Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TRICO BANCSHARES /TCBK · Entity 4626 | Director · CEO & President | June 25, 2026 | June 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TRICO BANCSHARES /
Report date June 25, 2026 · Filed June 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 287,747 |
Ending reported balance
After 2026-06-25 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-06-25 · Exercise / conversion · Acquired 14,513 · Balance 296,258 F1: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant on 6/12/2023). PSUs vested at 109.36% on certification date June 25,2026. Row 2 · 2026-06-25 · Tax withholding · Disposed 8,511 · Balance 287,747 F2: Reflects shares withheld to pay toward tax liability. |
| Performance Stock UnitSEC Table II · derivative / convertible security | Direct | 33,848 |
Reported balance
After 2026-06-25 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-06-25 · Exercise / conversion · Disposed 13,271 · Balance 33,848 F1: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant on 6/12/2023). PSUs vested at 109.36% on certification date June 25,2026. |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 277.066 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 277.066 |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 42,972.15 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 42,972.15 |
| Common StockSEC Table I · non-derivative | IndirectESOP Trustee | 1,113,794 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,113,794 |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant on 6/12/2023). PSUs vested at 109.36% on certification date June 25,2026.
F2: Reflects shares withheld to pay toward tax liability.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 19, 2020 Filed May 21, 2020 21:45 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 1,436 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-20-000021 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on a closing price of $25.20 on May 19, 2020 Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 22:59 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | GrantPerformance Stock Units · Derivative | 7,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000055 · primary_doc.xml · derivative · entry 7 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,392 Underlying: Common Stock · 7,273 shares Expires not disclosed F5 · derivative.exercise_price: Performance-based restricted stock unit (PSU) grant that cliff vests after three years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement. F5 · derivative.exercise_date: Performance-based restricted stock unit (PSU) grant that cliff vests after three years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement. F5 · derivative.expiration_date: Performance-based restricted stock unit (PSU) grant that cliff vests after three years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 22:59 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | GrantRestricted Stock Units · Derivative | 7,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000055 · primary_doc.xml · derivative · entry 6 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,851 Underlying: Common Stock · 7,273 shares Expires not disclosed F4 · derivative.exercise_price: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 25, 2020. Per unit value on date of grant was $38.67 (based on the 30-day average closing price of Issuers common stock). Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. F4 · derivative.exercise_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 25, 2020. Per unit value on date of grant was $38.67 (based on the 30-day average closing price of Issuers common stock). Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. F4 · derivative.expiration_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 25, 2020. Per unit value on date of grant was $38.67 (based on the 30-day average closing price of Issuers common stock). Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 22:59 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionPerformance Stock Units · Derivative | 7,944 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000055 · primary_doc.xml · derivative · entry 5 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,119 Underlying: Common Stock · 7,944 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vesting of performance based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 5,296 PSUs which was reported in the original Form 4 for this grant) F1 · derivative.exercise_date: Vesting of performance based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 5,296 PSUs which was reported in the original Form 4 for this grant) F1 · derivative.expiration_date: Vesting of performance based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 5,296 PSUs which was reported in the original Form 4 for this grant) Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 22:59 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000055 · primary_doc.xml · nonDerivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 227.42 F6 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 22:59 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000055 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 34,291.72 F3 · deemedExecutionDate: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2018. F3 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2018. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 22:59 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 4,182 | $37.41 | $156,448.62 |
DisclosureSEC source: 0001620863-19-000055 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,773 F2 · kind: Reflects shares withheld to pay taxes Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 22:59 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 7,944 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-19-000055 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,955 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Vesting of performance based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 5,296 PSUs which was reported in the original Form 4 for this grant) Read SEC document |
| June 19, 2019 Filed Jun 21, 2019 16:23 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted Stock Unit · Derivative | 1,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000037 · primary_doc.xml · derivative · entry 5 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,578 Underlying: Common Stock · 1,006 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on closing price of $38.67 on June 19, 2019. F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on closing price of $38.67 on June 19, 2019. F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on closing price of $38.67 on June 19, 2019. Read SEC document |
| June 19, 2019 Filed Jun 21, 2019 16:23 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000037 · primary_doc.xml · nonDerivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 227.42 F4 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned Read SEC document |
| June 19, 2019 Filed Jun 21, 2019 16:23 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000037 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 34,291.72 F3 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2018 Read SEC document |
| June 19, 2019 Filed Jun 21, 2019 16:23 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 445 | $38.67 | $17,208.15 |
DisclosureSEC source: 0001620863-19-000037 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,011 F2 · shares: Reflects shares withheld to pay taxes. Read SEC document |
| June 19, 2019 Filed Jun 21, 2019 16:23 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 1,006 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-19-000037 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,456 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on closing price of $38.67 on June 19, 2019. Read SEC document |
| May 23, 2019 Filed May 28, 2019 17:15 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted Stock Unit · Derivative | 1,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000031 · primary_doc.xml · derivative · entry 5 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,584 Underlying: Common Stock · 1,078 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019. F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019. F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019. Read SEC document |
| May 23, 2019 Filed May 28, 2019 17:15 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000031 · primary_doc.xml · nonDerivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 227.42 F4 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned Read SEC document |
| May 23, 2019 Filed May 28, 2019 17:15 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000031 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 34,291.72 F3 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2018. Read SEC document |
| May 23, 2019 Filed May 28, 2019 17:15 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 567 | $38.22 | $21,670.74 |
DisclosureSEC source: 0001620863-19-000031 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,450 F2 · shares: Reflects shares withheld to pay taxes Read SEC document |
| May 23, 2019 Filed May 28, 2019 17:15 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 1,078 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-19-000031 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,017 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019. Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:58 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted Stock Unit · Derivative | 1,402 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000015 · primary_doc.xml · derivative · entry 5 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,662 Underlying: Common Stock · 1,402 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on closing price of $39.49 on May 20, 2019. F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on closing price of $39.49 on May 20, 2019. F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on closing price of $39.49 on May 20, 2019. Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:58 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000015 · primary_doc.xml · nonDerivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 227.42 F3 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:58 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000015 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 34,291.72 F3 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:58 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 738 | $39.49 | $29,143.62 |
DisclosureSEC source: 0001620863-19-000015 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,939 F2 · shares: Reflects shares withheld to pay taxes Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:58 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 1,402 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-19-000015 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on closing price of $39.49 on May 20, 2019. Read SEC document |
| May 07, 2019 Filed May 9, 2019 21:38 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted Stock Unit · Derivative | 1,507 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000010 · primary_doc.xml · derivative · entry 5 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,064 Underlying: Common Stock · 1,507 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2019. Closing price of $40.63 on May 7, 2019. Shares withheld to pay taxes. F1 · derivative.exercise_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2019. Closing price of $40.63 on May 7, 2019. Shares withheld to pay taxes. F1 · derivative.expiration_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2019. Closing price of $40.63 on May 7, 2019. Shares withheld to pay taxes. Read SEC document |
| May 07, 2019 Filed May 9, 2019 21:38 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000010 · primary_doc.xml · nonDerivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 227.42 F3 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 07, 2019 Filed May 9, 2019 21:38 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000010 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 34,291.72 F2 · kind: Held in the reporting person's ESOP account as of December 31, 2018. Gives effect to ESOP allocations since last reported. Read SEC document |
| May 07, 2019 Filed May 9, 2019 21:38 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 793 | $40.63 | $32,219.59 |
DisclosureSEC source: 0001620863-19-000010 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,275 Read SEC document |
| May 07, 2019 Filed May 9, 2019 21:38 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 1,507 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-19-000010 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,068 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2019. Closing price of $40.63 on May 7, 2019. Shares withheld to pay taxes. Read SEC document |
| April 30, 2019 Filed May 2, 2019 17:39 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionOption Common Stock · Derivative | 4,000 | $14.54 Strike: $14.54 | $58,160.00 |
DisclosureSEC source: 0001620863-19-000004 · primary_doc.xml · derivative · entry 6 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,000 Underlying: Common Stock · 4,000 shares Expires 2021-12-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2019 Filed May 2, 2019 17:39 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionOption Common Stock · Derivative | 50,000 | $14.54 Strike: $14.54 | $727,000.00 |
DisclosureSEC source: 0001620863-19-000004 · primary_doc.xml · derivative · entry 5 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,000 Underlying: Common Stock · 50,000 shares Expires 2021-12-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2019 Filed May 2, 2019 17:39 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000004 · primary_doc.xml · nonDerivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 32,347.93 F1 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| April 30, 2019 Filed May 2, 2019 17:39 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 38,087 | $39.91 | $1,520,052.17 |
DisclosureSEC source: 0001620863-19-000004 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,561 Read SEC document |
| April 30, 2019 Filed May 2, 2019 17:39 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 4,000 | $14.54 | $58,160.00 |
DisclosureSEC source: 0001620863-19-000004 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,648 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2019 Filed May 2, 2019 17:39 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 50,000 | $14.54 | $727,000.00 |
DisclosureSEC source: 0001620863-19-000004 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,648 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2018 Filed Dec 3, 2018 20:26 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000063 · primary_doc.xml · nonDerivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 225.03 F1 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| December 03, 2018 Filed Dec 3, 2018 20:26 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000063 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 32,347.93 F1 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 20:26 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionOption Common Stock · Derivative | 61,000 | $17.54 Strike: $17.54 | $1,069,940.00 |
DisclosureSEC source: 0001620863-18-000063 · primary_doc.xml · derivative · entry 5 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,000 Underlying: Common Stock · 61,000 shares Expires 2020-05-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 20:26 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 45,616 | $38.45 | $1,753,935.20 |
DisclosureSEC source: 0001620863-18-000063 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,648 Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 20:26 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCOmmon Stock | 61,000 | $17.54 | $1,069,940.00 |
DisclosureSEC source: 0001620863-18-000063 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2018 Filed Aug 14, 2018 18:35 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000058 · primary_doc.xml · nonDerivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 224.04 F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 18:35 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted Stock Unit · Derivative | 1,355 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000058 · primary_doc.xml · derivative · entry 5 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,400 Underlying: Common Stock · 1,355 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Result of vesting of an RSU granted August 11, 2014 that was vested on August 13, 2018. Closing price of $39.17 on August 13, 2018. Shares withheld to pay taxes. F1 · derivative.exercise_date: Result of vesting of an RSU granted August 11, 2014 that was vested on August 13, 2018. Closing price of $39.17 on August 13, 2018. Shares withheld to pay taxes. F1 · derivative.expiration_date: Result of vesting of an RSU granted August 11, 2014 that was vested on August 13, 2018. Closing price of $39.17 on August 13, 2018. Shares withheld to pay taxes. Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 18:35 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000058 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 32,347.93 F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 18:35 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 616 | $39.17 | $24,128.72 |
DisclosureSEC source: 0001620863-18-000058 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,264 Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 18:35 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 1,355 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-18-000058 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,880 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Result of vesting of an RSU granted August 11, 2014 that was vested on August 13, 2018. Closing price of $39.17 on August 13, 2018. Shares withheld to pay taxes. Read SEC document |
| June 19, 2018 Filed Jun 20, 2018 23:56 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | GrantPerformance Stock Units · Derivative | 3,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000049 · primary_doc.xml · derivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,415 Underlying: Common Stock · 3,965 shares Expires not disclosed F3 · derivative.exercise_price: Performance-based restricted stock unit (PSU) grant that cliff vests after three years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index. F3 · derivative.exercise_date: Performance-based restricted stock unit (PSU) grant that cliff vests after three years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index. F3 · derivative.expiration_date: Performance-based restricted stock unit (PSU) grant that cliff vests after three years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index. Read SEC document |
| June 19, 2018 Filed Jun 20, 2018 23:56 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | GrantRestricted Stock Units · Derivative | 3,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000049 · primary_doc.xml · derivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,716 Underlying: Common Stock · 3,965 shares Expires not disclosed F2 · derivative.exercise_price: Restricted Stock Unit (RSU) award that vests 25% per year over a four-year beginning on June, 19 2019. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $38.46 (based on the 30-day average closing price of Issuer's common stock). F2 · derivative.exercise_date: Restricted Stock Unit (RSU) award that vests 25% per year over a four-year beginning on June, 19 2019. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $38.46 (based on the 30-day average closing price of Issuer's common stock). F2 · derivative.expiration_date: Restricted Stock Unit (RSU) award that vests 25% per year over a four-year beginning on June, 19 2019. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $38.46 (based on the 30-day average closing price of Issuer's common stock). Read SEC document |
| June 19, 2018 Filed Jun 20, 2018 23:56 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000049 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 32,347.93 F1 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| June 19, 2018 Filed Jun 20, 2018 23:56 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000049 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,525 F1 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 25, 2018 Filed May 25, 2018 18:57 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000036 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 32,347.93 F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 23, 2018 Filed May 23, 2018 23:02 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000030 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 32,347.93 F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.