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person · Reporting owner

Owen Adams Catherine

Disclosed activity across 3 companies

Tapewire entity
36004
SEC CIK
0001816838

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ACADIA PHARMACEUTICALS INCACAD · Entity 3913Director · Chief Executive OfficerMarch 24, 2026March 27, 2026
AGIOS PHARMACEUTICALS, INC.AGIO · Entity 4499DirectorJune 18, 2026June 23, 2026
OptiNose, Inc.OPTN · Entity 79464DirectorJune 06, 2024June 07, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ACADIA PHARMACEUTICALS INC

Report date March 24, 2026 · Filed March 27, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect26,444 Reported balance After 2026-03-24 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-03-24 · Exercise / conversion · Acquired 23,509 · Balance 26,444

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: Includes 2,935 shares of the Issuer's common stock acquired by the reporting person on May 15, 2025 pursuant to an employee stock purchase plan.

Common StockSEC Table I · non-derivativeDirect14,803 Reported balance After 2026-03-25 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-03-25 · Sale · Disposed 11,641 · Balance 14,803

F3: The mandatory sales reported in this Form 4 were made to cover withholding taxes and tax related items imposed by the Issuer in connection with the vesting of restricted stock units, and it is intended to comply with the requirements of Rule 10b5-1(c)(1)(i)(B) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c).

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect70,530 Reported balance After 2026-03-24 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-03-24 · Exercise / conversion · Disposed 23,509 · Balance 70,530

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4: The restricted stock units vest in four equal annual installments beginning March 24, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: Includes 2,935 shares of the Issuer's common stock acquired by the reporting person on May 15, 2025 pursuant to an employee stock purchase plan.

F3: The mandatory sales reported in this Form 4 were made to cover withholding taxes and tax related items imposed by the Issuer in connection with the vesting of restricted stock units, and it is intended to comply with the requirements of Rule 10b5-1(c)(1)(i)(B) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c).

F4: The restricted stock units vest in four equal annual installments beginning March 24, 2026.

AGIOS PHARMACEUTICALS, INC.

Report date June 18, 2026 · Filed June 23, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stockSEC Table I · non-derivativeDirect10,865 Reported balance After 2026-06-18 transaction · row 1
1 source row

Row 1 · 2026-06-18 · Exercise / conversion · Acquired 2,816 · Balance 10,865

Restricted stock unitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-06-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-18 · Exercise / conversion · Disposed 2,816 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2: The restricted stock units were granted on June 18, 2025. The shares underlying the stock units will vest in full on June 18, 2026. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Restricted stock unitsSEC Table II · derivative / convertible securityDirect2,927 Reported balance After 2026-06-18 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-06-18 · Grant · Acquired 2,927 · Balance 2,927

F1: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F3: The restricted stock units were granted on June 18, 2026. The shares underlying the stock units will vest in full on June 18, 2027. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Stock options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.16 · Expires 2036-06-18Direct14,950 Reported balance After 2026-06-18 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-06-18 · Grant · Acquired 14,950 · Balance 14,950

F4: These options were granted on June 18, 2026. The shares underlying these options vest as to 100% of the underlying shares on June 18, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2: The restricted stock units were granted on June 18, 2025. The shares underlying the stock units will vest in full on June 18, 2026. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F3: The restricted stock units were granted on June 18, 2026. The shares underlying the stock units will vest in full on June 18, 2027. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F4: These options were granted on June 18, 2026. The shares underlying these options vest as to 100% of the underlying shares on June 18, 2027.

OptiNose, Inc.

Report date June 06, 2024 · Filed June 07, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.04 · Expires 2034-06-06Direct75,000 Reported balance After 2024-06-06 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-06-06 · Grant · Acquired 75,000 · Balance 75,000

F1: The option vests and becomes exercisable on the earlier of (i) June 6, 2025 (the one-year anniversary of the date of grant) or (ii) the Issuer's 2025 annual meeting of stockholders, subject to continued service with the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The option vests and becomes exercisable on the earlier of (i) June 6, 2025 (the one-year anniversary of the date of grant) or (ii) the Issuer's 2025 annual meeting of stockholders, subject to continued service with the Issuer.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 18, 2026 Filed Jun 23, 2026 21:21 UTC AGIOS PHARMACEUTICALS, INC. AGIO · Entity 4499 GrantStock options (right to buy) · Derivative 14,950 $0.00 Strike: $34.16 $0.00
Disclosure

SEC source: 0001439222-26-000097 · wk-form4_1782249676.xml · derivative · entry 4

Owen Adams Catherine · CIK 0001816838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,950

Underlying: Common stock · 14,950 shares

Expires 2036-06-18

F4 · derivative.exercise_date: These options were granted on June 18, 2026. The shares underlying these options vest as to 100% of the underlying shares on June 18, 2027.

Read SEC document
June 18, 2026 Filed Jun 23, 2026 21:21 UTC AGIOS PHARMACEUTICALS, INC. AGIO · Entity 4499 GrantRestricted stock units · Derivative 2,927 $0.00 $0.00
Disclosure

SEC source: 0001439222-26-000097 · wk-form4_1782249676.xml · derivative · entry 3

Owen Adams Catherine · CIK 0001816838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,927

Underlying: Common stock · 2,927 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units were granted on June 18, 2026. The shares underlying the stock units will vest in full on June 18, 2027. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F3 · derivative.expiration_date: The restricted stock units were granted on June 18, 2026. The shares underlying the stock units will vest in full on June 18, 2027. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
June 18, 2026 Filed Jun 23, 2026 21:21 UTC AGIOS PHARMACEUTICALS, INC. AGIO · Entity 4499 Exercise / conversionRestricted stock units · Derivative 2,816 $0.00 $0.00
Disclosure

SEC source: 0001439222-26-000097 · wk-form4_1782249676.xml · derivative · entry 2

Owen Adams Catherine · CIK 0001816838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 2,816 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on June 18, 2025. The shares underlying the stock units will vest in full on June 18, 2026. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F2 · derivative.expiration_date: The restricted stock units were granted on June 18, 2025. The shares underlying the stock units will vest in full on June 18, 2026. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
June 18, 2026 Filed Jun 23, 2026 21:21 UTC AGIOS PHARMACEUTICALS, INC. AGIO · Entity 4499 Exercise / conversionCommon stock 2,816 $0.00 $0.00
Disclosure

SEC source: 0001439222-26-000097 · wk-form4_1782249676.xml · nonDerivative · entry 1

Owen Adams Catherine · CIK 0001816838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2026 Filed Jun 16, 2026 20:09 UTC AGIOS PHARMACEUTICALS, INC. AGIO · Entity 4499 Exercise / conversionRestricted stock units · Derivative 1,976 $0.00 $0.00
Disclosure

SEC source: 0001439222-26-000077 · wk-form4_1781640580.xml · derivative · entry 2

Owen Adams Catherine · CIK 0001816838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 1,976 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on June 13, 2023. Beginning on June 13, 2024, the shares underlying the stock units will vest in three equal annual installments. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F2 · derivative.expiration_date: The restricted stock units were granted on June 13, 2023. Beginning on June 13, 2024, the shares underlying the stock units will vest in three equal annual installments. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
June 13, 2026 Filed Jun 16, 2026 20:09 UTC AGIOS PHARMACEUTICALS, INC. AGIO · Entity 4499 Exercise / conversionCommon stock 1,976 $0.00 $0.00
Disclosure

SEC source: 0001439222-26-000077 · wk-form4_1781640580.xml · nonDerivative · entry 1

Owen Adams Catherine · CIK 0001816838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,049

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 25, 2026 Filed Mar 27, 2026 00:00 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 SaleCommon Stock 11,641 $21.47 $249,932.27
Disclosure

SEC source: 0001816838-26-000003 · form4-03262026_080310.xml · nonDerivative · entry 2

Owen Adams Catherine · CIK 0001816838 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,803

F3 · kind: The mandatory sales reported in this Form 4 were made to cover withholding taxes and tax related items imposed by the Issuer in connection with the vesting of restricted stock units, and it is intended to comply with the requirements of Rule 10b5-1(c)(1)(i)(B) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c).

Read SEC document
March 24, 2026 Filed Mar 27, 2026 00:00 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 Exercise / conversionRestricted Stock Units · Derivative 23,509 $0.00 $0.00
Disclosure

SEC source: 0001816838-26-000003 · form4-03262026_080310.xml · derivative · entry 3

Owen Adams Catherine · CIK 0001816838 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,530

Underlying: Common Stock · 23,509 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 24, 2026.

F4 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 24, 2026.

Read SEC document
March 24, 2026 Filed Mar 27, 2026 00:00 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 Exercise / conversionCommon Stock 23,509 $0.00 $0.00
Disclosure

SEC source: 0001816838-26-000003 · form4-03262026_080310.xml · nonDerivative · entry 1

Owen Adams Catherine · CIK 0001816838 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 2,935 shares of the Issuer's common stock acquired by the reporting person on May 15, 2025 pursuant to an employee stock purchase plan.

Read SEC document
March 06, 2026 Filed Mar 10, 2026 22:00 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 GrantRestricted Stock Units · Derivative 76,509 $0.00 $0.00
Disclosure

SEC source: 0001816838-26-000002 · form4-03102026_060303.xml · derivative · entry 2

Owen Adams Catherine · CIK 0001816838 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,509

Underlying: Common Stock · 76,509 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 6, 2027.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 6, 2027.

Read SEC document
March 06, 2026 Filed Mar 10, 2026 22:00 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 GrantStock Option (Right to Buy) · Derivative 263,005 $0.00 Strike: $22.16 $0.00
Disclosure

SEC source: 0001816838-26-000002 · form4-03102026_060303.xml · derivative · entry 1

Owen Adams Catherine · CIK 0001816838 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,005

Underlying: Common Stock · 263,005 shares

Expires 2036-03-05

F1 · derivative.exercise_date: 25% of the shares subject to the Stock Option will vest and become exercisable on March 6, 2027. The remaining shares vest and become exercisable in 36 equal monthly installments thereafter.

Read SEC document
June 20, 2025 Filed Jun 23, 2025 20:20 UTC AGIOS PHARMACEUTICALS, INC. AGIO · Entity 4499 Exercise / conversionRestricted stock units · Derivative 2,120 $0.00 $0.00
Disclosure

SEC source: 0001439222-25-000051 · wk-form4_1750710009.xml · derivative · entry 4

Owen Adams Catherine · CIK 0001816838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 2,120 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F4 · derivative.exercise_date: The restricted stock units were granted on June 20, 2024. The shares underlying the stock units vest in full on June 20, 2025. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F4 · derivative.expiration_date: The restricted stock units were granted on June 20, 2024. The shares underlying the stock units vest in full on June 20, 2025. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
June 20, 2025 Filed Jun 23, 2025 20:20 UTC AGIOS PHARMACEUTICALS, INC. AGIO · Entity 4499 Exercise / conversionCommon stock 2,120 $0.00 $0.00
Disclosure

SEC source: 0001439222-25-000051 · wk-form4_1750710009.xml · nonDerivative · entry 1

Owen Adams Catherine · CIK 0001816838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2025 Filed Jun 23, 2025 20:20 UTC AGIOS PHARMACEUTICALS, INC. AGIO · Entity 4499 GrantStock options (right to buy) · Derivative 15,768 $0.00 Strike: $35.50 $0.00
Disclosure

SEC source: 0001439222-25-000051 · wk-form4_1750710009.xml · derivative · entry 3

Owen Adams Catherine · CIK 0001816838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,768

Underlying: Common stock · 15,768 shares

Expires 2035-06-18

F3 · derivative.exercise_date: These options were granted on June 18, 2025. The shares underlying these options vest as to 100% of the underlying shares on June 18, 2026.

Read SEC document
June 18, 2025 Filed Jun 23, 2025 20:20 UTC AGIOS PHARMACEUTICALS, INC. AGIO · Entity 4499 GrantRestricted stock units · Derivative 2,816 $0.00 $0.00
Disclosure

SEC source: 0001439222-25-000051 · wk-form4_1750710009.xml · derivative · entry 2

Owen Adams Catherine · CIK 0001816838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,816

Underlying: Common stock · 2,816 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on June 18, 2025. The shares underlying the stock units will vest in full on June 18, 2026. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F2 · derivative.expiration_date: The restricted stock units were granted on June 18, 2025. The shares underlying the stock units will vest in full on June 18, 2026. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
June 13, 2025 Filed Jun 17, 2025 20:15 UTC AGIOS PHARMACEUTICALS, INC. AGIO · Entity 4499 Exercise / conversionRestricted stock units · Derivative 1,977 $0.00 $0.00
Disclosure

SEC source: 0001439222-25-000043 · wk-form4_1750191300.xml · derivative · entry 2

Owen Adams Catherine · CIK 0001816838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,976

Underlying: Common stock · 1,977 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on June 13, 2023. Beginning on June 13, 2024, the shares underlying the stock units will vest in three equal annual installments. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F2 · derivative.expiration_date: The restricted stock units were granted on June 13, 2023. Beginning on June 13, 2024, the shares underlying the stock units will vest in three equal annual installments. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
June 13, 2025 Filed Jun 17, 2025 20:15 UTC AGIOS PHARMACEUTICALS, INC. AGIO · Entity 4499 Exercise / conversionCommon stock 1,977 $0.00 $0.00
Disclosure

SEC source: 0001439222-25-000043 · wk-form4_1750191300.xml · nonDerivative · entry 1

Owen Adams Catherine · CIK 0001816838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 24, 2025 Filed Mar 26, 2025 23:49 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 GrantRestricted Stock Units · Derivative 94,039 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009067 · form4-03262025_110347.xml · derivative · entry 2

Owen Adams Catherine · CIK 0001816838 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,039

Underlying: Common Stock · 94,039 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 24, 2026.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 24, 2026.

Read SEC document
March 24, 2025 Filed Mar 26, 2025 23:49 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 GrantStock Option (Right to Buy) · Derivative 319,976 $0.00 Strike: $17.23 $0.00
Disclosure

SEC source: 0001415889-25-009067 · form4-03262025_110347.xml · derivative · entry 1

Owen Adams Catherine · CIK 0001816838 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 319,976

Underlying: Common Stock · 319,976 shares

Expires 2035-03-23

F1 · derivative.exercise_date: 25% of the shares subject to the Stock Option will vest and become exercisable on March 24, 2026. The remaining shares vest and become exercisable in 36 equal monthly installments thereafter.

Read SEC document
September 23, 2024 Filed Sep 25, 2024 22:53 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 GrantStock Option (Right to Buy) · Derivative 353,261 $0.00 Strike: $16.29 $0.00
Disclosure

SEC source: 0001415889-24-023975 · form4-09252024_100900.xml · derivative · entry 1

Adams Catherine Owen · CIK 0001816838 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 353,261

Underlying: Common Stock · 353,261 shares

Expires 2034-09-22

F1 · shares: The Stock Option has been granted pursuant to the Issuer's 2024 Inducement Plan as a material inducement to the reporting person's acceptance of employment with the company in accordance with Nasdaq Listing Rule 5635(c)(4).

F2 · derivative.exercise_date: 25% of the shares subject to the Stock Option will vest and become exercisable on September 23, 2025. The remaining shares vest and become exercisable in 36 equal monthly installments thereafter.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:09 UTC AGIOS PHARMACEUTICALS, INC. AGIO · Entity 4499 GrantStock options (right to buy) · Derivative 11,774 $0.00 Strike: $42.45 $0.00
Disclosure

SEC source: 0001439222-24-000103 · wk-form4_1719259783.xml · derivative · entry 2

Owen Catherine E. · CIK 0001816838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,774

Underlying: Common stock · 11,774 shares

Expires 2034-06-20

F3 · derivative.exercise_date: This option was granted on June 20, 2024. The shares underlying this option vest as to 100% of the underlying shares on June 20, 2025.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:09 UTC AGIOS PHARMACEUTICALS, INC. AGIO · Entity 4499 GrantRestricted stock units · Derivative 2,120 $0.00 $0.00
Disclosure

SEC source: 0001439222-24-000103 · wk-form4_1719259783.xml · derivative · entry 1

Owen Catherine E. · CIK 0001816838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,120

Underlying: Common stock · 2,120 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on June 20, 2024. The shares underlying the stock units will vest in full on June 20, 2025. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F2 · derivative.expiration_date: The restricted stock units were granted on June 20, 2024. The shares underlying the stock units will vest in full on June 20, 2025. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 21:15 UTC AGIOS PHARMACEUTICALS, INC. AGIO · Entity 4499 Exercise / conversionRestricted stock units · Derivative 1,976 $0.00 $0.00
Disclosure

SEC source: 0001439222-24-000077 · wk-form4_1718658945.xml · derivative · entry 2

Owen Catherine E. · CIK 0001816838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,953

Underlying: Common stock · 1,976 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on June 13, 2023. Beginning on June 13, 2024, the shares underlying the stock units will vest in three equal annual installments. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F2 · derivative.expiration_date: The restricted stock units were granted on June 13, 2023. Beginning on June 13, 2024, the shares underlying the stock units will vest in three equal annual installments. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 21:15 UTC AGIOS PHARMACEUTICALS, INC. AGIO · Entity 4499 Exercise / conversionCommon stock 1,976 $0.00 $0.00
Disclosure

SEC source: 0001439222-24-000077 · wk-form4_1718658945.xml · nonDerivative · entry 1

Owen Catherine E. · CIK 0001816838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 06, 2024 Filed Jun 7, 2024 20:20 UTC OptiNose, Inc. OPTN · Entity 79464 GrantStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $1.04 $0.00
Disclosure

SEC source: 0001494650-24-000079 · wk-form4_1717791604.xml · derivative · entry 1

Owen Catherine E. · CIK 0001816838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2034-06-06

F1 · derivative.exercise_date: The option vests and becomes exercisable on the earlier of (i) June 6, 2025 (the one-year anniversary of the date of grant) or (ii) the Issuer's 2025 annual meeting of stockholders, subject to continued service with the Issuer.

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June 13, 2023 Filed Jun 15, 2023 20:32 UTC AGIOS PHARMACEUTICALS, INC. AGIO · Entity 4499 GrantStock options (right to buy) · Derivative 33,177 $0.00 Strike: $26.56 $0.00
Disclosure

SEC source: 0001439222-23-000089 · wk-form4_1686861126.xml · derivative · entry 2

Owen Catherine E. · CIK 0001816838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,177

Underlying: Common stock · 33,177 shares

Expires 2033-06-13

F3 · derivative.exercise_date: This option was granted on June 13, 2023. The shares underlying this option vest as to 25% of the underlying shares on June 13, 2024, with the remaining 75% vesting in 36 equal monthly installments thereafter.

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June 13, 2023 Filed Jun 15, 2023 20:32 UTC AGIOS PHARMACEUTICALS, INC. AGIO · Entity 4499 GrantRestricted stock units · Derivative 5,929 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000089 · wk-form4_1686861126.xml · derivative · entry 1

Owen Catherine E. · CIK 0001816838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,929

Underlying: Common stock · 5,929 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on June 13, 2023. Beginning on June 13, 2024, the shares underlying the stock units will vest in three equal annual installments. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F2 · derivative.expiration_date: The restricted stock units were granted on June 13, 2023. Beginning on June 13, 2024, the shares underlying the stock units will vest in three equal annual installments. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

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June 08, 2023 Filed Jun 9, 2023 18:00 UTC OptiNose, Inc. OPTN · Entity 79464 GrantStock Option (Right to Buy) · Derivative 53,500 $0.00 Strike: $1.18 $0.00
Disclosure

SEC source: 0001494650-23-000052 · wk-form4_1686333605.xml · derivative · entry 1

Owen Catherine E. · CIK 0001816838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,500

Underlying: Common Stock · 53,500 shares

Expires 2033-06-08

F1 · derivative.exercise_date: The option vests and becomes exercisable on the earlier of (i) June 8, 2024 (the one-year anniversary of the date of grant) or (ii) the Issuer's 2024 annual meeting of stockholders, subject to continued service with the Issuer.

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June 08, 2022 Filed Jun 9, 2022 14:19 UTC OptiNose, Inc. OPTN · Entity 79464 GrantStock Option (Right to Buy) · Derivative 32,000 $0.00 Strike: $1.95 $0.00
Disclosure

SEC source: 0001494650-22-000062 · wf-form4_165478438556796.xml · derivative · entry 1

Owen Catherine E. · CIK 0001816838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

Underlying: Common Stock · 32,000 shares

Expires 2032-06-08

F1 · derivative.exercise_date: The option vests and becomes exercisable on the earlier of (i) June 8, 2023 (the one-year anniversary of the date of grant) or (ii) the Issuer's 2023 annual meeting of stockholders, subject to continued service with the Issuer.

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June 09, 2021 Filed Jun 10, 2021 19:13 UTC OptiNose, Inc. OPTN · Entity 79464 GrantStock Option (Right to Buy) · Derivative 14,439 $0.00 Strike: $3.54 $0.00
Disclosure

SEC source: 0001494650-21-000070 · wf-form4_162335236778720.xml · derivative · entry 1

Owen Catherine E. · CIK 0001816838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,439

Underlying: Common Stock · 14,439 shares

Expires 2031-06-09

F1 · derivative.exercise_date: The option vests and becomes exercisable on the earlier of (i) June 9, 2022 (the one-year anniversary of the date of grant) or (ii) the Issuer's 2022 annual meeting of stockholders, subject to continued service with the Issuer.

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July 29, 2020 Filed Jul 30, 2020 23:56 UTC OptiNose, Inc. OPTN · Entity 79464 GrantStock Option (Right to Buy) · Derivative 28,879 $0.00 Strike: $5.23 $0.00
Disclosure

SEC source: 0001494650-20-000088 · wf-form4_159615020877016.xml · derivative · entry 1

Owen Catherine E. · CIK 0001816838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,879

Underlying: Common Stock · 28,879 shares

Expires 2030-07-29

F1 · derivative.exercise_date: The option vests and becomes exercisable over a three-year period commencing on July 29, 2020. Thirty-three percent (33%) of the option vests and becomes exercisable on July 29, 2021, and the balance vests in equal monthly installments (rounded down to the nearest whole share) over the remaining two years of the three-year period, subject to continued service with the Issuer.

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July 29, 2020 Filed Jul 30, 2020 23:55 UTC OptiNose, Inc. OPTN · Entity 79464 GrantStock Option (Right to Buy) · Derivative 28,879 $0.00 Strike: $5.23 $0.00
Disclosure

SEC source: 0001494650-20-000087 · wf-form4_159615002295860.xml · derivative · entry 1

Owen Catherine E. · CIK 0001816838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,879

Underlying: Common Stock · 28,879 shares

Expires 2030-07-29

F1 · derivative.exercise_date: The option vests and becomes exercisable over a three-year period commencing on July 29, 2020. Thirty-three percent (33%) of the option vests and becomes exercisable on July 29, 2021, and the balance vests in equal monthly installments (rounded down to the nearest whole share) over the remaining two years of the three-year period, subject to continued service with the Issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.