Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TRICO BANCSHARES /TCBK · Entity 4626 | Director · CEO & President | June 25, 2026 | June 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TRICO BANCSHARES /
Report date June 25, 2026 · Filed June 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 287,747 |
Ending reported balance
After 2026-06-25 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-06-25 · Exercise / conversion · Acquired 14,513 · Balance 296,258 F1: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant on 6/12/2023). PSUs vested at 109.36% on certification date June 25,2026. Row 2 · 2026-06-25 · Tax withholding · Disposed 8,511 · Balance 287,747 F2: Reflects shares withheld to pay toward tax liability. |
| Performance Stock UnitSEC Table II · derivative / convertible security | Direct | 33,848 |
Reported balance
After 2026-06-25 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-06-25 · Exercise / conversion · Disposed 13,271 · Balance 33,848 F1: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant on 6/12/2023). PSUs vested at 109.36% on certification date June 25,2026. |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 277.066 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 277.066 |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 42,972.15 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 42,972.15 |
| Common StockSEC Table I · non-derivative | IndirectESOP Trustee | 1,113,794 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,113,794 |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant on 6/12/2023). PSUs vested at 109.36% on certification date June 25,2026.
F2: Reflects shares withheld to pay toward tax liability.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 23, 2018 Filed May 25, 2018 18:57 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted Stock Unit · Derivative | 1,057 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000036 · primary_doc.xml · derivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,751 Underlying: Common Stock · 1,057 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Shares withheld to pay taxes. F1 · derivative.exercise_date: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Shares withheld to pay taxes. F1 · derivative.expiration_date: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Shares withheld to pay taxes. Read SEC document |
| May 23, 2018 Filed May 25, 2018 18:57 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 457 | $39.20 | $17,914.40 |
DisclosureSEC source: 0001620863-18-000036 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,525 Read SEC document |
| May 23, 2018 Filed May 25, 2018 18:57 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 1,057 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-18-000036 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Shares withheld to pay taxes. Read SEC document |
| May 22, 2018 Filed May 22, 2018 17:41 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000017 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 32,347.93 F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 22, 2018 Filed May 23, 2018 23:02 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionPerformance Stock Unit · Derivative | 8,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000030 · primary_doc.xml · derivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,450 Underlying: Common Stock · 8,349 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 5,566 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index. F1 · derivative.exercise_date: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 5,566 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index. F1 · derivative.expiration_date: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 5,566 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index. Read SEC document |
| May 22, 2018 Filed May 23, 2018 23:02 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 4,392 | $39.34 | $172,781.28 |
DisclosureSEC source: 0001620863-18-000030 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,925 Read SEC document |
| May 22, 2018 Filed May 23, 2018 23:02 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 8,349 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-18-000030 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,317 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 5,566 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index. Read SEC document |
| May 21, 2018 Filed May 22, 2018 17:41 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted Stock Unit · Derivative | 1,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000017 · primary_doc.xml · derivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,808 Underlying: Common Stock · 1,374 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Result of vesting of an RSU granted May 19, 2016 that was vested on May 21, 2008. F1 · derivative.exercise_date: Result of vesting of an RSU granted May 19, 2016 that was vested on May 21, 2008. F1 · derivative.expiration_date: Result of vesting of an RSU granted May 19, 2016 that was vested on May 21, 2008. Read SEC document |
| May 21, 2018 Filed May 22, 2018 17:41 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 627 | $39.31 | $24,647.37 |
DisclosureSEC source: 0001620863-18-000017 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,968 Read SEC document |
| May 21, 2018 Filed May 22, 2018 17:41 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 1,374 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-18-000017 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,595 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Result of vesting of an RSU granted May 19, 2016 that was vested on May 21, 2008. Read SEC document |
| May 08, 2018 Filed May 8, 2018 20:54 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000010 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 32,347.93 F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 07, 2018 Filed May 8, 2018 20:54 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted Stock Units · Derivative | 1,477 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000010 · primary_doc.xml · derivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,182 Underlying: Common Stock · 1,477 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2018 F1 · derivative.exercise_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2018 F1 · derivative.expiration_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2018 Read SEC document |
| May 07, 2018 Filed May 8, 2018 20:54 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 676 | $37.09 | $25,072.84 |
DisclosureSEC source: 0001620863-18-000010 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,221 Read SEC document |
| May 07, 2018 Filed May 8, 2018 20:54 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 1,477 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-18-000010 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,897 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2018 Read SEC document |
| September 06, 2017 Filed Sep 6, 2017 22:14 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000085 · primary_doc.xml · nonDerivative · entry 6 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 32,197.17 F1 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| September 06, 2017 Filed Sep 6, 2017 22:14 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000085 · primary_doc.xml · nonDerivative · entry 5 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 220.16 F1 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| September 05, 2017 Filed Sep 6, 2017 22:14 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionOption Common Stock · Derivative | 4,000 | $17.54 Strike: $17.54 | $70,160.00 |
DisclosureSEC source: 0001620863-17-000085 · primary_doc.xml · derivative · entry 8 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,000 Underlying: Common Stock · 4,000 shares Expires 2020-05-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 05, 2017 Filed Sep 6, 2017 22:14 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionOption Common Stock · Derivative | 12,000 | $15.40 Strike: $15.40 | $184,800.00 |
DisclosureSEC source: 0001620863-17-000085 · primary_doc.xml · derivative · entry 7 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,000 Underlying: Common Stock · 12,000 shares Expires 2018-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 05, 2017 Filed Sep 6, 2017 22:14 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 3,101 | $34.50 | $106,984.50 |
DisclosureSEC source: 0001620863-17-000085 · primary_doc.xml · nonDerivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,420 Read SEC document |
| September 05, 2017 Filed Sep 6, 2017 22:14 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 4,000 | $17.54 | $70,160.00 |
DisclosureSEC source: 0001620863-17-000085 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,521 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 05, 2017 Filed Sep 6, 2017 22:14 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 8,965 | $34.50 | $309,292.50 |
DisclosureSEC source: 0001620863-17-000085 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,521 Read SEC document |
| September 05, 2017 Filed Sep 6, 2017 22:14 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 12,000 | $15.40 | $184,800.00 |
DisclosureSEC source: 0001620863-17-000085 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,486 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2017 Filed Aug 23, 2017 19:25 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000082 · primary_doc.xml · nonDerivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 32,197.17 F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| August 23, 2017 Filed Aug 23, 2017 19:25 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000082 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 220.16 F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| August 22, 2017 Filed Aug 23, 2017 19:25 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionPerformance Stock Unit · Derivative | 7,515 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000082 · primary_doc.xml · derivative · entry 5 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,016 Underlying: Common Stock · 7,515 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 5,010 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index. F1 · derivative.exercise_date: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 5,010 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index. F1 · derivative.expiration_date: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 5,010 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index. Read SEC document |
| August 22, 2017 Filed Aug 23, 2017 19:25 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 4,134 | $35.66 | $147,418.44 |
DisclosureSEC source: 0001620863-17-000082 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,486 Read SEC document |
| August 22, 2017 Filed Aug 23, 2017 19:25 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 7,515 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-17-000082 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,620 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 5,010 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index. Read SEC document |
| August 14, 2017 Filed Aug 14, 2017 21:45 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000076 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 220.16 F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 21:45 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted Stock Unit · Derivative | 1,330 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000076 · primary_doc.xml · derivative · entry 5 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,493 Underlying: Common Stock · 1,330 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Result of vesting of an RSU granted on August 11th, 2016 that was vested on August 11th, 2017 F1 · derivative.exercise_date: Result of vesting of an RSU granted on August 11th, 2016 that was vested on August 11th, 2017 F1 · derivative.expiration_date: Result of vesting of an RSU granted on August 11th, 2016 that was vested on August 11th, 2017 Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 21:45 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000076 · primary_doc.xml · nonDerivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 32,197.17 F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 21:45 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 637 | $36.34 | $23,148.58 |
DisclosureSEC source: 0001620863-17-000076 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,105 Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 21:45 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 1,330 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-17-000076 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,742 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Result of vesting of an RSU granted on August 11th, 2016 that was vested on August 11th, 2017 Read SEC document |
| June 05, 2017 Filed Jun 5, 2017 21:58 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000062 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 219.11 F1 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| June 05, 2017 Filed Jun 5, 2017 21:58 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000062 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 32,197.17 F1 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| June 05, 2017 Filed Jun 5, 2017 21:58 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000062 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,000 F1 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 23, 2017 Filed Jun 5, 2017 21:58 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | GrantPerformance Stock Unit · Derivative | 4,154 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000062 · primary_doc.xml · derivative · entry 5 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,026 Underlying: Common Stock · 4,154 shares Expires 2020-05-25 F3 · derivative.exercise_price: Represents performance-based restricted stock units (PSUs) that will vest between 0% and 150% of the target number of shares ( the number of shares listed in box 4) based on May 25th, 2020 based on the issuers total stockholder return relative to the KBW Regional Banking Index. The PSUs were issued to the Reporting person pursuant to the issuers 2009 Equity Incentive Plan and Performance Award agreement and are subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and the agreement. F3 · derivative.exercise_date: Represents performance-based restricted stock units (PSUs) that will vest between 0% and 150% of the target number of shares ( the number of shares listed in box 4) based on May 25th, 2020 based on the issuers total stockholder return relative to the KBW Regional Banking Index. The PSUs were issued to the Reporting person pursuant to the issuers 2009 Equity Incentive Plan and Performance Award agreement and are subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and the agreement. Read SEC document |
| May 23, 2017 Filed Jun 5, 2017 21:58 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | GrantRestricted Stock Units · Derivative | 4,154 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000062 · primary_doc.xml · derivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,756 Underlying: Common Stock · 4,154 shares Expires 2021-05-24 F2 · derivative.exercise_price: Represents the grant of Restricted Stock Units. The shares vest as follows: 25% on May 23rd 2018, 25% on May 23rd 2019, 25% on May 25th 2020, and 25% May 24th 2021 F2 · derivative.exercise_date: Represents the grant of Restricted Stock Units. The shares vest as follows: 25% on May 23rd 2018, 25% on May 23rd 2019, 25% on May 25th 2020, and 25% May 24th 2021 Read SEC document |
| May 19, 2017 Filed May 23, 2017 18:58 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted Stock Units · Derivative | 1,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000037 · primary_doc.xml · derivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,602 Underlying: Common Stock · 1,350 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Result of vesting of an RSU granted May 19th, 2016 that was vested on May 19th, 2017. F1 · derivative.exercise_date: Result of vesting of an RSU granted May 19th, 2016 that was vested on May 19th, 2017. F1 · derivative.expiration_date: Result of vesting of an RSU granted May 19th, 2016 that was vested on May 19th, 2017. Read SEC document |
| May 19, 2017 Filed May 23, 2017 18:58 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000037 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 32,197.17 F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 19, 2017 Filed May 23, 2017 18:58 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 643 | $34.84 | $22,402.12 |
DisclosureSEC source: 0001620863-17-000037 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,665 Read SEC document |
| May 19, 2017 Filed May 23, 2017 18:58 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 1,350 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-17-000037 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,308 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Result of vesting of an RSU granted May 19th, 2016 that was vested on May 19th, 2017. Read SEC document |
| May 07, 2017 Filed May 12, 2017 17:46 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted Stock Units · Derivative | 1,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000019 · primary_doc.xml · derivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,952 Underlying: Common Stock · 1,450 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2017 F1 · derivative.exercise_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2017 F1 · derivative.expiration_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2017 Read SEC document |
| May 07, 2017 Filed May 12, 2017 17:46 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000019 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 32,197.17 F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 07, 2017 Filed May 12, 2017 17:46 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 703 | $35.89 | $25,230.67 |
DisclosureSEC source: 0001620863-17-000019 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,705 Read SEC document |
| May 07, 2017 Filed May 12, 2017 17:46 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 1,450 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-17-000019 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,408 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2017 Read SEC document |
| November 29, 2016 Filed Nov 29, 2016 18:50 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-16-000148 · primary_doc.xml · nonDerivative · entry 6 SMITH RICHARD P · CIK 0001198468 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 217.24 F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| November 29, 2016 Filed Nov 29, 2016 18:50 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-16-000148 · primary_doc.xml · nonDerivative · entry 5 SMITH RICHARD P · CIK 0001198468 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 30,791.72 F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| November 28, 2016 Filed Nov 29, 2016 18:50 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionOption Common Stock · Derivative | 2,000 | $15.40 Strike: $15.40 | $30,800.00 |
DisclosureSEC source: 0001620863-16-000148 · primary_doc.xml · derivative · entry 8 SMITH RICHARD P · CIK 0001198468 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,000 Underlying: Common Stock · 2,000 shares Expires 2018-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2016 Filed Nov 29, 2016 18:50 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionOption Common Stock · Derivative | 49,000 | $22.54 Strike: $22.54 | $1,104,460.00 |
DisclosureSEC source: 0001620863-16-000148 · primary_doc.xml · derivative · entry 7 SMITH RICHARD P · CIK 0001198468 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,000 Underlying: Common Stock · 49,000 shares Expires 2017-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2016 Filed Nov 29, 2016 18:50 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 1,533 | $31.34 | $48,044.22 |
DisclosureSEC source: 0001620863-16-000148 · primary_doc.xml · nonDerivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,958 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.