SORSBY J LARRY

SEC source: 0001225208-23-011232 · doc4.xml · nonDerivative · entry 1

SORSBY J LARRY · CIK 0001211054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,644

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.33 to $157.925 per share, inclusive. The Reporting Persons undertake to provide to Hovnanian Enterprises Inc., any security holder of Hovnanian Enterprises Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001225208-23-011139 · doc4.xml · nonDerivative · entry 1

SORSBY J LARRY · CIK 0001211054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,529

F1 · date: The date of the transaction represents the date on which the financial performance criteria of a previously granted long-term incentive plan ("LTIP") award were determined to have been satisfied.

F2 · shares: The LTIP award vests as follows: (a) 14,930 shares vest on October 31, 2023, (b) 4,978 shares vest on October 31, 2024, and (c) 4,972 shares vest on October 31, 2025, which shares shall be delivered two years after the respective vesting dates

SEC source: 0001225208-23-006891 · doc4.xml · derivative · entry 8

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,550

Underlying: Class A Common Stock · 2,550 shares

Expires 2024-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Converts to Class A Common stock on a one-for-one basis.

F2 · kind: On June 14, 2023, 2,550 Market Share Units vested and converted into 5,100 shares of Class A Common Stock pursuant to the terms of the award granted on June 14, 2019 that was subject to additional performance criteria that was determined to have been satisfied on October 31, 2021

F7 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2022, June 14, 2022, June 14, 2023, and June 14, 2024.

F2 · derivative.underlying_shares: On June 14, 2023, 2,550 Market Share Units vested and converted into 5,100 shares of Class A Common Stock pursuant to the terms of the award granted on June 14, 2019 that was subject to additional performance criteria that was determined to have been satisfied on October 31, 2021

F6 · balance_after: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period.

SEC source: 0001225208-23-006891 · doc4.xml · derivative · entry 7

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,550

Underlying: Class A Common Stock · 2,550 shares

Expires 2024-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Converts to Class A Common stock on a one-for-one basis.

F1 · kind: On June 14, 2023, 2,550 Market Share Units vested and converted into 5,100 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), pursuant to the terms of the award granted on June 14, 2019

F4 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 14, 2021

F5 · derivative.underlying_shares: On June 14, 2023, 2,550 Market Share Units vested and converted into 5,100 shares of Class A Common Stock pursuant to the terms of the award granted on June 14, 2019.

F6 · balance_after: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period.

SEC source: 0001225208-23-006891 · doc4.xml · nonDerivative · entry 3

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,649

SEC source: 0001225208-23-006891 · doc4.xml · nonDerivative · entry 2

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On June 14, 2023, 2,550 Market Share Units vested and converted into 5,100 shares of Class A Common Stock pursuant to the terms of the award granted on June 14, 2019 that was subject to additional performance criteria that was determined to have been satisfied on October 31, 2021

SEC source: 0001225208-23-006891 · doc4.xml · nonDerivative · entry 1

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On June 14, 2023, 2,550 Market Share Units vested and converted into 5,100 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), pursuant to the terms of the award granted on June 14, 2019

SEC source: 0001225208-23-006798 · doc4.xml · derivative · entry 1

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,766

Underlying: Class A Common Stock · 14,766 shares

Expires not disclosed

F1 · derivative.exercise_price: Vested Performance Share Units convert into Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), on a one-for-one basis

F2 · derivative.exercise_date: These Performance Share Units vest based on satisfaction of service vesting conditions through June 9, 2026 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2024 and, to the extent vested, settle in shares of Class A Common Stock on June 9, 2028.

F2 · derivative.expiration_date: These Performance Share Units vest based on satisfaction of service vesting conditions through June 9, 2026 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2024 and, to the extent vested, settle in shares of Class A Common Stock on June 9, 2028.

F3 · derivative.underlying_shares: The number of shares of Class A Common Stock that would be received upon vesting of the Performance Share Units will vary from 50% to 200% of the number shown depending on the achievement of certain performance criteria during the relevant performance period

SEC source: 0001225208-23-006747 · doc4.xml · derivative · entry 8

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 850 shares

Expires 2023-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Converts to Class A Common stock on a one-for-one basis.

F1 · kind: On June 8, 2023, 850 Market Share Units vested and converted into 1,404 shares of Class A Common Stock pursuant to the terms of the award granted on June 8, 2018 that was subject to additional performance criteria that was determined to have been satisfied on December 15, 2020

F7 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2021, June 8, 2021, June 8, 2022 and June 8, 2023.

F1 · derivative.underlying_shares: On June 8, 2023, 850 Market Share Units vested and converted into 1,404 shares of Class A Common Stock pursuant to the terms of the award granted on June 8, 2018 that was subject to additional performance criteria that was determined to have been satisfied on December 15, 2020

SEC source: 0001225208-23-006747 · doc4.xml · derivative · entry 7

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 850 shares

Expires 2023-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Converts to Class A Common stock on a one-for-one basis.

F2 · kind: On June 8, 2023, 850 Market Share Units vested and converted into 1,404 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), pursuant to the terms of the award granted on June 8, 2018

F4 · shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock that occurred on March 29, 2019

F5 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 8, 2020

F6 · derivative.underlying_shares: On June 8, 2023, 850 Market Share Units vested and converted into 1,404 shares of Class A Common Stock pursuant to the terms of the award granted on June 8, 2018. Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock that occurred on March 29, 2019.

SEC source: 0001225208-23-006747 · doc4.xml · nonDerivative · entry 3

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,464

SEC source: 0001225208-23-006747 · doc4.xml · nonDerivative · entry 2

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On June 8, 2023, 850 Market Share Units vested and converted into 1,404 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), pursuant to the terms of the award granted on June 8, 2018

SEC source: 0001225208-23-006747 · doc4.xml · nonDerivative · entry 1

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On June 8, 2023, 850 Market Share Units vested and converted into 1,404 shares of Class A Common Stock pursuant to the terms of the award granted on June 8, 2018 that was subject to additional performance criteria that was determined to have been satisfied on December 15, 2020

SEC source: 0001225208-23-006573 · doc4.xml · derivative · entry 1

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,331

Underlying: Class A Common Stock · 15,147 shares

Expires not disclosed

F1 · derivative.exercise_price: Vested Performance Share Units convert into Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), on a one-for-one basis

F2 · date: The date of the transaction represents the date on which the financial performance criteria of previously granted Performance Share Units were determined to have been satisfied.

F3 · shares: Represents the additional number of shares determined to have been earned under the performance share unit award. 17,184 Performance Share Units were previously reported at the time of grant. Earned portion of the performance share unit award vests based on satisfaction of service vesting conditions through June 10, 2025 and will be delivered in shares of Class A Common Stock on the date that is two years following the vesting date, subject to earlier vesting and delivery upon the occurrence of certain qualified termination events.

F3 · derivative.exercise_date: Represents the additional number of shares determined to have been earned under the performance share unit award. 17,184 Performance Share Units were previously reported at the time of grant. Earned portion of the performance share unit award vests based on satisfaction of service vesting conditions through June 10, 2025 and will be delivered in shares of Class A Common Stock on the date that is two years following the vesting date, subject to earlier vesting and delivery upon the occurrence of certain qualified termination events.

F3 · derivative.expiration_date: Represents the additional number of shares determined to have been earned under the performance share unit award. 17,184 Performance Share Units were previously reported at the time of grant. Earned portion of the performance share unit award vests based on satisfaction of service vesting conditions through June 10, 2025 and will be delivered in shares of Class A Common Stock on the date that is two years following the vesting date, subject to earlier vesting and delivery upon the occurrence of certain qualified termination events.

SEC source: 0001225208-23-000566 · doc4.xml · derivative · entry 7

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,569

Underlying: Class A Common Stock · 14,571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Phantom Shares represent the right to payment in the future solely of an amount of cash based on the future stock price of the Class A Common Stock. Following vesting, each Phantom Share will be paid in an amount of cash equal to the value of a share of Class A Common Stock at the time of payout, as calculated pursuant to the applicable award agreement.

F3 · derivative.exercise_price: Phantom Shares represent the right to payment in the future solely of an amount of cash based on the future stock price of the Class A Common Stock. Following vesting, each Phantom Share will be paid in an amount of cash equal to the value of a share of Class A Common Stock at the time of payout, as calculated pursuant to the applicable award agreement.

F1 · kind: Represents the settlement of Phantom Shares in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable award agreement.

F4 · derivative.exercise_date: The remaining Phantom Shares vest on October 31, 2023 and settle in cash in the following January.

F4 · derivative.expiration_date: The remaining Phantom Shares vest on October 31, 2023 and settle in cash in the following January.

SEC source: 0001225208-23-000566 · doc4.xml · nonDerivative · entry 3

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,763

F1 · kind: Represents the settlement of Phantom Shares in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable award agreement.

SEC source: 0001225208-23-000566 · doc4.xml · nonDerivative · entry 2

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,334

SEC source: 0001225208-23-000566 · doc4.xml · nonDerivative · entry 1

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement of Phantom Shares in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable award agreement.

F1 · price: Represents the settlement of Phantom Shares in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable award agreement.

SEC source: 0001225208-22-008179 · doc4.xml · derivative · entry 7

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,100

Underlying: Class A Common Stock · 2,550 shares

Expires 2024-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Converts to Class A Common stock on a one-for-one basis.

F2 · kind: On June 14, 2022, 2,550 Market Share Units vested and converted into 5,100 shares of Class A Common Stock pursuant to the terms of the award granted on June 14, 2019 that was subject to additional performance criteria that was determined to have been satisfied on October 31, 2021

F7 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2022, June 14, 2022, June 14, 2023, and June 14, 2024.

F2 · derivative.underlying_shares: On June 14, 2022, 2,550 Market Share Units vested and converted into 5,100 shares of Class A Common Stock pursuant to the terms of the award granted on June 14, 2019 that was subject to additional performance criteria that was determined to have been satisfied on October 31, 2021

F4 · balance_after: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period.

SEC source: 0001225208-22-008179 · doc4.xml · derivative · entry 6

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,100

Underlying: Class A Common Stock · 2,550 shares

Expires 2024-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Converts to Class A Common stock on a one-for-one basis.

F1 · kind: On June 14, 2022, 2,550 Market Share Units vested and converted into 5,100 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), pursuant to the terms of the award granted on June 14, 2019

F4 · shares: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period.

F5 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 14, 2021

F6 · derivative.underlying_shares: On June 14, 2022, 2,550 Market Share Units vested and converted into 5,100 shares of Class A Common Stock pursuant to the terms of the award granted on June 14, 2019.

F4 · balance_after: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period.

SEC source: 0001225208-22-008179 · doc4.xml · nonDerivative · entry 3

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,395

SEC source: 0001225208-22-008179 · doc4.xml · nonDerivative · entry 2

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On June 14, 2022, 2,550 Market Share Units vested and converted into 5,100 shares of Class A Common Stock pursuant to the terms of the award granted on June 14, 2019 that was subject to additional performance criteria that was determined to have been satisfied on October 31, 2021

SEC source: 0001225208-22-008179 · doc4.xml · nonDerivative · entry 1

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On June 14, 2022, 2,550 Market Share Units vested and converted into 5,100 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), pursuant to the terms of the award granted on June 14, 2019

SEC source: 0001225208-22-008096 · doc4.xml · derivative · entry 1

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,184

Underlying: Class A Common Stock · 17,184 shares

Expires not disclosed

F1 · derivative.exercise_price: Vested Performance Share Units convert into Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), on a one-for-one basis

F2 · derivative.exercise_date: These Performance Share Units vest based on satisfaction of service vesting conditions through June 10, 2025 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2023 and, to the extent vested, settle in shares of Class B Common Stock on June 10, 2027.

F2 · derivative.expiration_date: These Performance Share Units vest based on satisfaction of service vesting conditions through June 10, 2025 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2023 and, to the extent vested, settle in shares of Class B Common Stock on June 10, 2027.

F3 · derivative.underlying_shares: The number of shares of Class A Common Stock that would be received upon vesting of the Performance Share Units will vary from 50% to 200% of the number shown depending on the achievement of certain performance criteria during the relevant performance period

SEC source: 0001225208-22-007986 · doc4.xml · derivative · entry 12

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 425 shares

Expires 2022-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Converts to Class A Common Stock on a one-for-one basis

F4 · kind: On June 9, 2022, 425 Market Share Units vested and converted into 354 shares of Class A Common Stock pursuant to the terms of the award granted on June 9, 2017 that was subject to additional performance criteria that was determined to have been satisfied on December 16, 2019

F15 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2020, June 9, 2020, June 9, 2021 and June 9, 2022

F4 · derivative.underlying_shares: On June 9, 2022, 425 Market Share Units vested and converted into 354 shares of Class A Common Stock pursuant to the terms of the award granted on June 9, 2017 that was subject to additional performance criteria that was determined to have been satisfied on December 16, 2019

SEC source: 0001225208-22-007986 · doc4.xml · derivative · entry 11

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 850 shares

Expires 2022-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Converts to Class A Common Stock on a one-for-one basis

F3 · kind: On June 9, 2022, 850 Market Share Units vested and converted into 708 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), pursuant to the terms of the award granted on June 9, 2017

F6 · shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock that occurred on March 29, 2019

F13 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 9, 2019

F14 · derivative.underlying_shares: On June 9, 2022, 850 Market Share Units vested and converted into 708 shares of Class A Common Stock pursuant to the terms of the award granted on June 9, 2017. Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock that occurred on March 29, 2019.

SEC source: 0001225208-22-007986 · doc4.xml · nonDerivative · entry 6

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,210

SEC source: 0001225208-22-007986 · doc4.xml · nonDerivative · entry 5

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: On June 9, 2022, 425 Market Share Units vested and converted into 354 shares of Class A Common Stock pursuant to the terms of the award granted on June 9, 2017 that was subject to additional performance criteria that was determined to have been satisfied on December 16, 2019

SEC source: 0001225208-22-007986 · doc4.xml · nonDerivative · entry 4

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: On June 9, 2022, 850 Market Share Units vested and converted into 708 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), pursuant to the terms of the award granted on June 9, 2017

SEC source: 0001225208-22-007986 · doc4.xml · derivative · entry 10

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850

Underlying: Class A Common Stock · 850 shares

Expires 2023-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Converts to Class A Common stock on a one-for-one basis.

F2 · kind: On June 8, 2022, 850 Market Share Units vested and converted into 862 shares of Class A Common Stock pursuant to the terms of the award granted on June 8, 2018 that was subject to additional performance criteria that was determined to have been satisfied on December 15, 2020

F10 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2021, June 8, 2021, June 8, 2022 and June 8, 2023

F2 · derivative.underlying_shares: On June 8, 2022, 850 Market Share Units vested and converted into 862 shares of Class A Common Stock pursuant to the terms of the award granted on June 8, 2018 that was subject to additional performance criteria that was determined to have been satisfied on December 15, 2020

F11 · balance_after: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period.

SEC source: 0001225208-22-007986 · doc4.xml · derivative · entry 9

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850

Underlying: Class A Common Stock · 850 shares

Expires 2023-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Converts to Class A Common stock on a one-for-one basis.

F1 · kind: On June 8, 2022, 850 Market Share Units vested and converted into 862 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), pursuant to the terms of the award granted on June 8, 2018

F6 · shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock that occurred on March 29, 2019

F7 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 8, 2020

F8 · derivative.underlying_shares: On June 8, 2022, 850 Market Share Units vested and converted into 862 shares of Class A Common Stock pursuant to the terms of the award granted on June 8, 2018. Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock that occurred on March 29, 2019.

F9 · balance_after: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period. This amount also reflects the forfeiture of Market Share Units, without any vesting, that occurred in previous years pursuant to the terms of the award.

SEC source: 0001225208-22-007986 · doc4.xml · nonDerivative · entry 3

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,567

SEC source: 0001225208-22-007986 · doc4.xml · nonDerivative · entry 2

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,247

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On June 8, 2022, 850 Market Share Units vested and converted into 862 shares of Class A Common Stock pursuant to the terms of the award granted on June 8, 2018 that was subject to additional performance criteria that was determined to have been satisfied on December 15, 2020

SEC source: 0001225208-22-007986 · doc4.xml · nonDerivative · entry 1

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On June 8, 2022, 850 Market Share Units vested and converted into 862 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), pursuant to the terms of the award granted on June 8, 2018

SEC source: 0001225208-22-007615 · doc4.xml · derivative · entry 1

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,200

Underlying: Class A Common Stock · 10,600 shares

Expires not disclosed

F1 · derivative.exercise_price: Vested Performance Share Units convert into Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), on a one-for-one basis

F2 · date: The date of the transaction represents the date on which the financial performance criteria of previously granted Performance Share Units were determined to have been satisfied.

F3 · shares: Represents the additional number of shares determined to have been earned under the performance share unit award. 10,600 Performance Share Units were previously reported at the time of grant. Earned portion of the performance share unit award vests based on satisfaction of service vesting conditions through June 11, 2024 and will be delivered in shares of Class A Common Stock on the date that is two years following the vesting date, subject to earlier vesting and delivery upon the occurrence of certain qualified termination events.

F3 · derivative.exercise_date: Represents the additional number of shares determined to have been earned under the performance share unit award. 10,600 Performance Share Units were previously reported at the time of grant. Earned portion of the performance share unit award vests based on satisfaction of service vesting conditions through June 11, 2024 and will be delivered in shares of Class A Common Stock on the date that is two years following the vesting date, subject to earlier vesting and delivery upon the occurrence of certain qualified termination events.

F3 · derivative.expiration_date: Represents the additional number of shares determined to have been earned under the performance share unit award. 10,600 Performance Share Units were previously reported at the time of grant. Earned portion of the performance share unit award vests based on satisfaction of service vesting conditions through June 11, 2024 and will be delivered in shares of Class A Common Stock on the date that is two years following the vesting date, subject to earlier vesting and delivery upon the occurrence of certain qualified termination events.

SEC source: 0001225208-22-000670 · doc4.xml · derivative · entry 6

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,140

Underlying: Class A Common Stock · 33,015 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Phantom Shares represent the right to payment in the future solely of an amount of cash based on the future stock price of the Class A Common Stock. Following vesting, each Phantom Share will be paid in an amount of cash equal to the value of a share of Class A Common Stock at the time of payout, as calculated pursuant to the applicable award agreement.

F2 · derivative.exercise_price: Phantom Shares represent the right to payment in the future solely of an amount of cash based on the future stock price of the Class A Common Stock. Following vesting, each Phantom Share will be paid in an amount of cash equal to the value of a share of Class A Common Stock at the time of payout, as calculated pursuant to the applicable award agreement.

F1 · kind: Represents the settlement of Phantom Shares in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable aware agreement.

F3 · derivative.exercise_date: The remaining Phantom Shares vest as follows: (a) 14,571 shares vest on October 31, 2022 and (b) 14,569 shares vest on October 31, 2023 and settle in cash in the January following vesting.

F3 · derivative.expiration_date: The remaining Phantom Shares vest as follows: (a) 14,571 shares vest on October 31, 2022 and (b) 14,569 shares vest on October 31, 2023 and settle in cash in the January following vesting.

SEC source: 0001225208-22-000670 · doc4.xml · nonDerivative · entry 3

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,523

F1 · kind: Represents the settlement of Phantom Shares in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable aware agreement.

SEC source: 0001225208-22-000670 · doc4.xml · nonDerivative · entry 2

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,538

SEC source: 0001225208-22-000670 · doc4.xml · nonDerivative · entry 1

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement of Phantom Shares in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable aware agreement.

F1 · price: Represents the settlement of Phantom Shares in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable aware agreement.

SEC source: 0001225208-22-000461 · doc4.xml · derivative · entry 8

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,650

Underlying: Class A Common Stock · 1,275 shares

Expires 2024-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Convers to Class A Common stock on a one-for-one basis.

F2 · kind: On January 3, 2022, 1,275 Market Share Units converted into 2,550 shares of Class A Common Stock, pursuant to the terms of the award granted on June 14, 2019 that was subject to additional financial performance criteria that was determined to have been satisfied on December 13, 2021.

F4 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2022, June 14, 2022, June 14, 2023, and June 14, 2024.

F5 · balance_after: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period.

SEC source: 0001225208-22-000461 · doc4.xml · derivative · entry 7

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,925

Underlying: Class A Common Stock · 1,275 shares

Expires 2024-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Convers to Class A Common stock on a one-for-one basis.

F2 · kind: On January 3, 2022, 1,275 Market Share Units converted into 2,550 shares of Class A Common Stock, pursuant to the terms of the award granted on June 14, 2019 that was subject to additional financial performance criteria that was determined to have been satisfied on December 13, 2021.

F4 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2022, June 14, 2022, June 14, 2023, and June 14, 2024.

F5 · balance_after: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period.

SEC source: 0001225208-22-000461 · doc4.xml · nonDerivative · entry 4

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,433

SEC source: 0001225208-22-000461 · doc4.xml · nonDerivative · entry 3

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On January 3, 2022, 1,275 Market Share Units converted into 2,550 shares of Class A Common Stock, pursuant to the terms of the award granted on June 14, 2019 that was subject to additional financial performance criteria that was determined to have been satisfied on December 13, 2021.

SEC source: 0001225208-22-000461 · doc4.xml · nonDerivative · entry 2

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On January 3, 2022, 1,275 Market Share Units converted into 2,550 shares of Class A Common Stock, pursuant to the terms of the award granted on June 14, 2019 that was subject to additional financial performance criteria that was determined to have been satisfied on December 13, 2021.

SEC source: 0001225208-21-015006 · doc4.xml · derivative · entry 3

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,155

Underlying: Class A Common Stock · 62,155 shares

Expires not disclosed

F5 · security: Phantom Shares represent the right to payment in the future solely of an amount of cash based on the future stock price of the Class A Common Stock. The date of the transaction represents the date on which the financial performance criteria of a previously granted long-term incentive plan ("LTIP") award were determined to have been satisfied, which LTIP award is payable partly in these phantom shares.

F6 · derivative.exercise_price: Following vesting, each phantom share will be paid in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable award agreement.

F5 · date: Phantom Shares represent the right to payment in the future solely of an amount of cash based on the future stock price of the Class A Common Stock. The date of the transaction represents the date on which the financial performance criteria of a previously granted long-term incentive plan ("LTIP") award were determined to have been satisfied, which LTIP award is payable partly in these phantom shares.

F7 · shares: Represents the number of shares determined to have been earned for the share portion of the LTIP.

F8 · derivative.exercise_date: The share portion of the LTIP award vests as follows: (a) 33,015 shares are vested, (b) 14,571 shares vest on October 31, 2022, and (c) 14,569 shares vest on October 31, 2023 and settle in cash in the January following vesting.

F8 · derivative.expiration_date: The share portion of the LTIP award vests as follows: (a) 33,015 shares are vested, (b) 14,571 shares vest on October 31, 2022, and (c) 14,569 shares vest on October 31, 2023 and settle in cash in the January following vesting.

SEC source: 0001225208-21-015006 · doc4.xml · derivative · entry 2

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,200

Underlying: Class A Common Stock · 5,100 shares

Expires 2024-06-14

F1 · derivative.exercise_price: Converts to Class A Common Stock on a one-for-one basis.

F2 · date: The date of the transaction represents the date on which the financial performance criteria of previously granted Market Share Units were determined to have been satisfied.

F3 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2022, June 14, 2021, June 14, 2023 and June 14, 2024.

F4 · derivative.underlying_shares: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period.

SEC source: 0001225208-21-015006 · doc4.xml · derivative · entry 1

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,100

Underlying: Class A Common Stock · 5,100 shares

Expires 2024-06-14

F1 · derivative.exercise_price: Converts to Class A Common Stock on a one-for-one basis.

F2 · date: The date of the transaction represents the date on which the financial performance criteria of previously granted Market Share Units were determined to have been satisfied.

F3 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2022, June 14, 2021, June 14, 2023 and June 14, 2024.

F4 · derivative.underlying_shares: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period.

SEC source: 0001225208-22-000461 · doc4.xml · nonDerivative · entry 1

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,810

F1 · kind: In connection with the long-term estate planning of the reporting person, 15,903 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), were transferred to the reporting person's spouse and the reporting person and his spouse each contributed 15,903 shares of Class A Common Stock into separate grantor retained annuity trusts, of which the reporting person and his spouse are each the respective sole trustee and sole annuitant.

F1 · balance_after: In connection with the long-term estate planning of the reporting person, 15,903 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), were transferred to the reporting person's spouse and the reporting person and his spouse each contributed 15,903 shares of Class A Common Stock into separate grantor retained annuity trusts, of which the reporting person and his spouse are each the respective sole trustee and sole annuitant.

SEC source: 0001225208-21-011931 · doc4.xml · nonDerivative · entry 1

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,616

F1 · date: The date of the transaction represents the date on which the financial performance criteria of a previously granted performance share unit award were determined to have been satisfied.

F2 · shares: Represents the number of shares determined to have been earned under the performance share unit award. The earned portion of the performance share unit award vests 25% on each of June 12, 2022, 2023, 2024 and 2025 and will be delivered in shares of Class A Common Stock on the date that is two years following each respective vesting date, subject to earlier vesting and delivery upon the occurrence of certain qualified termination events.

SEC source: 0001225208-21-009437 · doc4.xml · derivative · entry 4

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,650

Underlying: Class A Common Stock · 2,550 shares

Expires 2024-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Converts to Class A Common Stock on a one-for-one basis

F1 · kind: On June 14, 2021, 2,550 Market Share Units vested and converted into 5,100 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), pursuant to the terms of the award granted on June 14, 2019

F6 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 14, 2021

F1 · derivative.underlying_shares: On June 14, 2021, 2,550 Market Share Units vested and converted into 5,100 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), pursuant to the terms of the award granted on June 14, 2019

F7 · balance_after: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period