Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TRICO BANCSHARES /TCBK · Entity 4626 | Director · CEO & President | June 25, 2026 | June 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TRICO BANCSHARES /
Report date June 25, 2026 · Filed June 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 287,747 |
Ending reported balance
After 2026-06-25 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-06-25 · Exercise / conversion · Acquired 14,513 · Balance 296,258 F1: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant on 6/12/2023). PSUs vested at 109.36% on certification date June 25,2026. Row 2 · 2026-06-25 · Tax withholding · Disposed 8,511 · Balance 287,747 F2: Reflects shares withheld to pay toward tax liability. |
| Performance Stock UnitSEC Table II · derivative / convertible security | Direct | 33,848 |
Reported balance
After 2026-06-25 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-06-25 · Exercise / conversion · Disposed 13,271 · Balance 33,848 F1: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant on 6/12/2023). PSUs vested at 109.36% on certification date June 25,2026. |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 277.066 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 277.066 |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 42,972.15 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 42,972.15 |
| Common StockSEC Table I · non-derivative | IndirectESOP Trustee | 1,113,794 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,113,794 |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant on 6/12/2023). PSUs vested at 109.36% on certification date June 25,2026.
F2: Reflects shares withheld to pay toward tax liability.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 21, 2021 Filed Jun 22, 2021 18:35 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 606 | $44.93 | $27,227.58 |
DisclosureSEC source: 0001620863-21-000040 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,500 F2 · shares: Reflects shares withheld for taxes. Read SEC document |
| June 21, 2021 Filed Jun 22, 2021 18:35 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 1,058 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-21-000040 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,106 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $44.93 on June 21, 2021. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 16:41 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted Stock Unit · Derivative | 3,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-21-000034 · primary_doc.xml · derivative · entry 6 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,492 Underlying: Common Stock · 3,410 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $48.61 on June 7, 2021. F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $48.61 on June 7, 2021. F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $48.61 on June 7, 2021. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 16:41 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-21-000034 · primary_doc.xml · nonDerivative · entry 5 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Trustee Disclosed balance after: 1,199,798 F5 · kind: The reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 16:41 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-21-000034 · primary_doc.xml · nonDerivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 239.6 F4 · kind: No transaction occurred among these shares. Intended only to reflect shares beneficially owned. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 16:41 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-21-000034 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 36,282.71 F3 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned in reporting persons ESOP account as of 12/31/2020. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 16:41 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 1,955 | $48.61 | $95,032.55 |
DisclosureSEC source: 0001620863-21-000034 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,048 F2 · shares: Shares withheld to pay taxes. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 16:41 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 3,410 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-21-000034 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,003 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $48.61 on June 7, 2021. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:56 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | GrantPerformance Stock Unit · Derivative | 8,424 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-21-000025 · primary_doc.xml · derivative · entry 6 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,920 Underlying: Common Stock · 8,424 shares Expires not disclosed F3 · derivative.exercise_price: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index. F3 · derivative.exercise_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index. F3 · derivative.expiration_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:56 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | GrantRestricted Stock Unit · Derivative | 8,424 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-21-000025 · primary_doc.xml · derivative · entry 5 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,902 Underlying: Common Stock · 8,424 shares Expires not disclosed F2 · derivative.exercise_price: Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021). F2 · derivative.exercise_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021). F2 · derivative.expiration_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021). Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:56 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-21-000025 · primary_doc.xml · nonDerivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Trustee Disclosed balance after: 1,199,798 F4 · kind: Reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:56 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-21-000025 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 239.6 F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:56 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-21-000025 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 36,282.71 F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:56 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-21-000025 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,593 F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 24, 2021 Filed May 26, 2021 21:27 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted Stock Unit · Derivative | 1,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-21-000005 · primary_doc.xml · derivative · entry 5 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,478 Underlying: Common Stock · 1,136 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $47.11 on May 24, 2021. F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $47.11 on May 24, 2021. F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $47.11 on May 24, 2021. Read SEC document |
| May 24, 2021 Filed May 26, 2021 21:27 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-21-000005 · primary_doc.xml · nonDerivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 239.6 F4 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned. Read SEC document |
| May 24, 2021 Filed May 26, 2021 21:27 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-21-000005 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 36,282.71 F3 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned in reporting persons ESOP account as of 12/31/2020. Read SEC document |
| May 24, 2021 Filed May 26, 2021 21:27 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 651 | $47.11 | $30,668.61 |
DisclosureSEC source: 0001620863-21-000005 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,593 F2 · shares: Reflects shares withheld for taxes. Read SEC document |
| May 24, 2021 Filed May 26, 2021 21:27 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 1,136 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-21-000005 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,244 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $47.11 on May 24, 2021. Read SEC document |
| August 25, 2020 Filed Aug 25, 2020 21:13 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-20-000078 · primary_doc.xml · nonDerivative · entry 5 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 35,297.24 F5 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting person's ESOP account as of December 31, 2019. Read SEC document |
| August 25, 2020 Filed Aug 25, 2020 21:13 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-20-000078 · primary_doc.xml · nonDerivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 234.79 F4 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned by Spouse. Read SEC document |
| August 25, 2020 Filed Aug 25, 2020 21:13 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | SaleCommon Stock | 10,000 | $28.72 | $287,200.00 |
DisclosureSEC source: 0001620863-20-000078 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,108 F3 · price: This transaction was executed in multiple trades at prices ranging from $28.51 to $28.89. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 24, 2020 Filed Aug 25, 2020 21:13 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | SaleCommon Stock | 10,000 | $28.65 | $286,500.00 |
DisclosureSEC source: 0001620863-20-000078 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,108 F2 · price: This transaction was executed in multiple trades at prices ranging from $28.48 to $28.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 21:13 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | SaleCommon Stock | 10,000 | $27.95 | $279,500.00 |
DisclosureSEC source: 0001620863-20-000078 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,108 F1 · price: This transaction was executed in multiple trades at prices ranging from $27.76 to $28.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 25, 2020 Filed Jun 29, 2020 22:27 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted Stock Unit · Derivative | 1,853 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-20-000072 · primary_doc.xml · derivative · entry 5 SMITH RICHARD P · CIK 0001198468 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,985 Underlying: Common Stock · 1,853 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $28.10 on June 25, 2020. F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $28.10 on June 25, 2020. F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $28.10 on June 25, 2020. Read SEC document |
| June 25, 2020 Filed Jun 29, 2020 22:27 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-20-000072 · primary_doc.xml · nonDerivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 232.9 F4 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned. Read SEC document |
| June 25, 2020 Filed Jun 29, 2020 22:27 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-20-000072 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 35,297.24 F3 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned in reporting persons ESOP account as of December 31, 2019. Read SEC document |
| June 25, 2020 Filed Jun 29, 2020 22:27 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 975 | $28.10 | $27,397.50 |
DisclosureSEC source: 0001620863-20-000072 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,108 F2 · shares: Reflects shares withheld for taxes Read SEC document |
| June 25, 2020 Filed Jun 29, 2020 22:27 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 1,853 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-20-000072 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $28.10 on June 25, 2020. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 17:32 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted Stock Unit · Derivative | 1,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-20-000059 · primary_doc.xml · derivative · entry 5 SMITH RICHARD P · CIK 0001198468 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,838 Underlying: Common Stock · 1,030 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $27.89 on June 19, 2020. F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $27.89 on June 19, 2020. F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $27.89 on June 19, 2020. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 17:32 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-20-000059 · primary_doc.xml · nonDerivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 232.9 F4 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 17:32 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-20-000059 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 35,297.24 F3 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2019 Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 17:32 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 542 | $27.89 | $15,116.38 |
DisclosureSEC source: 0001620863-20-000059 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,230 F2 · shares: Reflects shares withheld for taxes. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 17:32 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 1,030 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-20-000059 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,772 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $27.89 on June 19, 2020. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 21:51 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | GrantRestricted Stock Unit · Derivative | 13,258 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-20-000051 · primary_doc.xml · derivative · entry 7 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,868 Underlying: Common Stock · 13,258 shares Expires not disclosed F6 · derivative.exercise_price: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 05, 2021. Per unit value on date of grant was $28.00 (based on the 30-day average closing price of Issuers common stock). Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. F6 · derivative.exercise_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 05, 2021. Per unit value on date of grant was $28.00 (based on the 30-day average closing price of Issuers common stock). Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. F6 · derivative.expiration_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 05, 2021. Per unit value on date of grant was $28.00 (based on the 30-day average closing price of Issuers common stock). Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 21:51 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | GrantPerformance Stock Unit · Derivative | 13,258 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-20-000051 · primary_doc.xml · derivative · entry 6 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,496 Underlying: Common Stock · 13,258 shares Expires not disclosed F5 · derivative.exercise_price: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement. F5 · derivative.exercise_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement. F5 · derivative.expiration_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 21:51 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionPerformance Stock Unit · Derivative | 5,840 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-20-000051 · primary_doc.xml · derivative · entry 5 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,238 Underlying: Common Stock · 5,840 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 4,154 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 140.6%. F1 · derivative.exercise_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 4,154 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 140.6%. F1 · derivative.expiration_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 4,154 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 140.6%. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 21:51 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-20-000051 · primary_doc.xml · nonDerivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 232.9 F4 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 21:51 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-20-000051 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 35,297.24 F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2019. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 21:51 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 3,074 | $32.56 | $100,089.44 |
DisclosureSEC source: 0001620863-20-000051 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,742 F2 · shares: Reflects shares withheld to pay for taxes. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 21:51 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 5,840 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-20-000051 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,816 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 4,154 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 140.6%. Read SEC document |
| May 26, 2020 Filed May 27, 2020 23:20 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted Stock Unit · Derivative | 1,104 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-20-000031 · primary_doc.xml · derivative · entry 5 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,610 Underlying: Common Stock · 1,104 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $27.91 on May 26, 2020. F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $27.91 on May 26, 2020. F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $27.91 on May 26, 2020. Read SEC document |
| May 26, 2020 Filed May 27, 2020 23:20 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-20-000031 · primary_doc.xml · nonDerivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 232.9 F4 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 26, 2020 Filed May 27, 2020 23:20 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-20-000031 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 35,297.24 F3 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2019. Read SEC document |
| May 26, 2020 Filed May 27, 2020 23:20 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 581 | $27.91 | $16,215.71 |
DisclosureSEC source: 0001620863-20-000031 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,976 F2 · shares: Reflects shares withheld to pay taxes. Read SEC document |
| May 26, 2020 Filed May 27, 2020 23:20 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 1,104 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-20-000031 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,557 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $27.91 on May 26, 2020. Read SEC document |
| May 19, 2020 Filed May 21, 2020 21:45 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted Stock Unit · Derivative | 1,436 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-20-000021 · primary_doc.xml · derivative · entry 5 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,714 Underlying: Common Stock · 1,436 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on a closing price of $25.20 on May 19, 2020 F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on a closing price of $25.20 on May 19, 2020 F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on a closing price of $25.20 on May 19, 2020 Read SEC document |
| May 19, 2020 Filed May 21, 2020 21:45 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-20-000021 · primary_doc.xml · nonDerivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 232.9 F4 · kind: No transaction occurred among these shares. Intended only to reflect shares beneficially owned. Read SEC document |
| May 19, 2020 Filed May 21, 2020 21:45 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-20-000021 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 35,297.24 F3 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting person's ESOP account as of December 31, 2019. Read SEC document |
| May 19, 2020 Filed May 21, 2020 21:45 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 756 | $25.20 | $19,051.20 |
DisclosureSEC source: 0001620863-20-000021 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,453 F2 · shares: Reflects shares withheld to pay taxes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.