Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 09, 2026 Filed Mar 11, 2026 20:01 UTC |
Rajangam KanyaPres. & Chief Med. & Dev. Off.
|
Tax withholdingCommon Stock | 10,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-016795 · wk-form4_1773259312.xml · nonDerivative · entry 1 Rajangam Kanya · CIK 0001816676 · Pres. & Chief Med. & Dev. Off. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,843 F1 · shares: Represents the number of shares of common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of certain time-based restricted stock unit awards and does not represent an open market sale. F1 · ownership.direct: Represents the number of shares of common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of certain time-based restricted stock unit awards and does not represent an open market sale. Read SEC document |
| March 09, 2026 Filed Mar 11, 2026 20:01 UTC |
Lu Timothy KDirector · CEO
|
Tax withholdingCommon Stock | 80,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-016794 · wk-form4_1773259287.xml · nonDerivative · entry 1 Lu Timothy K · CIK 0001852301 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 639,583 F1 · shares: Represents the number of shares of common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of certain time-based restricted stock unit awards and does not represent an open market sale. F1 · ownership.direct: Represents the number of shares of common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of certain time-based restricted stock unit awards and does not represent an open market sale. Read SEC document |
| February 02, 2026 Filed Feb 3, 2026 21:16 UTC |
Lu Timothy KDirector · CEO
|
Tax withholdingCommon Stock | 4,191 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-005014 · wk-form4_1770153401.xml · nonDerivative · entry 1 Lu Timothy K · CIK 0001852301 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 720,249 F1 · shares: Represents the number of shares of common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of certain time-based restricted stock unit awards and does not represent an open market sale. F1 · balance_after: Represents the number of shares of common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of certain time-based restricted stock unit awards and does not represent an open market sale. Read SEC document |
| February 02, 2026 Filed Feb 3, 2026 21:17 UTC |
Rajangam KanyaPres. & Chief Med. & Dev. Off.
|
Tax withholdingCommon Stock | 1,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-005018 · wk-form4_1770153440.xml · nonDerivative · entry 1 Rajangam Kanya · CIK 0001816676 · Pres. & Chief Med. & Dev. Off. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,600 F1 · shares: Represents the number of shares of common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of certain time-based restricted stock unit awards and does not represent an open market sale. F1 · ownership.direct: Represents the number of shares of common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of certain time-based restricted stock unit awards and does not represent an open market sale. Read SEC document |
| July 18, 2025 Filed Jul 21, 2025 17:56 UTC |
Baum Bryan DanielDirector
|
GrantStock Option (Right to Buy) · Derivative | 43,900 | $0.00 Strike: $1.95 | $0.00 |
DisclosureSEC source: 0001854270-25-000083 · wk-form4_1753135011.xml · derivative · entry 1 Baum Bryan Daniel · CIK 0002077411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,900 Underlying: Common Stock · 43,900 shares Expires 2035-07-18 F1 · derivative.exercise_date: The shares underlying this option vest in 36 substantially equal monthly installments over three years from July 18, 2025, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| June 25, 2025 Filed Jun 27, 2025 19:55 UTC |
Hsiung FengDirector
|
GrantStock Option (Right to Buy) · Derivative | 21,950 | $0.00 Strike: $2.05 | $0.00 |
DisclosureSEC source: 0000950170-25-091157 · ownership.xml · derivative · entry 1 Hsiung Feng · CIK 0002059159 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,950 Underlying: Common Stock · 21,950 shares Expires 2035-06-24 F1 · derivative.exercise_date: 100% of the shares underlying this option vest upon the earlier of (i) the first anniversary of the date of grant or (ii) the date of the 2026 Annual Meeting, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| June 25, 2025 Filed Jun 27, 2025 23:53 UTC |
Schulz FranDirector
|
GrantStock Option (Right to Buy) · Derivative | 21,950 | $0.00 Strike: $2.05 | $0.00 |
DisclosureSEC source: 0000950170-25-091155 · ownership.xml · derivative · entry 1 Schulz Fran · CIK 0002046804 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,950 Underlying: Common Stock · 21,950 shares Expires 2035-06-24 F1 · derivative.exercise_date: 100% of the shares underlying this option vest upon the earlier of (i) the first anniversary of the date of grant or (ii) the date of the 2026 Annual Meeting, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| June 25, 2025 Filed Jun 27, 2025 23:55 UTC |
Collins James J.Director
|
GrantStock Option (Right to Buy) · Derivative | 21,950 | $0.00 Strike: $2.05 | $0.00 |
DisclosureSEC source: 0000950170-25-091158 · ownership.xml · derivative · entry 1 Collins James J. · CIK 0001779269 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,950 Underlying: Common Stock · 21,950 shares Expires 2035-06-24 F1 · derivative.exercise_date: 100% of the shares underlying this option vest upon the earlier of (i) the first anniversary of the date of grant or (ii) the date of the 2026 Annual Meeting, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| June 25, 2025 Filed Jun 27, 2025 23:53 UTC |
COOPERSTONE BRENDADirector
|
GrantStock Option (Right to Buy) · Derivative | 21,950 | $0.00 Strike: $2.05 | $0.00 |
DisclosureSEC source: 0000950170-25-091154 · ownership.xml · derivative · entry 1 COOPERSTONE BRENDA · CIK 0001931514 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,950 Underlying: Common Stock · 21,950 shares Expires 2035-06-24 F1 · derivative.exercise_date: 100% of the shares underlying this option vest upon the earlier of (i) the first anniversary of the date of grant or (ii) the date of the 2026 Annual Meeting, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| June 25, 2025 Filed Jun 27, 2025 23:51 UTC |
Tang Donald FDirector
|
GrantStock Option (Right to Buy) · Derivative | 21,950 | $0.00 Strike: $2.05 | $0.00 |
DisclosureSEC source: 0000950170-25-091150 · ownership.xml · derivative · entry 1 Tang Donald F · CIK 0001817370 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,950 Underlying: Common Stock · 21,950 shares Expires 2035-06-24 F1 · derivative.exercise_date: 100% of the shares underlying this option vest upon the earlier of (i) the first anniversary of the date of grant or (ii) the date of the 2026 Annual Meeting, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| June 25, 2025 Filed Jun 27, 2025 23:02 UTC |
Mathers Edward TDirector
|
GrantStock Option (Right to Buy) · Derivative | 21,950 | $0.00 Strike: $2.05 | $0.00 |
DisclosureSEC source: 0000950170-25-091134 · ownership.xml · derivative · entry 1 Mathers Edward T · CIK 0001328625 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,950 Underlying: Common Stock · 21,950 shares Expires 2035-06-24 F1 · derivative.exercise_date: 100% of the shares underlying this option vest upon the earlier of (i) the first anniversary of the date of grant or (ii) the date of the 2026 Annual Meeting, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| March 10, 2025 Filed Mar 11, 2025 20:23 UTC |
Rajangam KanyaPres. & Chief Med. & Dev. Off.
|
ConversionSeries A Convertible Preferred Stock · Derivative | 33 | $2,250.00 Strike: $2.25 | $74,250.00 |
DisclosureSEC source: 0001854270-25-000034 · wk-form4_1741724618.xml · derivative · entry 3 Rajangam Kanya · CIK 0001816676 · Pres. & Chief Med. & Dev. Off. 10b5-1 filing: No plan indicated Ownership: Indirect · Iyer Family Revocable Trust dated Aug 26 2012 Disclosed balance after: 0 Underlying: Common Stock · 33,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: The shares of Series A Convertible Preferred Stock have no expiration date. F1 · ownership.nature: The reporting person and her spouse are trustees of the Iyer Family Revocable Trust dated Aug 26 2012. Each of the reporting person and her spouse have voting and dispositive power over the Series A Preferred Stock, Common Stock and Warrants. The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 10, 2025 Filed Mar 11, 2025 20:23 UTC |
Rajangam KanyaPres. & Chief Med. & Dev. Off.
|
ConversionCommon Stock | 33,000 | $2.25 | $74,250.00 |
DisclosureSEC source: 0001854270-25-000034 · wk-form4_1741724618.xml · nonDerivative · entry 1 Rajangam Kanya · CIK 0001816676 · Pres. & Chief Med. & Dev. Off. 10b5-1 filing: No plan indicated Ownership: Indirect · Iyer Family Revocable Trust dated Aug 26 2012 Disclosed balance after: 33,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The reporting person and her spouse are trustees of the Iyer Family Revocable Trust dated Aug 26 2012. Each of the reporting person and her spouse have voting and dispositive power over the Series A Preferred Stock, Common Stock and Warrants. The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 10, 2025 Filed Mar 12, 2025 20:31 UTC |
BAYER HEALTHCARE LLC10% owner
Bayer US Holding LP10% owner
Bayer World Investments B.V.10% owner
BAYER AKTIENGESELLSCHAFT10% owner
|
ConversionSeries A Convertible Preferred Stock · Derivative | 2,222 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001578563-25-000173 · primary_doc.xml · derivative · entry 2 BAYER HEALTHCARE LLC · CIK 0001231517 · 10% owner Bayer US Holding LP · CIK 0001965754 · 10% owner Bayer World Investments B.V. · CIK 0001820027 · 10% owner BAYER AKTIENGESELLSCHAFT · CIK 0001144145 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,222,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock ("Series A") automatically converted into 1,000 shares of the Issuer's common stock on the first trading day following the announcement of the Issuer's stockholders approval of the issuance of the Issuer's common stock upon conversion of the shares of Series A, which such announcement occurred on March 7, 2025. F3 · price: The reported securities include shares of Series A and warrants purchased by the reporting person for $2,250 per unit. Each unit consists of one share of Series A, convertible into 1,000 shares of the Issuer's common stock, and accompanying warrant coverage to purchase 1,500 shares of the Issuer's common stock for each share of Series A purchased. F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock ("Series A") automatically converted into 1,000 shares of the Issuer's common stock on the first trading day following the announcement of the Issuer's stockholders approval of the issuance of the Issuer's common stock upon conversion of the shares of Series A, which such announcement occurred on March 7, 2025. F1 · derivative.underlying_shares: Each share of Series A Convertible Preferred Stock ("Series A") automatically converted into 1,000 shares of the Issuer's common stock on the first trading day following the announcement of the Issuer's stockholders approval of the issuance of the Issuer's common stock upon conversion of the shares of Series A, which such announcement occurred on March 7, 2025. F2 · ownership.direct: The securities reported are held directly by Bayer HealthCare LLC, a Delaware limited liability company, which is indirectly controlled by Bayer US Holding LP ("BUSH LP"), a Delaware limited partnership. Bayer World Investments B.V. ("BWI"), a Dutch private limited company, is the general partner of BUSH LP. BWI is an indirect, wholly owned subsidiary of Bayer Aktiengesellschaft, a publicly-held German stock corporation. Accordingly, Bayer Aktiengesellschaft may be deemed to be an indirect beneficial owner of the shares beneficially owned directly by Bayer HealthCare LLC. Read SEC document |
| March 10, 2025 Filed Mar 12, 2025 20:31 UTC |
BAYER HEALTHCARE LLC10% owner
Bayer US Holding LP10% owner
Bayer World Investments B.V.10% owner
BAYER AKTIENGESELLSCHAFT10% owner
|
ConversionCommon Stock | 2,222,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001578563-25-000173 · primary_doc.xml · nonDerivative · entry 1 BAYER HEALTHCARE LLC · CIK 0001231517 · 10% owner Bayer US Holding LP · CIK 0001965754 · 10% owner Bayer World Investments B.V. · CIK 0001820027 · 10% owner BAYER AKTIENGESELLSCHAFT · CIK 0001144145 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,809,848 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Series A Convertible Preferred Stock ("Series A") automatically converted into 1,000 shares of the Issuer's common stock on the first trading day following the announcement of the Issuer's stockholders approval of the issuance of the Issuer's common stock upon conversion of the shares of Series A, which such announcement occurred on March 7, 2025. F1 · price: Each share of Series A Convertible Preferred Stock ("Series A") automatically converted into 1,000 shares of the Issuer's common stock on the first trading day following the announcement of the Issuer's stockholders approval of the issuance of the Issuer's common stock upon conversion of the shares of Series A, which such announcement occurred on March 7, 2025. F2 · ownership.direct: The securities reported are held directly by Bayer HealthCare LLC, a Delaware limited liability company, which is indirectly controlled by Bayer US Holding LP ("BUSH LP"), a Delaware limited partnership. Bayer World Investments B.V. ("BWI"), a Dutch private limited company, is the general partner of BUSH LP. BWI is an indirect, wholly owned subsidiary of Bayer Aktiengesellschaft, a publicly-held German stock corporation. Accordingly, Bayer Aktiengesellschaft may be deemed to be an indirect beneficial owner of the shares beneficially owned directly by Bayer HealthCare LLC. Read SEC document |
| March 10, 2025 Filed Mar 13, 2025 01:30 UTC |
New Enterprise Associates 15, L.P.10% owner
NEA Partners 15, L.P.10% owner
NEA 15 GP, LLC10% owner
BASKETT FOREST10% owner
Florence Anthony A. Jr.10% owner
Makhzoumi Mohamad10% owner
SANDELL SCOTT D10% owner
|
ConversionSeries A Convertible Preferred Stock · Derivative | 3,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-038280 · ownership.xml · derivative · entry 2 New Enterprise Associates 15, L.P. · CIK 0001629794 · 10% owner NEA Partners 15, L.P. · CIK 0001640031 · 10% owner NEA 15 GP, LLC · CIK 0001640033 · 10% owner BASKETT FOREST · CIK 0001277631 · 10% owner Florence Anthony A. Jr. · CIK 0001559827 · 10% owner Makhzoumi Mohamad · CIK 0001630226 · 10% owner SANDELL SCOTT D · CIK 0001237289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,333,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock (the "Series A Preferred Stock") was convertible into 1,000 shares of Common Stock either (i) automatically, at the Issuer's option or (ii) upon the election of the holder. On March 10, 2025, the Issuer exercised its right to automatically convert each share of Series A Preferred Stock, resulting in the acquisition of 3,333,000 shares of Common Stock. The Series A Preferred Stock had no expiration date. F1 · price: Each share of Series A Convertible Preferred Stock (the "Series A Preferred Stock") was convertible into 1,000 shares of Common Stock either (i) automatically, at the Issuer's option or (ii) upon the election of the holder. On March 10, 2025, the Issuer exercised its right to automatically convert each share of Series A Preferred Stock, resulting in the acquisition of 3,333,000 shares of Common Stock. The Series A Preferred Stock had no expiration date. F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock (the "Series A Preferred Stock") was convertible into 1,000 shares of Common Stock either (i) automatically, at the Issuer's option or (ii) upon the election of the holder. On March 10, 2025, the Issuer exercised its right to automatically convert each share of Series A Preferred Stock, resulting in the acquisition of 3,333,000 shares of Common Stock. The Series A Preferred Stock had no expiration date. F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock (the "Series A Preferred Stock") was convertible into 1,000 shares of Common Stock either (i) automatically, at the Issuer's option or (ii) upon the election of the holder. On March 10, 2025, the Issuer exercised its right to automatically convert each share of Series A Preferred Stock, resulting in the acquisition of 3,333,000 shares of Common Stock. The Series A Preferred Stock had no expiration date. F2 · ownership.direct: The securities are directly held by New Enterprise Associates 15, L.P. ("NEA 15") and are indirectly held by NEA Partners 15, L.P. ("NEA Partners 15"), the sole general partner of NEA 15, NEA 15 GP, LLC ("NEA 15 GP"), the sole general partner of NEA Partners 15, and the individual managers of NEA 15 GP (NEA Partners 15, NEA 15 GP and the individual managers of NEA 15 GP (collectively, the "Managers") together, the "Indirect Reporting Persons"). The Mangers are Forest Baskett, Anthony Florence, Jr., Mohamad Makhzoumi, and Scott Sandell. The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 15 in which the Indirect Reporting Persons have no pecuniary interest. Read SEC document |
| March 10, 2025 Filed Mar 13, 2025 01:30 UTC |
New Enterprise Associates 15, L.P.10% owner
NEA Partners 15, L.P.10% owner
NEA 15 GP, LLC10% owner
BASKETT FOREST10% owner
Florence Anthony A. Jr.10% owner
Makhzoumi Mohamad10% owner
SANDELL SCOTT D10% owner
|
ConversionCommon Stock | 3,333,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-038280 · ownership.xml · nonDerivative · entry 1 New Enterprise Associates 15, L.P. · CIK 0001629794 · 10% owner NEA Partners 15, L.P. · CIK 0001640031 · 10% owner NEA 15 GP, LLC · CIK 0001640033 · 10% owner BASKETT FOREST · CIK 0001277631 · 10% owner Florence Anthony A. Jr. · CIK 0001559827 · 10% owner Makhzoumi Mohamad · CIK 0001630226 · 10% owner SANDELL SCOTT D · CIK 0001237289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,775,615 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Convertible Preferred Stock (the "Series A Preferred Stock") was convertible into 1,000 shares of Common Stock either (i) automatically, at the Issuer's option or (ii) upon the election of the holder. On March 10, 2025, the Issuer exercised its right to automatically convert each share of Series A Preferred Stock, resulting in the acquisition of 3,333,000 shares of Common Stock. The Series A Preferred Stock had no expiration date. F2 · ownership.direct: The securities are directly held by New Enterprise Associates 15, L.P. ("NEA 15") and are indirectly held by NEA Partners 15, L.P. ("NEA Partners 15"), the sole general partner of NEA 15, NEA 15 GP, LLC ("NEA 15 GP"), the sole general partner of NEA Partners 15, and the individual managers of NEA 15 GP (NEA Partners 15, NEA 15 GP and the individual managers of NEA 15 GP (collectively, the "Managers") together, the "Indirect Reporting Persons"). The Mangers are Forest Baskett, Anthony Florence, Jr., Mohamad Makhzoumi, and Scott Sandell. The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 15 in which the Indirect Reporting Persons have no pecuniary interest. Read SEC document |
| March 10, 2025 Filed Mar 14, 2025 15:52 UTC |
Celadon Partners SPV 2410% owner
|
ConversionSeries A Convertible Preferred Stock · Derivative | 9,777 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001079973-25-000394 · ownership.xml · derivative · entry 2 Celadon Partners SPV 24 · CIK 0002060465 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,777,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock (the "Series A Preferred Stock") was convertible into 1,000 shares of Common Stock either (i) automatically, at the Issuer's option or (ii) upon the election of the holder. On March 10, 2025, the Issuer exercised its right to automatically convert each share of Series A Preferred Stock, resulting in the acquisition of 9,777,000 shares of Common Stock. The Series A Preferred Stock had no expiration date. F1 · price: Each share of Series A Convertible Preferred Stock (the "Series A Preferred Stock") was convertible into 1,000 shares of Common Stock either (i) automatically, at the Issuer's option or (ii) upon the election of the holder. On March 10, 2025, the Issuer exercised its right to automatically convert each share of Series A Preferred Stock, resulting in the acquisition of 9,777,000 shares of Common Stock. The Series A Preferred Stock had no expiration date. F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock (the "Series A Preferred Stock") was convertible into 1,000 shares of Common Stock either (i) automatically, at the Issuer's option or (ii) upon the election of the holder. On March 10, 2025, the Issuer exercised its right to automatically convert each share of Series A Preferred Stock, resulting in the acquisition of 9,777,000 shares of Common Stock. The Series A Preferred Stock had no expiration date. F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock (the "Series A Preferred Stock") was convertible into 1,000 shares of Common Stock either (i) automatically, at the Issuer's option or (ii) upon the election of the holder. On March 10, 2025, the Issuer exercised its right to automatically convert each share of Series A Preferred Stock, resulting in the acquisition of 9,777,000 shares of Common Stock. The Series A Preferred Stock had no expiration date. Read SEC document |
| March 10, 2025 Filed Mar 14, 2025 15:52 UTC |
Celadon Partners SPV 2410% owner
|
ConversionCommon Stock | 9,777,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001079973-25-000394 · ownership.xml · nonDerivative · entry 1 Celadon Partners SPV 24 · CIK 0002060465 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,777,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Convertible Preferred Stock (the "Series A Preferred Stock") was convertible into 1,000 shares of Common Stock either (i) automatically, at the Issuer's option or (ii) upon the election of the holder. On March 10, 2025, the Issuer exercised its right to automatically convert each share of Series A Preferred Stock, resulting in the acquisition of 9,777,000 shares of Common Stock. The Series A Preferred Stock had no expiration date. Read SEC document |
| March 07, 2025 Filed Mar 10, 2025 23:02 UTC |
Rajangam KanyaPres. & Chief Med. & Dev. Off.
|
GrantCommon Stock | 78,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001854270-25-000015 · wk-form4_1741647766.xml · nonDerivative · entry 1 Rajangam Kanya · CIK 0001816676 · Pres. & Chief Med. & Dev. Off. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,984 F1 · shares: The shares reported in this transaction represent restricted stock units ("RSUs") issued under the Senti Biosciences, Inc. 2022 Equity Incentive Plan, as amended and restated (the "Amended and Restated Plan"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. All of the shares underlying the award vest in three substantially equal annual installments over three years from March 7, 2025, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| March 07, 2025 Filed Mar 10, 2025 23:01 UTC |
Lu Timothy KDirector · CEO and Interim PFO and PAO
|
GrantCommon Stock | 642,358 | $0.00 | $0.00 |
DisclosureSEC source: 0001854270-25-000013 · wk-form4_1741647685.xml · nonDerivative · entry 1 Lu Timothy K · CIK 0001852301 · Director · CEO and Interim PFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 724,440 F1 · shares: The shares reported in this transaction represent restricted stock units ("RSUs") issued under the Senti Biosciences, Inc. 2022 Equity Incentive Plan, as amended and restated (the "Amended and Restated Plan"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. All of the shares underlying the award vest in three substantially equal annual installments over three years from March 7, 2025, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 16:17 UTC |
Hsiung FengDirector
|
GrantStock Option (Right to Buy) · Derivative | 43,900 | $0.00 Strike: $3.52 | $0.00 |
DisclosureSEC source: 0001854270-25-000028 · wk-form4_1741724230.xml · derivative · entry 1 Hsiung Feng · CIK 0002059159 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,900 Underlying: Common Stock · 43,900 shares Expires 2035-03-06 F1 · derivative.exercise_date: The shares underlying this option vest in 36 substantially equal monthly installments over three years from March 7, 2025, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 20:21 UTC |
Schulz FranDirector
|
GrantStock Option (Right to Buy) · Derivative | 43,900 | $0.00 Strike: $3.52 | $0.00 |
DisclosureSEC source: 0001854270-25-000032 · wk-form4_1741724456.xml · derivative · entry 1 Schulz Fran · CIK 0002046804 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,900 Underlying: Common Stock · 43,900 shares Expires 2035-03-06 F1 · derivative.exercise_date: 100% of the shares underlying this option vest on the first anniversary of the date of grant, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 20:28 UTC |
Mathers Edward TDirector
|
GrantStock Option (Right to Buy) · Derivative | 43,900 | $0.00 Strike: $3.52 | $0.00 |
DisclosureSEC source: 0000950170-25-037187 · ownership.xml · derivative · entry 1 Mathers Edward T · CIK 0001328625 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,900 Underlying: Common Stock · 43,900 shares Expires 2035-03-06 F1 · derivative.exercise_date: 100% of the shares underlying this option vest on the first anniversary of the date of grant, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 20:20 UTC |
Tang Donald FDirector
|
GrantStock Option (Right to Buy) · Derivative | 43,900 | $0.00 Strike: $3.52 | $0.00 |
DisclosureSEC source: 0001854270-25-000030 · wk-form4_1741724435.xml · derivative · entry 1 Tang Donald F · CIK 0001817370 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,900 Underlying: Common Stock · 43,900 shares Expires 2035-03-06 F1 · derivative.exercise_date: 100% of the shares underlying this option vest on the first anniversary of the date of grant, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 20:20 UTC |
Collins James J.Director
|
GrantStock Option (Right to Buy) · Derivative | 43,900 | $0.00 Strike: $3.52 | $0.00 |
DisclosureSEC source: 0001854270-25-000031 · wk-form4_1741724446.xml · derivative · entry 1 Collins James J. · CIK 0001779269 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,900 Underlying: Common Stock · 43,900 shares Expires 2035-03-06 F1 · derivative.exercise_date: 100% of the shares underlying this option vest on the first anniversary of the date of grant, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 20:20 UTC |
COOPERSTONE BRENDADirector
|
GrantStock Option (Right to Buy) · Derivative | 43,900 | $0.00 Strike: $3.52 | $0.00 |
DisclosureSEC source: 0001854270-25-000029 · wk-form4_1741724422.xml · derivative · entry 1 COOPERSTONE BRENDA · CIK 0001931514 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,900 Underlying: Common Stock · 43,900 shares Expires 2035-03-06 F1 · derivative.exercise_date: 100% of the shares underlying this option vest on the first anniversary of the date of grant, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 20:14 UTC |
Cross John Harry IIIChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 174,200 | $0.00 Strike: $3.52 | $0.00 |
DisclosureSEC source: 0001854270-25-000026 · wk-form4_1741724083.xml · derivative · entry 1 Cross John Harry III · CIK 0001806763 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 174,200 Underlying: Common Stock · 174,200 shares Expires 2035-03-06 F1 · derivative.exercise_date: 25% of the shares underlying this option vest on March 3, 2026 and the remainder vest in 36 substantially equal monthly installments thereafter, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 23:02 UTC |
Rajangam KanyaPres. & Chief Med. & Dev. Off.
|
GrantStock Option (Right to Buy) · Derivative | 235,088 | $0.00 Strike: $3.97 | $0.00 |
DisclosureSEC source: 0001854270-25-000015 · wk-form4_1741647766.xml · derivative · entry 2 Rajangam Kanya · CIK 0001816676 · Pres. & Chief Med. & Dev. Off. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 235,088 Underlying: Common Stock · 235,088 shares Expires 2034-12-19 F2 · date: The option grant was approved by the Issuer's board of directors on December 20, 2024, subject to shareholder approval of the Amended and Restated Plan, under which the option was granted. The Issuer's shareholders approved the Amended and Restated Plan on March 6, 2025. F3 · derivative.exercise_date: Three-forty-eighth of the shares underlying this option vest on March 31, 2025 ("Vesting Commencement Date") and thereafter one-forty-eighth of the shares underlying this option vest in equal monthly installments from the Vesting Commencement Date, such that the option will be fully vested on the date forty-five months after the Vesting Commencement Date, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 23:01 UTC |
Lu Timothy KDirector · CEO and Interim PFO and PAO
|
GrantStock Option (Right to Buy) · Derivative | 1,927,073 | $0.00 Strike: $3.97 | $0.00 |
DisclosureSEC source: 0001854270-25-000013 · wk-form4_1741647685.xml · derivative · entry 4 Lu Timothy K · CIK 0001852301 · Director · CEO and Interim PFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,927,073 Underlying: Common Stock · 1,927,073 shares Expires 2034-12-19 F3 · date: The option grant was approved by the Issuer's board of directors on December 20, 2024, subject to shareholder approval of the Amended and Restated Plan, under which the option was granted. The Issuer's shareholders approved the Amended and Restated Plan on March 6, 2025. F4 · derivative.exercise_date: Three-forty-eighth of the shares underlying this option vest on March 31, 2025 ("Vesting Commencement Date") and thereafter one-forty-eighth of the shares underlying this option vest in equal monthly installments from the Vesting Commencement Date, such that the option will be fully vested on the date forty-five months after the Vesting Commencement Date, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| February 06, 2025 Filed Feb 7, 2025 01:23 UTC |
Lu Timothy KDirector · CEO
|
SaleCommon Stock | 545 | $4.36 | $2,376.20 |
DisclosureSEC source: 0001854270-25-000004 · wk-form4_1738891411.xml · nonDerivative · entry 2 Lu Timothy K · CIK 0001852301 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,082 F1 · kind: The Issuer has adopted a "sell-to-cover" policy to satisfy the tax withholding obligations of the Reporting Person. The sales reported on this Form 4 represent the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Such sales were automatic and not at the discretion of the Reporting Person. Read SEC document |
| February 06, 2025 Filed Feb 7, 2025 00:53 UTC |
Rajangam KanyaPres. & Chief Med. & Dev. Off.
|
SaleCommon Stock | 182 | $4.37 | $795.34 |
DisclosureSEC source: 0001854270-25-000002 · wk-form4_1738889580.xml · nonDerivative · entry 2 Rajangam Kanya · CIK 0001816676 · Pres. & Chief Med. & Dev. Off. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,621 F1 · kind: The Issuer has adopted a "sell-to-cover" policy to satisfy the tax withholding obligations of the Reporting Person. The sales reported on this Form 4 represent the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Such sales were automatic and not at the discretion of the Reporting Person. Read SEC document |
| February 04, 2025 Filed Feb 7, 2025 01:23 UTC |
Lu Timothy KDirector · CEO
|
SaleCommon Stock | 3,922 | $4.07 | $15,962.54 |
DisclosureSEC source: 0001854270-25-000004 · wk-form4_1738891411.xml · nonDerivative · entry 1 Lu Timothy K · CIK 0001852301 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,627 F1 · kind: The Issuer has adopted a "sell-to-cover" policy to satisfy the tax withholding obligations of the Reporting Person. The sales reported on this Form 4 represent the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Such sales were automatic and not at the discretion of the Reporting Person. Read SEC document |
| February 04, 2025 Filed Feb 7, 2025 00:53 UTC |
Rajangam KanyaPres. & Chief Med. & Dev. Off.
|
SaleCommon Stock | 1,297 | $4.07 | $5,278.79 |
DisclosureSEC source: 0001854270-25-000002 · wk-form4_1738889580.xml · nonDerivative · entry 1 Rajangam Kanya · CIK 0001816676 · Pres. & Chief Med. & Dev. Off. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,803 F1 · kind: The Issuer has adopted a "sell-to-cover" policy to satisfy the tax withholding obligations of the Reporting Person. The sales reported on this Form 4 represent the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Such sales were automatic and not at the discretion of the Reporting Person. Read SEC document |
| December 09, 2024 Filed Dec 10, 2024 21:17 UTC |
Schulz FranDirector
|
GrantStock Option (Right to Buy) · Derivative | 12,500 | $0.00 Strike: $6.52 | $0.00 |
DisclosureSEC source: 0001854270-24-000123 · wk-form4_1733865447.xml · derivative · entry 1 Schulz Fran · CIK 0002046804 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2034-12-08 F1 · derivative.exercise_date: The shares underlying this option vest in 36 substantially equal monthly installments over three years from December 9, 2024, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| December 09, 2024 Filed Dec 10, 2024 21:19 UTC |
Tang Donald FDirector
|
GrantStock Option (Right to Buy) · Derivative | 12,500 | $0.00 Strike: $6.52 | $0.00 |
DisclosureSEC source: 0001854270-24-000125 · wk-form4_1733865539.xml · derivative · entry 1 Tang Donald F · CIK 0001817370 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2034-12-08 F1 · derivative.exercise_date: The shares underlying this option vest in 36 substantially equal monthly installments over three years from December 9, 2024, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| December 09, 2024 Filed Dec 10, 2024 21:15 UTC |
Rajangam KanyaPres. & Chief Med. & Dev. Off.
|
GrantCommon Stock Warrant (right to buy) · Derivative | 49,500 | $0.00 Strike: $2.30 | $0.00 |
DisclosureSEC source: 0001854270-24-000121 · wk-form4_1733865346.xml · derivative · entry 2 Rajangam Kanya · CIK 0001816676 · Pres. & Chief Med. & Dev. Off. 10b5-1 filing: No plan indicated Ownership: Indirect · Iyer Family Revocable Trust dated Aug 26 2012 Disclosed balance after: 49,500 Underlying: Common Stock · 49,500 shares Expires not disclosed F5 · derivative.exercise_price: The warrant is exercisable for Common Stock at an exercise price per share equal to $2.30 (subject to adjustment as set forth in the warrant attached as Exhibit 4.1 to the Form 8-K) (the "Warrant"). The Warrant is exercisable at any time and from time to time on or after the Stockholder Approval (as defined in the Warrant) and on or prior to the five year anniversary of the original issuance date. The Warrant cannot be exercised by the Reporting Persons if, after giving effect thereto, the Reporting Person, together with his/her affiliates, would beneficially own, as determined in accordance with Section 13(d) of the U.S. Securities Exchange Act of 1934, as amended, more than 4.99% of the number of shares of the Common Stock outstanding immediately after giving effect to such exercise, subject to certain exceptions. F5 · derivative.exercise_date: The warrant is exercisable for Common Stock at an exercise price per share equal to $2.30 (subject to adjustment as set forth in the warrant attached as Exhibit 4.1 to the Form 8-K) (the "Warrant"). The Warrant is exercisable at any time and from time to time on or after the Stockholder Approval (as defined in the Warrant) and on or prior to the five year anniversary of the original issuance date. The Warrant cannot be exercised by the Reporting Persons if, after giving effect thereto, the Reporting Person, together with his/her affiliates, would beneficially own, as determined in accordance with Section 13(d) of the U.S. Securities Exchange Act of 1934, as amended, more than 4.99% of the number of shares of the Common Stock outstanding immediately after giving effect to such exercise, subject to certain exceptions. F5 · derivative.expiration_date: The warrant is exercisable for Common Stock at an exercise price per share equal to $2.30 (subject to adjustment as set forth in the warrant attached as Exhibit 4.1 to the Form 8-K) (the "Warrant"). The Warrant is exercisable at any time and from time to time on or after the Stockholder Approval (as defined in the Warrant) and on or prior to the five year anniversary of the original issuance date. The Warrant cannot be exercised by the Reporting Persons if, after giving effect thereto, the Reporting Person, together with his/her affiliates, would beneficially own, as determined in accordance with Section 13(d) of the U.S. Securities Exchange Act of 1934, as amended, more than 4.99% of the number of shares of the Common Stock outstanding immediately after giving effect to such exercise, subject to certain exceptions. F4 · ownership.nature: The reporting person and her spouse are trustees of the Iyer Family Revocable Trust dated Aug 26 2012. Each of the reporting person and her spouse have voting and dispositive power over the Series A Preferred Stock, Common Stock and Warrants. The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 09, 2024 Filed Dec 10, 2024 21:15 UTC |
Rajangam KanyaPres. & Chief Med. & Dev. Off.
|
GrantSeries A Convertible Preferred Stock · Derivative | 33 | $2,250.00 Strike: $2.25 | $74,250.00 |
DisclosureSEC source: 0001854270-24-000121 · wk-form4_1733865346.xml · derivative · entry 1 Rajangam Kanya · CIK 0001816676 · Pres. & Chief Med. & Dev. Off. 10b5-1 filing: No plan indicated Ownership: Indirect · Iyer Family Revocable Trust dated Aug 26 2012 Disclosed balance after: 33 Underlying: Common Stock · 33,000 shares Expires not disclosed F1 · derivative.exercise_price: The Conversion Price of the Series A Preferred Stock is subject to adjustment as set forth in that certain of Designation of Preferences, Rights and Limitations of the Series A Convertible Voting Preferred Stock attached as Exhibit 3.1 (the "Certificate of Designation") to the Issuer's Form 8-K filed with the Securities and Exchange Commission on December 2, 2024 (the "Form 8-K"). Capitalized terms that are used but not defined in this Form 4 have the meanings given to them in the Certificate of Designation. F2 · derivative.exercise_date: The shares of Series A Preferred Stock are not convertible until the stockholders of the Issuer approve the Proposals as set forth in Section 8 of the Certificate of Designation. Additionally, on the Automatic Conversion Date, as set forth in the Certificate of Designation, each share of Series A Preferred Stock shall automatically convert into 1,000 shares of Common Stock. F3 · derivative.expiration_date: The shares of Series A Convertible Preferred Stock have no expiration date. F2 · derivative.underlying: The shares of Series A Preferred Stock are not convertible until the stockholders of the Issuer approve the Proposals as set forth in Section 8 of the Certificate of Designation. Additionally, on the Automatic Conversion Date, as set forth in the Certificate of Designation, each share of Series A Preferred Stock shall automatically convert into 1,000 shares of Common Stock. F2 · derivative.underlying_shares: The shares of Series A Preferred Stock are not convertible until the stockholders of the Issuer approve the Proposals as set forth in Section 8 of the Certificate of Designation. Additionally, on the Automatic Conversion Date, as set forth in the Certificate of Designation, each share of Series A Preferred Stock shall automatically convert into 1,000 shares of Common Stock. F4 · ownership.nature: The reporting person and her spouse are trustees of the Iyer Family Revocable Trust dated Aug 26 2012. Each of the reporting person and her spouse have voting and dispositive power over the Series A Preferred Stock, Common Stock and Warrants. The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 09, 2024 Filed Dec 11, 2024 19:38 UTC |
BAYER HEALTHCARE LLC10% owner
Bayer US Holding LP10% owner
Bayer World Investments B.V.10% owner
BAYER AKTIENGESELLSCHAFT10% owner
|
PurchaseWarrant · Derivative | 3,333,000 | Not disclosed Strike: $2.30 | Not disclosed |
DisclosureSEC source: 0001578563-24-000493 · primary_doc.xml · derivative · entry 3 BAYER HEALTHCARE LLC · CIK 0001231517 · 10% owner Bayer US Holding LP · CIK 0001965754 · 10% owner Bayer World Investments B.V. · CIK 0001820027 · 10% owner BAYER AKTIENGESELLSCHAFT · CIK 0001144145 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,330,000 Underlying: Common Stock · 3,333,000 shares Expires 2029-12-09 F3 · price: The reported securities include shares of Series A and warrants purchased by the reporting person for $2,250 per unit. Each unit consists of one share of Series A, convertible into 1,000 shares of the Issuer's common stock, and accompanying warrant coverage to purchase 1,500 shares of the Issuer's common stock for each share of Series A purchased. F4 · derivative.exercise_date: The warrant becomes exercisable once the Issuer's stockholders first approve the issuance of the Issuer's common stock underlying the warrants in excess of the limitations imposed by Rule 5635 of the Nasdaq Stock Market listing rules. F1 · ownership.direct: The securities reported are held directly by Bayer HealthCare LLC, a Delaware limited liability company, which is indirectly controlled by Bayer US Holding LP ("BUSH LP"), a Delaware limited partnership. Bayer World Investments B.V. ("BWI"), a Dutch private limited company, is the general partner of BUSH LP. BWI is an indirect, wholly owned subsidiary of Bayer Aktiengesellschaft, a publicly-held German stock corporation. Accordingly, Bayer Aktiengesellschaft may be deemed to be an indirect beneficial owner of the shares beneficially owned directly by Bayer HealthCare LLC. Read SEC document |
| December 09, 2024 Filed Dec 11, 2024 19:38 UTC |
BAYER HEALTHCARE LLC10% owner
Bayer US Holding LP10% owner
Bayer World Investments B.V.10% owner
BAYER AKTIENGESELLSCHAFT10% owner
|
PurchaseSeries A Convertible Preferred Stock · Derivative | 2,222 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001578563-24-000493 · primary_doc.xml · derivative · entry 2 BAYER HEALTHCARE LLC · CIK 0001231517 · 10% owner Bayer US Holding LP · CIK 0001965754 · 10% owner Bayer World Investments B.V. · CIK 0001820027 · 10% owner BAYER AKTIENGESELLSCHAFT · CIK 0001144145 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,222 Underlying: Common Stock · 2,222,000 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock ("Series A") will convert into 1,000 shares of the Issuer's common stock upon the date that the Issuer's stockholders first approve the issuance of the Issuer's common stock upon conversion of the shares of Series A. F3 · price: The reported securities include shares of Series A and warrants purchased by the reporting person for $2,250 per unit. Each unit consists of one share of Series A, convertible into 1,000 shares of the Issuer's common stock, and accompanying warrant coverage to purchase 1,500 shares of the Issuer's common stock for each share of Series A purchased. F2 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock ("Series A") will convert into 1,000 shares of the Issuer's common stock upon the date that the Issuer's stockholders first approve the issuance of the Issuer's common stock upon conversion of the shares of Series A. F2 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock ("Series A") will convert into 1,000 shares of the Issuer's common stock upon the date that the Issuer's stockholders first approve the issuance of the Issuer's common stock upon conversion of the shares of Series A. F2 · derivative.underlying_shares: Each share of Series A Convertible Preferred Stock ("Series A") will convert into 1,000 shares of the Issuer's common stock upon the date that the Issuer's stockholders first approve the issuance of the Issuer's common stock upon conversion of the shares of Series A. F1 · ownership.direct: The securities reported are held directly by Bayer HealthCare LLC, a Delaware limited liability company, which is indirectly controlled by Bayer US Holding LP ("BUSH LP"), a Delaware limited partnership. Bayer World Investments B.V. ("BWI"), a Dutch private limited company, is the general partner of BUSH LP. BWI is an indirect, wholly owned subsidiary of Bayer Aktiengesellschaft, a publicly-held German stock corporation. Accordingly, Bayer Aktiengesellschaft may be deemed to be an indirect beneficial owner of the shares beneficially owned directly by Bayer HealthCare LLC. Read SEC document |
| July 10, 2024 Filed Jul 12, 2024 20:30 UTC |
Mathers Edward TDirector
|
GrantStock Option (Right to Buy) · Derivative | 62,500 | $0.00 Strike: $0.31 | $0.00 |
DisclosureSEC source: 0000950170-24-083230 · ownership.xml · derivative · entry 1 Mathers Edward T · CIK 0001328625 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 62,500 shares Expires 2034-07-09 F1 · derivative.exercise_date: 100% of the shares underlying this option vest upon the earlier of (i) the first anniversary of the date of grant or (ii) the date of the 2025 Annual Meeting, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| July 10, 2024 Filed Jul 12, 2024 20:17 UTC |
Farokhzad OmidDirector
|
GrantStock Option (Right to Buy) · Derivative | 62,500 | $0.00 Strike: $0.31 | $0.00 |
DisclosureSEC source: 0001854270-24-000087 · wk-form4_1720815436.xml · derivative · entry 1 Farokhzad Omid · CIK 0001586852 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 62,500 shares Expires 2034-07-09 F1 · derivative.exercise_date: 100% of the shares underlying this option vest upon the earlier of (i) the first anniversary of the date of grant or (ii) the date of the 2025 Annual Meeting, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| July 10, 2024 Filed Jul 12, 2024 20:16 UTC |
Collins James J.Director
|
GrantStock Option (Right to Buy) · Derivative | 62,500 | $0.00 Strike: $0.31 | $0.00 |
DisclosureSEC source: 0001854270-24-000085 · wk-form4_1720815383.xml · derivative · entry 1 Collins James J. · CIK 0001779269 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 62,500 shares Expires 2034-07-09 F1 · derivative.exercise_date: 100% of the shares underlying this option vest upon the earlier of (i) the first anniversary of the date of grant or (ii) the date of the 2025 Annual Meeting, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| July 10, 2024 Filed Jul 12, 2024 20:15 UTC |
COOPERSTONE BRENDADirector
|
GrantStock Option (Right to Buy) · Derivative | 62,500 | $0.00 Strike: $0.31 | $0.00 |
DisclosureSEC source: 0001854270-24-000083 · wk-form4_1720815321.xml · derivative · entry 1 COOPERSTONE BRENDA · CIK 0001931514 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 62,500 shares Expires 2034-07-09 F1 · derivative.exercise_date: 100% of the shares underlying this option vest upon the earlier of (i) the first anniversary of the date of grant or (ii) the date of the 2025 Annual Meeting, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 22:29 UTC |
Rajangam KanyaChief Medical & Devt. Officer
|
GrantStock Option (Right to Buy) · Derivative | 152,000 | $0.00 Strike: $0.46 | $0.00 |
DisclosureSEC source: 0001854270-24-000017 · wk-form4_1706912927.xml · derivative · entry 2 Rajangam Kanya · CIK 0001816676 · Chief Medical & Devt. Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 152,000 Underlying: Common Stock · 152,000 shares Expires 2034-01-31 F2 · derivative.exercise_date: The shares underlying this option vest in 48 substantially equal monthly installments over four years from February 1, 2024, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 22:29 UTC |
Rajangam KanyaChief Medical & Devt. Officer
|
GrantCommon Stock | 101,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001854270-24-000017 · wk-form4_1706912927.xml · nonDerivative · entry 1 Rajangam Kanya · CIK 0001816676 · Chief Medical & Devt. Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,000 F1 · shares: The shares reported in this transaction represent restricted stock units ("RSUs") issued under the Senti Biosciences, Inc. 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. All of the shares underlying the award vest in three substantially equal annual installments over three years from February 1, 2024, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 22:27 UTC |
Lu Timothy KDirector · CEO and President
|
GrantStock Option (Right to Buy) · Derivative | 459,000 | $0.00 Strike: $0.46 | $0.00 |
DisclosureSEC source: 0001854270-24-000015 · wk-form4_1706912814.xml · derivative · entry 4 Lu Timothy K · CIK 0001852301 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 459,000 Underlying: Common Stock · 459,000 shares Expires 2034-01-31 F3 · derivative.exercise_date: The shares underlying this option vest in 48 substantially equal monthly installments over four years from February 1, 2024, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 22:27 UTC |
Lu Timothy KDirector · CEO and President
|
GrantCommon Stock | 306,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001854270-24-000015 · wk-form4_1706912814.xml · nonDerivative · entry 1 Lu Timothy K · CIK 0001852301 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 865,496 F1 · shares: The shares reported in this transaction represent restricted stock units ("RSUs") issued under the Senti Biosciences, Inc. 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. All of the shares underlying the award vest in three substantially equal annual installments over three years from February 1, 2024, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 22:24 UTC |
KNOBELMAN DEBORAHChief Financial Officer · Head of Corporate Development
|
GrantStock Option (Right to Buy) · Derivative | 152,000 | $0.00 Strike: $0.46 | $0.00 |
DisclosureSEC source: 0001854270-24-000013 · wk-form4_1706912660.xml · derivative · entry 2 KNOBELMAN DEBORAH · CIK 0001931509 · Chief Financial Officer · Head of Corporate Development 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 152,000 Underlying: Common Stock · 152,000 shares Expires 2034-01-31 F2 · derivative.exercise_date: The shares underlying this option vest in 48 substantially equal monthly installments over four years from February 1, 2024, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 22:24 UTC |
KNOBELMAN DEBORAHChief Financial Officer · Head of Corporate Development
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GrantCommon Stock | 101,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001854270-24-000013 · wk-form4_1706912660.xml · nonDerivative · entry 1 KNOBELMAN DEBORAH · CIK 0001931509 · Chief Financial Officer · Head of Corporate Development 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,000 F1 · shares: The shares reported in this transaction represent restricted stock units ("RSUs") issued under the Senti Biosciences, Inc. 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. All of the shares underlying the award vest in three substantially equal annual installments over three years from February 1, 2024, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.