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Tuozzolo Claudio

Disclosed activity across 1 company

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36168
SEC CIK
0001403540

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
VICOR CORPVICR · Entity 1442Director · Corp. Vice PresidentJune 22, 2026June 23, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

VICOR CORP

Report date June 22, 2026 · Filed June 23, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Non Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $365.53 · Expires 2036-06-22Direct548 Reported balance After 2026-06-22 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-22 · Grant · Acquired 548 · Balance 548

F1: Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan on June 22, 2026 and vest over a five year period.

Common StockSEC Table I · non-derivativeDirect13,240 Reported balance Holding disclosure · report date 2026-06-22 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 13,240

Filing footnotes · ownership attribution and instrument terms

F1: Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan on June 22, 2026 and vest over a five year period.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 18, 2020 Filed May 20, 2020 17:47 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 1,500 $5.35 $8,025.00
Disclosure

SEC source: 0001403540-20-000004 · primary_doc.xml · nonDerivative · entry 3

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2020 Filed May 20, 2020 17:47 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 3,413 $55.42 $189,133.44
Disclosure

SEC source: 0001403540-20-000004 · primary_doc.xml · nonDerivative · entry 2

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,923

Read SEC document
May 18, 2020 Filed May 20, 2020 17:47 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 3,413 $6.29 $21,467.77
Disclosure

SEC source: 0001403540-20-000004 · primary_doc.xml · nonDerivative · entry 1

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2020 Filed May 13, 2020 18:32 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified stock option · Derivative 5,104 $0.00 Strike: $11.25 $0.00
Disclosure

SEC source: 0001403540-20-000003 · primary_doc.xml · derivative · entry 3

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,104 shares

Expires 2020-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
May 12, 2020 Filed May 13, 2020 18:32 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 2,815 $54.29 $152,831.98
Disclosure

SEC source: 0001403540-20-000003 · primary_doc.xml · nonDerivative · entry 2

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,923

F1 · security: This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction.

Read SEC document
May 12, 2020 Filed May 13, 2020 18:32 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 5,104 $11.25 $57,437.35
Disclosure

SEC source: 0001403540-20-000003 · primary_doc.xml · nonDerivative · entry 1

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2020 Filed May 12, 2020 17:34 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 2,000 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001403540-20-000002 · primary_doc.xml · derivative · entry 6

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 2,000 shares

Expires 2023-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
May 08, 2020 Filed May 12, 2020 17:34 UTC VICOR CORP vicr · Entity 1442 SaleNon Qualified Stock Option · Derivative 4,000 $0.00 Strike: $11.25 $0.00
Disclosure

SEC source: 0001403540-20-000002 · primary_doc.xml · derivative · entry 5

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,104

Underlying: Common Stock · 4,000 shares

Expires 2020-11-01

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
May 08, 2020 Filed May 12, 2020 17:34 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 2,000 $54.23 $108,453.80
Disclosure

SEC source: 0001403540-20-000002 · primary_doc.xml · nonDerivative · entry 4

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,634

Read SEC document
May 08, 2020 Filed May 12, 2020 17:34 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 2,000 $5.35 $10,700.00
Disclosure

SEC source: 0001403540-20-000002 · primary_doc.xml · nonDerivative · entry 3

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2020 Filed May 12, 2020 17:34 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 2,178 $54.25 $118,167.17
Disclosure

SEC source: 0001403540-20-000002 · primary_doc.xml · nonDerivative · entry 2

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,634

F1 · security: This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction.

Read SEC document
May 08, 2020 Filed May 12, 2020 17:34 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 4,000 $11.25 $45,013.60
Disclosure

SEC source: 0001403540-20-000002 · primary_doc.xml · nonDerivative · entry 1

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2020 Filed Apr 30, 2020 14:58 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 3,500 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001403540-20-000001 · primary_doc.xml · derivative · entry 10

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 3,500 shares

Expires 2023-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
April 29, 2020 Filed Apr 30, 2020 14:58 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 3,500 $0.00 Strike: $11.25 $0.00
Disclosure

SEC source: 0001403540-20-000001 · primary_doc.xml · derivative · entry 9

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,104

Underlying: Common Stock · 3,500 shares

Expires 2020-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
April 29, 2020 Filed Apr 30, 2020 14:58 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 3,500 $53.32 $186,628.75
Disclosure

SEC source: 0001403540-20-000001 · primary_doc.xml · nonDerivative · entry 7

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,812

Read SEC document
April 29, 2020 Filed Apr 30, 2020 14:58 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 3,500 $5.35 $18,725.00
Disclosure

SEC source: 0001403540-20-000001 · primary_doc.xml · nonDerivative · entry 6

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2020 Filed Apr 30, 2020 14:58 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 1,908 $53.99 $103,010.82
Disclosure

SEC source: 0001403540-20-000001 · primary_doc.xml · nonDerivative · entry 5

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,812

F1 · security: This transaction involved non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing certain liquidity restrictions. As such, the exercise of the options followed the sell to cover process, whereby a certain number of the shares acquired through exercise were sold in the open market, with the proceeds used to fund the exercise price and associated income and employment taxes. The balance of the shares acquired through exercise are subject to multi-year restrictions on transfer or sale.

Read SEC document
April 29, 2020 Filed Apr 30, 2020 14:58 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 3,500 $11.25 $39,386.90
Disclosure

SEC source: 0001403540-20-000001 · primary_doc.xml · nonDerivative · entry 4

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 14:58 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 7,000 $0.00 Strike: $11.25 $0.00
Disclosure

SEC source: 0001403540-20-000001 · primary_doc.xml · derivative · entry 8

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,604

Underlying: Common Stock · 7,000 shares

Expires 2020-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 14:58 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 264 $48.74 $12,866.83
Disclosure

SEC source: 0001403540-20-000001 · primary_doc.xml · nonDerivative · entry 3

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,220

F2 · kind: The 264 shares being sold were acquired under the Vicor 2017 Employee Stock Purchase Plan on 8/31/18.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 14:58 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 3,892 $48.66 $189,365.26
Disclosure

SEC source: 0001403540-20-000001 · primary_doc.xml · nonDerivative · entry 2

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,484

F1 · security: This transaction involved non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing certain liquidity restrictions. As such, the exercise of the options followed the sell to cover process, whereby a certain number of the shares acquired through exercise were sold in the open market, with the proceeds used to fund the exercise price and associated income and employment taxes. The balance of the shares acquired through exercise are subject to multi-year restrictions on transfer or sale.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 14:58 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 7,000 $11.25 $78,773.80
Disclosure

SEC source: 0001403540-20-000001 · primary_doc.xml · nonDerivative · entry 1

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 15:23 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 6,000 $0.00 Strike: $11.25 $0.00
Disclosure

SEC source: 0001403540-19-000006 · primary_doc.xml · derivative · entry 3

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,604

Underlying: Common Stock · 6,000 shares

Expires 2020-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 15:23 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 3,620 $41.63 $150,692.27
Disclosure

SEC source: 0001403540-19-000006 · primary_doc.xml · nonDerivative · entry 2

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,376

F1 · security: This transaction involved non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing certain liquidity restrictions. As such, the exercise of the options followed the sell to cover process, whereby a certain number of the shares acquired through exercise were sold in the open market, with the proceeds used to fund the exercise price and associated income and employment taxes. The balance of the shares acquired through exercise are subject to multi-year restrictions on transfer or sale.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 15:23 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 6,000 $11.25 $67,520.40
Disclosure

SEC source: 0001403540-19-000006 · primary_doc.xml · nonDerivative · entry 1

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 15:18 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 358 $41.04 $14,690.89
Disclosure

SEC source: 0001403540-19-000005 · primary_doc.xml · nonDerivative · entry 2

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,996

Read SEC document
December 03, 2019 Filed Dec 5, 2019 15:18 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 310 $41.05 $12,725.50
Disclosure

SEC source: 0001403540-19-000005 · primary_doc.xml · nonDerivative · entry 1

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,354

F1 · kind: The 310 shares being sold were acquired under the Vicor 2017 Employee Stock Purchase Plan on 2/28/18.

Read SEC document
November 14, 2019 Filed Nov 15, 2019 18:34 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 12,000 $0.00 Strike: $11.25 $0.00
Disclosure

SEC source: 0001403540-19-000004 · primary_doc.xml · derivative · entry 3

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,604

Underlying: Common Stock · 12,000 shares

Expires 2020-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
November 14, 2019 Filed Nov 15, 2019 18:34 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 7,325 $39.60 $290,095.64
Disclosure

SEC source: 0001403540-19-000004 · primary_doc.xml · nonDerivative · entry 2

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,664

F1 · security: This transaction involved non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing certain liquidity restrictions. As such, the exercise of the options followed the sell to cover process, whereby a certain number of the shares acquired through exercise were sold in the open market, with the proceeds used to fund the exercise price and associated income and employment taxes. The balance of the shares acquired through exercise are subject to multi-year restrictions on transfer or sale.

Read SEC document
November 14, 2019 Filed Nov 15, 2019 18:34 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 12,000 $11.25 $135,040.80
Disclosure

SEC source: 0001403540-19-000004 · primary_doc.xml · nonDerivative · entry 1

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2019 Filed Oct 30, 2019 15:22 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 15,000 $0.00 Strike: $11.25 $0.00
Disclosure

SEC source: 0001403540-19-000003 · primary_doc.xml · derivative · entry 3

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,604

Underlying: Common Stock · 15,000 shares

Expires 2020-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
October 29, 2019 Filed Oct 30, 2019 15:22 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 9,294 $35.86 $333,267.97
Disclosure

SEC source: 0001403540-19-000003 · primary_doc.xml · nonDerivative · entry 2

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,989

Read SEC document
October 29, 2019 Filed Oct 30, 2019 15:22 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 15,000 $11.25 $168,801.00
Disclosure

SEC source: 0001403540-19-000003 · primary_doc.xml · nonDerivative · entry 1

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2019 Filed Sep 16, 2019 18:11 UTC VICOR CORP VICR · Entity 1442 GrantNon Qualified Stock Option · Derivative 15,000 $0.00 Strike: $11.25 $0.00
Disclosure

SEC source: 0001403540-19-000002 · primary_doc.xml · derivative · entry 3

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,604

Underlying: Common Stock · 15,000 shares

Expires 2020-11-01

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
September 13, 2019 Filed Sep 16, 2019 18:11 UTC VICOR CORP VICR · Entity 1442 SaleCommon Stock 9,382 $33.54 $314,702.30
Disclosure

SEC source: 0001403540-19-000002 · primary_doc.xml · nonDerivative · entry 2

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,283

Read SEC document
September 13, 2019 Filed Sep 16, 2019 18:11 UTC VICOR CORP VICR · Entity 1442 Exercise / conversionCommon Stock 15,000 $11.25 $168,801.00
Disclosure

SEC source: 0001403540-19-000002 · primary_doc.xml · nonDerivative · entry 1

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 19:56 UTC VICOR CORP VICR · Entity 1442 GrantNon Qualified Stock Option · Derivative 1,611 $0.00 Strike: $31.05 $0.00
Disclosure

SEC source: 0001403540-19-000001 · primary_doc.xml · derivative · entry 2

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,611

Underlying: Common Stock · 1,611 shares

Expires 2029-06-28

F1 · derivative.exercise_date: Granted under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 18:12 UTC VICOR CORP VICR · Entity 1442 GrantNon Qualified Stock Option · Derivative 1,061 $0.00 Strike: $47.15 $0.00
Disclosure

SEC source: 0000899243-18-017140 · doc4.xml · derivative · entry 15

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,061

Underlying: Common Stock · 1,061 shares

Expires 2028-06-15

F9 · derivative.exercise_date: Granted on 6/15/2018 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document
June 11, 2018 Filed Jun 19, 2018 18:12 UTC VICOR CORP VICR · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 6,356 $0.00 Strike: $19.86 $0.00
Disclosure

SEC source: 0000899243-18-017140 · doc4.xml · derivative · entry 14

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,356 shares

Expires 2018-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
June 11, 2018 Filed Jun 19, 2018 18:12 UTC VICOR CORP VICR · Entity 1442 SaleCommon Stock 4,564 $48.26 $220,235.82
Disclosure

SEC source: 0000899243-18-017140 · doc4.xml · nonDerivative · entry 5

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,582

Read SEC document
June 11, 2018 Filed Jun 19, 2018 18:12 UTC VICOR CORP VICR · Entity 1442 Exercise / conversionCommon Stock 6,356 $19.86 $126,230.16
Disclosure

SEC source: 0000899243-18-017140 · doc4.xml · nonDerivative · entry 4

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 04, 2018 Filed Jun 19, 2018 18:12 UTC VICOR CORP VICR · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 2,558 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0000899243-18-017140 · doc4.xml · derivative · entry 13

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,137

Underlying: Common Stock · 2,558 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Granted on 6/17/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

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June 04, 2018 Filed Jun 19, 2018 18:12 UTC VICOR CORP VICR · Entity 1442 SaleCommon Stock 2,558 $45.85 $117,284.30
Disclosure

SEC source: 0000899243-18-017140 · doc4.xml · nonDerivative · entry 3

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,790

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June 04, 2018 Filed Jun 19, 2018 18:12 UTC VICOR CORP VICR · Entity 1442 Exercise / conversionCommon Stock 2,558 $6.29 $16,089.82
Disclosure

SEC source: 0000899243-18-017140 · doc4.xml · nonDerivative · entry 2

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 30, 2018 Filed Jun 19, 2018 18:12 UTC VICOR CORP VICR · Entity 1442 GrantNon Qualified Stock Option · Derivative 1,220 Not disclosed Strike: $8.06 Not disclosed
Disclosure

SEC source: 0000899243-18-017140 · doc4.xml · derivative · entry 12

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,220

Underlying: Common Stock · 1,220 shares

Expires 2024-09-10

F3 · price: In the Merger, each outstanding stock option was amended to provide that it will be settled in shares of Vicor Corporation common stock, and to adjust the number of shares issuable pursuant to the Merger's exchange ratio.

F7 · derivative.exercise_date: 732 stock options are exercisable at 5/30/18. The remaining 488 stock options vest in two equal installments on 9/10/18 and 9/10/19.

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May 30, 2018 Filed Jun 19, 2018 18:12 UTC VICOR CORP VICR · Entity 1442 GrantNon Qualified Stock Option · Derivative 6,356 Not disclosed Strike: $12.19 Not disclosed
Disclosure

SEC source: 0000899243-18-017140 · doc4.xml · derivative · entry 11

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,356

Underlying: Common Stock · 6,356 shares

Expires 2024-07-21

F3 · price: In the Merger, each outstanding stock option was amended to provide that it will be settled in shares of Vicor Corporation common stock, and to adjust the number of shares issuable pursuant to the Merger's exchange ratio.

F6 · derivative.exercise_date: This stock option becomes exercisable in five equal installments on 7/21/18, 7/21/19, 7/21/20, 7/21/21 and 7/21/22.

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May 30, 2018 Filed Jun 19, 2018 18:12 UTC VICOR CORP VICR · Entity 1442 GrantNon Qualified Stock Option · Derivative 31,327 Not disclosed Strike: $8.06 Not disclosed
Disclosure

SEC source: 0000899243-18-017140 · doc4.xml · derivative · entry 10

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,327

Underlying: Common Stock · 31,327 shares

Expires 2024-04-14

F3 · price: In the Merger, each outstanding stock option was amended to provide that it will be settled in shares of Vicor Corporation common stock, and to adjust the number of shares issuable pursuant to the Merger's exchange ratio.

F5 · derivative.exercise_date: 25,061 stock options are exercisable at 5/30/18. The remaining 6,266 stock options become exercisable on 4/14/19.

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May 30, 2018 Filed Jun 19, 2018 18:12 UTC VICOR CORP VICR · Entity 1442 GrantNon Qualified Stock Option · Derivative 7,628 Not disclosed Strike: $17.30 Not disclosed
Disclosure

SEC source: 0000899243-18-017140 · doc4.xml · derivative · entry 9

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,628

Underlying: Common Stock · 7,628 shares

Expires 2023-09-13

F3 · price: In the Merger, each outstanding stock option was amended to provide that it will be settled in shares of Vicor Corporation common stock, and to adjust the number of shares issuable pursuant to the Merger's exchange ratio.

F4 · derivative.exercise_date: This stock option becomes exercisable in five equal installments on 5/30/18, 9/13/18, 9/13/19, 9/13/20 and 9/13/21.

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May 30, 2018 Filed Jun 19, 2018 18:12 UTC VICOR CORP VICR · Entity 1442 GrantNon Qualified Stock Option · Derivative 12,878 Not disclosed Strike: $12.57 Not disclosed
Disclosure

SEC source: 0000899243-18-017140 · doc4.xml · derivative · entry 8

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,878

Underlying: Common Stock · 12,878 shares

Expires 2022-06-18

F3 · price: In the Merger, each outstanding stock option was amended to provide that it will be settled in shares of Vicor Corporation common stock, and to adjust the number of shares issuable pursuant to the Merger's exchange ratio.

F2 · derivative.exercise_date: This stock option is exercisable in full.

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May 30, 2018 Filed Jun 19, 2018 18:12 UTC VICOR CORP VICR · Entity 1442 GrantNon Qualified Stock Option · Derivative 67,604 Not disclosed Strike: $11.25 Not disclosed
Disclosure

SEC source: 0000899243-18-017140 · doc4.xml · derivative · entry 7

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,604

Underlying: Common Stock · 67,604 shares

Expires 2020-11-01

F3 · price: In the Merger, each outstanding stock option was amended to provide that it will be settled in shares of Vicor Corporation common stock, and to adjust the number of shares issuable pursuant to the Merger's exchange ratio.

F2 · derivative.exercise_date: This stock option is exercisable in full.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.