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Tuozzolo Claudio

Disclosed activity across 1 company

Tapewire entity
36168
SEC CIK
0001403540

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
VICOR CORPVICR · Entity 1442Director · Corp. Vice PresidentJune 22, 2026June 23, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

VICOR CORP

Report date June 22, 2026 · Filed June 23, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Non Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $365.53 · Expires 2036-06-22Direct548 Reported balance After 2026-06-22 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-22 · Grant · Acquired 548 · Balance 548

F1: Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan on June 22, 2026 and vest over a five year period.

Common StockSEC Table I · non-derivativeDirect13,240 Reported balance Holding disclosure · report date 2026-06-22 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 13,240

Filing footnotes · ownership attribution and instrument terms

F1: Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan on June 22, 2026 and vest over a five year period.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 09, 2020 Filed Sep 11, 2020 14:35 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 2,027 $83.89 $170,053.34
Disclosure

SEC source: 0001403540-20-000012 · primary_doc.xml · nonDerivative · entry 10

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,912

F1 · security: This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction.

Read SEC document
September 09, 2020 Filed Sep 11, 2020 14:35 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 4,000 $8.06 $32,248.00
Disclosure

SEC source: 0001403540-20-000012 · primary_doc.xml · nonDerivative · entry 9

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2020 Filed Sep 11, 2020 14:35 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 4,000 $83.89 $335,576.40
Disclosure

SEC source: 0001403540-20-000012 · primary_doc.xml · nonDerivative · entry 8

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,939

Read SEC document
September 09, 2020 Filed Sep 11, 2020 14:35 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 4,000 $6.29 $25,160.00
Disclosure

SEC source: 0001403540-20-000012 · primary_doc.xml · nonDerivative · entry 7

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2020 Filed Sep 11, 2020 14:35 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 4,224 $84.27 $355,945.50
Disclosure

SEC source: 0001403540-20-000012 · primary_doc.xml · nonDerivative · entry 6

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,939

Read SEC document
September 09, 2020 Filed Sep 11, 2020 14:35 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 4,224 $6.29 $26,568.96
Disclosure

SEC source: 0001403540-20-000012 · primary_doc.xml · nonDerivative · entry 5

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2020 Filed Sep 11, 2020 14:35 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 2,319 $84.27 $195,416.10
Disclosure

SEC source: 0001403540-20-000012 · primary_doc.xml · nonDerivative · entry 4

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,939

Read SEC document
September 09, 2020 Filed Sep 11, 2020 14:35 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 2,319 $5.67 $13,148.73
Disclosure

SEC source: 0001403540-20-000012 · primary_doc.xml · nonDerivative · entry 3

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2020 Filed Sep 11, 2020 14:35 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 3,714 $84.27 $312,969.12
Disclosure

SEC source: 0001403540-20-000012 · primary_doc.xml · nonDerivative · entry 2

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,939

F1 · security: This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction.

Read SEC document
September 09, 2020 Filed Sep 11, 2020 14:35 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 7,327 $8.06 $59,070.27
Disclosure

SEC source: 0001403540-20-000012 · primary_doc.xml · nonDerivative · entry 1

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 26, 2020 Filed Jun 29, 2020 15:04 UTC VICOR CORP VICR · Entity 1442 GrantNon Qualified Stock Option · Derivative 731 $0.00 Strike: $68.48 $0.00
Disclosure

SEC source: 0001403540-20-000011 · primary_doc.xml · derivative · entry 2

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 731

Underlying: Common Stock · 731 shares

Expires 2030-06-26

F1 · derivative.exercise_date: Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document
June 24, 2020 Filed Jun 25, 2020 20:51 UTC VICOR CORP VICR · Entity 1442 GrantNon Qualified Stock Option · Derivative 2,535 $0.00 Strike: $69.04 $0.00
Disclosure

SEC source: 0001403540-20-000010 · primary_doc.xml · derivative · entry 2

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,535

Underlying: Common Stock · 2,535 shares

Expires 2030-06-24

F1 · derivative.exercise_date: Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 13:46 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 5,000 $0.00 Strike: $8.06 $0.00
Disclosure

SEC source: 0001403540-20-000009 · primary_doc.xml · derivative · entry 4

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,327

Underlying: Common Stock · 5,000 shares

Expires 2024-04-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 13:46 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 2,593 $69.33 $179,760.76
Disclosure

SEC source: 0001403540-20-000009 · primary_doc.xml · nonDerivative · entry 3

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,326

F1 · security: This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 13:46 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 5,000 $8.06 $40,310.00
Disclosure

SEC source: 0001403540-20-000009 · primary_doc.xml · nonDerivative · entry 2

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 13:46 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 320 $69.98 $22,393.22
Disclosure

SEC source: 0001403540-20-000009 · primary_doc.xml · nonDerivative · entry 1

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,919

Read SEC document
June 03, 2020 Filed Jun 5, 2020 13:54 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 6,000 $0.00 Strike: $8.06 $0.00
Disclosure

SEC source: 0001403540-20-000008 · primary_doc.xml · derivative · entry 4

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,327

Underlying: Common Stock · 6,000 shares

Expires 2024-04-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 13:54 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 3,134 $65.41 $204,985.54
Disclosure

SEC source: 0001403540-20-000008 · primary_doc.xml · nonDerivative · entry 3

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,239

F1 · security: This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 13:54 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 6,000 $8.06 $48,372.00
Disclosure

SEC source: 0001403540-20-000008 · primary_doc.xml · nonDerivative · entry 2

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 13:54 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 3,006 $65.43 $196,673.26
Disclosure

SEC source: 0001403540-20-000008 · primary_doc.xml · nonDerivative · entry 1

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,373

Read SEC document
June 01, 2020 Filed Jun 3, 2020 17:09 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 5,000 $0.00 Strike: $8.06 $0.00
Disclosure

SEC source: 0001403540-20-000007 · primary_doc.xml · derivative · entry 6

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,327

Underlying: Common Stock · 5,000 shares

Expires 2024-04-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 17:09 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 2,500 $0.00 Strike: $5.67 $0.00
Disclosure

SEC source: 0001403540-20-000007 · primary_doc.xml · derivative · entry 5

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,319

Underlying: Common Stock · 2,500 shares

Expires 2023-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 17:09 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 2,632 $61.51 $161,893.79
Disclosure

SEC source: 0001403540-20-000007 · primary_doc.xml · nonDerivative · entry 4

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,379

F1 · security: This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 17:09 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 5,000 $8.06 $40,310.00
Disclosure

SEC source: 0001403540-20-000007 · primary_doc.xml · nonDerivative · entry 3

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 17:09 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 2,500 $61.53 $153,826.50
Disclosure

SEC source: 0001403540-20-000007 · primary_doc.xml · nonDerivative · entry 2

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,011

Read SEC document
June 01, 2020 Filed Jun 3, 2020 17:09 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 2,500 $5.67 $14,175.00
Disclosure

SEC source: 0001403540-20-000007 · primary_doc.xml · nonDerivative · entry 1

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2020 Filed May 28, 2020 13:22 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 5,000 $0.00 Strike: $12.57 $0.00
Disclosure

SEC source: 0001403540-20-000006 · primary_doc.xml · derivative · entry 6

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2022-06-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
May 26, 2020 Filed May 28, 2020 13:22 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 3,000 $0.00 Strike: $5.67 $0.00
Disclosure

SEC source: 0001403540-20-000006 · primary_doc.xml · derivative · entry 5

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,819

Underlying: Common Stock · 3,000 shares

Expires 2023-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
May 26, 2020 Filed May 28, 2020 13:22 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 2,857 $58.28 $166,495.67
Disclosure

SEC source: 0001403540-20-000006 · primary_doc.xml · nonDerivative · entry 4

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,011

F1 · security: This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction.

Read SEC document
May 26, 2020 Filed May 28, 2020 13:22 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 5,000 $12.57 $62,873.50
Disclosure

SEC source: 0001403540-20-000006 · primary_doc.xml · nonDerivative · entry 3

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2020 Filed May 28, 2020 13:22 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 3,000 $58.25 $174,738.30
Disclosure

SEC source: 0001403540-20-000006 · primary_doc.xml · nonDerivative · entry 2

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,868

Read SEC document
May 26, 2020 Filed May 28, 2020 13:22 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 3,000 $5.67 $17,010.00
Disclosure

SEC source: 0001403540-20-000006 · primary_doc.xml · nonDerivative · entry 1

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2020 Filed May 21, 2020 17:28 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 4,000 $0.00 Strike: $12.57 $0.00
Disclosure

SEC source: 0001403540-20-000005 · primary_doc.xml · derivative · entry 6

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 4,000 shares

Expires 2022-06-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
May 20, 2020 Filed May 21, 2020 17:28 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 1,000 $0.00 Strike: $5.67 $0.00
Disclosure

SEC source: 0001403540-20-000005 · primary_doc.xml · derivative · entry 5

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,819

Underlying: Common Stock · 1,000 shares

Expires 2023-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
May 20, 2020 Filed May 21, 2020 17:28 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 2,283 $59.78 $136,481.39
Disclosure

SEC source: 0001403540-20-000005 · primary_doc.xml · nonDerivative · entry 4

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,868

F1 · security: This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction.

Read SEC document
May 20, 2020 Filed May 21, 2020 17:28 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 4,000 $12.57 $50,298.80
Disclosure

SEC source: 0001403540-20-000005 · primary_doc.xml · nonDerivative · entry 3

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2020 Filed May 21, 2020 17:28 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 1,000 $59.74 $59,739.00
Disclosure

SEC source: 0001403540-20-000005 · primary_doc.xml · nonDerivative · entry 2

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,151

Read SEC document
May 20, 2020 Filed May 21, 2020 17:28 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 1,000 $5.67 $5,670.00
Disclosure

SEC source: 0001403540-20-000005 · primary_doc.xml · nonDerivative · entry 1

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2020 Filed May 20, 2020 17:47 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 1,220 $0.00 Strike: $8.06 $0.00
Disclosure

SEC source: 0001403540-20-000004 · primary_doc.xml · derivative · entry 15

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,327

Underlying: Common Stock · 1,220 shares

Expires 2024-04-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
May 19, 2020 Filed May 20, 2020 17:47 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 3,878 $0.00 Strike: $12.57 $0.00
Disclosure

SEC source: 0001403540-20-000004 · primary_doc.xml · derivative · entry 14

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 3,878 shares

Expires 2022-06-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

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May 19, 2020 Filed May 20, 2020 17:47 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 1,500 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0001403540-20-000004 · primary_doc.xml · derivative · entry 13

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,224

Underlying: Common Stock · 1,500 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

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May 19, 2020 Filed May 20, 2020 17:47 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 647 $58.42 $37,799.55
Disclosure

SEC source: 0001403540-20-000004 · primary_doc.xml · nonDerivative · entry 10

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,151

F1 · security: This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction.

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May 19, 2020 Filed May 20, 2020 17:47 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 1,220 $8.06 $9,835.64
Disclosure

SEC source: 0001403540-20-000004 · primary_doc.xml · nonDerivative · entry 9

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2020 Filed May 20, 2020 17:47 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 2,223 $58.42 $129,873.88
Disclosure

SEC source: 0001403540-20-000004 · primary_doc.xml · nonDerivative · entry 8

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,578

F1 · security: This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction.

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May 19, 2020 Filed May 20, 2020 17:47 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 3,878 $12.57 $48,764.69
Disclosure

SEC source: 0001403540-20-000004 · primary_doc.xml · nonDerivative · entry 7

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2020 Filed May 20, 2020 17:47 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 1,500 $58.41 $87,611.40
Disclosure

SEC source: 0001403540-20-000004 · primary_doc.xml · nonDerivative · entry 6

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,923

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May 19, 2020 Filed May 20, 2020 17:47 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 1,500 $6.29 $9,435.00
Disclosure

SEC source: 0001403540-20-000004 · primary_doc.xml · nonDerivative · entry 5

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2020 Filed May 20, 2020 17:47 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 1,500 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001403540-20-000004 · primary_doc.xml · derivative · entry 12

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2023-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
May 18, 2020 Filed May 20, 2020 17:47 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 3,413 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0001403540-20-000004 · primary_doc.xml · derivative · entry 11

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,724

Underlying: Common Stock · 3,413 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
May 18, 2020 Filed May 20, 2020 17:47 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 1,500 $55.42 $83,123.40
Disclosure

SEC source: 0001403540-20-000004 · primary_doc.xml · nonDerivative · entry 4

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,923

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.