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SMITH RICHARD P

Disclosed activity across 1 company

Tapewire entity
34995
SEC CIK
0001198468

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TRICO BANCSHARES /TCBK · Entity 4626Director · CEO & PresidentJune 25, 2026June 29, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TRICO BANCSHARES /

Report date June 25, 2026 · Filed June 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect287,747 Ending reported balance After 2026-06-25 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-06-25 · Exercise / conversion · Acquired 14,513 · Balance 296,258

F1: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant on 6/12/2023). PSUs vested at 109.36% on certification date June 25,2026.

Row 2 · 2026-06-25 · Tax withholding · Disposed 8,511 · Balance 287,747

F2: Reflects shares withheld to pay toward tax liability.

Performance Stock UnitSEC Table II · derivative / convertible securityDirect33,848 Reported balance After 2026-06-25 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-06-25 · Exercise / conversion · Disposed 13,271 · Balance 33,848

F1: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant on 6/12/2023). PSUs vested at 109.36% on certification date June 25,2026.

Common StockSEC Table I · non-derivativeIndirectBy spouse277.066 Reported balance Holding disclosure · report date 2026-06-25 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 277.066

Common StockSEC Table I · non-derivativeIndirectBy ESOP42,972.15 Reported balance Holding disclosure · report date 2026-06-25 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 42,972.15

Common StockSEC Table I · non-derivativeIndirectESOP Trustee1,113,794 Reported balance Holding disclosure · report date 2026-06-25 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 1,113,794

Filing footnotes · ownership attribution and instrument terms

F1: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant on 6/12/2023). PSUs vested at 109.36% on certification date June 25,2026.

F2: Reflects shares withheld to pay toward tax liability.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 25, 2026 Filed Jun 29, 2026 17:30 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionPerformance Stock Unit · Derivative 13,271 $0.00 $0.00
Disclosure

SEC source: 0000356171-26-000093 · wk-form4_1782754224.xml · derivative · entry 6

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,848

Underlying: Common Stock · 13,271 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant on 6/12/2023). PSUs vested at 109.36% on certification date June 25,2026.

F1 · derivative.exercise_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant on 6/12/2023). PSUs vested at 109.36% on certification date June 25,2026.

F1 · derivative.expiration_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant on 6/12/2023). PSUs vested at 109.36% on certification date June 25,2026.

Read SEC document
June 25, 2026 Filed Jun 29, 2026 17:30 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 8,511 $53.55 $455,764.05
Disclosure

SEC source: 0000356171-26-000093 · wk-form4_1782754224.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287,747

F2 · shares: Reflects shares withheld to pay toward tax liability.

Read SEC document
June 25, 2026 Filed Jun 29, 2026 17:30 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 14,513 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-26-000093 · wk-form4_1782754224.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 296,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant on 6/12/2023). PSUs vested at 109.36% on certification date June 25,2026.

Read SEC document
June 12, 2026 Filed Jun 15, 2026 21:13 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 4,879 $0.00 $0.00
Disclosure

SEC source: 0000356171-26-000084 · wk-form4_1781557991.xml · derivative · entry 6

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,178

Underlying: Common Stock · 4,879 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2026) was $52.64

F1 · derivative.exercise_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2026) was $52.64

F1 · derivative.expiration_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2026) was $52.64

Read SEC document
June 12, 2026 Filed Jun 15, 2026 21:13 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 2,861 $52.64 $150,603.04
Disclosure

SEC source: 0000356171-26-000084 · wk-form4_1781557991.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 281,745

F2 · kind: Reflects shares withheld to pay toward tax liability.

Read SEC document
June 12, 2026 Filed Jun 15, 2026 21:13 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 4,879 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-26-000084 · wk-form4_1781557991.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 284,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2026) was $52.64

Read SEC document
March 30, 2026 Filed Mar 31, 2026 16:46 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 3,808 $0.00 $0.00
Disclosure

SEC source: 0000356171-26-000019 · wk-form4_1774975582.xml · derivative · entry 8

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,058

Underlying: Common Stock · 3,808 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 3/28/2025. Price per share on vesting date (3/30/2026) was $47.09.

F1 · derivative.exercise_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 3/28/2025. Price per share on vesting date (3/30/2026) was $47.09.

F1 · derivative.expiration_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 3/28/2025. Price per share on vesting date (3/30/2026) was $47.09.

Read SEC document
March 30, 2026 Filed Mar 31, 2026 16:46 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 2,233 $47.09 $105,151.97
Disclosure

SEC source: 0000356171-26-000019 · wk-form4_1774975582.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 279,727

F2 · shares: Reflects shares withheld to pay toward tax liability.

Read SEC document
March 30, 2026 Filed Mar 31, 2026 16:46 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 3,808 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-26-000019 · wk-form4_1774975582.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 281,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 3/28/2025. Price per share on vesting date (3/30/2026) was $47.09.

Read SEC document
March 27, 2026 Filed Mar 31, 2026 16:46 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantPerformance Stock Unit · Derivative 9,969 $0.00 $0.00
Disclosure

SEC source: 0000356171-26-000019 · wk-form4_1774975582.xml · derivative · entry 7

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,119

Underlying: Common Stock · 9,969 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents a grant of Performance-based restricted stock (PSU) award that cliff vests after 3 years between 0%-150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F4 · derivative.exercise_date: Represents a grant of Performance-based restricted stock (PSU) award that cliff vests after 3 years between 0%-150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F4 · derivative.expiration_date: Represents a grant of Performance-based restricted stock (PSU) award that cliff vests after 3 years between 0%-150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

Read SEC document
March 27, 2026 Filed Mar 31, 2026 16:46 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantRestricted Stock Unit · Derivative 9,969 $0.00 $0.00
Disclosure

SEC source: 0000356171-26-000019 · wk-form4_1774975582.xml · derivative · entry 6

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,866

Underlying: Common Stock · 9,969 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents a grant of Restricted Stock Unit (RSU) award which vests in 33.33% per year over three years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $48.12 (based on the 30-day average closing price of Issuers common stock ending 3/27/2026).

F3 · derivative.exercise_date: Represents a grant of Restricted Stock Unit (RSU) award which vests in 33.33% per year over three years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $48.12 (based on the 30-day average closing price of Issuers common stock ending 3/27/2026).

F3 · derivative.expiration_date: Represents a grant of Restricted Stock Unit (RSU) award which vests in 33.33% per year over three years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $48.12 (based on the 30-day average closing price of Issuers common stock ending 3/27/2026).

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:56 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 4,554 $0.00 $0.00
Disclosure

SEC source: 0001198468-26-000002 · wk-form4_1772661370.xml · derivative · entry 6

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,735

Underlying: Common Stock · 4,554 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 3/01/2024. Price per share on vesting date (3/02/2026) was $48.36.

F1 · derivative.exercise_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 3/01/2024. Price per share on vesting date (3/02/2026) was $48.36.

F1 · derivative.expiration_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 3/01/2024. Price per share on vesting date (3/02/2026) was $48.36.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:56 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 2,670 $48.36 $129,121.20
Disclosure

SEC source: 0001198468-26-000002 · wk-form4_1772661370.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 278,152

F2 · shares: Reflects shares withheld to pay toward tax liability.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:56 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 4,554 Not disclosed Not disclosed
Disclosure

SEC source: 0001198468-26-000002 · wk-form4_1772661370.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 3/01/2024. Price per share on vesting date (3/02/2026) was $48.36.

Read SEC document
December 01, 2025 Filed Dec 11, 2025 00:12 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionPerformance Stock Unit · Derivative 9,397 $0.00 $0.00
Disclosure

SEC source: 0000356171-25-000093 · wk-form4_1765411955.xml · derivative · entry 9

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,150

Underlying: Common Stock · 9,397 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant). PSUs vested at 93.61% on December 1, 2025.

F3 · derivative.exercise_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant). PSUs vested at 93.61% on December 1, 2025.

F3 · derivative.expiration_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant). PSUs vested at 93.61% on December 1, 2025.

Read SEC document
December 01, 2025 Filed Dec 11, 2025 00:12 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 5,150 $48.29 $248,693.50
Disclosure

SEC source: 0000356171-25-000093 · wk-form4_1765411955.xml · nonDerivative · entry 7

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,268

F2 · shares: Reflects shares withheld to pay toward tax liability.

Read SEC document
December 01, 2025 Filed Dec 11, 2025 00:12 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 8,796 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-25-000093 · wk-form4_1765411955.xml · nonDerivative · entry 6

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 281,418

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant). PSUs vested at 93.61% on December 1, 2025.

Read SEC document
October 21, 2025 Filed Dec 11, 2025 00:12 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 3,448 $0.00 $0.00
Disclosure

SEC source: 0000356171-25-000093 · wk-form4_1765411955.xml · derivative · entry 8

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,107

Underlying: Common Stock · 3,448 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/21/2025) was $42.33.

F1 · derivative.exercise_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/21/2025) was $42.33.

F1 · derivative.expiration_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/21/2025) was $42.33.

Read SEC document
October 21, 2025 Filed Dec 11, 2025 00:12 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 2,018 $42.33 $85,421.94
Disclosure

SEC source: 0000356171-25-000093 · wk-form4_1765411955.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,622

F2 · shares: Reflects shares withheld to pay toward tax liability.

Read SEC document
October 21, 2025 Filed Dec 11, 2025 00:12 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 3,448 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-25-000093 · wk-form4_1765411955.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/21/2025) was $42.33.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 22:34 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 4,729 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-031405 · wk-form4_1749854067.xml · derivative · entry 6

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,095

Underlying: Common Stock · 4,729 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2025) was $40.72.

F1 · derivative.exercise_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2025) was $40.72.

F1 · derivative.expiration_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2025) was $40.72.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 22:34 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 2,768 $40.72 $112,712.96
Disclosure

SEC source: 0001628280-25-031405 · wk-form4_1749854067.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 271,192

F2 · shares: Reflects shares withheld to pay toward tax liability.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 22:34 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 4,729 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-031405 · wk-form4_1749854067.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 273,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2025) was $40.72.

Read SEC document
May 27, 2025 Filed May 28, 2025 16:31 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 2,362 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-028086 · wk-form4_1748449892.xml · derivative · entry 6

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,824

Underlying: Common Stock · 2,362 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 5/27/2021. Price per share on vesting date (5/27/2025) was $40.27.

F1 · derivative.exercise_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 5/27/2021. Price per share on vesting date (5/27/2025) was $40.27.

F1 · derivative.expiration_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 5/27/2021. Price per share on vesting date (5/27/2025) was $40.27.

Read SEC document
May 27, 2025 Filed May 28, 2025 16:31 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 1,382 $40.27 $55,653.14
Disclosure

SEC source: 0001628280-25-028086 · wk-form4_1748449892.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 269,231

F2 · shares: Reflects shares withheld to pay toward tax liability.

Read SEC document
May 27, 2025 Filed May 28, 2025 16:31 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 2,362 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-028086 · wk-form4_1748449892.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 270,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 5/27/2021. Price per share on vesting date (5/27/2025) was $40.27.

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March 28, 2025 Filed Mar 31, 2025 22:23 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantPerformance Stock Unit · Derivative 11,074 $0.00 $0.00
Disclosure

SEC source: 0000356171-25-000036 · wk-form4_1743459817.xml · derivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,547

Underlying: Common Stock · 11,074 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F2 · derivative.exercise_date: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F2 · derivative.expiration_date: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

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March 28, 2025 Filed Mar 31, 2025 22:23 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantRestricted Stock Unit · Derivative 11,074 $0.00 $0.00
Disclosure

SEC source: 0000356171-25-000036 · wk-form4_1743459817.xml · derivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,186

Underlying: Common Stock · 11,074 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a grant of Restricted Stock Unit (RSU) award which vests in 33.33% per year over three years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $42.07 (based on the 30-day average closing price of Issuers common stock ending 03/28/2025).

F1 · derivative.exercise_date: Represents a grant of Restricted Stock Unit (RSU) award which vests in 33.33% per year over three years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $42.07 (based on the 30-day average closing price of Issuers common stock ending 03/28/2025).

F1 · derivative.expiration_date: Represents a grant of Restricted Stock Unit (RSU) award which vests in 33.33% per year over three years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $42.07 (based on the 30-day average closing price of Issuers common stock ending 03/28/2025).

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March 03, 2025 Filed Mar 5, 2025 18:23 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 4,412 $0.00 $0.00
Disclosure

SEC source: 0000356171-25-000021 · wk-form4_1741199014.xml · derivative · entry 6

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,917

Underlying: Common Stock · 4,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 33.3% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 3/1/2024. Price per share on vesting date (3/3/2025) is $43.33.

F1 · derivative.exercise_date: 33.3% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 3/1/2024. Price per share on vesting date (3/3/2025) is $43.33.

F1 · derivative.expiration_date: 33.3% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 3/1/2024. Price per share on vesting date (3/3/2025) is $43.33.

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March 03, 2025 Filed Mar 5, 2025 18:23 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 2,581 $43.33 $111,834.73
Disclosure

SEC source: 0000356171-25-000021 · wk-form4_1741199014.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,251

F2 · shares: Reflects shares withheld to pay toward tax liability.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 18:23 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 4,412 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-25-000021 · wk-form4_1741199014.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 270,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 33.3% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 3/1/2024. Price per share on vesting date (3/3/2025) is $43.33.

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October 21, 2024 Filed Oct 23, 2024 17:21 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 3,339 $0.00 $0.00
Disclosure

SEC source: 0000356171-24-000114 · wk-form4_1729704094.xml · derivative · entry 6

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,121

Underlying: Common Stock · 3,339 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 33.3% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/21/2024) is $43.26.

F1 · derivative.exercise_date: 33.3% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/21/2024) is $43.26.

F1 · derivative.expiration_date: 33.3% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/21/2024) is $43.26.

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October 21, 2024 Filed Oct 23, 2024 17:21 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 1,951 $43.26 $84,400.26
Disclosure

SEC source: 0000356171-24-000114 · wk-form4_1729704094.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,420

F2 · shares: Reflects shares withheld to pay toward tax liability.

Read SEC document
October 21, 2024 Filed Oct 23, 2024 17:21 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 3,339 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-24-000114 · wk-form4_1729704094.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 33.3% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/21/2024) is $43.26.

Read SEC document
June 12, 2024 Filed Jun 13, 2024 21:06 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 4,579 $0.00 $0.00
Disclosure

SEC source: 0000356171-24-000093 · wk-form4_1718312793.xml · derivative · entry 6

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,947

Underlying: Common Stock · 4,579 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 33.3% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2024) is $37.80.

F1 · derivative.exercise_date: 33.3% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2024) is $37.80.

F1 · derivative.expiration_date: 33.3% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2024) is $37.80.

Read SEC document
June 12, 2024 Filed Jun 13, 2024 21:06 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 2,676 $37.80 $101,152.80
Disclosure

SEC source: 0000356171-24-000093 · wk-form4_1718312793.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,032

F2 · shares: Reflects shares withheld to pay toward tax liability.

Read SEC document
June 12, 2024 Filed Jun 13, 2024 21:06 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 4,579 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-24-000093 · wk-form4_1718312793.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 33.3% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2024) is $37.80.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 19:59 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 3,704 $0.00 $0.00
Disclosure

SEC source: 0000356171-24-000074 · wk-form4_1717703944.xml · derivative · entry 6

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,526

Underlying: Common Stock · 3,704 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/5/2020. Price per share on vesting date (6/5/2024) is $37.39.

F1 · derivative.exercise_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/5/2020. Price per share on vesting date (6/5/2024) is $37.39.

F1 · derivative.expiration_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/5/2020. Price per share on vesting date (6/5/2024) is $37.39.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 19:59 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 2,164 $37.39 $80,911.96
Disclosure

SEC source: 0000356171-24-000074 · wk-form4_1717703944.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,129

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 19:59 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 3,704 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-24-000074 · wk-form4_1717703944.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/5/2020. Price per share on vesting date (6/5/2024) is $37.39.

Read SEC document
May 28, 2024 Filed May 29, 2024 21:07 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 2,288 $0.00 $0.00
Disclosure

SEC source: 0000356171-24-000063 · wk-form4_1717016838.xml · derivative · entry 6

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,230

Underlying: Common Stock · 2,288 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 05/27/2021. Price per share on vesting date (05/28/2024) is $37.56.

F1 · derivative.exercise_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 05/27/2021. Price per share on vesting date (05/28/2024) is $37.56.

F1 · derivative.expiration_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 05/27/2021. Price per share on vesting date (05/28/2024) is $37.56.

Read SEC document
May 28, 2024 Filed May 29, 2024 21:07 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 1,337 $37.56 $50,217.72
Disclosure

SEC source: 0000356171-24-000063 · wk-form4_1717016838.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,589

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
May 28, 2024 Filed May 29, 2024 21:07 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 2,288 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-24-000063 · wk-form4_1717016838.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 05/27/2021. Price per share on vesting date (05/28/2024) is $37.56.

Read SEC document
April 09, 2024 Filed Apr 11, 2024 22:17 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionPerformance Stock Unit · Derivative 8,424 $0.00 $0.00
Disclosure

SEC source: 0001620863-24-000013 · primary_doc.xml · derivative · entry 6

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,473

Underlying: Common Stock · 8,424 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 8424 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 105.08%.

F1 · derivative.exercise_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 8424 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 105.08%.

F1 · derivative.expiration_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 8424 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 105.08%.

Read SEC document
April 09, 2024 Filed Apr 11, 2024 22:17 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-24-000013 · primary_doc.xml · nonDerivative · entry 5

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Indirect · ESOP Trustee

Disclosed balance after: 1,146,327

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

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April 09, 2024 Filed Apr 11, 2024 22:17 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-24-000013 · primary_doc.xml · nonDerivative · entry 4

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 260.23

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
April 09, 2024 Filed Apr 11, 2024 22:17 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-24-000013 · primary_doc.xml · nonDerivative · entry 3

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Indirect · By ESOP

Disclosed balance after: 38,299.26

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
April 09, 2024 Filed Apr 11, 2024 22:17 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 5,173 $34.49 $178,416.77
Disclosure

SEC source: 0001620863-24-000013 · primary_doc.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,638

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
April 09, 2024 Filed Apr 11, 2024 22:17 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 8,851 $0.00 $0.00
Disclosure

SEC source: 0001620863-24-000013 · primary_doc.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 8424 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 105.08%.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 23:22 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantRestricted stock unit · Derivative 12,805 $0.00 $0.00
Disclosure

SEC source: 0001620863-24-000006 · primary_doc.xml · derivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,130

Underlying: Common Stock · 12,805 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $35.67 (based on the 30-day average closing price of Issuers common stock ending 03/01/2024).

F2 · derivative.exercise_date: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $35.67 (based on the 30-day average closing price of Issuers common stock ending 03/01/2024).

F2 · derivative.expiration_date: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $35.67 (based on the 30-day average closing price of Issuers common stock ending 03/01/2024).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.