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FLATLEY JAY T

Disclosed activity across 7 companies

Tapewire entity
35935
SEC CIK
0001189130

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Denali Therapeutics Inc.DNLI · Entity 1735DirectorJune 03, 2026June 05, 2026
ILLUMINA, INC.ILMN · Entity 3137DirectorMay 18, 2021May 20, 2021
Rivian Automotive, Inc. / DERIVN · Entity 3226DirectorJune 22, 2026June 23, 2026
Senti Biosciences Holdings, Inc.DYNS · Entity 7935DirectorMay 25, 2021May 26, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Denali Therapeutics Inc.

Report date June 03, 2026 · Filed June 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect22,628 Reported balance After 2026-06-03 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-03 · Grant · Acquired 6,408 · Balance 22,628

F1: Each share is represented by a Restricted Stock Unit ("RSU") and a contingent right to receive one share of common stock of the Issuer. 100% of the RSUs shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

F2: Includes 6,408 unvested RSUs.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.66 · Expires 2036-06-03Direct19,226 Reported balance After 2026-06-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-06-03 · Grant · Acquired 19,226 · Balance 19,226

F4: 100% of the shares subject to the option shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

Common StockSEC Table I · non-derivativeIndirectSee footnote336,313 Reported balance Holding disclosure · report date 2026-06-03 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 336,313

F3: The shares are held of record by The Flatley Family Trust, for which the Reporting Person serves as a trustee.

Filing footnotes · ownership attribution and instrument terms

F1: Each share is represented by a Restricted Stock Unit ("RSU") and a contingent right to receive one share of common stock of the Issuer. 100% of the RSUs shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

F2: Includes 6,408 unvested RSUs.

F3: The shares are held of record by The Flatley Family Trust, for which the Reporting Person serves as a trustee.

F4: 100% of the shares subject to the option shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

ILLUMINA, INC.

Report date May 18, 2021 · Filed May 20, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect148,933 Reported balance After 2021-05-18 transaction · row 1
1 source row

Row 1 · 2021-05-18 · Sale · Disposed 4,000 · Balance 148,933

F1: The sale was made pursuant to a 10b5-1 plan.

Common StockSEC Table I · non-derivativeIndirectBy Daughters3,500 Reported balance Holding disclosure · report date 2021-05-18 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 3,500

Filing footnotes · ownership attribution and instrument terms

F1: The sale was made pursuant to a 10b5-1 plan.

Rivian Automotive, Inc. / DE

Report date June 22, 2026 · Filed June 23, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect179,515 Reported balance After 2026-06-22 transaction · row 1
1 source row

Row 1 · 2026-06-22 · Grant · Acquired 17,445 · Balance 179,515

F1: Represents an award of 17,445 restricted stock units ("RSUs") which will vest on the first anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an award of 17,445 restricted stock units ("RSUs") which will vest on the first anniversary of the grant date.

Senti Biosciences Holdings, Inc.

Report date May 25, 2021 · Filed May 26, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A common stockSEC Table I · non-derivativeIndirectSee footnote10,733 Reported balance Holding disclosure · report date 2021-05-25 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 10,733

F1: Up to 900 of these shares of Class A common stock will be forfeited in the event the underwriters for the Issuer's initial public offering do not exercise in full their overallotment option in connection with that offering, all as described in the Issuer's prospectus on Form S-1 filed on May 7, 2021 (the "Prospectus").

F2: Dynamics Sponsor LLC, a Delaware limited liability company, (the "Sponsor") is the record holder of these shares. The Sponsor is governed by a board of managers consisting of Omid Farokhzad and Mostafa Ronaghi who hold an economic interest therein. Any action by the Sponsor with respect to Issuer or the shares reported above, including voting and dispositive decisions, requires unanimous approval of the managers.

Class B common stockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00IndirectSee footnoteNot disclosed Reported balance Holding disclosure · report date 2021-05-25 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance Not disclosed

F3: These shares of Class B common stock will automatically convert on a one-for-one basis (subject to adjustment) into Class A common stock for no additional consideration at the time of the initial business combination by the Issuer, subject to the adjustments described in the Prospectus. The shares of Class B Common Stock have no expiration date.

F4: Up to 4,894 of these shares of Class B common stock will be forfeited in the event the underwriters for the Issuer's initial public offering do not exercise in full their overallotment option in connection with that offering, all as described in the Prospectus.

F2: Dynamics Sponsor LLC, a Delaware limited liability company, (the "Sponsor") is the record holder of these shares. The Sponsor is governed by a board of managers consisting of Omid Farokhzad and Mostafa Ronaghi who hold an economic interest therein. Any action by the Sponsor with respect to Issuer or the shares reported above, including voting and dispositive decisions, requires unanimous approval of the managers.

Filing footnotes · ownership attribution and instrument terms

F1: Up to 900 of these shares of Class A common stock will be forfeited in the event the underwriters for the Issuer's initial public offering do not exercise in full their overallotment option in connection with that offering, all as described in the Issuer's prospectus on Form S-1 filed on May 7, 2021 (the "Prospectus").

F2: Dynamics Sponsor LLC, a Delaware limited liability company, (the "Sponsor") is the record holder of these shares. The Sponsor is governed by a board of managers consisting of Omid Farokhzad and Mostafa Ronaghi who hold an economic interest therein. Any action by the Sponsor with respect to Issuer or the shares reported above, including voting and dispositive decisions, requires unanimous approval of the managers.

F3: These shares of Class B common stock will automatically convert on a one-for-one basis (subject to adjustment) into Class A common stock for no additional consideration at the time of the initial business combination by the Issuer, subject to the adjustments described in the Prospectus. The shares of Class B Common Stock have no expiration date.

F4: Up to 4,894 of these shares of Class B common stock will be forfeited in the event the underwriters for the Issuer's initial public offering do not exercise in full their overallotment option in connection with that offering, all as described in the Prospectus.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

COHERENT INC

Report date July 01, 2022 · Filed July 01, 2022

Section 16 reporting ended · disclosed 2022-07-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Family Trust0 Reported balance After 2022-07-01 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2022-07-01 · Disposition to issuer · Disposed 43,018 · Balance 0

F1: On July 1, 2022, II-VI Incorporated ("Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Watson Merger Sub Inc, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of March 25, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger (the "Merger").

F2: At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $220.00 in cash, without interest (the "Cash Consideration"), plus 0.91 of a validly issued, fully paid and nonassessable share of Buyer (the "Merger Consideration").

Filing footnotes · ownership attribution and instrument terms

F1: On July 1, 2022, II-VI Incorporated ("Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Watson Merger Sub Inc, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of March 25, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger (the "Merger").

F2: At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $220.00 in cash, without interest (the "Cash Consideration"), plus 0.91 of a validly issued, fully paid and nonassessable share of Buyer (the "Merger Consideration").

Juno Therapeutics, Inc.

Report date March 05, 2018 · Filed March 07, 2018

Section 16 reporting ended · disclosed 2018-03-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy the Flatley Family Trust0 Reported balance After 2018-03-05 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2018-03-05 · Other · Disposed 31,500 · Balance 0

F1: On January 21, 2018, Juno Therapeutics, Inc. (the "Company"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Celgene Corporation ("Parent"), and Blue Magpie Corporation, a wholly owned subsidiary of Parent ("Purchaser"). On March 5, 2018, Purchaser irrevocably accepted for payment and promptly paid for, all shares of common stock validly tendered and not validly withdrawn pursuant to the Offer (as defined in the Merger Agreement). On March 6, 2018, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation (the "Merger") and becoming a wholly-owned subsidiary of Parent.

F2: Pursuant to the terms of the Merger Agreement and the Offer, each share of common stock of the Company held by the Reporting Person was validly tendered for $87.00 per share in cash, without interest and subject to withholding of taxes.

Director Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.07 · Expires 2027-05-21Direct0 Reported balance After 2018-03-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-03-05 · Disposition to issuer · Disposed 18,000 · Balance 0

F1: On January 21, 2018, Juno Therapeutics, Inc. (the "Company"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Celgene Corporation ("Parent"), and Blue Magpie Corporation, a wholly owned subsidiary of Parent ("Purchaser"). On March 5, 2018, Purchaser irrevocably accepted for payment and promptly paid for, all shares of common stock validly tendered and not validly withdrawn pursuant to the Offer (as defined in the Merger Agreement). On March 6, 2018, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation (the "Merger") and becoming a wholly-owned subsidiary of Parent.

F3: In accordance with their terms, Options held by non-employee directors were converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such Option and (ii) $87.00 less the applicable exercise price.

Director Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.29 · Expires 2027-06-15Direct0 Reported balance After 2018-03-05 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-03-05 · Disposition to issuer · Disposed 12,000 · Balance 0

F1: On January 21, 2018, Juno Therapeutics, Inc. (the "Company"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Celgene Corporation ("Parent"), and Blue Magpie Corporation, a wholly owned subsidiary of Parent ("Purchaser"). On March 5, 2018, Purchaser irrevocably accepted for payment and promptly paid for, all shares of common stock validly tendered and not validly withdrawn pursuant to the Offer (as defined in the Merger Agreement). On March 6, 2018, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation (the "Merger") and becoming a wholly-owned subsidiary of Parent.

F3: In accordance with their terms, Options held by non-employee directors were converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such Option and (ii) $87.00 less the applicable exercise price.

Filing footnotes · ownership attribution and instrument terms

F1: On January 21, 2018, Juno Therapeutics, Inc. (the "Company"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Celgene Corporation ("Parent"), and Blue Magpie Corporation, a wholly owned subsidiary of Parent ("Purchaser"). On March 5, 2018, Purchaser irrevocably accepted for payment and promptly paid for, all shares of common stock validly tendered and not validly withdrawn pursuant to the Offer (as defined in the Merger Agreement). On March 6, 2018, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation (the "Merger") and becoming a wholly-owned subsidiary of Parent.

F2: Pursuant to the terms of the Merger Agreement and the Offer, each share of common stock of the Company held by the Reporting Person was validly tendered for $87.00 per share in cash, without interest and subject to withholding of taxes.

F3: In accordance with their terms, Options held by non-employee directors were converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such Option and (ii) $87.00 less the applicable exercise price.

Zymergen Inc.

Report date October 19, 2022 · Filed October 20, 2022

Section 16 reporting ended · disclosed 2022-10-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-10-19 transaction · row 1
1 source row

Row 1 · 2022-10-19 · Disposition to issuer · Disposed 144,789 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated as of July 24, 2022 (the "Merger Agreement"), by and among Ginkgo Bioworks Holdings, Inc. ("Ginkgo"), Pepper Merger Subsidiary Inc. and the Issuer, each share of the Issuer's common stock was cancelled and converted into a right to receive 0.9179 of a share of Class A common stock of Ginkgo (the "Merger Consideration"), together with cash in lieu of any fractional shares of Class A common stock of Ginkgo.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $12.33 · Expires 2031-08-06Direct0 Reported balance After 2022-10-19 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-10-19 · Disposition to issuer · Disposed 1,520,000 · Balance 0

F2: Immediately prior to the effective time of the merger (the "Effective Time"), all outstanding Issuer stock options vested in full pursuant to the terms of the agreements governing such stock options. Pursuant to the Merger Agreement, at the Effective Time, each Issuer stock option with an exercise price per share equal to or greater than the Merger Consideration Value (as defined in the Merger Agreement) was cancelled for no consideration.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $8.52 · Expires 2029-09-17Direct0 Reported balance After 2022-10-19 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-10-19 · Disposition to issuer · Disposed 189,125 · Balance 0

F2: Immediately prior to the effective time of the merger (the "Effective Time"), all outstanding Issuer stock options vested in full pursuant to the terms of the agreements governing such stock options. Pursuant to the Merger Agreement, at the Effective Time, each Issuer stock option with an exercise price per share equal to or greater than the Merger Consideration Value (as defined in the Merger Agreement) was cancelled for no consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated as of July 24, 2022 (the "Merger Agreement"), by and among Ginkgo Bioworks Holdings, Inc. ("Ginkgo"), Pepper Merger Subsidiary Inc. and the Issuer, each share of the Issuer's common stock was cancelled and converted into a right to receive 0.9179 of a share of Class A common stock of Ginkgo (the "Merger Consideration"), together with cash in lieu of any fractional shares of Class A common stock of Ginkgo.

F2: Immediately prior to the effective time of the merger (the "Effective Time"), all outstanding Issuer stock options vested in full pursuant to the terms of the agreements governing such stock options. Pursuant to the Merger Agreement, at the Effective Time, each Issuer stock option with an exercise price per share equal to or greater than the Merger Consideration Value (as defined in the Merger Agreement) was cancelled for no consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 12, 2019 Filed Feb 14, 2019 21:21 UTC ILLUMINA, INC. ILMN · Entity 3137 Exercise / conversionPerformance Shares · Derivative 28,888 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005997 · form4.xml · derivative · entry 6

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,888 shares

Expires 2018-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.

F1 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:21 UTC ILLUMINA, INC. ILMN · Entity 3137 Tax withholdingCommon Stock 16,828 $292.20 $4,917,141.60
Disclosure

SEC source: 0001127602-19-005997 · form4.xml · nonDerivative · entry 3

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,168

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:21 UTC ILLUMINA, INC. ILMN · Entity 3137 GrantCommon Stock 6,067 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005997 · form4.xml · nonDerivative · entry 2

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,996

F2 · shares: Represents additional shares of stock awarded as a result of the Company achieving at least 121% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:21 UTC ILLUMINA, INC. ILMN · Entity 3137 Exercise / conversionCommon Stock 28,888 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005997 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 21:27 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 3,300 $303.53 $1,001,649.00
Disclosure

SEC source: 0001127602-19-002736 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,979

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
January 09, 2019 Filed Jan 11, 2019 21:35 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 3,300 $296.20 $977,460.00
Disclosure

SEC source: 0001127602-19-001879 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,279

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
December 26, 2018 Filed Dec 28, 2018 22:36 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 3,300 $273.87 $903,771.00
Disclosure

SEC source: 0001127602-18-037498 · form4.xml · nonDerivative · entry 2

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,579

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 00:26 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 3,300 $334.13 $1,102,629.00
Disclosure

SEC source: 0001127602-18-036248 · form4.xml · nonDerivative · entry 2

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,559

F2 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
December 12, 2018 Filed Dec 28, 2018 22:36 UTC ILLUMINA, INC. ILMN · Entity 3137 GiftCommon Stock 31,680 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-037498 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,879

Read SEC document
December 11, 2018 Filed Dec 14, 2018 00:26 UTC ILLUMINA, INC. ILMN · Entity 3137 GrantCommon Stock 6,081 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036248 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,859

F1 · shares: Grant of restricted stock units shall vest as follows: 100% of the shares subject to the award shall vest on December 11, 2019 subject to awardee's continuing status as a service provider on such date.

Read SEC document
December 11, 2018 Filed Dec 14, 2018 00:19 UTC Amendment ILLUMINA, INC. ILMN · Entity 3137 Tax withholdingCommon Stock 4,632 $328.90 $1,523,464.80
Disclosure

SEC source: 0001110803-18-000034 · primary_doc.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,778

F1 · date: This Form is being filed to correct the vest date and the applicable price.

F1 · price: This Form is being filed to correct the vest date and the applicable price.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 22:14 UTC ILLUMINA, INC. ILMN · Entity 3137 Tax withholdingCommon Stock 4,632 $334.32 $1,548,570.24
Disclosure

SEC source: 0001127602-18-035576 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,778

Read SEC document
November 28, 2018 Filed Nov 30, 2018 21:24 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 3,300 $321.80 $1,061,940.00
Disclosure

SEC source: 0001127602-18-034843 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,410

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 21:09 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 3,300 $312.50 $1,031,250.00
Disclosure

SEC source: 0001127602-18-033404 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,710

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
November 05, 2018 Filed Nov 7, 2018 21:59 UTC ILLUMINA, INC. ILMN · Entity 3137 Tax withholdingCommon Stock 2,337 $324.14 $757,515.18
Disclosure

SEC source: 0001127602-18-032442 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,010

F1 · balance_after: Balance includes 43 shares acquired through Employee Stock Purchase Plan.

Read SEC document
October 24, 2018 Filed Oct 26, 2018 20:35 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 3,300 $310.58 $1,024,914.00
Disclosure

SEC source: 0001127602-18-031057 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,304

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
October 10, 2018 Filed Oct 12, 2018 20:35 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 3,300 $321.58 $1,061,214.00
Disclosure

SEC source: 0001127602-18-030073 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,604

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
September 26, 2018 Filed Sep 28, 2018 21:29 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 3,300 $360.81 $1,190,673.00
Disclosure

SEC source: 0001127602-18-028588 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,904

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
September 12, 2018 Filed Sep 15, 2018 01:25 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 3,300 $351.66 $1,160,478.00
Disclosure

SEC source: 0001127602-18-027639 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,204

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
June 13, 2018 Filed Jun 15, 2018 22:29 UTC Denali Therapeutics Inc. DNLI · Entity 1735 GrantStock Option (right to buy) · Derivative 27,830 $0.00 Strike: $18.92 $0.00
Disclosure

SEC source: 0001209191-18-038157 · doc4.xml · derivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,830

Underlying: Common Stock · 27,830 shares

Expires 2028-06-12

F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest upon the earlier of the one year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, in each case, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date.

Read SEC document
May 14, 2018 Filed May 17, 2018 01:40 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 1,460 $268.00 $391,280.00
Disclosure

SEC source: 0001127602-18-017796 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughters

Disclosed balance after: 4,000

F1 · balance_after: Reflects transfer of 5,320 shares from direct to indirect ownership prior to sale.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 23:19 UTC Juno Therapeutics, Inc. JUNO · Entity 168572 Disposition to issuerDirector Stock Option (Right to Buy) · Derivative 12,000 $63.71 Strike: $23.29 $764,520.00
Disclosure

SEC source: 0001209191-18-017810 · doc4.xml · derivative · entry 3

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires 2027-06-15

F1 · date: On January 21, 2018, Juno Therapeutics, Inc. (the "Company"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Celgene Corporation ("Parent"), and Blue Magpie Corporation, a wholly owned subsidiary of Parent ("Purchaser"). On March 5, 2018, Purchaser irrevocably accepted for payment and promptly paid for, all shares of common stock validly tendered and not validly withdrawn pursuant to the Offer (as defined in the Merger Agreement). On March 6, 2018, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation (the "Merger") and becoming a wholly-owned subsidiary of Parent.

F3 · price: In accordance with their terms, Options held by non-employee directors were converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such Option and (ii) $87.00 less the applicable exercise price.

F3 · derivative.exercise_date: In accordance with their terms, Options held by non-employee directors were converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such Option and (ii) $87.00 less the applicable exercise price.

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March 05, 2018 Filed Mar 7, 2018 23:19 UTC Juno Therapeutics, Inc. JUNO · Entity 168572 Disposition to issuerDirector Stock Option (Right to Buy) · Derivative 18,000 $62.93 Strike: $24.07 $1,132,740.00
Disclosure

SEC source: 0001209191-18-017810 · doc4.xml · derivative · entry 2

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,000 shares

Expires 2027-05-21

F1 · date: On January 21, 2018, Juno Therapeutics, Inc. (the "Company"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Celgene Corporation ("Parent"), and Blue Magpie Corporation, a wholly owned subsidiary of Parent ("Purchaser"). On March 5, 2018, Purchaser irrevocably accepted for payment and promptly paid for, all shares of common stock validly tendered and not validly withdrawn pursuant to the Offer (as defined in the Merger Agreement). On March 6, 2018, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation (the "Merger") and becoming a wholly-owned subsidiary of Parent.

F3 · price: In accordance with their terms, Options held by non-employee directors were converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such Option and (ii) $87.00 less the applicable exercise price.

F3 · derivative.exercise_date: In accordance with their terms, Options held by non-employee directors were converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such Option and (ii) $87.00 less the applicable exercise price.

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March 05, 2018 Filed Mar 7, 2018 23:19 UTC Juno Therapeutics, Inc. JUNO · Entity 168572 OtherCommon Stock 31,500 $87.00 $2,740,500.00
Disclosure

SEC source: 0001209191-18-017810 · doc4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Flatley Family Trust

Disclosed balance after: 0

F1 · date: On January 21, 2018, Juno Therapeutics, Inc. (the "Company"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Celgene Corporation ("Parent"), and Blue Magpie Corporation, a wholly owned subsidiary of Parent ("Purchaser"). On March 5, 2018, Purchaser irrevocably accepted for payment and promptly paid for, all shares of common stock validly tendered and not validly withdrawn pursuant to the Offer (as defined in the Merger Agreement). On March 6, 2018, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation (the "Merger") and becoming a wholly-owned subsidiary of Parent.

F2 · date: Pursuant to the terms of the Merger Agreement and the Offer, each share of common stock of the Company held by the Reporting Person was validly tendered for $87.00 per share in cash, without interest and subject to withholding of taxes.

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March 01, 2018 Filed Mar 5, 2018 16:51 UTC COHERENT INC COHR · Entity 125737 GrantCommon Stock 916 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003453 · edgar.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 916

F1 · shares: On March 1, 2018 the Reporting Person was granted 916 Restricted Stock Units which will vest on February 15, 2019.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 17:07 UTC COHERENT INC COHR · Entity 125737 Exercise / conversionRestricted Stock Units · Derivative 1,293 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-002287 · edgar.xml · derivative · entry 2

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,293 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 17:07 UTC COHERENT INC COHR · Entity 125737 Exercise / conversionCommon Stock 1,293 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-002287 · edgar.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 13,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Released shares issued to family trust.

Read SEC document
February 15, 2018 Filed Feb 21, 2018 02:13 UTC ILLUMINA, INC. ILMN · Entity 3137 Exercise / conversionPerformance Shares · Derivative 26,542 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007406 · form4.xml · derivative · entry 4

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,542 shares

Expires 2017-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance stock unit represented a contingent right to receive a share of Illumina common stock based upon the Company's achievement of certain earnings per share targets as of the three-year period ended December 31, 2017.

F1 · shares: Each performance stock unit represented a contingent right to receive a share of Illumina common stock based upon the Company's achievement of certain earnings per share targets as of the three-year period ended December 31, 2017.

F1 · derivative.exercise_date: Each performance stock unit represented a contingent right to receive a share of Illumina common stock based upon the Company's achievement of certain earnings per share targets as of the three-year period ended December 31, 2017.

F3 · balance_after: 1,105 performance stock units expired not having vested.

Read SEC document
February 15, 2018 Filed Feb 21, 2018 02:13 UTC ILLUMINA, INC. ILMN · Entity 3137 Tax withholdingCommon Stock 12,882 $229.13 $2,951,652.66
Disclosure

SEC source: 0001127602-18-007406 · form4.xml · nonDerivative · entry 2

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,824

F2 · balance_after: Balance includes 102 shares acquired through Employee Stock Purchase Plan.

Read SEC document
February 15, 2018 Filed Feb 21, 2018 02:13 UTC ILLUMINA, INC. ILMN · Entity 3137 Exercise / conversionCommon Stock 26,542 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007406 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each performance stock unit represented a contingent right to receive a share of Illumina common stock based upon the Company's achievement of certain earnings per share targets as of the three-year period ended December 31, 2017.

Read SEC document
January 30, 2018 Filed Jan 31, 2018 01:53 UTC ILLUMINA, INC. ILMN · Entity 3137 Tax withholdingCommon Stock 837 $241.18 $201,867.66
Disclosure

SEC source: 0001127602-18-003066 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,062

Read SEC document
January 16, 2018 Filed Jan 18, 2018 23:50 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 700 $248.37 $173,861.03
Disclosure

SEC source: 0001127602-18-002124 · form4.xml · nonDerivative · entry 7

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,899

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F8 · price: Weighted average sale price representing 700 shares sold ranging from $247.94 to $248.77 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 23:50 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 1,600 $247.17 $395,476.00
Disclosure

SEC source: 0001127602-18-002124 · form4.xml · nonDerivative · entry 6

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,599

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F7 · price: Weighted average sale price representing 1,600 shares sold ranging from $246.80 to $247.64 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 23:50 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 702 $246.37 $172,948.23
Disclosure

SEC source: 0001127602-18-002124 · form4.xml · nonDerivative · entry 5

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,199

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F6 · price: Weighted average sale price representing 702 shares sold ranging from $245.75 to $246.65 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 23:50 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 2,400 $244.72 $587,335.92
Disclosure

SEC source: 0001127602-18-002124 · form4.xml · nonDerivative · entry 4

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,901

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F5 · price: Weighted average sale price representing 2,400 shares sold ranging from $244.43 to $245.30 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 23:50 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 1,300 $243.56 $316,622.02
Disclosure

SEC source: 0001127602-18-002124 · form4.xml · nonDerivative · entry 3

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,301

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F4 · price: Weighted average sale price representing 1,300 shares sold ranging from $243.25 to $244.16 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 23:50 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 4,600 $242.56 $1,115,756.22
Disclosure

SEC source: 0001127602-18-002124 · form4.xml · nonDerivative · entry 2

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,601

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F3 · price: Weighted average sale price representing 4,600 shares sold ranging from $242.11 to $243.07 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 23:50 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 3,698 $241.69 $893,763.33
Disclosure

SEC source: 0001127602-18-002124 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,201

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 3,698 shares sold ranging from $241.08 to $242.06 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 02:16 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 10,537 $223.80 $2,358,130.02
Disclosure

SEC source: 0001127602-18-000910 · form4.xml · nonDerivative · entry 2

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,899

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F3 · price: Weighted average sale price representing 10,537 shares sold ranging from $223.40 to $224.37 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 02:16 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 9,463 $222.97 $2,109,960.38
Disclosure

SEC source: 0001127602-18-000910 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,436

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 9,463 shares sold ranging from $222.37 to $223.35 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
December 19, 2017 Filed Dec 22, 2017 01:03 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 2,977 $216.94 $645,819.66
Disclosure

SEC source: 0001127602-17-035393 · form4.xml · nonDerivative · entry 3

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,899

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F4 · price: Weighted average sale price representing 2,977 shares sold ranging from $216.67 to $217.45 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
December 19, 2017 Filed Dec 22, 2017 01:03 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 4,600 $216.22 $994,617.06
Disclosure

SEC source: 0001127602-17-035393 · form4.xml · nonDerivative · entry 2

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,876

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F3 · price: Weighted average sale price representing 4,600 shares sold ranging from $215.62 to $216.59 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
December 19, 2017 Filed Dec 22, 2017 01:03 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 12,423 $214.85 $2,669,065.40
Disclosure

SEC source: 0001127602-17-035393 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,476

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 12,423 shares sold ranging from $214.55 to $215.36 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
December 12, 2017 Filed Dec 12, 2017 22:39 UTC Denali Therapeutics Inc. DNLI · Entity 1735 ConversionSeries A-1 Preferred Stock · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-065245 · doc4.xml · derivative · entry 3

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 250,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A-1 Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F1 · derivative.exercise_date: The Series A-1 Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F1 · derivative.expiration_date: The Series A-1 Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F2 · ownership.nature: The shares are held of record by The Flatley Family Trust, for which the Reporting Person serves as a trustee.

Read SEC document
December 12, 2017 Filed Dec 12, 2017 22:39 UTC Denali Therapeutics Inc. DNLI · Entity 1735 ConversionCommon Stock 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-065245 · doc4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 250,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series A-1 Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F2 · ownership.nature: The shares are held of record by The Flatley Family Trust, for which the Reporting Person serves as a trustee.

Read SEC document
December 11, 2017 Filed Dec 14, 2017 01:50 UTC ILLUMINA, INC. ILMN · Entity 3137 GrantCommon Stock 9,341 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034612 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,899

F1 · shares: Grant of restricted stock units shall vest as follows: 100% of the shares subject to the award shall vest on December 11, 2018, subject to awardee's continuing status as a service provider on such date.

Read SEC document
December 07, 2017 Filed Dec 8, 2017 22:55 UTC Denali Therapeutics Inc. DNLI · Entity 1735 GrantStock Option (right to buy) · Derivative 47,165 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001209191-17-064805 · doc4.xml · derivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,165

Underlying: Common Stock · 47,165 shares

Expires 2027-12-06

F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest on December 7, 2018 and an additional 1/48 of the shares vest monthly thereafter.

Read SEC document
December 05, 2017 Filed Dec 8, 2017 01:21 UTC ILLUMINA, INC. ILMN · Entity 3137 Tax withholdingCommon Stock 8,159 $211.06 $1,722,038.54
Disclosure

SEC source: 0001127602-17-034165 · form4.xml · nonDerivative · entry 7

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,558

Read SEC document
December 05, 2017 Filed Dec 8, 2017 01:21 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 200 $215.65 $43,129.00
Disclosure

SEC source: 0001127602-17-034165 · form4.xml · nonDerivative · entry 6

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491,717

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F7 · price: Weighted average sale price representing 200 shares sold ranging from $215.62 to $215.67 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
December 05, 2017 Filed Dec 8, 2017 01:21 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 1,300 $214.71 $279,118.06
Disclosure

SEC source: 0001127602-17-034165 · form4.xml · nonDerivative · entry 5

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491,917

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F6 · price: Weighted average sale price representing 1,300 shares sold ranging from $214.52 to $215.29 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.