Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMC Global Media Inc.AMCX · Entity 5454 | Chief Executive Officer | June 16, 2026 | June 22, 2026 |
| Madison Square Garden Sports Corp.MSGS · Entity 3572 | Member of 13(d) Group | February 20, 2026 | February 24, 2026 |
| REVLON INC /DE/REV · Entity 115224 | Director | May 31, 2017 | June 08, 2017 |
| Sphere Entertainment Co.SPHR · Entity 3931 | Director · 10% owner | September 15, 2026 | September 17, 2026 |
| Wendy's CoWEN · Entity 4659 | Director | April 03, 2026 | April 07, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMC Global Media Inc.
Report date June 16, 2026 · Filed June 22, 2026
Jointly reported with DOLAN JAMES LAWRENCE
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Director Stock UnitsSEC Table II · derivative / convertible security | Direct | 10,926 |
Reported balance
After 2026-06-16 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-16 · Grant · Acquired 10,926 · Balance 10,926 F1: Each director stock unit is granted under the AMC Global Media Inc. Amended and Restated 2011 Stock Plan for Non-Employee Directors and represents a right to receive the cash equivalent of one share of Class A Common Stock. F3: Granted under the AMC Global Media Inc. Amended and Restated 2011 Stock Plan for Non-Employee Directors for no consideration. F2: The director stock units are fully vested on the date of the grant and will be settled in cash on the first business day 90 days after service on the Board of Directors ceases. F4: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities and this filing shall not be deemed an admission that Ms. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Each director stock unit is granted under the AMC Global Media Inc. Amended and Restated 2011 Stock Plan for Non-Employee Directors and represents a right to receive the cash equivalent of one share of Class A Common Stock.
F2: The director stock units are fully vested on the date of the grant and will be settled in cash on the first business day 90 days after service on the Board of Directors ceases.
F3: Granted under the AMC Global Media Inc. Amended and Restated 2011 Stock Plan for Non-Employee Directors for no consideration.
F4: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities and this filing shall not be deemed an admission that Ms. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.
Madison Square Garden Sports Corp.
Report date February 20, 2026 · Filed February 24, 2026
Jointly reported with DOLAN JAMES LAWRENCE
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 51,451 |
Reported balance
After 2026-02-20 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-02-20 · Other · Acquired 37,406 · Balance 51,451 F1: Madison Square Garden Sports Corp. Class B Common Stock ("Class B Common Stock") is convertible at the option of the holder on a share for share basis into Madison Square Garden Sports Corp. Class A Common Stock ("Class A Common Stock"). F2: On February 20, 2026, James L. Dolan received the shares of Class B Common Stock in partial repayment of a promissory note. For purposes of the repayment, the shares were valued at $326.83 per share, the mean of the high and low trading price for the Class A Common Stock on February 20, 2026. F3: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities, and this filing shall not be deemed an admission that Ms. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Madison Square Garden Sports Corp. Class B Common Stock ("Class B Common Stock") is convertible at the option of the holder on a share for share basis into Madison Square Garden Sports Corp. Class A Common Stock ("Class A Common Stock").
F2: On February 20, 2026, James L. Dolan received the shares of Class B Common Stock in partial repayment of a promissory note. For purposes of the repayment, the shares were valued at $326.83 per share, the mean of the high and low trading price for the Class A Common Stock on February 20, 2026.
F3: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities, and this filing shall not be deemed an admission that Ms. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.
REVLON INC /DE/
Report date May 31, 2017 · Filed June 08, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| NoneSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2017-05-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Sphere Entertainment Co.
Report date September 15, 2026 · Filed September 17, 2026
Jointly reported with DOLAN JAMES LAWRENCE
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,031,133 |
Last balance in matching sequence
After 2026-09-15 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2026-09-15 · Exercise / conversion · Acquired 26,897 · Balance 1,005,365 F1: Each restricted stock unit ("RSU") was granted on September 1, 2023 under the Sphere Entertainment Co. ("SPHR") 2020 Employee Stock Plan, as amended (the "2020 Employee Stock Plan"), and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 13, 2024. One-third of the RSUs vested and were settled on September 15, 2025. The remaining one-third of the RSUs vested and were settled on September 15, 2026. F2: Includes shares held jointly with spouse. F3: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Row 2 · 2026-09-15 · Tax withholding · Disposed 13,730 · Balance 991,635 F4: Represents RSUs of SPHR withheld to satisfy tax withholding obligations in connection with the vesting and settlement of RSUs described in footnote 1, exempt under Rule 16b-3. F2: Includes shares held jointly with spouse. F3: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Row 3 · 2026-09-15 · Exercise / conversion · Acquired 80,689 · Balance 1,072,324 F5: Each performance restricted stock unit ("PSU") was granted on September 1, 2023 under the 2020 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The Compensation Committee of the Board of Directors of SPHR deemed such PSUs earned at 100% of target on March 27, 2024. The PSUs vested and were settled on September 15, 2026. F2: Includes shares held jointly with spouse. F3: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Row 4 · 2026-09-15 · Tax withholding · Disposed 41,191 · Balance 1,031,133 F6: Represents PSUs of SPHR withheld to satisfy tax withholding obligations in connection with the vesting and settlement of PSUs described in footnote 5, exempt under Rule 16b-3. F2: Includes shares held jointly with spouse. F3: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-09-15 | Direct | 0 |
Reported balance
After 2026-09-15 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-09-15 · Exercise / conversion · Disposed 26,897 · Balance 0 F1: Each restricted stock unit ("RSU") was granted on September 1, 2023 under the Sphere Entertainment Co. ("SPHR") 2020 Employee Stock Plan, as amended (the "2020 Employee Stock Plan"), and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 13, 2024. One-third of the RSUs vested and were settled on September 15, 2025. The remaining one-third of the RSUs vested and were settled on September 15, 2026. |
| Performance Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-09-15 | Direct | 0 |
Reported balance
After 2026-09-15 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-09-15 · Exercise / conversion · Disposed 80,689 · Balance 0 F5: Each performance restricted stock unit ("PSU") was granted on September 1, 2023 under the 2020 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The Compensation Committee of the Board of Directors of SPHR deemed such PSUs earned at 100% of target on March 27, 2024. The PSUs vested and were settled on September 15, 2026. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Spouse | 14,119 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 14,119 F7: Securities held directly by Kristin A. Dolan, James L. Dolan's spouse. Mr. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Ms. Dolan (other than securities in which he has a direct pecuniary interest) and this report shall not be deemed to be an admission that Mr. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Minor Children and Household Members | 746 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 746 F8: The reporting persons disclaim beneficial ownership of all securities of SPHR beneficially owned and deemed to be beneficially owned by their minor children and household members and this report shall not be deemed an admission that reporting persons are, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") was granted on September 1, 2023 under the Sphere Entertainment Co. ("SPHR") 2020 Employee Stock Plan, as amended (the "2020 Employee Stock Plan"), and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 13, 2024. One-third of the RSUs vested and were settled on September 15, 2025. The remaining one-third of the RSUs vested and were settled on September 15, 2026.
F2: Includes shares held jointly with spouse.
F3: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities.
F4: Represents RSUs of SPHR withheld to satisfy tax withholding obligations in connection with the vesting and settlement of RSUs described in footnote 1, exempt under Rule 16b-3.
F5: Each performance restricted stock unit ("PSU") was granted on September 1, 2023 under the 2020 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The Compensation Committee of the Board of Directors of SPHR deemed such PSUs earned at 100% of target on March 27, 2024. The PSUs vested and were settled on September 15, 2026.
F6: Represents PSUs of SPHR withheld to satisfy tax withholding obligations in connection with the vesting and settlement of PSUs described in footnote 5, exempt under Rule 16b-3.
F7: Securities held directly by Kristin A. Dolan, James L. Dolan's spouse. Mr. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Ms. Dolan (other than securities in which he has a direct pecuniary interest) and this report shall not be deemed to be an admission that Mr. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.
F8: The reporting persons disclaim beneficial ownership of all securities of SPHR beneficially owned and deemed to be beneficially owned by their minor children and household members and this report shall not be deemed an admission that reporting persons are, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.
Wendy's Co
Report date April 03, 2026 · Filed April 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 47,755 |
Reported balance
After 2026-04-03 transaction · row 1
1 source rowRow 1 · 2026-04-03 · Grant · Acquired 1,047 · Balance 47,755 F1: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a portion of Ms. Dolan's quarterly Board of Directors retainer fee and quarterly Board committee retainer fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a portion of Ms. Dolan's quarterly Board of Directors retainer fee and quarterly Board committee retainer fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MSG NETWORKS INC.
Report date July 09, 2021 · Filed July 13, 2021
Jointly reported with DOLAN JAMES LAWRENCE
Section 16 reporting ended · disclosed 2021-07-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-07-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-07-09 · Disposition to issuer · Disposed 344,833 · Balance 0 F1: Represents shares of Class A Common Stock and Class B Common Stock, as applicable, of MSG Networks Inc. ("MSGN") disposed of as a result of the conversion of MSGN Class A Common Stock and MSGN Class B Common Stock to Class A Common Stock and Class B Common Stock, as applicable, of Madison Square Garden Entertainment Corp. ("MSGE") pursuant to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of March 25, 2021, by and among MSGE, Broadway Sub Inc. and MSGN (the "Merger"), a transaction exempt under Rule 16b-3, calculated based on (x) the number of shares of MSGN Class A Common Stock or MSGN Class B Common Stock, respectively, multiplied by (y) 0.172, and rounded up to the next whole share. On July 8, 2021 (the day prior to the Merger), the closing price of one share of MSGE Class A Common Stock was $82.28. F2: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Reported balance
After 2021-07-09 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-07-09 · Disposition to issuer · Disposed 22,813 · Balance 0 F1: Represents shares of Class A Common Stock and Class B Common Stock, as applicable, of MSG Networks Inc. ("MSGN") disposed of as a result of the conversion of MSGN Class A Common Stock and MSGN Class B Common Stock to Class A Common Stock and Class B Common Stock, as applicable, of Madison Square Garden Entertainment Corp. ("MSGE") pursuant to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of March 25, 2021, by and among MSGE, Broadway Sub Inc. and MSGN (the "Merger"), a transaction exempt under Rule 16b-3, calculated based on (x) the number of shares of MSGN Class A Common Stock or MSGN Class B Common Stock, respectively, multiplied by (y) 0.172, and rounded up to the next whole share. On July 8, 2021 (the day prior to the Merger), the closing price of one share of MSGE Class A Common Stock was $82.28. F3: Securities held directly by Kristin A. Dolan, James L. Dolan's spouse. Mr. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Ms. Dolan (other than securities in which he has a direct pecuniary interest) and this report shall not be deemed to be an admission that Mr. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Minor Children | 0 |
Reported balance
After 2021-07-09 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2021-07-09 · Disposition to issuer · Disposed 1,475 · Balance 0 F1: Represents shares of Class A Common Stock and Class B Common Stock, as applicable, of MSG Networks Inc. ("MSGN") disposed of as a result of the conversion of MSGN Class A Common Stock and MSGN Class B Common Stock to Class A Common Stock and Class B Common Stock, as applicable, of Madison Square Garden Entertainment Corp. ("MSGE") pursuant to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of March 25, 2021, by and among MSGE, Broadway Sub Inc. and MSGN (the "Merger"), a transaction exempt under Rule 16b-3, calculated based on (x) the number of shares of MSGN Class A Common Stock or MSGN Class B Common Stock, respectively, multiplied by (y) 0.172, and rounded up to the next whole share. On July 8, 2021 (the day prior to the Merger), the closing price of one share of MSGE Class A Common Stock was $82.28. F4: The Reporting Persons disclaim beneficial ownership of all securities of MSGN beneficially owned and deemed to be beneficially owned by their minor children and this filing shall not be deemed an admission that the Reporting Persons are, for the purposes of Section 16 or for any other purpose, the beneficial owners of such securities. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-07-09 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-07-09 · Disposition to issuer · Disposed 197,369 · Balance 0 F5: Each MSGN restricted stock unit represented a right to receive one share of MSGN Class A Common Stock or the cash equivalent thereof. F6: Represents MSGN restricted stock units ("MSGN RSUs") disposed as a result of the conversion of MSGN RSUs to MSGE restricted stock units pursuant to the closing of the Merger, a transaction exempt under Rule 16b-3, based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN RSUs, multiplied by (y) 0.172. F7: The MSGN RSUs were scheduled to vest and settle in equal installments on September 15, 2021, September 15, 2022 and September 15, 2023. F8: Securities held directly by Mr. James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities in which she has a direct pecuniary interest) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | IndirectBy Spouse | 0 |
Reported balance
After 2021-07-09 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-07-09 · Disposition to issuer · Disposed 23,608 · Balance 0 F5: Each MSGN restricted stock unit represented a right to receive one share of MSGN Class A Common Stock or the cash equivalent thereof. F6: Represents MSGN restricted stock units ("MSGN RSUs") disposed as a result of the conversion of MSGN RSUs to MSGE restricted stock units pursuant to the closing of the Merger, a transaction exempt under Rule 16b-3, based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN RSUs, multiplied by (y) 0.172. F9: The MSGN RSUs were fully vested on the date of grant and, prior to the Merger, would have been settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceased. F3: Securities held directly by Kristin A. Dolan, James L. Dolan's spouse. Mr. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Ms. Dolan (other than securities in which he has a direct pecuniary interest) and this report shall not be deemed to be an admission that Mr. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-07-09 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-07-09 · Disposition to issuer · Disposed 1,224,362 · Balance 0 F10: The MSGN Class B Common Stock was convertible at the option of the holder on a share for share basis into MSGN Class A Common Stock. F1: Represents shares of Class A Common Stock and Class B Common Stock, as applicable, of MSG Networks Inc. ("MSGN") disposed of as a result of the conversion of MSGN Class A Common Stock and MSGN Class B Common Stock to Class A Common Stock and Class B Common Stock, as applicable, of Madison Square Garden Entertainment Corp. ("MSGE") pursuant to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of March 25, 2021, by and among MSGE, Broadway Sub Inc. and MSGN (the "Merger"), a transaction exempt under Rule 16b-3, calculated based on (x) the number of shares of MSGN Class A Common Stock or MSGN Class B Common Stock, respectively, multiplied by (y) 0.172, and rounded up to the next whole share. On July 8, 2021 (the day prior to the Merger), the closing price of one share of MSGE Class A Common Stock was $82.28. F8: Securities held directly by Mr. James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities in which she has a direct pecuniary interest) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.81 · Expires 2024-03-15 | Direct | 0 |
Reported balance
After 2021-07-09 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-07-09 · Disposition to issuer · Disposed 534,521 · Balance 0 F11: Represents MSGN options disposed of as a result of the conversion of MSGN options to MSGE options pursuant to the Merger, a transaction exempt under Rule 16b-3, based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN options, multiplied by (y) 0.172, and rounded down to the nearest whole share. The MSGE options exercise price is equal to the per share exercise price of MSGN options divided by 0.172, and rounded up to the nearest whole cent. F12: The derivative security is fully vested. F8: Securities held directly by Mr. James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities in which she has a direct pecuniary interest) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.60 · Expires 2025-03-01 | Direct | 0 |
Reported balance
After 2021-07-09 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-07-09 · Disposition to issuer · Disposed 426,287 · Balance 0 F11: Represents MSGN options disposed of as a result of the conversion of MSGN options to MSGE options pursuant to the Merger, a transaction exempt under Rule 16b-3, based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN options, multiplied by (y) 0.172, and rounded down to the nearest whole share. The MSGE options exercise price is equal to the per share exercise price of MSGN options divided by 0.172, and rounded up to the nearest whole cent. F12: The derivative security is fully vested. F8: Securities held directly by Mr. James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities in which she has a direct pecuniary interest) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.05 · Expires 2026-02-25 | Direct | 0 |
Reported balance
After 2021-07-09 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-07-09 · Disposition to issuer · Disposed 315,790 · Balance 0 F11: Represents MSGN options disposed of as a result of the conversion of MSGN options to MSGE options pursuant to the Merger, a transaction exempt under Rule 16b-3, based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN options, multiplied by (y) 0.172, and rounded down to the nearest whole share. The MSGE options exercise price is equal to the per share exercise price of MSGN options divided by 0.172, and rounded up to the nearest whole cent. F13: Two-thirds of the MSGN options vested in equal installments on August 28, 2019 and August 28, 2020. The remaining one-third was scheduled to vest on August 28, 2021. F8: Securities held directly by Mr. James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities in which she has a direct pecuniary interest) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.32 · Expires 2027-02-26 | Direct | 0 |
Reported balance
After 2021-07-09 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2021-07-09 · Disposition to issuer · Disposed 555,556 · Balance 0 F11: Represents MSGN options disposed of as a result of the conversion of MSGN options to MSGE options pursuant to the Merger, a transaction exempt under Rule 16b-3, based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN options, multiplied by (y) 0.172, and rounded down to the nearest whole share. The MSGE options exercise price is equal to the per share exercise price of MSGN options divided by 0.172, and rounded up to the nearest whole cent. F14: One-third of the MSGN options vested on August 29, 2020. The remaining two-thirds were scheduled to vest in equal installments on August 29, 2021 and August 29, 2022. F8: Securities held directly by Mr. James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities in which she has a direct pecuniary interest) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Class A Common Stock and Class B Common Stock, as applicable, of MSG Networks Inc. ("MSGN") disposed of as a result of the conversion of MSGN Class A Common Stock and MSGN Class B Common Stock to Class A Common Stock and Class B Common Stock, as applicable, of Madison Square Garden Entertainment Corp. ("MSGE") pursuant to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of March 25, 2021, by and among MSGE, Broadway Sub Inc. and MSGN (the "Merger"), a transaction exempt under Rule 16b-3, calculated based on (x) the number of shares of MSGN Class A Common Stock or MSGN Class B Common Stock, respectively, multiplied by (y) 0.172, and rounded up to the next whole share. On July 8, 2021 (the day prior to the Merger), the closing price of one share of MSGE Class A Common Stock was $82.28.
F2: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities.
F3: Securities held directly by Kristin A. Dolan, James L. Dolan's spouse. Mr. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Ms. Dolan (other than securities in which he has a direct pecuniary interest) and this report shall not be deemed to be an admission that Mr. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.
F4: The Reporting Persons disclaim beneficial ownership of all securities of MSGN beneficially owned and deemed to be beneficially owned by their minor children and this filing shall not be deemed an admission that the Reporting Persons are, for the purposes of Section 16 or for any other purpose, the beneficial owners of such securities.
F5: Each MSGN restricted stock unit represented a right to receive one share of MSGN Class A Common Stock or the cash equivalent thereof.
F6: Represents MSGN restricted stock units ("MSGN RSUs") disposed as a result of the conversion of MSGN RSUs to MSGE restricted stock units pursuant to the closing of the Merger, a transaction exempt under Rule 16b-3, based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN RSUs, multiplied by (y) 0.172.
F7: The MSGN RSUs were scheduled to vest and settle in equal installments on September 15, 2021, September 15, 2022 and September 15, 2023.
F8: Securities held directly by Mr. James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities in which she has a direct pecuniary interest) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.
F9: The MSGN RSUs were fully vested on the date of grant and, prior to the Merger, would have been settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceased.
F10: The MSGN Class B Common Stock was convertible at the option of the holder on a share for share basis into MSGN Class A Common Stock.
F11: Represents MSGN options disposed of as a result of the conversion of MSGN options to MSGE options pursuant to the Merger, a transaction exempt under Rule 16b-3, based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN options, multiplied by (y) 0.172, and rounded down to the nearest whole share. The MSGE options exercise price is equal to the per share exercise price of MSGN options divided by 0.172, and rounded up to the nearest whole cent.
F12: The derivative security is fully vested.
F13: Two-thirds of the MSGN options vested in equal installments on August 28, 2019 and August 28, 2020. The remaining one-third was scheduled to vest on August 28, 2021.
F14: One-third of the MSGN options vested on August 29, 2020. The remaining two-thirds were scheduled to vest in equal installments on August 29, 2021 and August 29, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2020 Filed Sep 17, 2020 20:30 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | Exercise / conversionClass A Common Stock | 4,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050903 · doc4.xml · nonDerivative · entry 1 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") was granted on April 17, 2020 under the Madison Square Garden Entertainment Corp. ("MSGE") 2020 Employee Stock Plan (the "2020 Employee Stock Plan") in respect of an RSU granted by Madison Square Garden Sports Corp. ("MSGS") on August 29, 2018 and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. Half of the RSUs vested and were settled on September 15, 2020. The remaining RSUs will vest and settle on September 15, 2021. F2 · balance_after: Includes shares held jointly with spouse. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| August 28, 2020 Filed Aug 31, 2020 20:25 UTC | Madison Square Garden Sports Corp. MSGS · Entity 3572 | Exercise / conversionRestricted Stock Units · Derivative | 5,830 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048763 · doc4.xml · derivative · entry 11 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,830 shares Expires 2020-08-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSU was granted on August 30, 2017 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on August 30, 2018. One-third of the RSUs vested and were settled on August 30, 2019. The remaining one-third of the RSUs vested and settled on August 28, 2020. F7 · derivative.exercise_date: Each RSU was granted on August 30, 2017 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on August 30, 2018. One-third of the RSUs vested and were settled on August 30, 2019. The remaining one-third of the RSUs vested and settled on August 28, 2020. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| August 28, 2020 Filed Aug 31, 2020 20:25 UTC | Madison Square Garden Sports Corp. MSGS · Entity 3572 | Exercise / conversionRestricted Stock Units · Derivative | 474 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048763 · doc4.xml · derivative · entry 10 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 474 shares Expires 2020-08-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit ("RSU") was granted on October 3, 2018 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. Two-thirds of the RSUs vested and settled on August 30, 2019. The remaining one-third of the RSUs vested and settled on August 28, 2020. F6 · derivative.exercise_date: Each restricted stock unit ("RSU") was granted on October 3, 2018 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. Two-thirds of the RSUs vested and settled on August 30, 2019. The remaining one-third of the RSUs vested and settled on August 28, 2020. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| August 28, 2020 Filed Aug 31, 2020 20:25 UTC | Madison Square Garden Sports Corp. MSGS · Entity 3572 | Tax withholdingClass A Common Stock | 3,086 | $171.48 | $529,187.28 |
DisclosureSEC source: 0001209191-20-048763 · doc4.xml · nonDerivative · entry 6 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,542 F8 · kind: Represents RSUs of MSGS withheld to satisfy tax withholding obligations in connection with the vesting of RSUs described in footnotes 6 and 7, exempt under Rule 16b-3. F2 · balance_after: Includes shares held jointly with spouse. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| August 28, 2020 Filed Aug 31, 2020 20:25 UTC | Madison Square Garden Sports Corp. MSGS · Entity 3572 | Exercise / conversionClass A Common Stock | 5,830 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048763 · doc4.xml · nonDerivative · entry 5 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,628 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: Each RSU was granted on August 30, 2017 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on August 30, 2018. One-third of the RSUs vested and were settled on August 30, 2019. The remaining one-third of the RSUs vested and settled on August 28, 2020. F2 · balance_after: Includes shares held jointly with spouse. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| August 28, 2020 Filed Aug 31, 2020 20:25 UTC | Madison Square Garden Sports Corp. MSGS · Entity 3572 | Exercise / conversionClass A Common Stock | 474 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048763 · doc4.xml · nonDerivative · entry 4 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,798 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: Each restricted stock unit ("RSU") was granted on October 3, 2018 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. Two-thirds of the RSUs vested and settled on August 30, 2019. The remaining one-third of the RSUs vested and settled on August 28, 2020. F2 · balance_after: Includes shares held jointly with spouse. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 20:15 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | Exercise / conversionRestricted Stock Units · Derivative | 474 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048909 · doc4.xml · derivative · entry 7 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 474 shares Expires 2020-08-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU was granted on April 17, 2020 under the 2020 Employee Stock Plan in respect of an RSU granted by MSGS on October 3, 2018 and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The RSUs vested and were settled on August 28, 2020. F4 · derivative.exercise_date: Each RSU was granted on April 17, 2020 under the 2020 Employee Stock Plan in respect of an RSU granted by MSGS on October 3, 2018 and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The RSUs vested and were settled on August 28, 2020. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 20:15 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | Exercise / conversionRestricted Stock Unit · Derivative | 5,830 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048909 · doc4.xml · derivative · entry 6 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,830 shares Expires 2020-08-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") was granted on April 17, 2020 under the Madison Square Garden Entertainment Corp. ("MSGE") 2020 Employee Stock Plan (the "2020 Employee Stock Plan") in respect of an RSU granted by Madison Square Garden Sports Corp. ("MSGS") on August 30, 2017 and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The RSUs vested and were settled on August 28, 2020. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was granted on April 17, 2020 under the Madison Square Garden Entertainment Corp. ("MSGE") 2020 Employee Stock Plan (the "2020 Employee Stock Plan") in respect of an RSU granted by Madison Square Garden Sports Corp. ("MSGS") on August 30, 2017 and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The RSUs vested and were settled on August 28, 2020. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 20:15 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | Tax withholdingClass A Common Stock | 3,086 | $75.12 | $231,820.32 |
DisclosureSEC source: 0001209191-20-048909 · doc4.xml · nonDerivative · entry 3 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,649 F5 · kind: Represents RSUs of MSGE withheld to satisfy tax withholding obligations in connection with the vesting of RSUs described in footnotes 1 and 4 above, exempt under Rule 16b-3. F2 · balance_after: Includes shares held jointly with spouse. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 20:15 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | Exercise / conversionClass A Common Stock | 474 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048909 · doc4.xml · nonDerivative · entry 2 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,735 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each RSU was granted on April 17, 2020 under the 2020 Employee Stock Plan in respect of an RSU granted by MSGS on October 3, 2018 and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The RSUs vested and were settled on August 28, 2020. F2 · balance_after: Includes shares held jointly with spouse. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 20:15 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | Exercise / conversionClass A Common Stock | 5,830 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048909 · doc4.xml · nonDerivative · entry 1 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") was granted on April 17, 2020 under the Madison Square Garden Entertainment Corp. ("MSGE") 2020 Employee Stock Plan (the "2020 Employee Stock Plan") in respect of an RSU granted by Madison Square Garden Sports Corp. ("MSGS") on August 30, 2017 and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The RSUs vested and were settled on August 28, 2020. F2 · balance_after: Includes shares held jointly with spouse. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| August 27, 2020 Filed Aug 31, 2020 20:25 UTC | Madison Square Garden Sports Corp. MSGS · Entity 3572 | GrantRestricted Stock Units · Derivative | 11,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048763 · doc4.xml · derivative · entry 9 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,240 Underlying: Class A Common Stock · 11,240 shares Expires 2023-09-15 F11 · derivative.exercise_price: Each RSU is granted under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F12 · derivative.exercise_date: The RSUs are scheduled to vest in three equal installments on September 15, 2021, September 15, 2022 and September 15, 2023. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| August 27, 2020 Filed Aug 31, 2020 20:25 UTC | Madison Square Garden Sports Corp. MSGS · Entity 3572 | Tax withholdingClass A Common Stock | 8,350 | $167.11 | $1,395,368.50 |
DisclosureSEC source: 0001209191-20-048763 · doc4.xml · nonDerivative · entry 3 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,324 F5 · kind: Represents PSUs of MSGS withheld to satisfy tax withholding obligations in connection with the vesting of PSUs described in footnotes 1 and 4 above, exempt under Rule 16b-3. F2 · balance_after: Includes shares held jointly with spouse. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| August 27, 2020 Filed Aug 31, 2020 20:25 UTC | Madison Square Garden Sports Corp. MSGS · Entity 3572 | GrantClass A Common Stock | 1,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048763 · doc4.xml · nonDerivative · entry 2 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,674 F4 · price: Each PSU was granted on October 3, 2018 under the 2015 Employee Stock Plan. The PSUs vested on August 27, 2020 upon the achievement of performance criteria established at the time of grant. F2 · balance_after: Includes shares held jointly with spouse. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| August 27, 2020 Filed Aug 31, 2020 20:25 UTC | Madison Square Garden Sports Corp. MSGS · Entity 3572 | GrantClass A Common Stock | 17,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048763 · doc4.xml · nonDerivative · entry 1 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,254 F1 · price: Each performance restricted stock unit ("PSU") was granted on August 30, 2017 under the Madison Square Garden Sports Corp. ("MSGS") 2015 Employee Stock Plan (the "2015 Employee Stock Plan"). The PSUs vested on August 27, 2020 upon the achievement of performance criteria established at the time of grant. F2 · balance_after: Includes shares held jointly with spouse. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| August 26, 2020 Filed Aug 28, 2020 20:21 UTC | MSG NETWORKS INC. MSGN · Entity 16448 | GrantOptions (Right to Buy) · Derivative | 424,582 | $0.00 Strike: $21.60 | $0.00 |
DisclosureSEC source: 0001209191-20-048625 · doc4.xml · derivative · entry 2 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · 10% owner · Member of 13D Group Dolan Kristin A · CIK 0001480991 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,582 Underlying: Class A Common Stock · 424,582 shares Expires 2025-03-01 F4 · shares: Represents options to purchase Class A Common Stock granted on September 1, 2017 under the 2010 Employee Stock Plan. The options vested on August 26, 2020 upon the achievement of performance criteria established at the time of grant. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| August 26, 2020 Filed Aug 28, 2020 20:21 UTC | MSG NETWORKS INC. MSGN · Entity 16448 | GrantRestricted Stock Units · Derivative | 197,369 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048625 · doc4.xml · derivative · entry 1 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · 10% owner · Member of 13D Group Dolan Kristin A · CIK 0001480991 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,369 Underlying: Class A Common Stock · 197,369 shares Expires 2023-09-15 F1 · derivative.exercise_price: Each restricted stock unit ("RSU") was granted under the MSG Networks Inc. 2010 Employee Stock Plan (the "2010 Employee Stock Plan"), as amended, and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F1 · shares: Each restricted stock unit ("RSU") was granted under the MSG Networks Inc. 2010 Employee Stock Plan (the "2010 Employee Stock Plan"), as amended, and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs are scheduled to vest in three equal installments on September 15, 2021, September 15, 2022 and September 15, 2023. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 20:20 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | GrantRestricted Stock Unit · Derivative | 39,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048522 · doc4.xml · derivative · entry 6 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,091 Underlying: Class A Common Stock · 39,091 shares Expires 2023-09-15 F8 · derivative.exercise_price: Each restricted stock unit ("RSU") was granted on August 25, 2020 under the 2020 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F9 · derivative.exercise_date: The RSUs will vest and settle in three equal installments on September 15, 2021, September 15, 2022 and September 15, 2023. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 20:20 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | Tax withholdingClass A Common Stock | 7,243 | $71.00 | $514,253.00 |
DisclosureSEC source: 0001209191-20-048522 · doc4.xml · nonDerivative · entry 3 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,431 F5 · kind: Represents PSUs of MSGE withheld to satisfy tax withholding obligations in connection with the vesting of PSUs described in footnotes 1 and 4 above, exempt under Rule 16b-3. F2 · balance_after: Includes shares held jointly with spouse. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 20:20 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | GrantClass A Common Stock | 1,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048522 · doc4.xml · nonDerivative · entry 2 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,674 F4 · price: Each PSU was granted on April 17, 2020 under the 2020 Employee Stock Plan in respect of a PSU granted by MSGS on October 3, 2018. The PSUs vested on August 25, 2020 upon the achievement of performance criteria established by MSGS at the time of the grant of the MSGS PSU. F2 · balance_after: Includes shares held jointly with spouse. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 20:20 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | GrantClass A Common Stock | 17,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048522 · doc4.xml · nonDerivative · entry 1 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,254 F1 · price: Each performance stock unit ("PSU") was granted on April 17, 2020 under the Madison Square Garden Entertainment Corp. ("MSGE") 2020 Employee Stock Plan (the "2020 Employee Stock Plan") in respect of a PSU granted by Madison Square Garden Sports Corp. ("MSGS") on August 30, 2017. The PSUs vested on August 25, 2020 upon the achievement of performance criteria established by MSGS at the time of the grant of the MSGS PSU. F2 · balance_after: Includes shares held jointly with spouse. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse, or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 20:37 UTC | AMC Global Media Inc. AMCX · Entity 5454 | GrantRestricted Stock Units · Derivative | 4,195 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-036626 · doc4.xml · derivative · entry 2 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 25,133 Underlying: Class A Common Stock · 4,195 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is granted under the AMC Networks Inc. 2011 Amended and Restated Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F3 · price: Granted under the AMC Networks Inc. 2011 Amended and Restated Stock Plan for Non-Employee Directors for no consideration. F2 · derivative.exercise_date: The restricted stock units are fully vested on the date of the grant and will be settled in cash or in stock on the first business day 90 days after service on the Board of Directors ceases. F2 · derivative.expiration_date: The restricted stock units are fully vested on the date of the grant and will be settled in cash or in stock on the first business day 90 days after service on the Board of Directors ceases. F5 · ownership.direct: Securities held directly by Kristin A. Dolan, James L. Dolan's spouse. Mr. Dolan disclaims beneficial ownership of these securities and this filing shall not be deemed an admission that Mr. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 20:37 UTC | AMC Global Media Inc. AMCX · Entity 5454 | GrantRestricted Stock Units · Derivative | 4,195 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-036626 · doc4.xml · derivative · entry 1 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,133 Underlying: Class A Common Stock · 4,195 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is granted under the AMC Networks Inc. 2011 Amended and Restated Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F3 · price: Granted under the AMC Networks Inc. 2011 Amended and Restated Stock Plan for Non-Employee Directors for no consideration. F2 · derivative.exercise_date: The restricted stock units are fully vested on the date of the grant and will be settled in cash or in stock on the first business day 90 days after service on the Board of Directors ceases. F2 · derivative.expiration_date: The restricted stock units are fully vested on the date of the grant and will be settled in cash or in stock on the first business day 90 days after service on the Board of Directors ceases. F4 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities and this filing shall not be deemed an admission that Ms. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| May 27, 2020 Filed May 28, 2020 20:45 UTC | Wendy's Co WEN · Entity 4659 | GrantCommon Stock | 5,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-008323 · doc4.xml · nonDerivative · entry 1 Dolan Kristin A · CIK 0001480991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,571 Read SEC document |
| May 21, 2020 Filed May 26, 2020 20:00 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | GrantRestricted Stock Units · Derivative | 932 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-031960 · doc4.xml · derivative · entry 1 Dolan Kristin A · CIK 0001480991 · Director DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 932 Underlying: Class A Common Stock · 932 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is granted under the Madison Square Garden Entertainment Corp. 2020 Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F2 · derivative.exercise_date: The restricted stock units are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases. F2 · derivative.expiration_date: The restricted stock units are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases. F3 · ownership.direct: Securities are held by Kristin A. Dolan, James L. Dolan's spouse. Mr. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Ms. Dolan and this report shall not be deemed to be an admission that Mr. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:21 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | OtherOptions (Right to Buy) · Derivative | 179,732 | $0.00 Strike: $118.21 | $0.00 |
DisclosureSEC source: 0001209191-20-027111 · doc4.xml · derivative · entry 3 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,732 Underlying: Class A Common Stock · 179,732 shares Expires 2026-04-03 F1 · derivative.exercise_price: In connection with the Distribution (as defined below), all outstanding options (each, an "original MSGS option") held by the Reporting Person to purchase shares of Class A Common Stock of Madison Square Garden Sports Corp. (formerly The Madison Square Garden Company and referred to herein as "MSGS") were adjusted pursuant to the anti-dilution provisions of the MSGS 2015 Employee Stock Plan such that the Reporting Person received one option to purchase shares of Class A Common Stock of Madison Square Garden Entertainment Corp. (formerly MSG Entertainment Spinco, Inc. and referred to herein as "MSGE") for each original MSGS option held at the time of the Distribution. F2 · derivative.exercise_price: The exercise price was determined by allocating the exercise price for the original MSGS option under the MSGS 2015 Employee Stock Plan between the original MSGS and the newly granted MSGE option based upon the volume weighted average prices of the MSGS Class A Common Stock and the MSGE Class A Common Stock over the ten trading days immediately following the distribution by MSGS of all of the outstanding common stock of MSGE to its stockholders (the "Distribution") in a transaction exempt under Rules 16a-9 and 16b-3. Such adjustments were designed to preserve the value associated with the original MSGS option prior to the Distribution. F1 · kind: In connection with the Distribution (as defined below), all outstanding options (each, an "original MSGS option") held by the Reporting Person to purchase shares of Class A Common Stock of Madison Square Garden Sports Corp. (formerly The Madison Square Garden Company and referred to herein as "MSGS") were adjusted pursuant to the anti-dilution provisions of the MSGS 2015 Employee Stock Plan such that the Reporting Person received one option to purchase shares of Class A Common Stock of Madison Square Garden Entertainment Corp. (formerly MSG Entertainment Spinco, Inc. and referred to herein as "MSGE") for each original MSGS option held at the time of the Distribution. F2 · kind: The exercise price was determined by allocating the exercise price for the original MSGS option under the MSGS 2015 Employee Stock Plan between the original MSGS and the newly granted MSGE option based upon the volume weighted average prices of the MSGS Class A Common Stock and the MSGE Class A Common Stock over the ten trading days immediately following the distribution by MSGS of all of the outstanding common stock of MSGE to its stockholders (the "Distribution") in a transaction exempt under Rules 16a-9 and 16b-3. Such adjustments were designed to preserve the value associated with the original MSGS option prior to the Distribution. F3 · shares: Represents options to purchase Class A Common Stock received by the Reporting Person in connection with the Distribution, and granted pursuant to the MSGE 2020 Employee Stock Plan, in a transaction exempt under Rules 16a-9 and 16b-3. F4 · derivative.exercise_date: Pursuant to the terms of the Reporting Person's original MSGS options award dated October 3, 2018, one-fourth of the MSGE award vested and was fully exercisable as of the date of this filing, and three-fourths of the MSGE award will vest in equal increments on each of September 15, 2020, September 15, 2021 and September 15, 2022. F5 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:21 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | OtherOptions (Right to Buy) · Derivative | 144,245 | $0.00 Strike: $104.02 | $0.00 |
DisclosureSEC source: 0001209191-20-027111 · doc4.xml · derivative · entry 2 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,245 Underlying: Class A Common Stock · 144,245 shares Expires 2026-04-03 F1 · derivative.exercise_price: In connection with the Distribution (as defined below), all outstanding options (each, an "original MSGS option") held by the Reporting Person to purchase shares of Class A Common Stock of Madison Square Garden Sports Corp. (formerly The Madison Square Garden Company and referred to herein as "MSGS") were adjusted pursuant to the anti-dilution provisions of the MSGS 2015 Employee Stock Plan such that the Reporting Person received one option to purchase shares of Class A Common Stock of Madison Square Garden Entertainment Corp. (formerly MSG Entertainment Spinco, Inc. and referred to herein as "MSGE") for each original MSGS option held at the time of the Distribution. F2 · derivative.exercise_price: The exercise price was determined by allocating the exercise price for the original MSGS option under the MSGS 2015 Employee Stock Plan between the original MSGS and the newly granted MSGE option based upon the volume weighted average prices of the MSGS Class A Common Stock and the MSGE Class A Common Stock over the ten trading days immediately following the distribution by MSGS of all of the outstanding common stock of MSGE to its stockholders (the "Distribution") in a transaction exempt under Rules 16a-9 and 16b-3. Such adjustments were designed to preserve the value associated with the original MSGS option prior to the Distribution. F1 · kind: In connection with the Distribution (as defined below), all outstanding options (each, an "original MSGS option") held by the Reporting Person to purchase shares of Class A Common Stock of Madison Square Garden Sports Corp. (formerly The Madison Square Garden Company and referred to herein as "MSGS") were adjusted pursuant to the anti-dilution provisions of the MSGS 2015 Employee Stock Plan such that the Reporting Person received one option to purchase shares of Class A Common Stock of Madison Square Garden Entertainment Corp. (formerly MSG Entertainment Spinco, Inc. and referred to herein as "MSGE") for each original MSGS option held at the time of the Distribution. F2 · kind: The exercise price was determined by allocating the exercise price for the original MSGS option under the MSGS 2015 Employee Stock Plan between the original MSGS and the newly granted MSGE option based upon the volume weighted average prices of the MSGS Class A Common Stock and the MSGE Class A Common Stock over the ten trading days immediately following the distribution by MSGS of all of the outstanding common stock of MSGE to its stockholders (the "Distribution") in a transaction exempt under Rules 16a-9 and 16b-3. Such adjustments were designed to preserve the value associated with the original MSGS option prior to the Distribution. F3 · shares: Represents options to purchase Class A Common Stock received by the Reporting Person in connection with the Distribution, and granted pursuant to the MSGE 2020 Employee Stock Plan, in a transaction exempt under Rules 16a-9 and 16b-3. F4 · derivative.exercise_date: Pursuant to the terms of the Reporting Person's original MSGS options award dated October 3, 2018, one-fourth of the MSGE award vested and was fully exercisable as of the date of this filing, and three-fourths of the MSGE award will vest in equal increments on each of September 15, 2020, September 15, 2021 and September 15, 2022. F5 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:21 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | OtherOptions (Right to Buy) · Derivative | 125,015 | $0.00 Strike: $94.56 | $0.00 |
DisclosureSEC source: 0001209191-20-027111 · doc4.xml · derivative · entry 1 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,015 Underlying: Class A Common Stock · 125,015 shares Expires 2026-04-03 F1 · derivative.exercise_price: In connection with the Distribution (as defined below), all outstanding options (each, an "original MSGS option") held by the Reporting Person to purchase shares of Class A Common Stock of Madison Square Garden Sports Corp. (formerly The Madison Square Garden Company and referred to herein as "MSGS") were adjusted pursuant to the anti-dilution provisions of the MSGS 2015 Employee Stock Plan such that the Reporting Person received one option to purchase shares of Class A Common Stock of Madison Square Garden Entertainment Corp. (formerly MSG Entertainment Spinco, Inc. and referred to herein as "MSGE") for each original MSGS option held at the time of the Distribution. F2 · derivative.exercise_price: The exercise price was determined by allocating the exercise price for the original MSGS option under the MSGS 2015 Employee Stock Plan between the original MSGS and the newly granted MSGE option based upon the volume weighted average prices of the MSGS Class A Common Stock and the MSGE Class A Common Stock over the ten trading days immediately following the distribution by MSGS of all of the outstanding common stock of MSGE to its stockholders (the "Distribution") in a transaction exempt under Rules 16a-9 and 16b-3. Such adjustments were designed to preserve the value associated with the original MSGS option prior to the Distribution. F1 · kind: In connection with the Distribution (as defined below), all outstanding options (each, an "original MSGS option") held by the Reporting Person to purchase shares of Class A Common Stock of Madison Square Garden Sports Corp. (formerly The Madison Square Garden Company and referred to herein as "MSGS") were adjusted pursuant to the anti-dilution provisions of the MSGS 2015 Employee Stock Plan such that the Reporting Person received one option to purchase shares of Class A Common Stock of Madison Square Garden Entertainment Corp. (formerly MSG Entertainment Spinco, Inc. and referred to herein as "MSGE") for each original MSGS option held at the time of the Distribution. F2 · kind: The exercise price was determined by allocating the exercise price for the original MSGS option under the MSGS 2015 Employee Stock Plan between the original MSGS and the newly granted MSGE option based upon the volume weighted average prices of the MSGS Class A Common Stock and the MSGE Class A Common Stock over the ten trading days immediately following the distribution by MSGS of all of the outstanding common stock of MSGE to its stockholders (the "Distribution") in a transaction exempt under Rules 16a-9 and 16b-3. Such adjustments were designed to preserve the value associated with the original MSGS option prior to the Distribution. F3 · shares: Represents options to purchase Class A Common Stock received by the Reporting Person in connection with the Distribution, and granted pursuant to the MSGE 2020 Employee Stock Plan, in a transaction exempt under Rules 16a-9 and 16b-3. F4 · derivative.exercise_date: Pursuant to the terms of the Reporting Person's original MSGS options award dated October 3, 2018, one-fourth of the MSGE award vested and was fully exercisable as of the date of this filing, and three-fourths of the MSGE award will vest in equal increments on each of September 15, 2020, September 15, 2021 and September 15, 2022. F5 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| April 17, 2020 Filed Apr 20, 2020 21:32 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | OtherClass B Common Stock · Derivative | 14,045 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-025139 · doc4.xml · derivative · entry 9 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman / CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,045 Underlying: Class A Common Stock · 14,045 shares Expires not disclosed F19 · derivative.exercise_price: Represents Class B Common Stock received in connection with the Distribution in a transaction exempt under Rules 16a-9 and 16b-3. F19 · kind: Represents Class B Common Stock received in connection with the Distribution in a transaction exempt under Rules 16a-9 and 16b-3. F19 · shares: Represents Class B Common Stock received in connection with the Distribution in a transaction exempt under Rules 16a-9 and 16b-3. F19 · price: Represents Class B Common Stock received in connection with the Distribution in a transaction exempt under Rules 16a-9 and 16b-3. F20 · derivative.exercise_date: MSGE Class B Common Stock is convertible at the option of the holder on a share for share basis into MSGE Class A Common Stock. F20 · derivative.expiration_date: MSGE Class B Common Stock is convertible at the option of the holder on a share for share basis into MSGE Class A Common Stock. F4 · balance_after: Reflects transfer of shares previously owned directly by MSGS and its subsidiaries exempt under Rule 16a-13. F6 · ownership.direct: Securities held directly by Mr. James L. Dolan and indirectly by his spouse, Mrs. Kristin A. Dolan. F7 · ownership.direct: Kristin A. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| April 17, 2020 Filed Apr 20, 2020 21:32 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | OtherRestricted Stock Units · Derivative | 16,197 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-025139 · doc4.xml · derivative · entry 8 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman / CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,197 Underlying: Class A Common Stock · 16,197 shares Expires 2022-09-15 F14 · derivative.exercise_price: Each RSU is granted under the MSGE 2020 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F15 · kind: Reflects acquisition of RSUs in connection with the Distribution in a transaction exempt under Rules 16a-9, 16b-6 and 16b-3. James L. Dolan, Kristin A. Dolan's spouse, received one MSGE RSU in respect of every one MSGS RSU. F15 · shares: Reflects acquisition of RSUs in connection with the Distribution in a transaction exempt under Rules 16a-9, 16b-6 and 16b-3. James L. Dolan, Kristin A. Dolan's spouse, received one MSGE RSU in respect of every one MSGS RSU. F18 · derivative.exercise_date: Pursuant to the terms of James L. Dolan's MSGS RSU award dated August 29, 2019, the RSUs are scheduled to vest and settle in three equal installments on September 15, 2020, September 15, 2021, and September 15, 2022. F15 · derivative.underlying_shares: Reflects acquisition of RSUs in connection with the Distribution in a transaction exempt under Rules 16a-9, 16b-6 and 16b-3. James L. Dolan, Kristin A. Dolan's spouse, received one MSGE RSU in respect of every one MSGS RSU. F15 · balance_after: Reflects acquisition of RSUs in connection with the Distribution in a transaction exempt under Rules 16a-9, 16b-6 and 16b-3. James L. Dolan, Kristin A. Dolan's spouse, received one MSGE RSU in respect of every one MSGS RSU. F6 · ownership.direct: Securities held directly by Mr. James L. Dolan and indirectly by his spouse, Mrs. Kristin A. Dolan. F7 · ownership.direct: Kristin A. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| April 17, 2020 Filed Apr 20, 2020 21:32 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | OtherRestricted Stock Units · Derivative | 9,765 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-025139 · doc4.xml · derivative · entry 7 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman / CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,765 Underlying: Class A Common Stock · 9,765 shares Expires 2021-09-15 F14 · derivative.exercise_price: Each RSU is granted under the MSGE 2020 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F15 · kind: Reflects acquisition of RSUs in connection with the Distribution in a transaction exempt under Rules 16a-9, 16b-6 and 16b-3. James L. Dolan, Kristin A. Dolan's spouse, received one MSGE RSU in respect of every one MSGS RSU. F15 · shares: Reflects acquisition of RSUs in connection with the Distribution in a transaction exempt under Rules 16a-9, 16b-6 and 16b-3. James L. Dolan, Kristin A. Dolan's spouse, received one MSGE RSU in respect of every one MSGS RSU. F17 · derivative.exercise_date: Pursuant to the terms of James L. Dolan's MSGS RSU awards dated August 29, 2018 and October 3, 2018, the RSUs are scheduled to vest and settle in two equal installments on September 15, 2020 and September 15, 2021. F15 · derivative.underlying_shares: Reflects acquisition of RSUs in connection with the Distribution in a transaction exempt under Rules 16a-9, 16b-6 and 16b-3. James L. Dolan, Kristin A. Dolan's spouse, received one MSGE RSU in respect of every one MSGS RSU. F15 · balance_after: Reflects acquisition of RSUs in connection with the Distribution in a transaction exempt under Rules 16a-9, 16b-6 and 16b-3. James L. Dolan, Kristin A. Dolan's spouse, received one MSGE RSU in respect of every one MSGS RSU. F6 · ownership.direct: Securities held directly by Mr. James L. Dolan and indirectly by his spouse, Mrs. Kristin A. Dolan. F7 · ownership.direct: Kristin A. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| April 17, 2020 Filed Apr 20, 2020 21:32 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | OtherRestricted Stock Units · Derivative | 6,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-025139 · doc4.xml · derivative · entry 6 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman / CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,304 Underlying: Class A Common Stock · 6,304 shares Expires 2020-08-30 F14 · derivative.exercise_price: Each RSU is granted under the MSGE 2020 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F15 · kind: Reflects acquisition of RSUs in connection with the Distribution in a transaction exempt under Rules 16a-9, 16b-6 and 16b-3. James L. Dolan, Kristin A. Dolan's spouse, received one MSGE RSU in respect of every one MSGS RSU. F15 · shares: Reflects acquisition of RSUs in connection with the Distribution in a transaction exempt under Rules 16a-9, 16b-6 and 16b-3. James L. Dolan, Kristin A. Dolan's spouse, received one MSGE RSU in respect of every one MSGS RSU. F16 · derivative.exercise_date: Pursuant to the terms of James L. Dolan's MSGS RSU awards dated August 30, 2017 and October 3, 2018, the RSUs are scheduled to vest and settle on August 30, 2020. F15 · derivative.underlying_shares: Reflects acquisition of RSUs in connection with the Distribution in a transaction exempt under Rules 16a-9, 16b-6 and 16b-3. James L. Dolan, Kristin A. Dolan's spouse, received one MSGE RSU in respect of every one MSGS RSU. F15 · balance_after: Reflects acquisition of RSUs in connection with the Distribution in a transaction exempt under Rules 16a-9, 16b-6 and 16b-3. James L. Dolan, Kristin A. Dolan's spouse, received one MSGE RSU in respect of every one MSGS RSU. F6 · ownership.direct: Securities held directly by Mr. James L. Dolan and indirectly by his spouse, Mrs. Kristin A. Dolan. F7 · ownership.direct: Kristin A. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| April 17, 2020 Filed Apr 20, 2020 21:32 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | OtherClass A Common Stock | 491 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-025139 · doc4.xml · nonDerivative · entry 5 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman / CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Minor Children Disclosed balance after: 491 F12 · kind: Represents Class A Common Stock received in connection with the Distribution in a transaction exempt under Rule 16a-9. F12 · shares: Represents Class A Common Stock received in connection with the Distribution in a transaction exempt under Rule 16a-9. F12 · price: Represents Class A Common Stock received in connection with the Distribution in a transaction exempt under Rule 16a-9. F4 · balance_after: Reflects transfer of shares previously owned directly by MSGS and its subsidiaries exempt under Rule 16a-13. F13 · ownership.direct: The Reporting Persons disclaim beneficial ownership of all shares of MSGE beneficially owned or deemed to be beneficially owned by their minor children, and this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| April 17, 2020 Filed Apr 20, 2020 21:32 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | OtherClass A Common Stock | 7,604 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-025139 · doc4.xml · nonDerivative · entry 4 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman / CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 7,604 F3 · kind: Represents Class A Common Stock received in connection with the Distribution in a transaction exempt under Rules 16a-9 and 16b-3. F3 · shares: Represents Class A Common Stock received in connection with the Distribution in a transaction exempt under Rules 16a-9 and 16b-3. F3 · price: Represents Class A Common Stock received in connection with the Distribution in a transaction exempt under Rules 16a-9 and 16b-3. F4 · balance_after: Reflects transfer of shares previously owned directly by MSGS and its subsidiaries exempt under Rule 16a-13. F10 · ownership.direct: Securities held directly by Kristin A. Dolan and indirectly by her spouse, Mr. James L. Dolan. F11 · ownership.direct: James L. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that he is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| April 17, 2020 Filed Apr 20, 2020 21:32 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | OtherClass A Common Stock | 2,591 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-025139 · doc4.xml · nonDerivative · entry 3 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman / CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,591 F8 · kind: Represents Class A Common Stock received by Kristin A. Dolan, James L. Dolan's spouse, in connection with the Distribution pursuant to vested MSGS restricted stock units ("RSUs"), in a transaction exempt under Rules 16a-9 and 16b-3. The shares of Class A Common Stock were granted pursuant to the MSGE 2020 Stock Plan for Non-Employee Directors. F8 · shares: Represents Class A Common Stock received by Kristin A. Dolan, James L. Dolan's spouse, in connection with the Distribution pursuant to vested MSGS restricted stock units ("RSUs"), in a transaction exempt under Rules 16a-9 and 16b-3. The shares of Class A Common Stock were granted pursuant to the MSGE 2020 Stock Plan for Non-Employee Directors. F8 · price: Represents Class A Common Stock received by Kristin A. Dolan, James L. Dolan's spouse, in connection with the Distribution pursuant to vested MSGS restricted stock units ("RSUs"), in a transaction exempt under Rules 16a-9 and 16b-3. The shares of Class A Common Stock were granted pursuant to the MSGE 2020 Stock Plan for Non-Employee Directors. F9 · balance_after: Reflects transfer of shares previously owned directly by MSGS and its subsidiaries exempt under Rule 16a-13. Includes shares of MSGS Class A Common Stock received by Kristin A. Dolan in connection with the Distribution, in an exempt transaction under Rules 16a-9 and 16b-3. F10 · ownership.direct: Securities held directly by Kristin A. Dolan and indirectly by her spouse, Mr. James L. Dolan. F11 · ownership.direct: James L. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that he is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| April 17, 2020 Filed Apr 20, 2020 21:32 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | OtherClass A Common Stock | 167,781 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-025139 · doc4.xml · nonDerivative · entry 2 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman / CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,781 F3 · kind: Represents Class A Common Stock received in connection with the Distribution in a transaction exempt under Rules 16a-9 and 16b-3. F3 · shares: Represents Class A Common Stock received in connection with the Distribution in a transaction exempt under Rules 16a-9 and 16b-3. F3 · price: Represents Class A Common Stock received in connection with the Distribution in a transaction exempt under Rules 16a-9 and 16b-3. F4 · balance_after: Reflects transfer of shares previously owned directly by MSGS and its subsidiaries exempt under Rule 16a-13. F5 · balance_after: Includes 416 shares held jointly with spouse. F6 · ownership.direct: Securities held directly by Mr. James L. Dolan and indirectly by his spouse, Mrs. Kristin A. Dolan. F7 · ownership.direct: Kristin A. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| April 17, 2020 Filed Apr 20, 2020 21:32 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | OtherCommon Stock | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-025139 · doc4.xml · nonDerivative · entry 1 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman / CEO · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Madison Square Garden Sports Corp. and its subsidiaries Disclosed balance after: 0 F1 · kind: Relates to the spin-off of Madison Square Garden Entertainment Corp. (formerly MSG Entertainment Spinco, Inc., and referred to herein as "MSGE") from Madison Square Garden Sports Corp. (formerly The Madison Square Garden Company, and referred to herein as "MSGS"), which occurred on April 17, 2020. To effect the spin-off, the issued and outstanding common stock of MSGE of 1,000 shares of common stock was recapitalized into 19,461,991 shares of MSGE's Class A common stock and 4,529,517 shares of MSGE's Class B common stock in a transaction exempt under Rule 16b-7. MSGS distributed all of the outstanding MSGE common stock to its stockholders (the "Distribution") in a transaction exempt under Rule 16a-9. As a result of the Distribution, MSGS no longer beneficially owns any shares of MSGE and consequently is no longer subject to the requirements of Section 16 of the the Securities Exchange Act of 1934, as amended (the "Exchange Act") with respect to MSGE. F1 · price: Relates to the spin-off of Madison Square Garden Entertainment Corp. (formerly MSG Entertainment Spinco, Inc., and referred to herein as "MSGE") from Madison Square Garden Sports Corp. (formerly The Madison Square Garden Company, and referred to herein as "MSGS"), which occurred on April 17, 2020. To effect the spin-off, the issued and outstanding common stock of MSGE of 1,000 shares of common stock was recapitalized into 19,461,991 shares of MSGE's Class A common stock and 4,529,517 shares of MSGE's Class B common stock in a transaction exempt under Rule 16b-7. MSGS distributed all of the outstanding MSGE common stock to its stockholders (the "Distribution") in a transaction exempt under Rule 16a-9. As a result of the Distribution, MSGS no longer beneficially owns any shares of MSGE and consequently is no longer subject to the requirements of Section 16 of the the Securities Exchange Act of 1934, as amended (the "Exchange Act") with respect to MSGE. F2 · ownership.direct: James L. Dolan, Kristin A. Dolan's spouse, is a member of a "group" with respect to certain securities of MSGS for purposes of Section 13(d) of the Exchange Act. As such, the Reporting Persons may have been deemed to beneficially own MSGE shares held directly by MSGS and its subsidiaries. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 21:34 UTC | Madison Square Garden Sports Corp. MSG · Entity 3572 | GrantRestricted Stock Units · Derivative | 398 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-060420 · doc4.xml · derivative · entry 1 Dolan Kristin A · CIK 0001480991 · Director DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman and CEO · Member of 13(d) Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,591 Underlying: Class A Common Stock · 398 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is granted under The Madison Square Garden Company 2015 Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F2 · derivative.exercise_date: The restricted stock units are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases. F2 · derivative.expiration_date: The restricted stock units are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases. F3 · ownership.direct: Securities held by Kristin A. Dolan, James L. Dolan's spouse. Mr. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Ms. Dolan and this report shall not be deemed to be an admission that Mr. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 21:31 UTC | MSG NETWORKS INC. MSGN · Entity 16448 | GrantRestricted Stock Units · Derivative | 6,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-059861 · doc4.xml · derivative · entry 1 Dolan Kristin A · CIK 0001480991 · Director DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13D Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,890 Underlying: Class A Common Stock · 6,460 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is granted under the MSG Networks Inc. 2010 Employee Stock Plan, as amended, and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F2 · derivative.exercise_date: The restricted stock units are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases. F2 · derivative.expiration_date: The restricted stock units are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases. F3 · ownership.direct: Securities held directly by Kristin A. Dolan, James L. Dolan's spouse. Mr. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Ms. Dolan (other than securities in which he has a direct pecuniary interest) and this report shall not be deemed to be an admission that Mr. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 20:32 UTC | Madison Square Garden Sports Corp. MSG · Entity 3572 | Exercise / conversionRestricted Stock Units · Derivative | 7,087 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-049848 · doc4.xml · derivative · entry 11 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,087 shares Expires 2019-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU was granted on September 26, 2016 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 26, 2017. One-third of the RSUs vested and were settled on September 14, 2018. The remaining one-third of the RSUs vested and were settled on September 13, 2019. F6 · derivative.exercise_date: Each RSU was granted on September 26, 2016 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 26, 2017. One-third of the RSUs vested and were settled on September 14, 2018. The remaining one-third of the RSUs vested and were settled on September 13, 2019. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 20:32 UTC | Madison Square Garden Sports Corp. MSG · Entity 3572 | Exercise / conversionRestricted Stock Units · Derivative | 4,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-049848 · doc4.xml · derivative · entry 10 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,141 Underlying: Class A Common Stock · 4,070 shares Expires 2021-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU was granted on August 29, 2018 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 13, 2019. The remaining two-thirds of the RSUs will vest on September 15, 2020 and September 15, 2021. F5 · derivative.exercise_date: Each RSU was granted on August 29, 2018 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 13, 2019. The remaining two-thirds of the RSUs will vest on September 15, 2020 and September 15, 2021. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 20:32 UTC | Madison Square Garden Sports Corp. MSG · Entity 3572 | Exercise / conversionRestricted Stock Units · Derivative | 812 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-049848 · doc4.xml · derivative · entry 9 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,624 Underlying: Class A Common Stock · 812 shares Expires 2021-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") was granted on October 3, 2018 under The Madison Square Garden Company ("MSG") 2015 Employee Stock Plan (the "2015 Employee Stock Plan") and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 13, 2019. The remaining two-thirds of the RSUs will vest on September 15, 2020 and September 15, 2021. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was granted on October 3, 2018 under The Madison Square Garden Company ("MSG") 2015 Employee Stock Plan (the "2015 Employee Stock Plan") and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 13, 2019. The remaining two-thirds of the RSUs will vest on September 15, 2020 and September 15, 2021. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 20:32 UTC | Madison Square Garden Sports Corp. MSG · Entity 3572 | Tax withholdingClass A Common Stock | 3,470 | $268.64 | $932,180.80 |
DisclosureSEC source: 0001209191-19-049848 · doc4.xml · nonDerivative · entry 6 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,781 F4 · kind: Represents RSUs of MSG withheld to satisfy tax withholding obligations in connection with the vesting of RSUs described in footnotes 1, 5 and 6, exempt under Rule 16b-3. F2 · balance_after: Includes shares held jointly with spouse. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 20:32 UTC | Madison Square Garden Sports Corp. MSG · Entity 3572 | Exercise / conversionClass A Common Stock | 7,087 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-049848 · doc4.xml · nonDerivative · entry 5 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,251 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: Each RSU was granted on September 26, 2016 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 26, 2017. One-third of the RSUs vested and were settled on September 14, 2018. The remaining one-third of the RSUs vested and were settled on September 13, 2019. F2 · balance_after: Includes shares held jointly with spouse. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 20:32 UTC | Madison Square Garden Sports Corp. MSG · Entity 3572 | Tax withholdingClass A Common Stock | 1,993 | $268.64 | $535,399.52 |
DisclosureSEC source: 0001209191-19-049848 · doc4.xml · nonDerivative · entry 4 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,164 F4 · kind: Represents RSUs of MSG withheld to satisfy tax withholding obligations in connection with the vesting of RSUs described in footnotes 1, 5 and 6, exempt under Rule 16b-3. F2 · balance_after: Includes shares held jointly with spouse. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 20:32 UTC | Madison Square Garden Sports Corp. MSG · Entity 3572 | Exercise / conversionClass A Common Stock | 4,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-049848 · doc4.xml · nonDerivative · entry 3 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Each RSU was granted on August 29, 2018 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 13, 2019. The remaining two-thirds of the RSUs will vest on September 15, 2020 and September 15, 2021. F2 · balance_after: Includes shares held jointly with spouse. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 20:32 UTC | Madison Square Garden Sports Corp. MSG · Entity 3572 | Tax withholdingClass A Common Stock | 397 | $268.64 | $106,650.08 |
DisclosureSEC source: 0001209191-19-049848 · doc4.xml · nonDerivative · entry 2 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,087 F4 · kind: Represents RSUs of MSG withheld to satisfy tax withholding obligations in connection with the vesting of RSUs described in footnotes 1, 5 and 6, exempt under Rule 16b-3. F2 · balance_after: Includes shares held jointly with spouse. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 20:32 UTC | Madison Square Garden Sports Corp. MSG · Entity 3572 | Exercise / conversionClass A Common Stock | 812 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-049848 · doc4.xml · nonDerivative · entry 1 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,484 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") was granted on October 3, 2018 under The Madison Square Garden Company ("MSG") 2015 Employee Stock Plan (the "2015 Employee Stock Plan") and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 13, 2019. The remaining two-thirds of the RSUs will vest on September 15, 2020 and September 15, 2021. F2 · balance_after: Includes shares held jointly with spouse. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| August 30, 2019 Filed Sep 3, 2019 20:28 UTC | Madison Square Garden Sports Corp. MSG · Entity 3572 | Exercise / conversionRestricted Stock Units · Derivative | 5,830 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-047975 · doc4.xml · derivative · entry 11 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,830 Underlying: Class A Common Stock · 5,830 shares Expires 2019-08-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSU was granted on August 30, 2017 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on August 30, 2018. One-third of the RSUs vested and were settled on August 30, 2019. The remaining one-third of the RSUs will vest on August 30, 2020. F7 · derivative.exercise_date: Each RSU was granted on August 30, 2017 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on August 30, 2018. One-third of the RSUs vested and were settled on August 30, 2019. The remaining one-third of the RSUs will vest on August 30, 2020. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| August 30, 2019 Filed Sep 3, 2019 20:28 UTC | Madison Square Garden Sports Corp. MSG · Entity 3572 | Exercise / conversionRestricted Stock Units · Derivative | 947 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-047975 · doc4.xml · derivative · entry 10 DOLAN JAMES LAWRENCE · CIK 0000933028 · Director · Executive Chairman · Member of 13(d) Group Dolan Kristin A · CIK 0001480991 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474 Underlying: Class A Common Stock · 947 shares Expires 2019-08-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit ("RSU") was granted on October 3, 2018 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. Two-thirds of the RSUs vested and were settled on August 30, 2019. The remaining one-third of the RSUs will vest on August 30, 2020. F5 · derivative.exercise_date: Each restricted stock unit ("RSU") was granted on October 3, 2018 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. Two-thirds of the RSUs vested and were settled on August 30, 2019. The remaining one-third of the RSUs will vest on August 30, 2020. F3 · ownership.direct: Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.