Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Lumentum Holdings Inc.LITE · Entity 2957 | CFO | August 10, 2018 | August 25, 2018 |
| Personalis, Inc.PSNL · Entity 4572 | CFO AND COO | September 18, 2026 | September 22, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Lumentum Holdings Inc.
Report date August 10, 2018 · Filed August 25, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 73,724 |
Reported balance
After 2018-08-10 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2018-08-10 · Grant · Acquired 10,533 · Balance 73,724 F1: On August 10, 2018, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 10,533 performance shares. Such performance shares vest 1/3 on 8/18/18, and 1/12 quarterly thereafter. Includes 6,379 shares previously reported on August 18, 2017 as performance shares. |
| Common StockSEC Table I · non-derivative | Direct | 75,455 |
Reported balance
After 2018-08-10 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2018-08-10 · Grant · Acquired 4,389 · Balance 75,455 F2: On August 10, 2018, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 4,389 performance shares. Such performance shares vest 1/3 on 8/18/18, and 1/12 quarterly thereafter. Includes 2,658 shares previously reported on August 18, 2017 as performance shares. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 10, 2018, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 10,533 performance shares. Such performance shares vest 1/3 on 8/18/18, and 1/12 quarterly thereafter. Includes 6,379 shares previously reported on August 18, 2017 as performance shares.
F2: On August 10, 2018, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 4,389 performance shares. Such performance shares vest 1/3 on 8/18/18, and 1/12 quarterly thereafter. Includes 2,658 shares previously reported on August 18, 2017 as performance shares.
Personalis, Inc.
Report date September 18, 2026 · Filed September 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 195,902 |
Reported balance
After 2026-09-18 transaction · row 1
1 source rowRow 1 · 2026-09-18 · Sale · Disposed 2,931 · Balance 195,902 F1: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 28, 2022 Filed Aug 1, 2022 22:05 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 632 | $3.91 | $2,471.12 |
DisclosureSEC source: 0001209191-22-043731 · doc4.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,311 F1 · shares: Shares sold to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| June 17, 2022 Filed Jun 21, 2022 20:48 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 3,440 | $3.29 | $11,317.60 |
DisclosureSEC source: 0001209191-22-038443 · doc4.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,943 F1 · shares: Shares sold to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 21:02 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 6,818 | $3.24 | $22,090.32 |
DisclosureSEC source: 0001209191-22-037952 · doc4.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,383 F1 · shares: Shares sold to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 21:36 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 4,187 | $3.59 | $15,031.33 |
DisclosureSEC source: 0001209191-22-034616 · doc4.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,201 F1 · shares: Shares sold to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| May 16, 2022 Filed May 18, 2022 22:17 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 1,286 | $4.86 | $6,249.96 |
DisclosureSEC source: 0001209191-22-030222 · doc4.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,388 F1 · shares: Shares sold to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| March 17, 2022 Filed Mar 22, 2022 00:42 UTC | Personalis, Inc. PSNL · Entity 4572 | Disposition to issuerCommon Stock | 3,767 | $7.98 | $30,060.66 |
DisclosureSEC source: 0001209191-22-020419 · doc4.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,674 F1 · shares: Shares sold to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 23:08 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 4,511 | $10.18 | $45,921.98 |
DisclosureSEC source: 0001209191-22-016449 · doc4.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,441 F1 · shares: Shares sold to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 23:04 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 705 | $9.93 | $7,000.65 |
DisclosureSEC source: 0001209191-22-006004 · doc4.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,952 F1 · shares: Shares sold to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 00:59 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 3,437 | $12.80 | $43,993.60 |
DisclosureSEC source: 0001209191-21-070678 · doc4.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,657 Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 22:21 UTC | Personalis, Inc. PSNL · Entity 4572 | GrantCommon Stock | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-070025 · doc4.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,094 F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. The RSUs shall vest in semi-annual installments over three years with the first installment of 13,333 RSUs vesting on June 14, 2022. Read SEC document |
| December 02, 2021 Filed Dec 6, 2021 23:05 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 4,184 | $12.92 | $54,057.28 |
DisclosureSEC source: 0001209191-21-068172 · doc4.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,094 F1 · shares: Shares sold to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 23:14 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 1,253 | $17.04 | $21,351.12 |
DisclosureSEC source: 0001209191-21-065917 · doc4.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,278 F1 · shares: Shares sold to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| September 17, 2021 Filed Sep 21, 2021 22:36 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 3,152 | $21.25 | $66,980.00 |
DisclosureSEC source: 0001209191-21-057101 · doc4.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,531 F1 · shares: Shares sold to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| September 02, 2021 Filed Sep 7, 2021 21:51 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 3,820 | $21.92 | $83,734.40 |
DisclosureSEC source: 0001209191-21-055047 · doc4.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,683 F1 · shares: Shares sold to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| July 27, 2021 Filed Jul 29, 2021 22:04 UTC | Personalis, Inc. PSNL · Entity 4572 | GrantStock Option (Right to Buy) · Derivative | 12,500 | $0.00 Strike: $20.40 | $0.00 |
DisclosureSEC source: 0001179110-21-007743 · edgar.xml · derivative · entry 2 Tachibana Aaron · CIK 0001401786 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2031-07-27 F2 · derivative.exercise_date: One-forty-eighth (1/48th) of the shares vest monthly over four (4) from the Vesting Commencement Date, subject to the reporting person's Continuous Service. Read SEC document |
| July 27, 2021 Filed Jul 29, 2021 22:04 UTC | Personalis, Inc. PSNL · Entity 4572 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-007743 · edgar.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,503 F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. The shares shall vest in a series of eight (8) semi-annual installments measured from the Vesting Commencement Date, such that the award will be fully vested after four (4) years, subject to the reporting person's Continuous Service. Read SEC document |
| June 17, 2021 Filed Jun 22, 2021 21:10 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 2,421 | $22.75 | $55,077.75 |
DisclosureSEC source: 0001209191-21-042442 · doc4.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,503 F1 · shares: Shares sold to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 22:48 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 2,899 | $21.57 | $62,531.43 |
DisclosureSEC source: 0001209191-21-038402 · doc4.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,924 F1 · shares: Shares sold to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| May 15, 2021 Filed May 18, 2021 20:18 UTC | Personalis, Inc. PSNL · Entity 4572 | GrantStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $19.74 | $0.00 |
DisclosureSEC source: 0001209191-21-033475 · doc4.xml · derivative · entry 2 Tachibana Aaron · CIK 0001401786 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2031-05-15 F2 · derivative.exercise_date: The shares subject to the option vest in 48 equal monthly installments with the first installment vesting on June 15, 2021. Read SEC document |
| May 15, 2021 Filed May 18, 2021 20:18 UTC | Personalis, Inc. PSNL · Entity 4572 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-033475 · doc4.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,823 F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. The RSUs vest in 8 equal semi-annual installments with the first installment vesting on November 15, 2021. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 21:47 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 2,446 | $26.73 | $65,381.58 |
DisclosureSEC source: 0001209191-21-022149 · doc4.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,823 F1 · kind: Shares sold to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| March 02, 2021 Filed Mar 5, 2021 00:22 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 3,022 | $32.60 | $98,517.20 |
DisclosureSEC source: 0001209191-21-018010 · doc4.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,269 F1 · kind: Shares sold to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 23:18 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 2,391 | $36.37 | $86,960.67 |
DisclosureSEC source: 0001209191-20-064703 · doc4.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,291 F1 · kind: Shares sold to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 00:21 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 2,926 | $27.76 | $81,225.76 |
DisclosureSEC source: 0001209191-20-061666 · doc4.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,682 F1 · kind: Shares sold to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| December 01, 2020 Filed Dec 4, 2020 00:21 UTC | Personalis, Inc. PSNL · Entity 4572 | GrantStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $28.17 | $0.00 |
DisclosureSEC source: 0001209191-20-061666 · doc4.xml · derivative · entry 2 Tachibana Aaron · CIK 0001401786 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2030-12-01 F2 · derivative.exercise_date: The shares subject to the option vest in 12 equal monthly installments starting on April 16, 2023. Read SEC document |
| September 17, 2020 Filed Sep 21, 2020 23:03 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 2,463 | $22.74 | $56,008.62 |
DisclosureSEC source: 0001209191-20-051371 · doc4.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,608 F1 · kind: Shares sold to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 22:41 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 2,899 | $22.99 | $66,648.01 |
DisclosureSEC source: 0001209191-20-049658 · doc4.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,071 F1 · kind: Shares sold to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| March 16, 2020 Filed Mar 19, 2020 00:43 UTC | Personalis, Inc. PSNL · Entity 4572 | GrantCommon Stock | 82,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020139 · doc4.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,970 F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. The RSUs vest in 16 equal quarterly installments with the first installment vesting on June 16, 2020. F2 · balance_after: Includes 1,470 shares acquired under the Issuer's Employee Stock Purchase Plan on November 1, 2019 which has been corrected from the prior Form 4 filed on December 3, 2019. Read SEC document |
| March 16, 2020 Filed Mar 19, 2020 00:43 UTC | Personalis, Inc. PSNL · Entity 4572 | GrantCommon Stock | 82,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020138 · doc4.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,970 F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. The RSUs vest in 16 equal quarterly installments with the first installment vesting on June 16, 2020. F2 · balance_after: Includes 1,470 shares acquired under the Issuer's Employee Stock Purchase Plan on November 1, 2019 which has been corrected from the prior Form 4 filed on December 3, 2019. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 23:41 UTC | Personalis, Inc. PSNL · Entity 4572 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-059382 · doc4.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,249 F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. The RSUs vest in 36 equal monthly installments with the first installment vesting on January 1, 2020. F2 · balance_after: Includes 2,249 shares acquired under the Issuer's Employee Stock Purchase Plan ("ESPP") on November 1, 2019. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 01:54 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 5,574 | $59.69 | $332,712.06 |
DisclosureSEC source: 0001633978-18-000090 · edgar.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,945 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. F2 · balance_after: Includes additional Performance shares earned based upon achievement of established target goals for Fiscal Year 2018, with one third vesting on the first anniversary of the grant date, and the remaining vesting quarterly over eight quarters. Read SEC document |
| August 17, 2018 Filed Aug 18, 2018 01:03 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,189 | $59.87 | $71,185.43 |
DisclosureSEC source: 0001633978-18-000080 · edgar.xml · nonDerivative · entry 5 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,634 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. Read SEC document |
| August 16, 2018 Filed Aug 18, 2018 01:03 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 867 | $60.13 | $52,132.71 |
DisclosureSEC source: 0001633978-18-000080 · edgar.xml · nonDerivative · entry 4 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,823 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. Read SEC document |
| August 16, 2018 Filed Aug 18, 2018 01:03 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 2,754 | $60.13 | $165,598.02 |
DisclosureSEC source: 0001633978-18-000080 · edgar.xml · nonDerivative · entry 2 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,216 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. Read SEC document |
| August 15, 2018 Filed Aug 18, 2018 01:03 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 2,474 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000080 · edgar.xml · derivative · entry 7 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,474 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| August 15, 2018 Filed Aug 18, 2018 01:03 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 6,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000080 · edgar.xml · derivative · entry 6 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| August 15, 2018 Filed Aug 18, 2018 01:03 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 2,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000080 · edgar.xml · nonDerivative · entry 3 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,690 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2018 Filed Aug 18, 2018 01:03 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 6,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000080 · edgar.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,970 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2018 Filed Aug 25, 2018 00:45 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 4,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000098 · edgar.xml · nonDerivative · entry 2 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,455 F2 · shares: On August 10, 2018, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 4,389 performance shares. Such performance shares vest 1/3 on 8/18/18, and 1/12 quarterly thereafter. Includes 2,658 shares previously reported on August 18, 2017 as performance shares. Read SEC document |
| August 10, 2018 Filed Aug 25, 2018 00:45 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 10,533 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000098 · edgar.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,724 F1 · shares: On August 10, 2018, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 10,533 performance shares. Such performance shares vest 1/3 on 8/18/18, and 1/12 quarterly thereafter. Includes 6,379 shares previously reported on August 18, 2017 as performance shares. Read SEC document |
| May 17, 2018 Filed May 18, 2018 01:33 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 830 | $63.21 | $52,464.30 |
DisclosureSEC source: 0001633978-18-000034 · wf-form4_152660716658393.xml · nonDerivative · entry 3 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,570 F3 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit. F5 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $62.675 to $63.675. This transaction was apart ofa group sale. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding thenumber of shares sold at each separate price. Read SEC document |
| May 16, 2018 Filed May 18, 2018 01:33 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 867 | $63.59 | $55,132.53 |
DisclosureSEC source: 0001633978-18-000034 · wf-form4_152660716658393.xml · nonDerivative · entry 2 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,400 F3 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit. F4 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $63.00 to $64.05. This transaction was apart of a group sale. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 15, 2018 Filed May 18, 2018 01:33 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 2,474 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000034 · wf-form4_152660716658393.xml · derivative · entry 4 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,474 Underlying: Common Stock · 2,474 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| May 15, 2018 Filed May 18, 2018 01:33 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 2,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000034 · wf-form4_152660716658393.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,267 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F2 · balance_after: Includes 263 shares purchased on May 15, 2018 pursuant to the company's Employee Stock Purchase Plan (ESPP). Read SEC document |
| March 06, 2018 Filed Mar 7, 2018 18:53 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 2,000 | $65.00 | $130,000.00 |
DisclosureSEC source: 0001633978-18-000023 · wf-form4_152044875875273.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,530 F1 · shares: Transaction pursuant to 10b5-1 plan dated 8/28/17. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 02:07 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 832 | $59.26 | $49,303.99 |
DisclosureSEC source: 0001633978-18-000013 · wf-form4_151926525966607.xml · nonDerivative · entry 3 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,530 F3 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock award. F4 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $58.50 to $59.55. This transaction was apart of a group sale. The reporting person undertakestoprovide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 16, 2018 Filed Feb 22, 2018 02:07 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 942 | $58.52 | $55,122.17 |
DisclosureSEC source: 0001633978-18-000013 · wf-form4_151926525966607.xml · nonDerivative · entry 2 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,362 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit. F2 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $57.525 to $59.15. This transaction was apart of a group sale. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 15, 2018 Filed Feb 22, 2018 02:07 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 2,474 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000013 · wf-form4_151926525966607.xml · derivative · entry 4 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,948 Underlying: Common Stock · 2,474 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| February 15, 2018 Filed Feb 22, 2018 02:07 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 2,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000013 · wf-form4_151926525966607.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2017 Filed Nov 22, 2017 23:23 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 1,248 | $60.00 | $74,880.00 |
DisclosureSEC source: 0001633978-17-000153 · wf-form4_151139297457955.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,830 F1 · kind: Sale of shares pursuant to 10b5-1 plan dated 8/28/17. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.