Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SoFi Technologies, Inc.SOFI · Entity 3232 | General Counsel | September 14, 2026 | September 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SoFi Technologies, Inc.
Report date September 14, 2026 · Filed September 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 109,843 |
Ending reported balance
After 2026-09-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-14 · Exercise / conversion · Acquired 36,057 · Balance 124,257 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Row 2 · 2026-09-15 · Tax withholding · Disposed 14,414 · Balance 109,843 F2: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 36,058 |
Reported balance
After 2026-09-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-14 · Exercise / conversion · Disposed 36,057 · Balance 36,058 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F3: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on February 11, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on February 11, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 14, 2022 Filed Jun 16, 2022 21:45 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 56,147 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000113 · wf-form4_165541593096822.xml · nonDerivative · entry 1 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,417,403 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| March 24, 2022 Filed Mar 26, 2022 00:10 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantRestricted Stock Unit · Derivative | 147,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-038265 · tm2210472-4_4.xml · derivative · entry 1 Lavet Robert S · CIK 0001351119 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,832 Underlying: Common Stock · 147,866 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F2 · derivative.exercise_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest as to (1) 2,464 RSUs on the quarterly vesting date in June 2022, (2) 2,465 RSUs on the quarterly vesting date in September 2022, (3) 2,464 RSUs on the quarterly vesting date in December 2022, and (4) 35,118 RSUs in equal quarterly installments on each of the quarterly vesting dates in 2023 (other than the quarterly vesting date in June 2023 when 35,119 RSUs will vest), in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date. F2 · derivative.expiration_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest as to (1) 2,464 RSUs on the quarterly vesting date in June 2022, (2) 2,465 RSUs on the quarterly vesting date in September 2022, (3) 2,464 RSUs on the quarterly vesting date in December 2022, and (4) 35,118 RSUs in equal quarterly installments on each of the quarterly vesting dates in 2023 (other than the quarterly vesting date in June 2023 when 35,119 RSUs will vest), in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 21:36 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 53,686 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-035705 · tm229732-3_4seq1.xml · derivative · entry 3 Lavet Robert S · CIK 0001351119 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,966 Underlying: Common Stock · 53,686 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 21:36 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 26,578 | $8.59 | $228,305.02 |
DisclosureSEC source: 0001104659-22-035705 · tm229732-3_4seq1.xml · nonDerivative · entry 2 Lavet Robert S · CIK 0001351119 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,361,256 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 21:36 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 53,686 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-035705 · tm229732-3_4seq1.xml · nonDerivative · entry 1 Lavet Robert S · CIK 0001351119 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,387,834 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 23:49 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 53,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-150655 · tm2135685-4_4seq1.xml · derivative · entry 3 Lavet Robert S · CIK 0001351119 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,652 Underlying: Common Stock · 53,683 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 23:49 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 25,878 | $14.48 | $374,713.44 |
DisclosureSEC source: 0001104659-21-150655 · tm2135685-4_4seq1.xml · nonDerivative · entry 2 Lavet Robert S · CIK 0001351119 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,334,148 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 23:49 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 53,683 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-150655 · tm2135685-4_4seq1.xml · nonDerivative · entry 1 Lavet Robert S · CIK 0001351119 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,360,026 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| September 14, 2021 Filed Sep 17, 2021 00:02 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 53,686 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-116536 · tm2127834-4_4seq1.xml · derivative · entry 3 Lavet Robert S · CIK 0001351119 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,335 Underlying: Common Stock · 53,686 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| September 14, 2021 Filed Sep 17, 2021 00:02 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 25,489 | $14.57 | $371,374.73 |
DisclosureSEC source: 0001104659-21-116536 · tm2127834-4_4seq1.xml · nonDerivative · entry 2 Lavet Robert S · CIK 0001351119 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,306,343 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| September 14, 2021 Filed Sep 17, 2021 00:02 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 53,686 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-116536 · tm2127834-4_4seq1.xml · nonDerivative · entry 1 Lavet Robert S · CIK 0001351119 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,331,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:42 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 53,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-100309 · tm2124205-3_4seq1.xml · derivative · entry 3 Lavet Robert S · CIK 0001351119 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,021 Underlying: Common Stock · 53,683 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F2 · derivative.exercise_date: Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F2 · derivative.expiration_date: Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:42 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 24,451 | $15.47 | $378,256.97 |
DisclosureSEC source: 0001104659-21-100309 · tm2124205-3_4seq1.xml · nonDerivative · entry 2 Lavet Robert S · CIK 0001351119 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,278,146 Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:42 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 53,683 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-100309 · tm2124205-3_4seq1.xml · nonDerivative · entry 1 Lavet Robert S · CIK 0001351119 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,302,597 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 28, 2021 Filed Jun 3, 2021 01:22 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantRestricted Stock Unit · Derivative | 151,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-075996 · tm2118244-13_4seq1.xml · derivative · entry 6 Lavet Robert S · CIK 0001351119 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,715 Underlying: Common Stock · 151,715 shares Expires not disclosed F10 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F11 · derivative.exercise_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 10,115 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each quarterly installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination. F11 · derivative.expiration_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 10,115 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each quarterly installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination. Read SEC document |
| May 28, 2021 Filed Jun 3, 2021 01:22 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantRestricted Stock Unit · Derivative | 304,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-075996 · tm2118244-13_4seq1.xml · derivative · entry 5 Lavet Robert S · CIK 0001351119 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,989 Underlying: Common Stock · 304,989 shares Expires not disclosed F8 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F9 · derivative.exercise_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 43,570 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each quarterly installment representing 1/8th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination. F9 · derivative.expiration_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 43,570 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each quarterly installment representing 1/8th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination. Read SEC document |
| May 28, 2021 Filed Jun 3, 2021 01:22 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantStock Options (right to buy) · Derivative | 609,465 | Not disclosed Strike: $7.33 | Not disclosed |
DisclosureSEC source: 0001104659-21-075996 · tm2118244-13_4seq1.xml · derivative · entry 4 Lavet Robert S · CIK 0001351119 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 609,465 Underlying: Common Stock · 609,465 shares Expires 2027-06-01 F7 · price: Received in connection with the Business Combination in exchange for options to acquire 349,705 shares of common stock of Legacy SoFi for $12.77 per share. F6 · derivative.exercise_date: 100% of the option has fully vested and is immediately exercisable. Read SEC document |
| May 28, 2021 Filed Jun 3, 2021 01:22 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantStock Options (right to buy) · Derivative | 41,905 | Not disclosed Strike: $7.33 | Not disclosed |
DisclosureSEC source: 0001104659-21-075996 · tm2118244-13_4seq1.xml · derivative · entry 3 Lavet Robert S · CIK 0001351119 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,905 Underlying: Common Stock · 41,905 shares Expires 2027-06-01 F5 · price: Received in connection with the Business Combination in exchange for options to acquire 24,045 shares of common stock of Legacy SoFi for $12.77 per share. F4 · derivative.exercise_date: 100% of the option has fully vested and is immediately exercisable Read SEC document |
| May 28, 2021 Filed Jun 3, 2021 01:22 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantStock Options (right to buy) · Derivative | 24,742 | Not disclosed Strike: $0.41 | Not disclosed |
DisclosureSEC source: 0001104659-21-075996 · tm2118244-13_4seq1.xml · derivative · entry 2 Lavet Robert S · CIK 0001351119 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,742 Underlying: Common Stock · 24,742 shares Expires 2024-02-12 F3 · price: Received in connection with the Business Combination in exchange for options to acquire 14,197 shares of common stock of Legacy SoFi for $0.71 per share. F2 · derivative.exercise_date: 100% of the option has fully vested and is immediately exercisable. Read SEC document |
| May 28, 2021 Filed Jun 3, 2021 01:22 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantCommon Stock | 1,248,914 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-075996 · tm2118244-13_4seq1.xml · nonDerivative · entry 1 Lavet Robert S · CIK 0001351119 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,248,914 F1 · price: Received in connection with the Issuer's business combination (the "Business Combination") with Social Finance, Inc. ("Legacy SoFi") in accordance with the terms of the Agreement and Plan of Merger, dated as of January 7, 2021, as amended on March 16, 2021, by and among the Issuer (f/k/a Social Capital Hedosophia Holdings Corp. V), Plutus Merger Sub Inc. ("Merger Sub") and Legacy SoFi (the "Merger Agreement"), pursuant to which Merger Sub merged with and into Legacy SoFi, with Legacy SoFi surviving the merger as a wholly-owned subsidiary of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.