Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TRICO BANCSHARES /TCBK · Entity 4626 | Director · CEO & President | June 25, 2026 | June 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TRICO BANCSHARES /
Report date June 25, 2026 · Filed June 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 287,747 |
Ending reported balance
After 2026-06-25 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-06-25 · Exercise / conversion · Acquired 14,513 · Balance 296,258 F1: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant on 6/12/2023). PSUs vested at 109.36% on certification date June 25,2026. Row 2 · 2026-06-25 · Tax withholding · Disposed 8,511 · Balance 287,747 F2: Reflects shares withheld to pay toward tax liability. |
| Performance Stock UnitSEC Table II · derivative / convertible security | Direct | 33,848 |
Reported balance
After 2026-06-25 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-06-25 · Exercise / conversion · Disposed 13,271 · Balance 33,848 F1: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant on 6/12/2023). PSUs vested at 109.36% on certification date June 25,2026. |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 277.066 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 277.066 |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 42,972.15 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 42,972.15 |
| Common StockSEC Table I · non-derivative | IndirectESOP Trustee | 1,113,794 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,113,794 |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant on 6/12/2023). PSUs vested at 109.36% on certification date June 25,2026.
F2: Reflects shares withheld to pay toward tax liability.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2024 Filed Mar 4, 2024 23:22 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | GrantPerformance Stock Unit · Derivative | 12,805 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-24-000006 · primary_doc.xml · derivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,897 Underlying: Common Stock · 12,805 shares Expires not disclosed F1 · derivative.exercise_price: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index. F1 · derivative.exercise_date: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index. F1 · derivative.expiration_date: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index. Read SEC document |
| October 23, 2023 Filed Oct 24, 2023 20:51 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted stock unit · Derivative | 3,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-23-000056 · primary_doc.xml · derivative · entry 6 SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,465 Underlying: Common Stock · 3,231 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/23/23) is $30.74. F1 · derivative.exercise_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/23/23) is $30.74. F1 · derivative.expiration_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/23/23) is $30.74. Read SEC document |
| October 23, 2023 Filed Oct 24, 2023 20:51 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-23-000056 · primary_doc.xml · nonDerivative · entry 5 SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · ESOP Trustee Disclosed balance after: 1,100,478 F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned. Read SEC document |
| October 23, 2023 Filed Oct 24, 2023 20:51 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-23-000056 · primary_doc.xml · nonDerivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 256.06 F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned. Read SEC document |
| October 23, 2023 Filed Oct 24, 2023 20:51 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-23-000056 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By ESOP Disclosed balance after: 38,299.26 F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned. Read SEC document |
| October 23, 2023 Filed Oct 24, 2023 20:51 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 1,852 | $30.74 | $56,930.48 |
DisclosureSEC source: 0001620863-23-000056 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 256,960 F2 · shares: Reflects shares withheld to pay tax liability. Read SEC document |
| October 23, 2023 Filed Oct 24, 2023 20:51 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 3,231 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-23-000056 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 258,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/23/23) is $30.74. Read SEC document |
| June 26, 2023 Filed Jun 27, 2023 16:18 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted stock unit · Derivative | 2,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-23-000048 · primary_doc.xml · derivative · entry 6 SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,030 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6-25-2019. Price per share on vesting date (06/26/2023) is $33.03. F1 · derivative.exercise_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6-25-2019. Price per share on vesting date (06/26/2023) is $33.03. F1 · derivative.expiration_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6-25-2019. Price per share on vesting date (06/26/2023) is $33.03. Read SEC document |
| June 26, 2023 Filed Jun 27, 2023 16:18 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-23-000048 · primary_doc.xml · nonDerivative · entry 5 SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · ESOP Trustee Disclosed balance after: 1,163,292 F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned. Read SEC document |
| June 26, 2023 Filed Jun 27, 2023 16:18 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-23-000048 · primary_doc.xml · nonDerivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 253.65 F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned. Read SEC document |
| June 26, 2023 Filed Jun 27, 2023 16:18 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-23-000048 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By ESOP Disclosed balance after: 38,299.26 F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned. Read SEC document |
| June 26, 2023 Filed Jun 27, 2023 16:18 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 1,164 | $33.03 | $38,446.92 |
DisclosureSEC source: 0001620863-23-000048 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 255,581 F2 · shares: Reflects shares withheld to pay tax liability. Read SEC document |
| June 26, 2023 Filed Jun 27, 2023 16:18 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 2,030 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-23-000048 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 256,745 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6-25-2019. Price per share on vesting date (06/26/2023) is $33.03. Read SEC document |
| June 12, 2023 Filed Jun 13, 2023 21:45 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | GrantPerformance Stock Unit · Derivative | 13,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-23-000038 · primary_doc.xml · derivative · entry 8 SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,092 Underlying: Common Stock · 13,271 shares Expires not disclosed F5 · derivative.exercise_price: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index. F5 · derivative.exercise_date: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index. F5 · derivative.expiration_date: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index. Read SEC document |
| June 12, 2023 Filed Jun 13, 2023 21:45 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | GrantRestricted stock unit · Derivative | 13,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-23-000038 · primary_doc.xml · derivative · entry 7 SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,800 Underlying: Common Stock · 13,271 shares Expires not disclosed F4 · derivative.exercise_price: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $33.74 (based on the 30-day average closing price of Issuers common stock ending 06/12/2023). F4 · derivative.exercise_date: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $33.74 (based on the 30-day average closing price of Issuers common stock ending 06/12/2023). F4 · derivative.expiration_date: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $33.74 (based on the 30-day average closing price of Issuers common stock ending 06/12/2023). Read SEC document |
| June 12, 2023 Filed Jun 13, 2023 21:45 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionPerformance Stock Unit · Derivative | 15,962 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-23-000038 · primary_doc.xml · derivative · entry 6 SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,821 Underlying: Common Stock · 15,962 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 13258 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 120.4%. F1 · derivative.exercise_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 13258 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 120.4%. F1 · derivative.expiration_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 13258 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 120.4%. Read SEC document |
| June 12, 2023 Filed Jun 13, 2023 21:45 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-23-000038 · primary_doc.xml · nonDerivative · entry 5 SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · ESOP Trustee Disclosed balance after: 1,163,292 F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned. Read SEC document |
| June 12, 2023 Filed Jun 13, 2023 21:45 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-23-000038 · primary_doc.xml · nonDerivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 251.44 F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned. Read SEC document |
| June 12, 2023 Filed Jun 13, 2023 21:45 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-23-000038 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By ESOP Disclosed balance after: 38,299.26 F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned. Read SEC document |
| June 12, 2023 Filed Jun 13, 2023 21:45 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 9,154 | $37.21 | $340,620.34 |
DisclosureSEC source: 0001620863-23-000038 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 254,715 F2 · shares: Reflects shares withheld to pay tax liability. Read SEC document |
| June 12, 2023 Filed Jun 13, 2023 21:45 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 15,962 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-23-000038 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 263,869 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 13258 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 120.4%. Read SEC document |
| June 05, 2023 Filed Jun 6, 2023 18:22 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted stock unit · Derivative | 3,579 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-23-000033 · primary_doc.xml · derivative · entry 6 SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,578 Underlying: Common Stock · 3,579 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on June 5, 2020. Price per share on vesting date (June 5, 2023, 2023) is $35.18. F1 · derivative.exercise_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on June 5, 2020. Price per share on vesting date (June 5, 2023, 2023) is $35.18. F1 · derivative.expiration_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on June 5, 2020. Price per share on vesting date (June 5, 2023, 2023) is $35.18. Read SEC document |
| June 05, 2023 Filed Jun 6, 2023 18:22 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-23-000033 · primary_doc.xml · nonDerivative · entry 5 SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · ESOP Trustee Disclosed balance after: 1,151,768 F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned. Read SEC document |
| June 05, 2023 Filed Jun 6, 2023 18:22 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-23-000033 · primary_doc.xml · nonDerivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 251.44 F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned. Read SEC document |
| June 05, 2023 Filed Jun 6, 2023 18:22 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-23-000033 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By ESOP Disclosed balance after: 38,299.26 F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned. Read SEC document |
| June 05, 2023 Filed Jun 6, 2023 18:22 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 2,052 | $35.18 | $72,189.36 |
DisclosureSEC source: 0001620863-23-000033 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 247,907 F2 · shares: Reflects shares withheld to pay tax liability. Read SEC document |
| June 05, 2023 Filed Jun 6, 2023 18:22 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 3,579 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-23-000033 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 249,959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on June 5, 2020. Price per share on vesting date (June 5, 2023, 2023) is $35.18. Read SEC document |
| May 30, 2023 Filed May 31, 2023 23:58 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted stock unit · Derivative | 2,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-23-000025 · primary_doc.xml · derivative · entry 6 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,420 Underlying: Common Stock · 2,210 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on May 27, 2021. Price per share on vesting date (May 30, 2023) is $33.48. F1 · derivative.exercise_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on May 27, 2021. Price per share on vesting date (May 30, 2023) is $33.48. F1 · derivative.expiration_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on May 27, 2021. Price per share on vesting date (May 30, 2023) is $33.48. Read SEC document |
| May 30, 2023 Filed May 31, 2023 23:58 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-23-000025 · primary_doc.xml · nonDerivative · entry 5 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Indirect · ESOP Trustee Disclosed balance after: 1,151,768 F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned. Read SEC document |
| May 30, 2023 Filed May 31, 2023 23:58 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-23-000025 · primary_doc.xml · nonDerivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 251.44 F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned. Read SEC document |
| May 30, 2023 Filed May 31, 2023 23:58 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-23-000025 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Indirect · By ESOP Disclosed balance after: 38,299.26 F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned. Read SEC document |
| May 30, 2023 Filed May 31, 2023 23:58 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 1,267 | $33.48 | $42,419.16 |
DisclosureSEC source: 0001620863-23-000025 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 246,380 F2 · shares: Reflects shares withheld to pay tax liability. Read SEC document |
| May 30, 2023 Filed May 31, 2023 23:58 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 2,210 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-23-000025 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 247,647 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on May 27, 2021. Price per share on vesting date (May 30, 2023) is $33.48. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 17:21 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted stock unit · Derivative | 7,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-23-000006 · primary_doc.xml · derivative · entry 6 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,142 Underlying: Common Stock · 7,655 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 100% vesting of Restricted Stock Unit award, including accumulated dividends, granted 2/24/2022 based on closing price of $50.14 on 2/24/2023. F1 · derivative.exercise_date: 100% vesting of Restricted Stock Unit award, including accumulated dividends, granted 2/24/2022 based on closing price of $50.14 on 2/24/2023. F1 · derivative.expiration_date: 100% vesting of Restricted Stock Unit award, including accumulated dividends, granted 2/24/2022 based on closing price of $50.14 on 2/24/2023. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 17:21 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-23-000006 · primary_doc.xml · nonDerivative · entry 5 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · ESOP Trustee Disclosed balance after: 1,117,086 F5 · kind: Reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of, the securities. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 17:21 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-23-000006 · primary_doc.xml · nonDerivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 249.65 F4 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 17:21 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-23-000006 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 36,364.83 F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 17:21 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 4,395 | $50.14 | $220,365.30 |
DisclosureSEC source: 0001620863-23-000006 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,437 F2 · shares: Reflects shares withheld to pay taxes. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 17:21 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 7,655 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-23-000006 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 100% vesting of Restricted Stock Unit award, including accumulated dividends, granted 2/24/2022 based on closing price of $50.14 on 2/24/2023. Read SEC document |
| October 21, 2022 Filed Oct 25, 2022 20:32 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | GrantPerformance Stock Unit · Derivative | 9,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-22-000071 · primary_doc.xml · derivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,079 Underlying: Common Stock · 9,397 shares Expires not disclosed F2 · derivative.exercise_price: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index. F2 · derivative.exercise_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index. F2 · derivative.expiration_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index. Read SEC document |
| October 21, 2022 Filed Oct 25, 2022 20:32 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | GrantRestricted stock unit · Derivative | 9,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-22-000071 · primary_doc.xml · derivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,603 Underlying: Common Stock · 9,397 shares Expires not disclosed F1 · derivative.exercise_price: Represents a grant of Restricted Stock Unit (RSU) award that vests 33.3% per year over three years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $46.69 based on the 30-day average closing price of Issuers common stock ending 10/7/2022. F1 · derivative.exercise_date: Represents a grant of Restricted Stock Unit (RSU) award that vests 33.3% per year over three years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $46.69 based on the 30-day average closing price of Issuers common stock ending 10/7/2022. F1 · derivative.expiration_date: Represents a grant of Restricted Stock Unit (RSU) award that vests 33.3% per year over three years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $46.69 based on the 30-day average closing price of Issuers common stock ending 10/7/2022. Read SEC document |
| August 11, 2022 Filed Aug 12, 2022 16:44 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionOption Common Stock · Derivative | 44,000 | $19.46 Strike: $19.46 | $856,240.00 |
DisclosureSEC source: 0001620863-22-000068 · primary_doc.xml · derivative · entry 6 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,000 shares Expires 2023-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2022 Filed Aug 12, 2022 16:44 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-22-000068 · primary_doc.xml · nonDerivative · entry 5 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · ESOP Trustee Disclosed balance after: 1,117,086 F4 · kind: Reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of, the securities. Read SEC document |
| August 11, 2022 Filed Aug 12, 2022 16:44 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-22-000068 · primary_doc.xml · nonDerivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 246.56 F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| August 11, 2022 Filed Aug 12, 2022 16:44 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-22-000068 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 36,364.83 F2 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021. Read SEC document |
| August 11, 2022 Filed Aug 12, 2022 16:44 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 32,910 | $47.57 | $1,565,528.70 |
DisclosureSEC source: 0001620863-22-000068 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,177 F1 · shares: Reflects shares withheld for a "net exercise" of outstanding stock options and to pay taxes. Read SEC document |
| August 11, 2022 Filed Aug 12, 2022 16:44 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 44,000 | $19.46 | $856,240.00 |
DisclosureSEC source: 0001620863-22-000068 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,087 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 13, 2022 Filed Jul 14, 2022 23:06 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionPerformance Stock Unit · Derivative | 8,873 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-22-000066 · primary_doc.xml · derivative · entry 6 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,682 Underlying: Common Stock · 8,873 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 7,273 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 122%. F1 · derivative.exercise_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 7,273 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 122%. F1 · derivative.expiration_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 7,273 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 122%. Read SEC document |
| July 13, 2022 Filed Jul 14, 2022 23:06 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-22-000066 · primary_doc.xml · nonDerivative · entry 5 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · ESOP Trustee Disclosed balance after: 1,061,313 F5 · kind: Reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities Read SEC document |
| July 13, 2022 Filed Jul 14, 2022 23:06 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-22-000066 · primary_doc.xml · nonDerivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 246.56 F4 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.