Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SoFi Technologies, Inc.SOFI · Entity 3232 | General Counsel | September 14, 2026 | September 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SoFi Technologies, Inc.
Report date September 14, 2026 · Filed September 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 109,843 |
Ending reported balance
After 2026-09-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-14 · Exercise / conversion · Acquired 36,057 · Balance 124,257 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Row 2 · 2026-09-15 · Tax withholding · Disposed 14,414 · Balance 109,843 F2: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 36,058 |
Reported balance
After 2026-09-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-14 · Exercise / conversion · Disposed 36,057 · Balance 36,058 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F3: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on February 11, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on February 11, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2026 Filed Sep 16, 2026 23:44 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 14,414 | $17.28 | $249,059.51 |
DisclosureSEC source: 0001351119-26-000019 · wk-form4_1789602272.xml · nonDerivative · entry 2 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,843 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| September 14, 2026 Filed Sep 16, 2026 23:44 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 36,057 | $0.00 | $0.00 |
DisclosureSEC source: 0001351119-26-000019 · wk-form4_1789602272.xml · derivative · entry 3 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,058 Underlying: Common Stock · 36,057 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on February 11, 2026. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on February 11, 2026. Read SEC document |
| September 14, 2026 Filed Sep 16, 2026 23:44 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 36,057 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001351119-26-000019 · wk-form4_1789602272.xml · nonDerivative · entry 1 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124,257 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| June 18, 2026 Filed Jun 22, 2026 22:43 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | SaleCommon Stock | 1,188 | $17.55 | $20,844.65 |
DisclosureSEC source: 0001351119-26-000017 · wk-form4_1782168216.xml · nonDerivative · entry 2 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,200 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| June 17, 2026 Filed Jun 22, 2026 22:43 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 2,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001351119-26-000017 · wk-form4_1782168216.xml · derivative · entry 3 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,823 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: Represents the settlement of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on January 16, 2026. F3 · derivative.expiration_date: Represents the settlement of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on January 16, 2026. Read SEC document |
| June 17, 2026 Filed Jun 22, 2026 22:43 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 2,823 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001351119-26-000017 · wk-form4_1782168216.xml · nonDerivative · entry 1 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,388 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| June 16, 2026 Filed Jun 17, 2026 23:57 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 14,914 | $17.61 | $262,575.88 |
DisclosureSEC source: 0001351119-26-000015 · wk-form4_1781740655.xml · nonDerivative · entry 2 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,565 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| June 15, 2026 Filed Jun 17, 2026 23:57 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 36,057 | $0.00 | $0.00 |
DisclosureSEC source: 0001351119-26-000015 · wk-form4_1781740655.xml · derivative · entry 3 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,115 Underlying: Common Stock · 36,057 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on February 11, 2026. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on February 11, 2026. Read SEC document |
| June 15, 2026 Filed Jun 17, 2026 23:57 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 36,057 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001351119-26-000015 · wk-form4_1781740655.xml · nonDerivative · entry 1 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,479 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| June 10, 2026 Filed Jun 12, 2026 00:32 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 1,020 | $16.06 | $16,380.18 |
DisclosureSEC source: 0001351119-26-000013 · wk-form4_1781224331.xml · nonDerivative · entry 2 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,422 F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| June 09, 2026 Filed Jun 12, 2026 00:32 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 5,149 | $0.00 | $0.00 |
DisclosureSEC source: 0001351119-26-000013 · wk-form4_1781224331.xml · derivative · entry 3 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,149 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: Represents the settlement of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on January 16, 2026. F3 · derivative.expiration_date: Represents the settlement of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on January 16, 2026. Read SEC document |
| June 09, 2026 Filed Jun 12, 2026 00:32 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 5,149 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001351119-26-000013 · wk-form4_1781224331.xml · nonDerivative · entry 1 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,442 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| March 17, 2026 Filed Mar 19, 2026 00:16 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 16,669 | $17.62 | $293,657.77 |
DisclosureSEC source: 0001351119-26-000011 · wk-form4_1773879393.xml · nonDerivative · entry 2 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,293 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| March 16, 2026 Filed Mar 19, 2026 00:16 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 36,057 | $0.00 | $0.00 |
DisclosureSEC source: 0001351119-26-000011 · wk-form4_1773879393.xml · derivative · entry 3 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,172 Underlying: Common Stock · 36,057 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on February 11, 2026. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on February 11, 2026. Read SEC document |
| March 16, 2026 Filed Mar 19, 2026 00:16 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 36,057 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001351119-26-000011 · wk-form4_1773879393.xml · nonDerivative · entry 1 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| February 09, 2026 Filed Feb 12, 2026 00:46 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantRestricted Stock Unit · Derivative | 144,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001351119-26-000009 · wk-form4_1770857200.xml · derivative · entry 1 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,229 Underlying: Common Stock · 144,229 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F2 · derivative.exercise_date: Reflects a grant of RSUs to Reporting Person, which will vest in four equal installments of 25% each on March 14, 2026, June 14, 2026. September 14, 2026 and December 14, 2026, subject to the Reporting Person's continued service through the applicable vesting date. F2 · derivative.expiration_date: Reflects a grant of RSUs to Reporting Person, which will vest in four equal installments of 25% each on March 14, 2026, June 14, 2026. September 14, 2026 and December 14, 2026, subject to the Reporting Person's continued service through the applicable vesting date. Read SEC document |
| February 06, 2026 Filed Feb 6, 2026 23:18 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | PurchaseCommon Stock | 5,000 | $21.04 | $105,220.00 |
DisclosureSEC source: 0001351119-26-000007 · wk-form4_1770419928.xml · nonDerivative · entry 1 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: No plan indicated Ownership: Indirect · The Reporting Person is a beneficiary and trustee of the Robert S. Lavet Trust Disclosed balance after: 17,172 F1 · ownership.nature: The shares are held by the Robert S. Lavet Trust. Read SEC document |
| June 17, 2024 Filed Jun 19, 2024 00:32 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 4,852 | $6.39 | $31,023.69 |
DisclosureSEC source: 0001818874-24-000145 · wk-form4_1718757170.xml · nonDerivative · entry 2 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,522,577 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| June 14, 2024 Filed Jun 19, 2024 00:32 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 10,115 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-24-000145 · wk-form4_1718757170.xml · derivative · entry 3 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,226 Underlying: Common Stock · 10,115 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| June 14, 2024 Filed Jun 19, 2024 00:32 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 10,115 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-24-000145 · wk-form4_1718757170.xml · nonDerivative · entry 1 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,527,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| June 12, 2024 Filed Jun 14, 2024 01:06 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GiftCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-24-000139 · wk-form4_1718327154.xml · nonDerivative · entry 2 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,517,314 F1 · shares: This transaction involved a gift of securities by the Reporting Person. Disposition price is not applicable as this transaction was a bona fide gift. Read SEC document |
| June 11, 2024 Filed Jun 14, 2024 01:06 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-24-000139 · wk-form4_1718327154.xml · nonDerivative · entry 1 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,521,314 F1 · shares: This transaction involved a gift of securities by the Reporting Person. Disposition price is not applicable as this transaction was a bona fide gift. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 01:52 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 4,816 | $6.99 | $33,663.84 |
DisclosureSEC source: 0001818874-24-000064 · wk-form4_1710813142.xml · nonDerivative · entry 2 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,522,314 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| March 14, 2024 Filed Mar 19, 2024 01:52 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 10,113 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-24-000064 · wk-form4_1710813142.xml · derivative · entry 3 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,341 Underlying: Common Stock · 10,113 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 22, 2023. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 22, 2023. Read SEC document |
| March 14, 2024 Filed Mar 19, 2024 01:52 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 10,113 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-24-000064 · wk-form4_1710813142.xml · nonDerivative · entry 1 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,527,130 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 23:32 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionStock Options (right to buy) · Derivative | 24,742 | $0.00 Strike: $0.41 | $0.00 |
DisclosureSEC source: 0001818874-24-000013 · wk-form4_1707435132.xml · derivative · entry 3 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,742 shares Expires 2024-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents the exercise of a portion of the stock options granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 23:32 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 12,724 | $7.81 | $99,374.44 |
DisclosureSEC source: 0001818874-24-000013 · wk-form4_1707435132.xml · nonDerivative · entry 2 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,517,017 F1 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 23:32 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 24,742 | $0.41 | $10,144.22 |
DisclosureSEC source: 0001818874-24-000013 · wk-form4_1707435132.xml · nonDerivative · entry 1 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,529,741 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 01:36 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 59,608 | $9.32 | $555,665.78 |
DisclosureSEC source: 0001818874-23-000194 · wk-form4_1702949765.xml · nonDerivative · entry 2 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,504,999 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| December 14, 2023 Filed Dec 19, 2023 01:36 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 137,803 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-23-000194 · wk-form4_1702949765.xml · derivative · entry 3 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,454 Underlying: Common Stock · 137,803 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, March 25, 2022 and March 22, 2023. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, March 25, 2022 and March 22, 2023. Read SEC document |
| December 14, 2023 Filed Dec 19, 2023 01:36 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 137,803 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000194 · wk-form4_1702949765.xml · nonDerivative · entry 1 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,564,607 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 00:19 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 60,578 | $9.03 | $546,898.18 |
DisclosureSEC source: 0001818874-23-000158 · wk-form4_1695082738.xml · nonDerivative · entry 2 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,426,804 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| September 14, 2023 Filed Sep 19, 2023 00:19 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 137,801 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-23-000158 · wk-form4_1695082738.xml · derivative · entry 3 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 178,257 Underlying: Common Stock · 137,801 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, March 25, 2022 and March 22, 2023. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, March 25, 2022 and March 22, 2023. Read SEC document |
| September 14, 2023 Filed Sep 19, 2023 00:19 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 137,801 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000158 · wk-form4_1695082738.xml · nonDerivative · entry 1 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,487,382 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 22:10 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 65,044 | $9.12 | $592,941.10 |
DisclosureSEC source: 0001818874-23-000124 · wf-form4_168695344137632.xml · nonDerivative · entry 2 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,349,581 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 22:10 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 137,805 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-23-000124 · wf-form4_168695344137632.xml · derivative · entry 3 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 316,058 Underlying: Common Stock · 137,805 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, March 25, 2022 and March 22, 2023. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, March 25, 2022 and March 22, 2023. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 22:10 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 137,805 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000124 · wf-form4_168695344137632.xml · nonDerivative · entry 1 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,414,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 23:54 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantRestricted Stock Unit · Derivative | 277,710 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000057 · wf-form4_167952925077731.xml · derivative · entry 1 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 453,863 Underlying: Common Stock · 277,710 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F2 · derivative.exercise_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest in three equal installments on the vesting date falling in June 2023, September 2023 and December 2023, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date. F2 · derivative.expiration_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest in three equal installments on the vesting date falling in June 2023, September 2023 and December 2023, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 23:22 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 21,680 | $5.35 | $116,053.04 |
DisclosureSEC source: 0001818874-23-000041 · wf-form4_167900891301208.xml · nonDerivative · entry 2 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,276,820 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 23:22 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 45,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-23-000041 · wf-form4_167900891301208.xml · derivative · entry 3 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,153 Underlying: Common Stock · 45,231 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 23:22 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 45,231 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000041 · wf-form4_167900891301208.xml · nonDerivative · entry 1 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,298,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| February 02, 2023 Filed Feb 6, 2023 23:00 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | SaleCommon Stock | 200,000 | $8.06 | $1,612,400.00 |
DisclosureSEC source: 0001818874-23-000009 · wf-form4_167572441329211.xml · nonDerivative · entry 1 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,253,269 F1 · price: The reported transactions were executed in multiple trades. The sale price of $8.062 reported in Column 4 is the weighted average sale price for the 200,000 shares sold by the Reporting Person within a range of $8.050 to $8.095 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the price range noted above. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 23:30 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock · Derivative | 56,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000266 · wf-form4_167123341130017.xml · derivative · entry 3 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,384 Underlying: Common Stock · 56,150 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 23:30 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 24,556 | $4.57 | $112,196.36 |
DisclosureSEC source: 0001818874-22-000266 · wf-form4_167123341130017.xml · nonDerivative · entry 2 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,453,269 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 23:30 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 56,150 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000266 · wf-form4_167123341130017.xml · nonDerivative · entry 1 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,477,825 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| September 14, 2022 Filed Sep 17, 2022 00:06 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock · Derivative | 56,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000214 · wf-form4_166337320181673.xml · derivative · entry 3 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,534 Underlying: Common Stock · 56,151 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022. Read SEC document |
| September 14, 2022 Filed Sep 17, 2022 00:06 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 26,449 | $5.84 | $154,462.16 |
DisclosureSEC source: 0001818874-22-000214 · wf-form4_166337320181673.xml · nonDerivative · entry 2 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,421,675 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| September 14, 2022 Filed Sep 17, 2022 00:06 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 56,151 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000214 · wf-form4_166337320181673.xml · nonDerivative · entry 1 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,448,124 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 21:45 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock · Derivative | 56,147 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000113 · wf-form4_165541593096822.xml · derivative · entry 3 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,685 Underlying: Common Stock · 56,147 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 21:45 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 25,430 | $5.88 | $149,528.40 |
DisclosureSEC source: 0001818874-22-000113 · wf-form4_165541593096822.xml · nonDerivative · entry 2 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,391,973 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.