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Tuozzolo Claudio

Disclosed activity across 1 company

Tapewire entity
36168
SEC CIK
0001403540

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
VICOR CORPVICR · Entity 1442Director · Corp. Vice PresidentJune 22, 2026June 23, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

VICOR CORP

Report date June 22, 2026 · Filed June 23, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Non Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $365.53 · Expires 2036-06-22Direct548 Reported balance After 2026-06-22 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-22 · Grant · Acquired 548 · Balance 548

F1: Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan on June 22, 2026 and vest over a five year period.

Common StockSEC Table I · non-derivativeDirect13,240 Reported balance Holding disclosure · report date 2026-06-22 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 13,240

Filing footnotes · ownership attribution and instrument terms

F1: Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan on June 22, 2026 and vest over a five year period.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 16, 2021 Filed Sep 20, 2021 14:29 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 921 $127.40 $117,338.07
Disclosure

SEC source: 0001403540-21-000008 · primary_doc.xml · nonDerivative · entry 1

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,033

Read SEC document
September 13, 2021 Filed Sep 15, 2021 15:50 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 1,525 $0.00 Strike: $17.30 $0.00
Disclosure

SEC source: 0001403540-21-000007 · primary_doc.xml · derivative · entry 4

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,525 shares

Expires 2023-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 15:50 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 810 $123.91 $100,367.59
Disclosure

SEC source: 0001403540-21-000007 · primary_doc.xml · nonDerivative · entry 3

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,954

F1 · security: This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 15:50 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 1,525 $17.30 $26,388.30
Disclosure

SEC source: 0001403540-21-000007 · primary_doc.xml · nonDerivative · entry 2

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 15:50 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 1,124 $124.08 $139,464.23
Disclosure

SEC source: 0001403540-21-000007 · primary_doc.xml · nonDerivative · entry 1

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,239

Read SEC document
September 09, 2021 Filed Sep 13, 2021 16:16 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 1,117 $126.19 $140,951.10
Disclosure

SEC source: 0001403540-21-000006 · primary_doc.xml · nonDerivative · entry 1

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,363

Read SEC document
August 04, 2021 Filed Aug 6, 2021 15:10 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 1,271 $0.00 Strike: $12.19 $0.00
Disclosure

SEC source: 0001403540-21-000005 · primary_doc.xml · derivative · entry 4

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,272

Underlying: Common Stock · 1,271 shares

Expires 2024-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The remaining 1,272 stock options vest on 7/21/2022.

Read SEC document
August 04, 2021 Filed Aug 6, 2021 15:10 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 649 $119.02 $77,244.89
Disclosure

SEC source: 0001403540-21-000005 · primary_doc.xml · nonDerivative · entry 3

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,480

F1 · kind: This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction.

Read SEC document
August 04, 2021 Filed Aug 6, 2021 15:10 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 1,271 $12.19 $15,495.14
Disclosure

SEC source: 0001403540-21-000005 · primary_doc.xml · nonDerivative · entry 2

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2021 Filed Aug 6, 2021 15:10 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 358 $119.12 $42,644.03
Disclosure

SEC source: 0001403540-21-000005 · primary_doc.xml · nonDerivative · entry 1

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,858

Read SEC document
July 26, 2021 Filed Jul 27, 2021 21:03 UTC VICOR CORP VICR · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 942 $0.00 Strike: $10.61 $0.00
Disclosure

SEC source: 0001403540-21-000004 · primary_doc.xml · derivative · entry 11

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 942 shares

Expires 2026-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
July 26, 2021 Filed Jul 27, 2021 21:03 UTC VICOR CORP VICR · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 2,068 $0.00 Strike: $19.35 $0.00
Disclosure

SEC source: 0001403540-21-000004 · primary_doc.xml · derivative · entry 10

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516

Underlying: Common Stock · 2,068 shares

Expires 2027-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The remaining 516 stock options vest on 6/16/2022.

Read SEC document
July 26, 2021 Filed Jul 27, 2021 21:03 UTC VICOR CORP VICR · Entity 1442 SaleCommon Stock 942 $112.08 $105,578.14
Disclosure

SEC source: 0001403540-21-000004 · primary_doc.xml · nonDerivative · entry 9

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,216

Read SEC document
July 26, 2021 Filed Jul 27, 2021 21:03 UTC VICOR CORP VICR · Entity 1442 Exercise / conversionCommon Stock 942 $10.61 $9,994.62
Disclosure

SEC source: 0001403540-21-000004 · primary_doc.xml · nonDerivative · entry 8

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2021 Filed Jul 27, 2021 21:03 UTC VICOR CORP VICR · Entity 1442 SaleCommon Stock 2,068 $112.08 $231,778.75
Disclosure

SEC source: 0001403540-21-000004 · primary_doc.xml · nonDerivative · entry 7

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,216

Read SEC document
July 26, 2021 Filed Jul 27, 2021 21:03 UTC VICOR CORP VICR · Entity 1442 Exercise / conversionCommon Stock 2,068 $19.35 $40,015.80
Disclosure

SEC source: 0001403540-21-000004 · primary_doc.xml · nonDerivative · entry 6

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2021 Filed Jul 27, 2021 21:03 UTC VICOR CORP VICR · Entity 1442 SaleCommon Stock 115 $112.08 $12,889.29
Disclosure

SEC source: 0001403540-21-000004 · primary_doc.xml · nonDerivative · entry 5

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,216

Read SEC document
July 26, 2021 Filed Jul 27, 2021 21:03 UTC VICOR CORP VICR · Entity 1442 SaleCommon Stock 1,530 $112.08 $171,483.62
Disclosure

SEC source: 0001403540-21-000004 · primary_doc.xml · nonDerivative · entry 4

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,331

Read SEC document
July 26, 2021 Filed Jul 27, 2021 21:03 UTC VICOR CORP VICR · Entity 1442 SaleCommon Stock 1,104 $112.08 $123,737.20
Disclosure

SEC source: 0001403540-21-000004 · primary_doc.xml · nonDerivative · entry 3

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,861

Read SEC document
July 26, 2021 Filed Jul 27, 2021 21:03 UTC VICOR CORP VICR · Entity 1442 SaleCommon Stock 1,764 $112.08 $197,710.53
Disclosure

SEC source: 0001403540-21-000004 · primary_doc.xml · nonDerivative · entry 2

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,965

Read SEC document
July 26, 2021 Filed Jul 27, 2021 21:03 UTC VICOR CORP VICR · Entity 1442 SaleCommon Stock 1,660 $112.02 $185,960.01
Disclosure

SEC source: 0001403540-21-000004 · primary_doc.xml · nonDerivative · entry 1

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,729

Read SEC document
June 25, 2021 Filed Jun 29, 2021 13:16 UTC VICOR CORP vicr · Entity 1442 GrantNon Qualified Stock Option · Derivative 1,000 $0.00 Strike: $100.00 $0.00
Disclosure

SEC source: 0001403540-21-000003 · primary_doc.xml · derivative · entry 3

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2031-06-25

F1 · derivative.exercise_date: Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document
May 12, 2021 Filed Jun 29, 2021 13:16 UTC VICOR CORP vicr · Entity 1442 GrantNon Qualified Stock Option · Derivative 4,332 $0.00 Strike: $75.43 $0.00
Disclosure

SEC source: 0001403540-21-000003 · primary_doc.xml · derivative · entry 2

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,332

Underlying: Common Stock · 4,332 shares

Expires not disclosed

F1 · derivative.exercise_date: Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

F2 · derivative.expiration_date: Options expire 2 years from each vesting date.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 19:39 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 3,813 $0.00 Strike: $12.19 $0.00
Disclosure

SEC source: 0001403540-21-000002 · primary_doc.xml · derivative · entry 3

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,543

Underlying: Common Stock · 3,813 shares

Expires 2024-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The remaining 2,543 stock options vest in equal installments on 7/21/2021 & 7/21/2022.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 19:39 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 1,905 $100.27 $191,007.68
Disclosure

SEC source: 0001403540-21-000002 · primary_doc.xml · nonDerivative · entry 2

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,389

F1 · security: This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 19:39 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 3,813 $12.19 $46,485.43
Disclosure

SEC source: 0001403540-21-000002 · primary_doc.xml · nonDerivative · entry 1

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 20:08 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 3,771 $0.00 Strike: $10.61 $0.00
Disclosure

SEC source: 0001403540-21-000001 · primary_doc.xml · derivative · entry 6

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 942

Underlying: Common Stock · 3,771 shares

Expires 2026-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 20:08 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 3,726 $0.00 Strike: $13.42 $0.00
Disclosure

SEC source: 0001403540-21-000001 · primary_doc.xml · derivative · entry 5

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,726 shares

Expires 2025-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 20:08 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 3,771 $101.54 $382,894.52
Disclosure

SEC source: 0001403540-21-000001 · primary_doc.xml · nonDerivative · entry 4

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,481

Read SEC document
March 01, 2021 Filed Mar 2, 2021 20:08 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 3,771 $10.61 $40,010.31
Disclosure

SEC source: 0001403540-21-000001 · primary_doc.xml · nonDerivative · entry 3

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 20:08 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 3,726 $101.54 $378,325.37
Disclosure

SEC source: 0001403540-21-000001 · primary_doc.xml · nonDerivative · entry 2

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,481

Read SEC document
March 01, 2021 Filed Mar 2, 2021 20:08 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 3,726 $13.42 $50,002.92
Disclosure

SEC source: 0001403540-21-000001 · primary_doc.xml · nonDerivative · entry 1

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 18:08 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 1,770 $91.37 $161,724.02
Disclosure

SEC source: 0001403540-20-000015 · primary_doc.xml · nonDerivative · entry 1

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,481

Read SEC document
December 08, 2020 Filed Dec 9, 2020 15:23 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 1,142 $87.04 $99,404.82
Disclosure

SEC source: 0001403540-20-000014 · primary_doc.xml · nonDerivative · entry 1

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,251

Read SEC document
September 16, 2020 Filed Sep 17, 2020 14:47 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 6,103 $0.00 Strike: $17.30 $0.00
Disclosure

SEC source: 0001403540-20-000013 · primary_doc.xml · derivative · entry 13

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,525

Underlying: Common Stock · 6,103 shares

Expires 2023-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The remaining 1,525 stock options vest on 9/13/2021.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 14:47 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 1,212 $0.00 Strike: $8.05 $0.00
Disclosure

SEC source: 0001403540-20-000013 · primary_doc.xml · derivative · entry 12

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,212 shares

Expires 2024-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 14:47 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 3,468 $83.42 $289,301.95
Disclosure

SEC source: 0001403540-20-000013 · primary_doc.xml · nonDerivative · entry 9

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,393

F1 · security: This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 14:47 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 6,103 $17.30 $105,605.09
Disclosure

SEC source: 0001403540-20-000013 · primary_doc.xml · nonDerivative · entry 8

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 14:47 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 1,212 $83.44 $101,129.16
Disclosure

SEC source: 0001403540-20-000013 · primary_doc.xml · nonDerivative · entry 7

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,758

Read SEC document
September 16, 2020 Filed Sep 17, 2020 14:47 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 1,212 $8.05 $9,756.60
Disclosure

SEC source: 0001403540-20-000013 · primary_doc.xml · nonDerivative · entry 6

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 14:47 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 5,000 $0.00 Strike: $8.05 $0.00
Disclosure

SEC source: 0001403540-20-000013 · primary_doc.xml · derivative · entry 11

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,212

Underlying: Common Stock · 5,000 shares

Expires 2024-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 14:47 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 4,000 $0.00 Strike: $8.06 $0.00
Disclosure

SEC source: 0001403540-20-000013 · primary_doc.xml · derivative · entry 10

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2024-04-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 14:47 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 1,124 $82.76 $93,024.83
Disclosure

SEC source: 0001403540-20-000013 · primary_doc.xml · nonDerivative · entry 5

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,758

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September 15, 2020 Filed Sep 17, 2020 14:47 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 5,000 $82.76 $413,811.50
Disclosure

SEC source: 0001403540-20-000013 · primary_doc.xml · nonDerivative · entry 4

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,882

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September 15, 2020 Filed Sep 17, 2020 14:47 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 5,000 $8.05 $40,250.00
Disclosure

SEC source: 0001403540-20-000013 · primary_doc.xml · nonDerivative · entry 3

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 15, 2020 Filed Sep 17, 2020 14:47 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 2,030 $82.76 $168,007.47
Disclosure

SEC source: 0001403540-20-000013 · primary_doc.xml · nonDerivative · entry 2

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,882

F1 · security: This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction.

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September 15, 2020 Filed Sep 17, 2020 14:47 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 4,000 $8.06 $32,248.00
Disclosure

SEC source: 0001403540-20-000013 · primary_doc.xml · nonDerivative · entry 1

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 09, 2020 Filed Sep 11, 2020 14:35 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 8,224 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0001403540-20-000012 · primary_doc.xml · derivative · entry 13

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,224 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

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September 09, 2020 Filed Sep 11, 2020 14:35 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 2,319 $0.00 Strike: $5.67 $0.00
Disclosure

SEC source: 0001403540-20-000012 · primary_doc.xml · derivative · entry 12

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,319 shares

Expires 2023-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

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September 09, 2020 Filed Sep 11, 2020 14:35 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 11,327 $0.00 Strike: $8.06 $0.00
Disclosure

SEC source: 0001403540-20-000012 · primary_doc.xml · derivative · entry 11

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 11,327 shares

Expires 2024-04-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.