Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Yum China Holdings, Inc.YUMC · Entity 1255 | General Manager, KFC | September 17, 2026 | September 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Yum China Holdings, Inc.
Report date September 17, 2026 · Filed September 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 6,348 |
Reported balance
After 2026-09-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-17 · Grant · Acquired 44 · Balance 6,348 F1: Conversion occurs on a one-for-one basis. F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3: This grant does not have an expiration date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 12,691 |
Reported balance
After 2026-09-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-17 · Grant · Acquired 88 · Balance 12,691 F1: Conversion occurs on a one-for-one basis. F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3: This grant does not have an expiration date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 21,111 |
Reported balance
After 2026-09-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-17 · Grant · Acquired 147 · Balance 21,111 F1: Conversion occurs on a one-for-one basis. F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3: This grant does not have an expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Conversion occurs on a one-for-one basis.
F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.
F3: This grant does not have an expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2025 Filed Feb 12, 2025 14:32 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 465 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004257 · form4.xml · nonDerivative · entry 1 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,628 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Conversion occurs on a one-for-one basis. Read SEC document |
| February 09, 2025 Filed Feb 11, 2025 15:14 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 3,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004008 · form4.xml · derivative · entry 6 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,650 Underlying: Common Stock · 3,544 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 2/9/2023. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 09, 2025 Filed Feb 11, 2025 15:14 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 1,595 | $48.44 | $77,261.80 |
DisclosureSEC source: 0001127602-25-004008 · form4.xml · nonDerivative · entry 4 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,163 Read SEC document |
| February 09, 2025 Filed Feb 11, 2025 15:14 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 3,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004008 · form4.xml · nonDerivative · entry 3 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,758 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Conversion occurs on a one-for-one basis. Read SEC document |
| February 08, 2025 Filed Feb 11, 2025 15:14 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 5,924 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004008 · form4.xml · derivative · entry 5 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,026 Underlying: Common Stock · 5,924 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 2/8/2024. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 08, 2025 Filed Feb 11, 2025 15:14 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 2,667 | $48.44 | $129,189.48 |
DisclosureSEC source: 0001127602-25-004008 · form4.xml · nonDerivative · entry 2 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,214 Read SEC document |
| February 08, 2025 Filed Feb 11, 2025 15:14 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 5,924 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004008 · form4.xml · nonDerivative · entry 1 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,881 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Conversion occurs on a one-for-one basis. Read SEC document |
| January 20, 2025 Filed Jan 22, 2025 14:46 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 996 | $44.65 | $44,471.40 |
DisclosureSEC source: 0001127602-25-001680 · form4.xml · nonDerivative · entry 2 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,957 Read SEC document |
| January 20, 2025 Filed Jan 22, 2025 14:46 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantCommon Stock | 3,471 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-001680 · form4.xml · nonDerivative · entry 1 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,953 F1 · shares: Transaction represents the settlement of performance share units granted to this reporting person with a performance period from January 1, 2022 to December 31, 2024. Read SEC document |
| December 17, 2024 Filed Dec 19, 2024 14:01 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 57 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-029763 · form4.xml · derivative · entry 4 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,950 Underlying: Common Stock · 57 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| December 17, 2024 Filed Dec 19, 2024 14:01 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 23 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-029763 · form4.xml · derivative · entry 3 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,194 Underlying: Common Stock · 23 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| December 17, 2024 Filed Dec 19, 2024 14:01 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 12 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-029763 · form4.xml · derivative · entry 2 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,804 Underlying: Common Stock · 12 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| December 17, 2024 Filed Dec 19, 2024 14:01 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-029763 · form4.xml · derivative · entry 1 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 926 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 15:03 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionStock Appreciation Right · Derivative | 10,225 | $0.00 Strike: $22.32 | $0.00 |
DisclosureSEC source: 0001127602-24-027276 · form4.xml · derivative · entry 3 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,225 shares Expires 2025-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Vested in full. Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 15:03 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Disposition to issuerCommon Stock | 4,766 | $47.89 | $228,243.74 |
DisclosureSEC source: 0001127602-24-027276 · form4.xml · nonDerivative · entry 2 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,482 Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 15:03 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 10,225 | $22.32 | $228,222.00 |
DisclosureSEC source: 0001127602-24-027276 · form4.xml · nonDerivative · entry 1 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,248 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 17, 2024 Filed Sep 19, 2024 13:10 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 81 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-024198 · form4.xml · derivative · entry 4 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,893 Underlying: Common Stock · 81 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 17, 2024 Filed Sep 19, 2024 13:10 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 32 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-024198 · form4.xml · derivative · entry 3 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,171 Underlying: Common Stock · 32 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 17, 2024 Filed Sep 19, 2024 13:10 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 17 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-024198 · form4.xml · derivative · entry 2 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,792 Underlying: Common Stock · 17 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 17, 2024 Filed Sep 19, 2024 13:10 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-024198 · form4.xml · derivative · entry 1 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 924 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| August 16, 2024 Filed Aug 16, 2024 10:18 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | PurchaseCommon Stock | 3,700 | $34.67 | $128,266.79 |
DisclosureSEC source: 0001127602-24-022271 · form4.xml · nonDerivative · entry 1 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,023 F1 · price: This transaction was executed on the Hong Kong Stock Exchange on August 16, 2024 (HK Time) at the price of HK$270.4 per share, which was converted to U.S. dollars using an exchange rate of 7.8. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 18, 2024 Filed Jun 21, 2024 10:19 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 85 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-019069 · form4.xml · derivative · entry 4 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,812 Underlying: Common Stock · 85 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 18, 2024 Filed Jun 21, 2024 10:19 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 34 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-019069 · form4.xml · derivative · entry 3 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,139 Underlying: Common Stock · 34 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 18, 2024 Filed Jun 21, 2024 10:19 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-019069 · form4.xml · derivative · entry 2 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,775 Underlying: Common Stock · 18 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 18, 2024 Filed Jun 21, 2024 10:19 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-019069 · form4.xml · derivative · entry 1 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 920 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| May 05, 2024 Filed May 6, 2024 10:48 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 3,761 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-014201 · form4.xml · derivative · entry 3 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,757 Underlying: Common Stock · 3,761 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% vesting occurs on the third anniversary of the grant date. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| May 05, 2024 Filed May 6, 2024 10:48 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 1,693 | $38.41 | $65,028.13 |
DisclosureSEC source: 0001127602-24-014201 · form4.xml · nonDerivative · entry 2 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,323 Read SEC document |
| May 05, 2024 Filed May 6, 2024 10:48 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 3,761 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-014201 · form4.xml · nonDerivative · entry 1 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 26, 2024 Filed Mar 28, 2024 15:04 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 72 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-011360 · form4.xml · derivative · entry 4 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,727 Underlying: Common Stock · 72 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 26, 2024 Filed Mar 28, 2024 15:04 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 29 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-011360 · form4.xml · derivative · entry 3 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,105 Underlying: Common Stock · 29 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 26, 2024 Filed Mar 28, 2024 15:04 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 30 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-011360 · form4.xml · derivative · entry 2 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,518 Underlying: Common Stock · 30 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 26, 2024 Filed Mar 28, 2024 15:04 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-011360 · form4.xml · derivative · entry 1 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 916 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 10, 2024 Filed Feb 12, 2024 15:34 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 458 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-004330 · form4.xml · derivative · entry 6 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 913 Underlying: Common Stock · 458 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 02/10/2022. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 10, 2024 Filed Feb 12, 2024 15:34 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 207 | $40.31 | $8,344.17 |
DisclosureSEC source: 0001127602-24-004330 · form4.xml · nonDerivative · entry 4 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,255 Read SEC document |
| February 10, 2024 Filed Feb 12, 2024 15:34 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 458 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-004330 · form4.xml · nonDerivative · entry 3 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,462 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Conversion occurs on a one-for-one basis. Read SEC document |
| February 09, 2024 Filed Feb 12, 2024 15:34 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 3,485 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-004330 · form4.xml · derivative · entry 5 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,076 Underlying: Common Stock · 3,485 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 2/9/2023. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 09, 2024 Filed Feb 12, 2024 15:34 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 1,569 | $40.31 | $63,246.39 |
DisclosureSEC source: 0001127602-24-004330 · form4.xml · nonDerivative · entry 2 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,004 Read SEC document |
| February 09, 2024 Filed Feb 12, 2024 15:34 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 3,485 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-004330 · form4.xml · nonDerivative · entry 1 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,573 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Conversion occurs on a one-for-one basis. Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 12:37 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 17,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-004316 · form4.xml · derivative · entry 1 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,655 Underlying: Common Stock · 17,655 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 2/8/2024. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 05, 2024 Filed Feb 7, 2024 12:06 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 9,790 | $35.93 | $351,754.70 |
DisclosureSEC source: 0001127602-24-003618 · form4.xml · nonDerivative · entry 2 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,088 Read SEC document |
| February 05, 2024 Filed Feb 7, 2024 12:06 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantCommon Stock | 21,754 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-003618 · form4.xml · nonDerivative · entry 1 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,878 F1 · shares: Transaction represents the settlement of performance share units granted to this reporting person with a performance period from January 1, 2020 to December 31, 2023. Read SEC document |
| January 24, 2024 Filed Jan 26, 2024 13:35 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 1,484 | $37.09 | $55,041.56 |
DisclosureSEC source: 0001127602-24-002204 · form4.xml · nonDerivative · entry 2 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,124 Read SEC document |
| January 24, 2024 Filed Jan 26, 2024 13:35 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantCommon Stock | 4,830 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-002204 · form4.xml · nonDerivative · entry 1 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,608 F1 · shares: Transaction represents the settlement of performance share units granted to this reporting person with a performance period from January 1, 2021 to December 31, 2023. Read SEC document |
| December 19, 2023 Filed Dec 21, 2023 13:45 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 33 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-030235 · form4.xml · derivative · entry 3 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,561 Underlying: Common Stock · 33 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| December 19, 2023 Filed Dec 21, 2023 13:45 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 23 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-030235 · form4.xml · derivative · entry 2 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,488 Underlying: Common Stock · 23 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| December 19, 2023 Filed Dec 21, 2023 13:45 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-030235 · form4.xml · derivative · entry 1 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,371 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 13:38 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionStock Appreciation Right · Derivative | 7,305 | $0.00 Strike: $21.30 | $0.00 |
DisclosureSEC source: 0001127602-23-028238 · form4.xml · derivative · entry 4 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,305 shares Expires 2024-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Vested in full. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 13:38 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Disposition to issuerCommon Stock | 3,330 | $46.73 | $155,610.90 |
DisclosureSEC source: 0001127602-23-028238 · form4.xml · nonDerivative · entry 3 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,778 Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 13:38 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | SaleCommon Stock | 3,975 | $46.78 | $185,960.84 |
DisclosureSEC source: 0001127602-23-028238 · form4.xml · nonDerivative · entry 2 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,108 F1 · price: This transaction was executed in multiple trades at prices ranging from $46.78 to $46.785. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 13:38 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 7,305 | $21.30 | $155,596.50 |
DisclosureSEC source: 0001127602-23-028238 · form4.xml · nonDerivative · entry 1 Wang Warton · CIK 0001926703 · General Manager, KFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.