Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TRICO BANCSHARES /TCBK · Entity 4626 | Director · CEO & President | June 25, 2026 | June 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TRICO BANCSHARES /
Report date June 25, 2026 · Filed June 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 287,747 |
Ending reported balance
After 2026-06-25 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-06-25 · Exercise / conversion · Acquired 14,513 · Balance 296,258 F1: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant on 6/12/2023). PSUs vested at 109.36% on certification date June 25,2026. Row 2 · 2026-06-25 · Tax withholding · Disposed 8,511 · Balance 287,747 F2: Reflects shares withheld to pay toward tax liability. |
| Performance Stock UnitSEC Table II · derivative / convertible security | Direct | 33,848 |
Reported balance
After 2026-06-25 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-06-25 · Exercise / conversion · Disposed 13,271 · Balance 33,848 F1: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant on 6/12/2023). PSUs vested at 109.36% on certification date June 25,2026. |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 277.066 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 277.066 |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 42,972.15 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 42,972.15 |
| Common StockSEC Table I · non-derivative | IndirectESOP Trustee | 1,113,794 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,113,794 |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant on 6/12/2023). PSUs vested at 109.36% on certification date June 25,2026.
F2: Reflects shares withheld to pay toward tax liability.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 13, 2022 Filed Jul 14, 2022 23:06 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-22-000066 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 36,364.83 F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021 Read SEC document |
| July 13, 2022 Filed Jul 14, 2022 23:06 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 5,088 | $45.53 | $231,656.64 |
DisclosureSEC source: 0001620863-22-000066 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,087 F2 · shares: Reflects shares withheld to pay taxes Read SEC document |
| July 13, 2022 Filed Jul 14, 2022 23:06 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 8,873 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-22-000066 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,175 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 7,273 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 122%. Read SEC document |
| June 27, 2022 Filed Jun 29, 2022 21:34 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted Stock Units · Derivative | 1,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-22-000060 · primary_doc.xml · derivative · entry 6 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,048 Underlying: Common Stock · 1,951 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on closing price of $45.56 on June 27, 2022. F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on closing price of $45.56 on June 27, 2022. F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on closing price of $45.56 on June 27, 2022. Read SEC document |
| June 27, 2022 Filed Jun 29, 2022 21:34 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-22-000060 · primary_doc.xml · nonDerivative · entry 5 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · ESOP Trustee Disclosed balance after: 1,061,313 F5 · kind: Reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest om, and disclaims beneficial ownership of the securities. Read SEC document |
| June 27, 2022 Filed Jun 29, 2022 21:34 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-22-000060 · primary_doc.xml · nonDerivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 246.56 F4 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| June 27, 2022 Filed Jun 29, 2022 21:34 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-22-000060 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 36,364.83 F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021. Read SEC document |
| June 27, 2022 Filed Jun 29, 2022 21:34 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 1,118 | $45.56 | $50,936.08 |
DisclosureSEC source: 0001620863-22-000060 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,302 F2 · shares: Reflects shares withheld to pay taxes. Read SEC document |
| June 27, 2022 Filed Jun 29, 2022 21:34 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 1,951 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-22-000060 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,420 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on closing price of $45.56 on June 27, 2022. Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 16:57 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted Stock Units · Derivative | 1,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-22-000055 · primary_doc.xml · derivative · entry 6 SMITH RICHARD P · CIK 0001198468 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,874 Underlying: Common Stock · 1,082 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 18, 2018 based on closing price of $45.91 on June 21, 2022. F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 18, 2018 based on closing price of $45.91 on June 21, 2022. F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 18, 2018 based on closing price of $45.91 on June 21, 2022. Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 16:57 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-22-000055 · primary_doc.xml · nonDerivative · entry 5 SMITH RICHARD P · CIK 0001198468 · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · ESOP Trustee Disclosed balance after: 1,061,313 F5 · kind: Reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities. Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 16:57 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-22-000055 · primary_doc.xml · nonDerivative · entry 4 SMITH RICHARD P · CIK 0001198468 · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 245.22 F4 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 16:57 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-22-000055 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 36,364.83 F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021. Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 16:57 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 620 | $45.91 | $28,464.20 |
DisclosureSEC source: 0001620863-22-000055 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,469 F2 · shares: Reflects shares withheld to pay taxes. Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 16:57 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 1,082 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-22-000055 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,089 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 18, 2018 based on closing price of $45.91 on June 21, 2022. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 16:54 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted Stock Units · Derivative | 3,489 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-22-000050 · primary_doc.xml · derivative · entry 6 SMITH RICHARD P · CIK 0001198468 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,956 Underlying: Common Stock · 3,489 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $45.67 on June 6, 2022. F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $45.67 on June 6, 2022. F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $45.67 on June 6, 2022. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 16:54 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-22-000050 · primary_doc.xml · nonDerivative · entry 5 SMITH RICHARD P · CIK 0001198468 · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · ESOP Trustee Disclosed balance after: 1,061,313 F5 · kind: Reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 16:54 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-22-000050 · primary_doc.xml · nonDerivative · entry 4 SMITH RICHARD P · CIK 0001198468 · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 245.22 F4 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 16:54 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-22-000050 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 36,364.83 F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 16:54 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 2,000 | $45.67 | $91,340.00 |
DisclosureSEC source: 0001620863-22-000050 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,007 F2 · shares: Reflects shares withheld to pay taxes. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 16:54 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 3,489 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-22-000050 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $45.67 on June 6, 2022. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 16:49 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted Stock Units · Derivative | 2,156 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-22-000042 · primary_doc.xml · derivative · entry 6 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,445 Underlying: Common Stock · 2,156 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 27, 2021 based on closing price of $45.77 on May 27, 2022. F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 27, 2021 based on closing price of $45.77 on May 27, 2022. F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 27, 2021 based on closing price of $45.77 on May 27, 2022. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 16:49 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-22-000042 · primary_doc.xml · nonDerivative · entry 5 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · ESOP Trustee Disclosed balance after: 1,061,313 F5 · kind: Reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 16:49 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-22-000042 · primary_doc.xml · nonDerivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 245.22 F4 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 16:49 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-22-000042 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 36,364.83 F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 16:49 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 1,236 | $45.77 | $56,571.72 |
DisclosureSEC source: 0001620863-22-000042 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,518 F2 · shares: Reflects shares withheld to pay taxes. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 16:49 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 2,156 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-22-000042 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 27, 2021 based on closing price of $45.77 on May 27, 2022. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 22:41 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | GrantRestricted Stock Unit · Derivative | 7,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-22-000002 · primary_doc.xml · derivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,415 Underlying: Common Stock · 7,475 shares Expires not disclosed F1 · derivative.exercise_price: Represents a grant of Restricted Stock Units (RSUs). 100% of the shares vest on 2/24/2023. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $44.15 (based on the 30-day average closing price of Issuers common stock ending 2/23/2022) F1 · derivative.exercise_date: Represents a grant of Restricted Stock Units (RSUs). 100% of the shares vest on 2/24/2023. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $44.15 (based on the 30-day average closing price of Issuers common stock ending 2/23/2022) F1 · derivative.expiration_date: Represents a grant of Restricted Stock Units (RSUs). 100% of the shares vest on 2/24/2023. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $44.15 (based on the 30-day average closing price of Issuers common stock ending 2/23/2022) Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 18:47 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionOption Common Stock · Derivative | 40,000 | $15.34 Strike: $15.34 | $613,600.00 |
DisclosureSEC source: 0001620863-21-000055 · primary_doc.xml · derivative · entry 6 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,000 Underlying: Common Stock · 40,000 shares Expires 2022-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 18:47 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-21-000055 · primary_doc.xml · nonDerivative · entry 5 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Trustee Disclosed balance after: 1,080,635 F4 · kind: The reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 18:47 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-21-000055 · primary_doc.xml · nonDerivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 242.36 F3 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 18:47 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-21-000055 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 36,282.71 F2 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned in reporting persons ESOP account as of 12/31/2020 Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 18:47 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 28,185 | $45.51 | $1,282,699.35 |
DisclosureSEC source: 0001620863-21-000055 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,598 F1 · shares: Reflects shares withheld for a "net exercise" of outstanding stock options and to pay taxes. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 18:47 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 40,000 | $15.34 | $613,600.00 |
DisclosureSEC source: 0001620863-21-000055 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 21:58 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionPerformance Stock Unit · Derivative | 5,788 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-21-000053 · primary_doc.xml · derivative · entry 6 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,955 Underlying: Common Stock · 5,788 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 3,965 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 146%. F1 · derivative.exercise_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 3,965 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 146%. F1 · derivative.expiration_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 3,965 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 146%. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 21:58 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-21-000053 · primary_doc.xml · nonDerivative · entry 5 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 240.95 F5 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 21:58 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-21-000053 · primary_doc.xml · nonDerivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Trustee Disclosed balance after: 1,199,798 F4 · kind: The reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 21:58 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-21-000053 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 36,282.71 F3 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned in the reporting persons ESOP account as of December 31, 2020. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 21:58 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 3,319 | $39.66 | $131,631.54 |
DisclosureSEC source: 0001620863-21-000053 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,783 F2 · shares: Reflects shares withheld to pay for taxes. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 21:58 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 5,788 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-21-000053 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,102 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 3,965 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 146%. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:02 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted Stock Unit · Derivative | 1,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-21-000046 · primary_doc.xml · derivative · entry 6 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,662 Underlying: Common Stock · 1,907 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $43.67 on June 25, 2021. F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $43.67 on June 25, 2021. F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $43.67 on June 25, 2021. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:02 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-21-000046 · primary_doc.xml · nonDerivative · entry 5 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Trustee Disclosed balance after: 1,199,798 F5 · kind: The reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:02 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-21-000046 · primary_doc.xml · nonDerivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 240.95 F4 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:02 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-21-000046 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 36,282.71 F3 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned in reporting persons ESOP as of 12/31/2020 Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:02 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 1,093 | $43.67 | $47,731.31 |
DisclosureSEC source: 0001620863-21-000046 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,314 F2 · shares: Reflects shares withheld for taxes. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:02 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 1,907 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-21-000046 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,407 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $43.67 on June 25, 2021. Read SEC document |
| June 21, 2021 Filed Jun 22, 2021 18:35 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted Stock Unit · Derivative | 1,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-21-000040 · primary_doc.xml · derivative · entry 6 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,434 Underlying: Common Stock · 1,058 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $44.93 on June 21, 2021. F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $44.93 on June 21, 2021. F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $44.93 on June 21, 2021. Read SEC document |
| June 21, 2021 Filed Jun 22, 2021 18:35 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-21-000040 · primary_doc.xml · nonDerivative · entry 5 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Trustee Disclosed balance after: 1,199,798 F5 · kind: The reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities. Read SEC document |
| June 21, 2021 Filed Jun 22, 2021 18:35 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-21-000040 · primary_doc.xml · nonDerivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 239.6 F4 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| June 21, 2021 Filed Jun 22, 2021 18:35 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-21-000040 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 36,282.71 F3 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP as of 12/31/2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.