Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HOVNANIAN ENTERPRISES INCHOV · Entity 5200 | Director | June 25, 2026 | June 26, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HOVNANIAN ENTERPRISES INC
Report date June 25, 2026 · Filed June 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 187,415.925 |
Reported balance
After 2026-06-25 transaction · row 1
1 source rowRow 1 · 2026-06-25 · Sale · Disposed 1,032.075 · Balance 187,415.925 F1: Represents the weighted average sales price for price increments ranging from $142.2450 to $142.5700. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy SLAT | 3,784 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,784 |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld by Spouse | 3,846 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,846 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the weighted average sales price for price increments ranging from $142.2450 to $142.5700. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 14, 2021 Filed Jun 15, 2021 22:54 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Tax withholdingClass A Common Stock | 2,007 | $88.69 | $178,000.83 |
DisclosureSEC source: 0001225208-21-009437 · doc4.xml · nonDerivative · entry 2 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,616 Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 22:54 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionClass A Common Stock | 5,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009437 · doc4.xml · nonDerivative · entry 1 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On June 14, 2021, 2,550 Market Share Units vested and converted into 5,100 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), pursuant to the terms of the award granted on June 14, 2019 Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 22:54 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GrantPerformance Share Units (2021) · Derivative | 10,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009437 · doc4.xml · derivative · entry 3 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,600 Underlying: Class A Common Stock · 10,600 shares Expires not disclosed F2 · derivative.exercise_price: Vested Performance Share Units convert into Class A Common Stock on a one-for-one basis F3 · derivative.exercise_date: These Performance Share Units vest based on satisfaction of service vesting conditions through June 11, 2024 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2022 F3 · derivative.expiration_date: These Performance Share Units vest based on satisfaction of service vesting conditions through June 11, 2024 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2022 F4 · derivative.underlying_shares: The number of shares of Class A Common Stock that would be received upon vesting of the Performance Share Units will vary from 50% to 200% of the number shown depending on the achievement of certain performance criteria during the relevant performance period Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 23:06 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionMarket Share Units (Performance) · Derivative | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009322 · doc4.xml · derivative · entry 10 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 600 shares Expires 2021-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Converts to Class A Common Stock on a one-for-one basis F4 · kind: On June 10, 2021, 600 Market Share Units vested and converted into 1,050 shares of Class A Common Stock pursuant to the terms of the award granted on June 10, 2016 that was subject to additional performance criteria that was determined to have been satisfied on December 14, 2018 F6 · shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock that occurred on March 29, 2019 F13 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2019, June 10, 2019, June 10, 2020 and June 10, 2021 F14 · derivative.underlying_shares: On June 10, 2021, 600 Market Share Units vested and converted into 1,050 shares of Class A Common Stock pursuant to the terms of the award granted on June 10, 2016 that was subject to additional performance criteria that was determined to have been satisfied on December 14, 2018. Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock that occurred on March 29, 2019. F9 · balance_after: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 175% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period. This amount also reflects the forfeiture of the Market Share Units, without any vesting, that occurred in previous years pursuant to the terms of the award. Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 23:06 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionMarket Share Units · Derivative | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009322 · doc4.xml · derivative · entry 9 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 600 shares Expires 2021-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Converts to Class A Common Stock on a one-for-one basis F3 · kind: On June 10, 2021, 600 Market Share Units vested and converted into 1,050 shares of Class A Common Stock pursuant to the terms of the award granted on June 10, 2016 F6 · shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock that occurred on March 29, 2019 F11 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 10, 2018 F12 · derivative.underlying_shares: On June 10, 2021, 600 Market Share Units vested and converted into 1,050 shares of Class A Common Stock pursuant to the terms of the award granted on June 10, 2016. Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock that occurred on March 29, 2019. F9 · balance_after: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 175% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period. This amount also reflects the forfeiture of the Market Share Units, without any vesting, that occurred in previous years pursuant to the terms of the award. Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 23:06 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Tax withholdingClass A Common Stock | 828 | $93.50 | $77,418.00 |
DisclosureSEC source: 0001225208-21-009322 · doc4.xml · nonDerivative · entry 6 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,523 Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 23:06 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionClass A Common Stock | 1,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009322 · doc4.xml · nonDerivative · entry 5 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: On June 10, 2021, 600 Market Share Units vested and converted into 1,050 shares of Class A Common Stock pursuant to the terms of the award granted on June 10, 2016 that was subject to additional performance criteria that was determined to have been satisfied on December 14, 2018 Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 23:06 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionClass A Common Stock | 1,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009322 · doc4.xml · nonDerivative · entry 4 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: On June 10, 2021, 600 Market Share Units vested and converted into 1,050 shares of Class A Common Stock pursuant to the terms of the award granted on June 10, 2016 Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 23:06 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionMarket Share Units (Performance) · Derivative | 425 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009322 · doc4.xml · derivative · entry 8 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425 Underlying: Class A Common Stock · 425 shares Expires 2022-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Converts to Class A Common Stock on a one-for-one basis F2 · kind: On June 9, 2021, 425 Market Share Units vested and converted into 744 shares of Class A Common Stock pursuant to the terms of the award granted on June 9, 2017 that was subject to additional performance criteria that was determined to have been satisfied on December 16, 2019 F10 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2020, June 9, 2020, June 9, 2021 and June 9, 2022 F2 · derivative.underlying_shares: On June 9, 2021, 425 Market Share Units vested and converted into 744 shares of Class A Common Stock pursuant to the terms of the award granted on June 9, 2017 that was subject to additional performance criteria that was determined to have been satisfied on December 16, 2019 F9 · balance_after: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 175% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period. This amount also reflects the forfeiture of the Market Share Units, without any vesting, that occurred in previous years pursuant to the terms of the award. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 23:06 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionMarket Share Units · Derivative | 850 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009322 · doc4.xml · derivative · entry 7 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 850 Underlying: Class A Common Stock · 850 shares Expires 2022-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Converts to Class A Common Stock on a one-for-one basis F1 · kind: On June 9, 2021, 850 Market Share Units vested and converted into 1,488 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), pursuant to the terms of the award granted on June 9, 2017 F6 · shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock that occurred on March 29, 2019 F7 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 9, 2019 F8 · derivative.underlying_shares: On June 9, 2021, 850 Market Share Units vested and converted into 1,488 shares of Class A Common Stock pursuant to the terms of the award granted on June 9, 2017. Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock that occurred on March 29, 2019. F9 · balance_after: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 175% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period. This amount also reflects the forfeiture of the Market Share Units, without any vesting, that occurred in previous years pursuant to the terms of the award. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 23:06 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Tax withholdingClass A Common Stock | 879 | $97.37 | $85,588.23 |
DisclosureSEC source: 0001225208-21-009322 · doc4.xml · nonDerivative · entry 3 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,251 Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 23:06 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionClass A Common Stock | 744 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009322 · doc4.xml · nonDerivative · entry 2 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,130 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On June 9, 2021, 425 Market Share Units vested and converted into 744 shares of Class A Common Stock pursuant to the terms of the award granted on June 9, 2017 that was subject to additional performance criteria that was determined to have been satisfied on December 16, 2019 Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 23:06 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionClass A Common Stock | 1,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009322 · doc4.xml · nonDerivative · entry 1 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,386 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On June 9, 2021, 850 Market Share Units vested and converted into 1,488 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), pursuant to the terms of the award granted on June 9, 2017 Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 22:25 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionMarket Share Units (Performance) · Derivative | 850 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009245 · doc4.xml · derivative · entry 5 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,700 Underlying: Class A Common Stock · 850 shares Expires 2023-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Converts to Class A Common Stock on a one-for-one basis F2 · kind: On June 8, 2021, 850 Market Share Units vested and converted into 1,700 shares of Class A Common Stock pursuant to the terms of the award granted on June 8, 2018 that was subject to additional performance criteria that was determined to have been satisfied on December 15, 2020 F8 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2021, June 8, 2021, June 8, 2022 and June 8, 2023 F2 · derivative.underlying_shares: On June 8, 2021, 850 Market Share Units vested and converted into 1,700 shares of Class A Common Stock pursuant to the terms of the award granted on June 8, 2018 that was subject to additional performance criteria that was determined to have been satisfied on December 15, 2020 F9 · balance_after: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 22:25 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionMarket Share Units · Derivative | 850 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009245 · doc4.xml · derivative · entry 4 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,700 Underlying: Class A Common Stock · 850 shares Expires 2023-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Converts to Class A Common Stock on a one-for-one basis F1 · kind: On June 8, 2021, 850 Market Share Units vested and converted into 1,700 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), pursuant to the terms of the award granted on June 8, 2018 F4 · shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock that occurred on March 29, 2019 F5 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 8, 2020 F6 · derivative.underlying_shares: On June 8, 2021, 850 Market Share Units vested and converted into 1,700 shares of Class A Common Stock pursuant to the terms of the award granted on June 8, 2018. Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock that occurred on March 29, 2019. F7 · balance_after: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period. This amount also reflects the forfeiture of Market Share Units, without any vesting, that occurred in previous years pursuant to the terms of the award. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 22:25 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Tax withholdingClass A Common Stock | 1,339 | $108.03 | $144,652.17 |
DisclosureSEC source: 0001225208-21-009245 · doc4.xml · nonDerivative · entry 3 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,898 Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 22:25 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionClass A Common Stock | 1,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009245 · doc4.xml · nonDerivative · entry 2 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,237 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On June 8, 2021, 850 Market Share Units vested and converted into 1,700 shares of Class A Common Stock pursuant to the terms of the award granted on June 8, 2018 that was subject to additional performance criteria that was determined to have been satisfied on December 15, 2020 Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 22:25 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionClass A Common Stock | 1,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009245 · doc4.xml · nonDerivative · entry 1 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,537 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On June 8, 2021, 850 Market Share Units vested and converted into 1,700 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), pursuant to the terms of the award granted on June 8, 2018 Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 22:34 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,700 | $0.00 Strike: $48.25 | $0.00 |
DisclosureSEC source: 0001225208-21-005127 · doc4.xml · derivative · entry 3 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,700 shares Expires 2021-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), that occurred on March 29, 2019. F3 · price: N/A F2 · derivative.exercise_date: The option is fully vested F1 · derivative.underlying_shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), that occurred on March 29, 2019. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 22:34 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Tax withholdingClass A Common Stock | 1,627 | $101.73 | $165,514.71 |
DisclosureSEC source: 0001225208-21-005127 · doc4.xml · nonDerivative · entry 2 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,837 Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 22:34 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionClass A Common Stock | 2,700 | $48.25 | $130,275.00 |
DisclosureSEC source: 0001225208-21-005127 · doc4.xml · nonDerivative · entry 1 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,464 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), that occurred on March 29, 2019. Read SEC document |
| January 08, 2021 Filed Jan 11, 2021 21:47 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Tax withholdingClass A Common Stock | 281 | $31.81 | $8,938.61 |
DisclosureSEC source: 0001225208-21-000717 · doc4.xml · nonDerivative · entry 1 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,764 Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 21:40 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Tax withholdingClass A Common Stock | 2,571 | $31.85 | $81,886.35 |
DisclosureSEC source: 0001225208-21-000276 · doc4.xml · nonDerivative · entry 4 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,045 Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 21:40 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionPhantom Stock Units Payout 2021 · Derivative | 5,986 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000276 · doc4.xml · derivative · entry 7 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,986 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Converts to Class A Common Stock on a one-for-one basis F5 · shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock that occurred on March 29, 2019 F6 · derivative.exercise_date: Payout to be made on January 1, 2021, or upon the occurrence of certain other events set forth under the terms of the Deferred Compensation Plan F6 · derivative.expiration_date: Payout to be made on January 1, 2021, or upon the occurrence of certain other events set forth under the terms of the Deferred Compensation Plan F5 · derivative.underlying_shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock that occurred on March 29, 2019 Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 21:40 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionMarket Share Units (Performance) · Derivative | 425 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000276 · doc4.xml · derivative · entry 6 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,550 Underlying: Class A Common Stock · 425 shares Expires 2023-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Converts to Class A Common Stock on a one-for-one basis F1 · kind: On January 1, 2021, 425 Market Share Units vested and converted into 330 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), pursuant to the terms of the award granted on June 8, 2018 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2020 F3 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2021, June 8, 2021, June 8, 2022 and June 8, 2023 F4 · balance_after: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 21:40 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionMarket Share Units (Performance) · Derivative | 425 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000276 · doc4.xml · derivative · entry 5 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,975 Underlying: Class A Common Stock · 425 shares Expires 2023-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Converts to Class A Common Stock on a one-for-one basis F1 · kind: On January 1, 2021, 425 Market Share Units vested and converted into 330 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), pursuant to the terms of the award granted on June 8, 2018 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2020 F3 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2021, June 8, 2021, June 8, 2022 and June 8, 2023 F4 · balance_after: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 21:40 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionClass A Common Stock | 330 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000276 · doc4.xml · nonDerivative · entry 3 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,616 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On January 1, 2021, 425 Market Share Units vested and converted into 330 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), pursuant to the terms of the award granted on June 8, 2018 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2020 Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 21:40 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionClass A Common Stock | 330 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000276 · doc4.xml · nonDerivative · entry 2 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On January 1, 2021, 425 Market Share Units vested and converted into 330 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), pursuant to the terms of the award granted on June 8, 2018 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2020 Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 21:40 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionClass A Common Stock | 5,986 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000276 · doc4.xml · nonDerivative · entry 1 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:53 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GrantMarket Share Units (Performance) · Derivative | 1,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014814 · doc4.xml · derivative · entry 3 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,400 Underlying: Class A Common Stock · 1,700 shares Expires 2023-06-08 F3 · derivative.exercise_price: Converts to Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), on a one-for-one basis F4 · date: The date of the transaction represents the date on which the financial performance criteria of previously granted Market Share Units were determined to have been satisfied F5 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2021, June 8, 2021, June 8, 2022 and June 8, 2023 F6 · derivative.underlying_shares: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:53 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GrantMarket Share Units (Performance) · Derivative | 1,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014814 · doc4.xml · derivative · entry 2 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,700 Underlying: Class A Common Stock · 1,700 shares Expires 2023-06-08 F3 · derivative.exercise_price: Converts to Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), on a one-for-one basis F4 · date: The date of the transaction represents the date on which the financial performance criteria of previously granted Market Share Units were determined to have been satisfied F5 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2021, June 8, 2021, June 8, 2022 and June 8, 2023 F6 · derivative.underlying_shares: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:53 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GrantClass A Common Stock | 11,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014814 · doc4.xml · nonDerivative · entry 1 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,970 F1 · date: The date of the transaction represents the date on which the financial performance criteria of a previously granted long-term incentive plan ("LTIP") award were determined to have been satisfied F2 · shares: Represents the number of shares determined to have been earned for the share portion of the LTIP. The share portion of the LTIP award vests as follows: (a) 3,933 shares vest on October 31, 2021, and (b) 7,113 shares vest on October 31, 2022. Read SEC document |
| January 10, 2020 Filed Jan 11, 2020 00:45 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Tax withholdingClass A Common Stock | 471 | $21.70 | $10,220.70 |
DisclosureSEC source: 0001225208-20-000724 · doc4.xml · nonDerivative · entry 1 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,924 F1 · balance_after: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), that occurred on March 29, 2019. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:15 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GrantMarket Share Units (Performance) · Derivative | 1,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015967 · doc4.xml · derivative · entry 1 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,700 Underlying: Class A Common Stock · 1,700 shares Expires 2022-06-09 F1 · derivative.exercise_price: Converts to Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), on a one-for-one basis F2 · date: The date of the transaction represents the date on which the financial performance criteria of previously granted Market Share Units were determined to have been satisfied F3 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2020, June 9, 2020, June 9, 2021 and June 9, 2022 F4 · derivative.underlying_shares: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 175% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 20:50 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GrantMarket Share Units · Derivative | 10,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-009389 · doc4.xml · derivative · entry 2 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,200 Underlying: Class A Common Stock · 10,200 shares Expires 2024-06-14 F3 · derivative.exercise_price: Converts to Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), on a one-for-one basis F4 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 14, 2021 F5 · derivative.underlying_shares: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 20:50 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GrantEmployee Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $9.81 | $0.00 |
DisclosureSEC source: 0001225208-19-009389 · doc4.xml · derivative · entry 1 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Class A Common Stock · 30,000 shares Expires 2029-06-13 F2 · price: N/A F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on June 14, 2021 Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 22:32 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Tax withholdingClass A Common Stock | 3,964 | $0.76 | $3,012.64 |
DisclosureSEC source: 0001225208-19-000477 · doc4.xml · nonDerivative · entry 3 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,881 Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 22:32 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionMarket Share Units (Performance) · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000477 · doc4.xml · derivative · entry 5 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Class A Common Stock · 7,500 shares Expires 2021-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Converts to Class A Common Stock on a one-for-one basis F1 · kind: On January 1, 2019, 7,500 Market Share Units vested and converted into 4,927 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), pursuant to the terms of the award granted on June 10, 2016 that was subject to additional financial performance criteria that was determined to have been satisfied on December 14, 2018 F3 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2019, June 10, 2019, June 10, 2020 and June 10, 2021 F4 · balance_after: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 175% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 22:32 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionMarket Share Units (Performance) · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000477 · doc4.xml · derivative · entry 4 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,500 Underlying: Class A Common Stock · 7,500 shares Expires 2021-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Converts to Class A Common Stock on a one-for-one basis F1 · kind: On January 1, 2019, 7,500 Market Share Units vested and converted into 4,927 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), pursuant to the terms of the award granted on June 10, 2016 that was subject to additional financial performance criteria that was determined to have been satisfied on December 14, 2018 F3 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2019, June 10, 2019, June 10, 2020 and June 10, 2021 F4 · balance_after: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 175% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 22:32 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionClass A Common Stock | 4,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000477 · doc4.xml · nonDerivative · entry 2 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 513,845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On January 1, 2019, 7,500 Market Share Units vested and converted into 4,927 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), pursuant to the terms of the award granted on June 10, 2016 that was subject to additional financial performance criteria that was determined to have been satisfied on December 14, 2018 Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 22:32 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionClass A Common Stock | 4,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000477 · doc4.xml · nonDerivative · entry 1 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 508,918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On January 1, 2019, 7,500 Market Share Units vested and converted into 4,927 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), pursuant to the terms of the award granted on June 10, 2016 that was subject to additional financial performance criteria that was determined to have been satisfied on December 14, 2018 Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 22:55 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GrantMarket Share Units (Performance) · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016823 · doc4.xml · derivative · entry 3 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Class A Common Stock · 30,000 shares Expires 2021-06-10 F3 · derivative.exercise_price: Converts to Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), on a one-for-one basis F4 · date: The date of the transaction represents the date on which the financial performance criteria of previously granted Market Share Units were determined to have been satisfied F5 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2019, June 10, 2019, June 10, 2020 and June 10, 2021 F6 · derivative.underlying_shares: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 175% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 22:55 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GrantMarket Share Units (Performance) · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016823 · doc4.xml · derivative · entry 2 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Class A Common Stock · 30,000 shares Expires 2021-06-10 F3 · derivative.exercise_price: Converts to Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), on a one-for-one basis F4 · date: The date of the transaction represents the date on which the financial performance criteria of previously granted Market Share Units were determined to have been satisfied F5 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2019, June 10, 2019, June 10, 2020 and June 10, 2021 F6 · derivative.underlying_shares: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 175% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 22:55 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GrantClass A Common Stock | 45,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016823 · doc4.xml · nonDerivative · entry 1 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 503,991 F1 · date: The date of the transaction represents the date on which the financial performance criteria of a previously granted long-term incentive plan ("LTIP") award were determined to have been satisfied F2 · shares: Represents the number of shares determined to have been earned for the share portion of the LTIP. The share portion of the LTIP award vests as follows: (a) 26,885 shares vest on October 31, 2019, and (b) 18,969 shares vest on October 31, 2020. Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 21:07 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionMarket Share Units (Performance) · Derivative | 14,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010690 · doc4.xml · derivative · entry 6 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,222 Underlying: Class A Common Stock · 14,112 shares Expires 2020-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Converts to Class A Common Stock on a one-for-one basis F6 · kind: On June 12, 2018, 14,112 Market Share Units vested and converted into 8,592 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), pursuant to the terms of the award granted on June 12, 2015 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2017 F7 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2018, June 12, 2018, June 12, 2019 and June 12, 2020 F5 · balance_after: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 175% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 21:07 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionMarket Share Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010690 · doc4.xml · derivative · entry 5 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Class A Common Stock · 15,000 shares Expires 2020-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Converts to Class A Common Stock on a one-for-one basis F1 · kind: On June 12, 2018, 15,000 Market Share Units vested and converted into 9,133 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), pursuant to the terms of the award granted on June 12, 2015 F4 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 12, 2017 F5 · balance_after: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 175% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 21:07 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Tax withholdingClass A Common Stock | 4,082 | $2.01 | $8,204.82 |
DisclosureSEC source: 0001225208-18-010690 · doc4.xml · nonDerivative · entry 4 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458,137 Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 21:07 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Tax withholdingClass A Common Stock | 3,832 | $2.01 | $7,702.32 |
DisclosureSEC source: 0001225208-18-010690 · doc4.xml · nonDerivative · entry 3 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,219 Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 21:07 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionClass A Common Stock | 8,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010690 · doc4.xml · nonDerivative · entry 2 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On June 12, 2018, 14,112 Market Share Units vested and converted into 8,592 shares of Class A Common Stock, pursuant to the terms of the award granted on June 12, 2015 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2017 Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 21:07 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionClass A Common Stock | 9,133 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010690 · doc4.xml · nonDerivative · entry 1 SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457,459 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On June 12, 2018, 15,000 Market Share Units vested and converted into 9,133 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), pursuant to the terms of the award granted on June 12, 2015 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.