounded up to the nearest whole cent. F14: One-third of the MSGN options vested on August 29, 2020. The remaining two-thirds were scheduled to vest in equal installments on August 29, 2021 and August 29, 2022. F8: Securities held directly by Mr. James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities in which she has a direct pecuniary interest) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Class A Common Stock and Class B Common Stock, as applicable, of MSG Networks Inc. ("MSGN") disposed of as a result of the conversion of MSGN Class A Common Stock and MSGN Class B Common Stock to Class A Common Stock and Class B Common Stock, as applicable, of Madison Square Garden Entertainment Corp. ("MSGE") pursuant to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of March 25, 2021, by and among MSGE, Broadway Sub Inc. and MSGN (the "Merger"), a transaction exempt under Rule 16b-3, calculated based on (x) the number of shares of MSGN Class A Common Stock or MSGN Class B Common Stock, respectively, multiplied by (y) 0.172, and rounded up to the next whole share. On July 8, 2021 (the day prior to the Merger), the closing price of one share of MSGE Class A Common Stock was $82.28.
F2: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities.
F3: Securities held directly by Kristin A. Dolan, James L. Dolan's spouse. Mr. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Ms. Dolan (other than securities in which he has a direct pecuniary interest) and this report shall not be deemed to be an admission that Mr. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.
F4: The Reporting Persons disclaim beneficial ownership of all securities of MSGN beneficially owned and deemed to be beneficially owned by their minor children and this filing shall not be deemed an admission that the Reporting Persons are, for the purposes of Section 16 or for any other purpose, the beneficial owners of such securities.
F5: Each MSGN restricted stock unit represented a right to receive one share of MSGN Class A Common Stock or the cash equivalent thereof.
F6: Represents MSGN restricted stock units ("MSGN RSUs") disposed as a result of the conversion of MSGN RSUs to MSGE restricted stock units pursuant to the closing of the Merger, a transaction exempt under Rule 16b-3, based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN RSUs, multiplied by (y) 0.172.
F7: The MSGN RSUs were scheduled to vest and settle in equal installments on September 15, 2021, September 15, 2022 and September 15, 2023.
F8: Securities held directly by Mr. James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities in which she has a direct pecuniary interest) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.
F9: The MSGN RSUs were fully vested on the date of grant and, prior to the Merger, would have been settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceased.
F10: The MSGN Class B Common Stock was convertible at the option of the holder on a share for share basis into MSGN Class A Common Stock.
F11: Represents MSGN options disposed of as a result of the conversion of MSGN options to MSGE options pursuant to the Merger, a transaction exempt under Rule 16b-3, based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN options, multiplied by (y) 0.172, and rounded down to the nearest whole share. The MSGE options exercise price is equal to the per share exercise price of MSGN options divided by 0.172, and rounded up to the nearest whole cent.
F12: The derivative security is fully vested.
F13: Two-thirds of the MSGN options vested in equal installments on August 28, 2019 and August 28, 2020. The remaining one-third was scheduled to vest on August 28, 2021.
F14: One-third of the MSGN options vested on August 29, 2020. The remaining two-thirds were scheduled to vest in equal installments on August 29, 2021 and August 29, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2022 Filed Sep 19, 2022 20:15 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | Exercise / conversionClass A Common Stock | 11,316 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050500 · doc4.xml · nonDerivative · entry 2 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each RSU was granted on August 26, 2020 under the MSG Networks Inc. 2010 Employee Stock Plan, as amended and assumed by MSGE, and represents a right to receive one share of MSGE Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2021. One-third of the RSUs vested and were settled on September 15, 2022. The remaining one-third of the RSUs are scheduled to vest and settle on September 15, 2023. F2 · balance_after: Includes shares held jointly with spouse. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 20:15 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | Exercise / conversionClass A Common Stock | 5,399 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050500 · doc4.xml · nonDerivative · entry 1 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,707 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") was granted on April 17, 2020 under the Madison Square Garden Entertainment Corp. ("MSGE") 2020 Employee Stock Plan (the "2020 Employee Stock Plan") in respect of an RSU granted by Madison Square Garden Sports Corp. ("MSGS") on August 29, 2019 and represents a right to receive one share of MSGE Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2020. One-third of the RSUs vested and were settled on September 15, 2021. The remaining one-third of the RSUs vested and were settled on September 15, 2022. F2 · balance_after: Includes shares held jointly with spouse. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 20:15 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | GrantPerformance Restricted Stock Units · Derivative | 16,628 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-048494 · doc4.xml · derivative · entry 2 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,628 Underlying: Class A Common Stock · 16,628 shares Expires 2022-09-15 F4 · derivative.exercise_price: Each performance restricted stock unit ("PSU") was granted on April 17, 2020 under the 2020 Employee Stock Plan in respect of a PSU granted by Madison Square Garden Sports Corp. on August 29, 2019 and represents a right to receive one share of MSGE Class A Common Stock or the cash equivalent thereof. The performance conditions were satisfied on August 31, 2022. The PSUs are scheduled to vest and settle on September 15, 2022. F4 · derivative.exercise_date: Each performance restricted stock unit ("PSU") was granted on April 17, 2020 under the 2020 Employee Stock Plan in respect of a PSU granted by Madison Square Garden Sports Corp. on August 29, 2019 and represents a right to receive one share of MSGE Class A Common Stock or the cash equivalent thereof. The performance conditions were satisfied on August 31, 2022. The PSUs are scheduled to vest and settle on September 15, 2022. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 20:15 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | GrantRestricted Stock Units · Derivative | 98,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-048494 · doc4.xml · derivative · entry 1 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,750 Underlying: Class A Common Stock · 98,750 shares Expires 2025-09-15 F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Madison Square Garden Entertainment Corp. ("MSGE") 2020 Employee Stock Plan (the "2020 Employee Stock Plan") and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs are scheduled to vest and settle in three equal installments on September 15, 2023, September 15, 2024 and September 15, 2025. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| July 12, 2022 Filed Jul 14, 2022 20:45 UTC | Wendy's Co WEN · Entity 4659 | GrantCommon Stock | 706 | $18.44 | $13,018.64 |
DisclosureSEC source: 0001127602-22-019301 · form4.xml · nonDerivative · entry 1 Dolan Kristin A · CIK 0001480991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,194 F1 · kind: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a portion of her quarterly Board of Directors retainer fee and quarterly Board committee retainer fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 20:20 UTC | AMC Global Media Inc. AMCX · Entity 5454 | GrantRestricted Stock Units · Derivative | 3,647 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-038392 · doc4.xml · derivative · entry 2 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 31,273 Underlying: Class A Common Stock · 3,647 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is granted under the AMC Networks Inc. 2011 Amended and Restated Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F3 · price: Granted under the AMC Networks Inc. 2011 Amended and Restated Stock Plan for Non-Employee Directors for no consideration. F2 · derivative.exercise_date: The restricted stock units are fully vested on the date of the grant and will be settled in cash or in stock on the first business day 90 days after service on the Board of Directors ceases. F2 · derivative.expiration_date: The restricted stock units are fully vested on the date of the grant and will be settled in cash or in stock on the first business day 90 days after service on the Board of Directors ceases. F5 · ownership.direct: Securities held directly by Kristin A. Dolan, James L. Dolan's spouse. Mr. Dolan disclaims beneficial ownership of these securities and this filing shall not be deemed an admission that Mr. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 20:20 UTC | AMC Global Media Inc. AMCX · Entity 5454 | GrantRestricted Stock Units · Derivative | 3,647 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-038392 · doc4.xml · derivative · entry 1 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,273 Underlying: Class A Common Stock · 3,647 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is granted under the AMC Networks Inc. 2011 Amended and Restated Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F3 · price: Granted under the AMC Networks Inc. 2011 Amended and Restated Stock Plan for Non-Employee Directors for no consideration. F2 · derivative.exercise_date: The restricted stock units are fully vested on the date of the grant and will be settled in cash or in stock on the first business day 90 days after service on the Board of Directors ceases. F2 · derivative.expiration_date: The restricted stock units are fully vested on the date of the grant and will be settled in cash or in stock on the first business day 90 days after service on the Board of Directors ceases. F4 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities and this filing shall not be deemed an admission that Ms. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| May 18, 2022 Filed May 20, 2022 21:01 UTC | Wendy's Co WEN · Entity 4659 | GrantCommon Stock | 8,641 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015313 · form4.xml · nonDerivative · entry 1 Dolan Kristin A · CIK 0001480991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,488 Read SEC document |
| April 20, 2022 Filed Apr 22, 2022 20:15 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | GrantRestricted Stock Units · Derivative | 15,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025363 · doc4.xml · derivative · entry 1 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,736 Underlying: Class A Common Stock · 15,757 shares Expires 2024-09-15 F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Madison Square Garden Entertainment Corp. 2020 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs are scheduled to vest and settle in three equal installments on September 15, 2022, September 15, 2023 and September 15, 2024. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| April 05, 2022 Filed Apr 6, 2022 21:52 UTC | Wendy's Co WEN · Entity 4659 | GrantCommon Stock | 478 | $21.70 | $10,372.60 |
DisclosureSEC source: 0001127602-22-011682 · form4.xml · nonDerivative · entry 1 Dolan Kristin A · CIK 0001480991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,847 F1 · kind: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a portion of her quarterly Board of Directors retainer fee and quarterly Board committee retainer fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable. Read SEC document |
| January 06, 2022 Filed Jan 7, 2022 22:30 UTC | Wendy's Co WEN · Entity 4659 | GrantCommon Stock | 457 | $22.69 | $10,369.33 |
DisclosureSEC source: 0001127602-22-001161 · form4.xml · nonDerivative · entry 1 Dolan Kristin A · CIK 0001480991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,369 F1 · kind: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a portion of her quarterly Board of Directors retainer fee and quarterly Board committee retainer fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 22:12 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | GrantRestricted Stock Units · Derivative | 2,288 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-069531 · doc4.xml · derivative · entry 1 Dolan Kristin A · CIK 0001480991 · Director DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,682 Underlying: Class A Common Stock · 2,288 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Madison Square Garden Entertainment Corp. 2020 Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases. F2 · derivative.expiration_date: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases. F3 · ownership.direct: Securities are held by Kristin A. Dolan, James L. Dolan's spouse. Mr. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Ms. Dolan and this report shall not be deemed to be an admission that Mr. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:31 UTC | Madison Square Garden Sports Corp. MSGS · Entity 3572 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 2,436 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056643 · doc4.xml · derivative · entry 16 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,436 shares Expires 2021-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each PSU was granted on October 3, 2018 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The performance conditions were satisfied on August 27, 2021 and the PSUs vested and were settled on September 15, 2021. F9 · derivative.exercise_date: Each PSU was granted on October 3, 2018 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The performance conditions were satisfied on August 27, 2021 and the PSUs vested and were settled on September 15, 2021. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:31 UTC | Madison Square Garden Sports Corp. MSGS · Entity 3572 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 12,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056643 · doc4.xml · derivative · entry 15 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 12,211 shares Expires 2021-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each performance restricted stock unit ("PSU") was granted on August 29, 2018 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The performance conditions were satisfied on August 27, 2021 and the PSUs vested and were settled on September 15, 2021. F8 · derivative.exercise_date: Each performance restricted stock unit ("PSU") was granted on August 29, 2018 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The performance conditions were satisfied on August 27, 2021 and the PSUs vested and were settled on September 15, 2021. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:31 UTC | Madison Square Garden Sports Corp. MSGS · Entity 3572 | Exercise / conversionRestricted Stock Units · Derivative | 3,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056643 · doc4.xml · derivative · entry 14 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,494 Underlying: Class A Common Stock · 3,746 shares Expires 2023-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU was granted on August 27, 2020 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2021. One-third of the RSUs will vest on September 15, 2022. The remaining one-third of the RSUs will vest on September 15, 2023. F6 · derivative.exercise_date: Each RSU was granted on August 27, 2020 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2021. One-third of the RSUs will vest on September 15, 2022. The remaining one-third of the RSUs will vest on September 15, 2023. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:31 UTC | Madison Square Garden Sports Corp. MSGS · Entity 3572 | Exercise / conversionRestricted Stock Units · Derivative | 5,399 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056643 · doc4.xml · derivative · entry 13 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,399 Underlying: Class A Common Stock · 5,399 shares Expires 2022-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU was granted on August 28, 2019 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2020. One-third of the RSUs vested and were settled on September 15, 2021. The remaining one-third of the RSUs will vest on September 15, 2022. F5 · derivative.exercise_date: Each RSU was granted on August 28, 2019 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2020. One-third of the RSUs vested and were settled on September 15, 2021. The remaining one-third of the RSUs will vest on September 15, 2022. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:31 UTC | Madison Square Garden Sports Corp. MSGS · Entity 3572 | Exercise / conversionRestricted Stock Units · Derivative | 812 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056643 · doc4.xml · derivative · entry 12 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 812 shares Expires 2022-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU was granted on October 3, 2018 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2019. One-third of the RSUs vested and were settled on September 15, 2020. The remaining one-third of the RSUs vested and were settled on September 15, 2021. F4 · derivative.exercise_date: Each RSU was granted on October 3, 2018 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2019. One-third of the RSUs vested and were settled on September 15, 2020. The remaining one-third of the RSUs vested and were settled on September 15, 2021. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:31 UTC | Madison Square Garden Sports Corp. MSGS · Entity 3572 | Exercise / conversionRestricted Stock Units · Derivative | 4,071 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056643 · doc4.xml · derivative · entry 11 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,071 shares Expires 2021-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") was granted on August 29, 2018 under the Madison Square Garden Sports Corp. ("MSGS") 2015 Employee Stock Plan (the "2015 Employee Stock Plan") and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 13, 2019. One-third of the RSUs vested and were settled on September 15, 2020.The remaining one-third of the RSUs vested and were settled on September 15, 2021. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was granted on August 29, 2018 under the Madison Square Garden Sports Corp. ("MSGS") 2015 Employee Stock Plan (the "2015 Employee Stock Plan") and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 13, 2019. One-third of the RSUs vested and were settled on September 15, 2020.The remaining one-third of the RSUs vested and were settled on September 15, 2021. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:31 UTC | Madison Square Garden Sports Corp. MSGS · Entity 3572 | Tax withholdingClass A Common Stock | 7,681 | $180.51 | $1,386,497.31 |
DisclosureSEC source: 0001209191-21-056643 · doc4.xml · nonDerivative · entry 8 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,333 F10 · kind: Represents PSUs of MSGS withheld to satisfy tax withholding obligations in connection with the vesting of PSUs described in footnotes 8 and 9 above, exempt under Rule 16b-3. F2 · balance_after: Includes shares held jointly with spouse. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:31 UTC | Madison Square Garden Sports Corp. MSGS · Entity 3572 | Exercise / conversionClass A Common Stock | 2,436 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056643 · doc4.xml · nonDerivative · entry 7 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · price: Each PSU was granted on October 3, 2018 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The performance conditions were satisfied on August 27, 2021 and the PSUs vested and were settled on September 15, 2021. F2 · balance_after: Includes shares held jointly with spouse. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:31 UTC | Madison Square Garden Sports Corp. MSGS · Entity 3572 | Exercise / conversionClass A Common Stock | 12,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056643 · doc4.xml · nonDerivative · entry 6 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · price: Each performance restricted stock unit ("PSU") was granted on August 29, 2018 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The performance conditions were satisfied on August 27, 2021 and the PSUs vested and were settled on September 15, 2021. F2 · balance_after: Includes shares held jointly with spouse. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:31 UTC | Madison Square Garden Sports Corp. MSGS · Entity 3572 | Tax withholdingClass A Common Stock | 7,451 | $180.51 | $1,344,980.01 |
DisclosureSEC source: 0001209191-21-056643 · doc4.xml · nonDerivative · entry 5 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,367 F7 · kind: Represents RSUs of MSGS withheld to satisfy tax withholding obligations in connection with the vesting of RSUs described in footnotes 1, 4, 5 and 6, exempt under Rule 16b-3. F2 · balance_after: Includes shares held jointly with spouse. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:31 UTC | Madison Square Garden Sports Corp. MSGS · Entity 3572 | Exercise / conversionClass A Common Stock | 3,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056643 · doc4.xml · nonDerivative · entry 4 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,818 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: Each RSU was granted on August 27, 2020 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2021. One-third of the RSUs will vest on September 15, 2022. The remaining one-third of the RSUs will vest on September 15, 2023. F2 · balance_after: Includes shares held jointly with spouse. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:31 UTC | Madison Square Garden Sports Corp. MSGS · Entity 3572 | Exercise / conversionClass A Common Stock | 5,399 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056643 · doc4.xml · nonDerivative · entry 3 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,072 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Each RSU was granted on August 28, 2019 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2020. One-third of the RSUs vested and were settled on September 15, 2021. The remaining one-third of the RSUs will vest on September 15, 2022. F2 · balance_after: Includes shares held jointly with spouse. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:31 UTC | Madison Square Garden Sports Corp. MSGS · Entity 3572 | Exercise / conversionClass A Common Stock | 812 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056643 · doc4.xml · nonDerivative · entry 2 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,673 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each RSU was granted on October 3, 2018 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2019. One-third of the RSUs vested and were settled on September 15, 2020. The remaining one-third of the RSUs vested and were settled on September 15, 2021. F2 · balance_after: Includes shares held jointly with spouse. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:31 UTC | Madison Square Garden Sports Corp. MSGS · Entity 3572 | Exercise / conversionClass A Common Stock | 4,071 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056643 · doc4.xml · nonDerivative · entry 1 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,861 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") was granted on August 29, 2018 under the Madison Square Garden Sports Corp. ("MSGS") 2015 Employee Stock Plan (the "2015 Employee Stock Plan") and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 13, 2019. One-third of the RSUs vested and were settled on September 15, 2020.The remaining one-third of the RSUs vested and were settled on September 15, 2021. F2 · balance_after: Includes shares held jointly with spouse. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:30 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 2,436 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056637 · doc4.xml · derivative · entry 18 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,436 shares Expires 2021-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each PSU was granted on April 17, 2020 under the 2020 Employee Stock Plan in respect of a PSU granted by MSGS on October 3, 2018 and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The performance conditions were satisfied on August 27, 2021. The PSUs vested and were settled on September 15, 2021. F10 · derivative.exercise_date: Each PSU was granted on April 17, 2020 under the 2020 Employee Stock Plan in respect of a PSU granted by MSGS on October 3, 2018 and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The performance conditions were satisfied on August 27, 2021. The PSUs vested and were settled on September 15, 2021. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:30 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 12,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056637 · doc4.xml · derivative · entry 17 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 12,211 shares Expires 2021-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each performance restricted stock unit ("PSU") was granted on April 17, 2020 under the 2020 Employee Stock Plan in respect of a PSU granted by MSGS on August 29, 2018 and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The performance conditions were satisfied on August 27, 2021. The PSUs vested and were settled on September 15, 2021. F9 · derivative.exercise_date: Each performance restricted stock unit ("PSU") was granted on April 17, 2020 under the 2020 Employee Stock Plan in respect of a PSU granted by MSGS on August 29, 2018 and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The performance conditions were satisfied on August 27, 2021. The PSUs vested and were settled on September 15, 2021. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:30 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | Exercise / conversionRestricted Stock Units · Derivative | 13,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056637 · doc4.xml · derivative · entry 16 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,061 Underlying: Class A Common Stock · 13,030 shares Expires 2023-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSU was granted on August 25, 2020 under the 2020 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2021. The remaining two-thirds of the RSUs are scheduled to vest and settle in two installments on September 15, 2022 and September 15, 2023. F7 · derivative.exercise_date: Each RSU was granted on August 25, 2020 under the 2020 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2021. The remaining two-thirds of the RSUs are scheduled to vest and settle in two installments on September 15, 2022 and September 15, 2023. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:30 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | Exercise / conversionRestricted Stock Units · Derivative | 11,315 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056637 · doc4.xml · derivative · entry 15 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,632 Underlying: Class A Common Stock · 11,315 shares Expires 2023-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU was granted on August 26, 2020 under the MSG Networks Inc. 2010 Employee Stock Plan, as amended, and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2021. The remaining two-thirds of the RSUs are scheduled to vest and settle in two equal installments on September 15, 2022 and September 15, 2023. F6 · derivative.exercise_date: Each RSU was granted on August 26, 2020 under the MSG Networks Inc. 2010 Employee Stock Plan, as amended, and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2021. The remaining two-thirds of the RSUs are scheduled to vest and settle in two equal installments on September 15, 2022 and September 15, 2023. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:30 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | Exercise / conversionRestricted Stock Units · Derivative | 5,399 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056637 · doc4.xml · derivative · entry 14 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,399 Underlying: Class A Common Stock · 5,399 shares Expires 2022-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU was granted on April 17, 2020 under the 2020 Employee Stock Plan in respect of an RSU granted by MSGS on August 29, 2019 and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2020. One-third of the RSUs vested and were settled on September 15, 2021. The remaining one-third of the RSUs are scheduled to vest and settle on September 15, 2022. F5 · derivative.exercise_date: Each RSU was granted on April 17, 2020 under the 2020 Employee Stock Plan in respect of an RSU granted by MSGS on August 29, 2019 and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2020. One-third of the RSUs vested and were settled on September 15, 2021. The remaining one-third of the RSUs are scheduled to vest and settle on September 15, 2022. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:30 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | Exercise / conversionRestricted Stock Units · Derivative | 812 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056637 · doc4.xml · derivative · entry 13 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 812 shares Expires 2021-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU was granted on April 17, 2020 under the 2020 Employee Stock Plan in respect of an RSU granted by MSGS on October 3, 2018 and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. Half of the RSUs vested and were settled on September 15, 2020. The remaining half of the RSUs vested and were settled on September 15, 2021. F4 · derivative.exercise_date: Each RSU was granted on April 17, 2020 under the 2020 Employee Stock Plan in respect of an RSU granted by MSGS on October 3, 2018 and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. Half of the RSUs vested and were settled on September 15, 2020. The remaining half of the RSUs vested and were settled on September 15, 2021. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:30 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | Exercise / conversionRestricted Stock Units · Derivative | 4,071 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056637 · doc4.xml · derivative · entry 12 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,071 shares Expires 2021-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") was granted on April 17, 2020 under the Madison Square Garden Entertainment Corp. ("MSGE") 2020 Employee Stock Plan (the "2020 Employee Stock Plan") in respect of an RSU granted by Madison Square Garden Sports Corp. ("MSGS") on August 29, 2018 and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. Half of the RSUs vested and were settled on September 15, 2020. The remaining half of the RSUs vested and were settled on September 15, 2021. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was granted on April 17, 2020 under the Madison Square Garden Entertainment Corp. ("MSGE") 2020 Employee Stock Plan (the "2020 Employee Stock Plan") in respect of an RSU granted by Madison Square Garden Sports Corp. ("MSGS") on August 29, 2018 and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. Half of the RSUs vested and were settled on September 15, 2020. The remaining half of the RSUs vested and were settled on September 15, 2021. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:30 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | Tax withholdingClass A Common Stock | 7,781 | $80.51 | $626,448.31 |
DisclosureSEC source: 0001209191-21-056637 · doc4.xml · nonDerivative · entry 9 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,308 F11 · kind: Represents PSUs of MSGE withheld to satisfy tax withholding obligations in connection with the vesting of PSUs described in footnotes 9 and 10, exempt under Rule 16b-3. F2 · balance_after: Includes shares held jointly with spouse. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:30 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | Exercise / conversionClass A Common Stock | 2,436 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056637 · doc4.xml · nonDerivative · entry 8 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,089 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · price: Each PSU was granted on April 17, 2020 under the 2020 Employee Stock Plan in respect of a PSU granted by MSGS on October 3, 2018 and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The performance conditions were satisfied on August 27, 2021. The PSUs vested and were settled on September 15, 2021. F2 · balance_after: Includes shares held jointly with spouse. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:30 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | Exercise / conversionClass A Common Stock | 12,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056637 · doc4.xml · nonDerivative · entry 7 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,653 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · price: Each performance restricted stock unit ("PSU") was granted on April 17, 2020 under the 2020 Employee Stock Plan in respect of a PSU granted by MSGS on August 29, 2018 and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The performance conditions were satisfied on August 27, 2021. The PSUs vested and were settled on September 15, 2021. F2 · balance_after: Includes shares held jointly with spouse. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:30 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | Tax withholdingClass A Common Stock | 18,394 | $80.51 | $1,480,900.94 |
DisclosureSEC source: 0001209191-21-056637 · doc4.xml · nonDerivative · entry 6 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,442 F8 · kind: Represents RSUs of MSGE withheld to satisfy tax withholding obligations in connection with the vesting of RSUs described in footnotes 1, 4, 5, 6 and 7, exempt under Rule 16b-3. F2 · balance_after: Includes shares held jointly with spouse. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:30 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | Exercise / conversionClass A Common Stock | 13,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056637 · doc4.xml · nonDerivative · entry 5 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,836 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: Each RSU was granted on August 25, 2020 under the 2020 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2021. The remaining two-thirds of the RSUs are scheduled to vest and settle in two installments on September 15, 2022 and September 15, 2023. F2 · balance_after: Includes shares held jointly with spouse. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:30 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | Exercise / conversionClass A Common Stock | 11,315 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056637 · doc4.xml · nonDerivative · entry 4 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: Each RSU was granted on August 26, 2020 under the MSG Networks Inc. 2010 Employee Stock Plan, as amended, and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2021. The remaining two-thirds of the RSUs are scheduled to vest and settle in two equal installments on September 15, 2022 and September 15, 2023. F2 · balance_after: Includes shares held jointly with spouse. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:30 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | Exercise / conversionClass A Common Stock | 5,399 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056637 · doc4.xml · nonDerivative · entry 3 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,491 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Each RSU was granted on April 17, 2020 under the 2020 Employee Stock Plan in respect of an RSU granted by MSGS on August 29, 2019 and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2020. One-third of the RSUs vested and were settled on September 15, 2021. The remaining one-third of the RSUs are scheduled to vest and settle on September 15, 2022. F2 · balance_after: Includes shares held jointly with spouse. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:30 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | Exercise / conversionClass A Common Stock | 812 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056637 · doc4.xml · nonDerivative · entry 2 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,092 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each RSU was granted on April 17, 2020 under the 2020 Employee Stock Plan in respect of an RSU granted by MSGS on October 3, 2018 and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. Half of the RSUs vested and were settled on September 15, 2020. The remaining half of the RSUs vested and were settled on September 15, 2021. F2 · balance_after: Includes shares held jointly with spouse. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:30 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | Exercise / conversionClass A Common Stock | 4,071 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056637 · doc4.xml · nonDerivative · entry 1 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,280 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") was granted on April 17, 2020 under the Madison Square Garden Entertainment Corp. ("MSGE") 2020 Employee Stock Plan (the "2020 Employee Stock Plan") in respect of an RSU granted by Madison Square Garden Sports Corp. ("MSGS") on August 29, 2018 and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. Half of the RSUs vested and were settled on September 15, 2020. The remaining half of the RSUs vested and were settled on September 15, 2021. F2 · balance_after: Includes shares held jointly with spouse. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 22:55 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | GrantPerformance Restricted Stock Units · Derivative | 2,436 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-054152 · doc4.xml · derivative · entry 3 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,436 Underlying: Class A Common Stock · 2,436 shares Expires 2021-09-15 F5 · derivative.exercise_price: Each PSU was granted on April 17, 2020 under the 2020 Employee Stock Plan in respect of a PSU granted by MSGS on October 3, 2018 and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The performance conditions were satisfied on August 27, 2021. The PSUs are scheduled to vest and settle on September 15, 2021. F5 · derivative.exercise_date: Each PSU was granted on April 17, 2020 under the 2020 Employee Stock Plan in respect of a PSU granted by MSGS on October 3, 2018 and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The performance conditions were satisfied on August 27, 2021. The PSUs are scheduled to vest and settle on September 15, 2021. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 22:55 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | GrantPerformance Restricted Stock Units · Derivative | 12,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-054152 · doc4.xml · derivative · entry 2 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,211 Underlying: Class A Common Stock · 12,211 shares Expires 2021-09-15 F4 · derivative.exercise_price: Each performance restricted stock unit ("PSU") was granted on April 17, 2020 under the 2020 Employee Stock Plan in respect of a PSU granted by Madison Square Garden Sports Corp. ("MSGS") on August 29, 2018 and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The performance conditions were satisfied on August 27, 2021. The PSUs are scheduled to vest and settle on September 15, 2021. F4 · derivative.exercise_date: Each performance restricted stock unit ("PSU") was granted on April 17, 2020 under the 2020 Employee Stock Plan in respect of a PSU granted by Madison Square Garden Sports Corp. ("MSGS") on August 29, 2018 and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The performance conditions were satisfied on August 27, 2021. The PSUs are scheduled to vest and settle on September 15, 2021. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 22:55 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | GrantRestricted Stock Units · Derivative | 68,979 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-054152 · doc4.xml · derivative · entry 1 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,979 Underlying: Class A Common Stock · 68,979 shares Expires 2024-09-15 F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Madison Square Garden Entertainment Corp. 2020 Employee Stock Plan (the "2020 Employee Stock Plan") and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs are scheduled to vest and settle in three equal installments on September 15, 2022, September 15, 2023 and September 15, 2024. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 22:47 UTC | Madison Square Garden Sports Corp. MSGS · Entity 3572 | GrantPerformance Restricted Stock Units · Derivative | 2,436 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-054145 · doc4.xml · derivative · entry 2 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,436 Underlying: Class A Common Stock · 2,436 shares Expires 2021-09-15 F3 · derivative.exercise_price: Each PSU was granted on October 3, 2018 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock of the cash equivalent thereof. The performance conditions were satisfied on August 27, 2021. The PSUs will vest and settle on September 15, 2021. F3 · derivative.exercise_date: Each PSU was granted on October 3, 2018 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock of the cash equivalent thereof. The performance conditions were satisfied on August 27, 2021. The PSUs will vest and settle on September 15, 2021. F2 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 22:47 UTC | Madison Square Garden Sports Corp. MSGS · Entity 3572 | GrantPerformance Restricted Stock Units · Derivative | 12,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-054145 · doc4.xml · derivative · entry 1 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,211 Underlying: Class A Common Stock · 12,211 shares Expires 2021-09-15 F1 · derivative.exercise_price: Each performance restricted stock unit ("PSU") was granted on August 29, 2018 under the Madison Square Garden Sports Corp. 2015 Employee Stock Plan (the "2015 Employee Stock Plan) and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The performance conditions were satisfied on August 27, 2021. The PSUs will vest and settle on September 15, 2021. F1 · derivative.exercise_date: Each performance restricted stock unit ("PSU") was granted on August 29, 2018 under the Madison Square Garden Sports Corp. 2015 Employee Stock Plan (the "2015 Employee Stock Plan) and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The performance conditions were satisfied on August 27, 2021. The PSUs will vest and settle on September 15, 2021. F2 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 20:08 UTC | Madison Square Garden Sports Corp. MSGS · Entity 3572 | GrantRestricted Stock Units · Derivative | 11,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-052940 · doc4.xml · derivative · entry 1 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,273 Underlying: Class A Common Stock · 11,273 shares Expires 2024-09-15 F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Madison Square Garden Sports Corp. 2015 Employee Stock Plan (the "2015 Employee Stock Plan) and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest and settle in three equal installments on September 15, 2022, September 15, 2023 and September 15, 2024. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 20:52 UTC | MSG NETWORKS INC. MSGN · Entity 16448 | Disposition to issuerOptions (Right to Buy) · Derivative | 555,556 | Not disclosed Strike: $14.32 | Not disclosed |
DisclosureSEC source: 0001209191-21-046538 · doc4.xml · derivative · entry 10 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · 10% owner · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 555,556 shares Expires 2027-02-26 F11 · shares: Represents MSGN options disposed of as a result of the conversion of MSGN options to MSGE options pursuant to the Merger, a transaction exempt under Rule 16b-3, based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN options, multiplied by (y) 0.172, and rounded down to the nearest whole share. The MSGE options exercise price is equal to the per share exercise price of MSGN options divided by 0.172, and rounded up to the nearest whole cent. F11 · price: Represents MSGN options disposed of as a result of the conversion of MSGN options to MSGE options pursuant to the Merger, a transaction exempt under Rule 16b-3, based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN options, multiplied by (y) 0.172, and rounded down to the nearest whole share. The MSGE options exercise price is equal to the per share exercise price of MSGN options divided by 0.172, and rounded up to the nearest whole cent. F14 · derivative.exercise_date: One-third of the MSGN options vested on August 29, 2020. The remaining two-thirds were scheduled to vest in equal installments on August 29, 2021 and August 29, 2022. F8 · ownership.direct: Securities held directly by Mr. James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities in which she has a direct pecuniary interest) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 20:52 UTC | MSG NETWORKS INC. MSGN · Entity 16448 | Disposition to issuerOptions (Right to Buy) · Derivative | 315,790 | Not disclosed Strike: $25.05 | Not disclosed |
DisclosureSEC source: 0001209191-21-046538 · doc4.xml · derivative · entry 9 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · 10% owner · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 315,790 shares Expires 2026-02-25 F11 · shares: Represents MSGN options disposed of as a result of the conversion of MSGN options to MSGE options pursuant to the Merger, a transaction exempt under Rule 16b-3, based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN options, multiplied by (y) 0.172, and rounded down to the nearest whole share. The MSGE options exercise price is equal to the per share exercise price of MSGN options divided by 0.172, and rounded up to the nearest whole cent. F11 · price: Represents MSGN options disposed of as a result of the conversion of MSGN options to MSGE options pursuant to the Merger, a transaction exempt under Rule 16b-3, based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN options, multiplied by (y) 0.172, and rounded down to the nearest whole share. The MSGE options exercise price is equal to the per share exercise price of MSGN options divided by 0.172, and rounded up to the nearest whole cent. F13 · derivative.exercise_date: Two-thirds of the MSGN options vested in equal installments on August 28, 2019 and August 28, 2020. The remaining one-third was scheduled to vest on August 28, 2021. F8 · ownership.direct: Securities held directly by Mr. James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities in which she has a direct pecuniary interest) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.