Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUNDFMO · Entity 145571 | President and CEO | April 05, 2018 | April 05, 2018 |
| GUGGENHEIM CREDIT INCOME FUNDN/A · Entity 123104 | Senior Vice President | April 01, 2018 | April 06, 2018 |
| GUGGENHEIM CREDIT INCOME FUND 2016 TN/A · Entity 123102 | Senior Vice President | April 01, 2018 | April 06, 2018 |
| GUGGENHEIM CREDIT INCOME FUND 2019N/A · Entity 123105 | Senior Vice President | April 01, 2018 | April 06, 2018 |
| GUGGENHEIM CREDIT INCOME FUND 2021N/A · Entity 149347 | Senior Vice President | April 01, 2018 | April 06, 2018 |
| GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDGOF · Entity 4471 | President and CEO | June 23, 2026 | June 23, 2026 |
| Guggenheim Active Allocation FundGUG · Entity 5458 | President and CEO | November 24, 2021 | November 24, 2021 |
| Guggenheim Credit Allocation FundGGM · Entity 144888 | President and CEO | April 05, 2018 | April 05, 2018 |
| Guggenheim Energy & Income FundXGEIX · Entity 153755 | President and CEO | April 05, 2018 | April 05, 2018 |
| Guggenheim Enhanced Equity Income FundGPM · Entity 143309 | President and CEO | April 05, 2018 | April 05, 2018 |
| Guggenheim Taxable Municipal Bond & Investment Grade Debt TrustGBAB · Entity 5709 | President and CEO | April 05, 2018 | April 05, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUND
Report date April 05, 2018 · Filed April 05, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock - Initial FilingSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2018-04-05 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
GUGGENHEIM CREDIT INCOME FUND
Report date April 01, 2018 · Filed April 06, 2018
This filing explicitly reported no securities owned.
GUGGENHEIM CREDIT INCOME FUND 2016 T
Report date April 01, 2018 · Filed April 06, 2018
This filing explicitly reported no securities owned.
GUGGENHEIM CREDIT INCOME FUND 2019
Report date April 01, 2018 · Filed April 06, 2018
This filing explicitly reported no securities owned.
GUGGENHEIM CREDIT INCOME FUND 2021
Report date April 01, 2018 · Filed April 06, 2018
This filing explicitly reported no securities owned.
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Report date June 23, 2026 · Filed June 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,704.0228 |
Ending reported balance
After 2026-06-23 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-06-23 · Purchase · Acquired 0.0228 · Balance 0.0228 Row 2 · 2026-06-23 · Purchase · Acquired 1 · Balance 1.0228 Row 3 · 2026-06-23 · Purchase · Acquired 4,703 · Balance 4,704.0228 |
Guggenheim Active Allocation Fund
Report date November 24, 2021 · Filed November 24, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock - Initial FilingSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-11-24 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Guggenheim Credit Allocation Fund
Report date April 05, 2018 · Filed April 05, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock - Initial FilingSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2018-04-05 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Guggenheim Energy & Income Fund
Report date April 05, 2018 · Filed April 05, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock - Initial FilingSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2018-04-05 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Guggenheim Enhanced Equity Income Fund
Report date April 05, 2018 · Filed April 05, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock - Initial FilingSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2018-04-05 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
Report date April 05, 2018 · Filed April 05, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock - Initial FilingSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2018-04-05 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 23, 2026 Filed Jun 23, 2026 20:22 UTC | GUGGENHEIM STRATEGIC OPPORTUNITIES FUND GOF · Entity 4471 | PurchaseCommon Stock | 4,703 | $10.63 | $49,989.13 |
DisclosureSEC source: 0001592330-26-000003 · form4-06232026_080643.xml · nonDerivative · entry 3 Binder Brian E. · CIK 0001592330 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,704.0228 Read SEC document |
| June 23, 2026 Filed Jun 23, 2026 20:22 UTC | GUGGENHEIM STRATEGIC OPPORTUNITIES FUND GOF · Entity 4471 | PurchaseCommon Stock | 1 | $10.63 | $10.63 |
DisclosureSEC source: 0001592330-26-000003 · form4-06232026_080643.xml · nonDerivative · entry 2 Binder Brian E. · CIK 0001592330 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1.0228 Read SEC document |
| June 23, 2026 Filed Jun 23, 2026 20:22 UTC | GUGGENHEIM STRATEGIC OPPORTUNITIES FUND GOF · Entity 4471 | PurchaseCommon Stock | 0.0228 | $10.63 | $0.24 |
DisclosureSEC source: 0001592330-26-000003 · form4-06232026_080643.xml · nonDerivative · entry 1 Binder Brian E. · CIK 0001592330 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0.0228 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.