Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Lumentum Holdings Inc.LITE · Entity 2957 | CFO | August 10, 2018 | August 25, 2018 |
| Personalis, Inc.PSNL · Entity 4572 | CFO AND COO | September 18, 2026 | September 22, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Lumentum Holdings Inc.
Report date August 10, 2018 · Filed August 25, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 73,724 |
Reported balance
After 2018-08-10 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2018-08-10 · Grant · Acquired 10,533 · Balance 73,724 F1: On August 10, 2018, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 10,533 performance shares. Such performance shares vest 1/3 on 8/18/18, and 1/12 quarterly thereafter. Includes 6,379 shares previously reported on August 18, 2017 as performance shares. |
| Common StockSEC Table I · non-derivative | Direct | 75,455 |
Reported balance
After 2018-08-10 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2018-08-10 · Grant · Acquired 4,389 · Balance 75,455 F2: On August 10, 2018, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 4,389 performance shares. Such performance shares vest 1/3 on 8/18/18, and 1/12 quarterly thereafter. Includes 2,658 shares previously reported on August 18, 2017 as performance shares. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 10, 2018, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 10,533 performance shares. Such performance shares vest 1/3 on 8/18/18, and 1/12 quarterly thereafter. Includes 6,379 shares previously reported on August 18, 2017 as performance shares.
F2: On August 10, 2018, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 4,389 performance shares. Such performance shares vest 1/3 on 8/18/18, and 1/12 quarterly thereafter. Includes 2,658 shares previously reported on August 18, 2017 as performance shares.
Personalis, Inc.
Report date September 18, 2026 · Filed September 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 195,902 |
Reported balance
After 2026-09-18 transaction · row 1
1 source rowRow 1 · 2026-09-18 · Sale · Disposed 2,931 · Balance 195,902 F1: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 18, 2026 Filed Sep 22, 2026 20:10 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 2,931 | $16.22 | $47,540.82 |
DisclosureSEC source: 0001401786-26-000009 · form4-09222026_040901.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO AND COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 195,902 F1 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units. Read SEC document |
| June 29, 2026 Filed Jun 29, 2026 21:50 UTC | Personalis, Inc. PSNL · Entity 4572 | Exercise / conversionStock Option (right to buy) · Derivative | 4,982 | $0.00 Strike: $5.32 | $0.00 |
DisclosureSEC source: 0001401786-26-000007 · form4-06292026_090650.xml · derivative · entry 3 Tachibana Aaron · CIK 0001401786 · CFO AND COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,489 Underlying: Common Stock · 4,982 shares Expires 2032-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 7, 2025. F2 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| June 29, 2026 Filed Jun 29, 2026 21:50 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 4,982 | $14.00 | $69,748.00 |
DisclosureSEC source: 0001401786-26-000007 · form4-06292026_090650.xml · nonDerivative · entry 2 Tachibana Aaron · CIK 0001401786 · CFO AND COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 198,833 F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 7, 2025. Read SEC document |
| June 29, 2026 Filed Jun 29, 2026 21:50 UTC | Personalis, Inc. PSNL · Entity 4572 | Exercise / conversionCommon Stock | 4,982 | $5.32 | $26,504.24 |
DisclosureSEC source: 0001401786-26-000007 · form4-06292026_090650.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO AND COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 203,815 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 7, 2025. Read SEC document |
| June 26, 2026 Filed Jun 26, 2026 23:56 UTC | Personalis, Inc. PSNL · Entity 4572 | Exercise / conversionStock Option (right to buy) · Derivative | 22,419 | $0.00 Strike: $5.32 | $0.00 |
DisclosureSEC source: 0001401786-26-000006 · form4-06262026_110605.xml · derivative · entry 5 Tachibana Aaron · CIK 0001401786 · CFO AND COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,471 Underlying: Common Stock · 22,419 shares Expires 2032-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 7, 2025. F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| June 26, 2026 Filed Jun 26, 2026 23:56 UTC | Personalis, Inc. PSNL · Entity 4572 | Exercise / conversionStock Option (right to buy) · Derivative | 28,832 | $0.00 Strike: $9.16 | $0.00 |
DisclosureSEC source: 0001401786-26-000006 · form4-06262026_110605.xml · derivative · entry 4 Tachibana Aaron · CIK 0001401786 · CFO AND COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,832 shares Expires 2029-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 7, 2025. F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| June 26, 2026 Filed Jun 26, 2026 23:56 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 51,251 | $13.18 | $675,488.18 |
DisclosureSEC source: 0001401786-26-000006 · form4-06262026_110605.xml · nonDerivative · entry 3 Tachibana Aaron · CIK 0001401786 · CFO AND COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 198,833 F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 7, 2025. F2 · price: The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $13.00 to $13.30 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| June 26, 2026 Filed Jun 26, 2026 23:56 UTC | Personalis, Inc. PSNL · Entity 4572 | Exercise / conversionCommon Stock | 22,419 | $5.32 | $119,269.08 |
DisclosureSEC source: 0001401786-26-000006 · form4-06262026_110605.xml · nonDerivative · entry 2 Tachibana Aaron · CIK 0001401786 · CFO AND COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 250,084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 7, 2025. Read SEC document |
| June 26, 2026 Filed Jun 26, 2026 23:56 UTC | Personalis, Inc. PSNL · Entity 4572 | Exercise / conversionCommon Stock | 28,832 | $9.16 | $264,101.12 |
DisclosureSEC source: 0001401786-26-000006 · form4-06262026_110605.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO AND COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 227,665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 7, 2025. Read SEC document |
| June 04, 2026 Filed Jun 6, 2026 00:19 UTC | Personalis, Inc. PSNL · Entity 4572 | Exercise / conversionStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $9.16 | $0.00 |
DisclosureSEC source: 0001401786-26-000005 · form4-06062026_120621.xml · derivative · entry 3 Tachibana Aaron · CIK 0001401786 · CFO AND COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 28,832 Underlying: Common Stock · 40,000 shares Expires 2029-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 7, 2025. F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| June 04, 2026 Filed Jun 6, 2026 00:19 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 40,000 | $12.01 | $480,400.00 |
DisclosureSEC source: 0001401786-26-000005 · form4-06062026_120621.xml · nonDerivative · entry 2 Tachibana Aaron · CIK 0001401786 · CFO AND COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 198,833 F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 7, 2025. F2 · price: The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $12.00 to $12.10 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| June 04, 2026 Filed Jun 6, 2026 00:19 UTC | Personalis, Inc. PSNL · Entity 4572 | Exercise / conversionCommon Stock | 40,000 | $9.16 | $366,400.00 |
DisclosureSEC source: 0001401786-26-000005 · form4-06062026_120621.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO AND COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 238,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 7, 2025. Read SEC document |
| May 29, 2026 Filed May 30, 2026 00:27 UTC | Personalis, Inc. PSNL · Entity 4572 | Exercise / conversionStock Option (right to buy) · Derivative | 38,799 | $0.00 Strike: $9.16 | $0.00 |
DisclosureSEC source: 0001401786-26-000004 · form4-05302026_120502.xml · derivative · entry 3 Tachibana Aaron · CIK 0001401786 · CFO AND COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 68,832 Underlying: Common Stock · 38,799 shares Expires 2029-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 7, 2025. F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| May 29, 2026 Filed May 30, 2026 00:27 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 38,799 | $11.58 | $449,292.42 |
DisclosureSEC source: 0001401786-26-000004 · form4-05302026_120502.xml · nonDerivative · entry 2 Tachibana Aaron · CIK 0001401786 · CFO AND COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 198,833 F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 7, 2025. F2 · price: The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $11.50 to $11.71 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| May 29, 2026 Filed May 30, 2026 00:27 UTC | Personalis, Inc. PSNL · Entity 4572 | Exercise / conversionCommon Stock | 38,799 | $9.16 | $355,398.84 |
DisclosureSEC source: 0001401786-26-000004 · form4-05302026_120502.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO AND COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 237,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 7, 2025. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 20:59 UTC | Personalis, Inc. PSNL · Entity 4572 | GrantStock Option (right to buy) · Derivative | 206,250 | $0.00 Strike: $6.72 | $0.00 |
DisclosureSEC source: 0001401786-26-000003 · form4-03172026_080312.xml · derivative · entry 2 Tachibana Aaron · CIK 0001401786 · CFO AND COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 206,250 Underlying: Common Stock · 206,250 shares Expires 2036-03-15 F2 · derivative.exercise_date: The shares subject to the option vest in 36 equal monthly installments with the first installment vesting on April 15, 2026. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 20:59 UTC | Personalis, Inc. PSNL · Entity 4572 | GrantCommon Stock | 34,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001401786-26-000003 · form4-03172026_080312.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO AND COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 198,833 F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. The RSUs vest in 6 equal semi-annual installments with the first installment vesting on September 15, 2026. Read SEC document |
| February 23, 2026 Filed Feb 25, 2026 23:51 UTC | Personalis, Inc. PSNL · Entity 4572 | GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $1.61 | $0.00 |
DisclosureSEC source: 0001401786-26-000002 · form4-02252026_110223.xml · derivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO AND COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2034-03-15 F1 · balance_after: This amount represents the vesting of a performance stock option granted on March 15, 2024, following the satisfaction of a specified reimbursement milestone. Read SEC document |
| January 22, 2026 Filed Jan 23, 2026 23:03 UTC | Personalis, Inc. PSNL · Entity 4572 | Exercise / conversionStock Option (right to buy) · Derivative | 1,201 | $0.00 Strike: $9.16 | $0.00 |
DisclosureSEC source: 0001401786-26-000001 · form4-01232026_110156.xml · derivative · entry 3 Tachibana Aaron · CIK 0001401786 · CFO AND COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 107,631 Underlying: Common Stock · 1,201 shares Expires 2029-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 7, 2025. F2 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| January 22, 2026 Filed Jan 23, 2026 23:03 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 1,201 | $11.50 | $13,811.50 |
DisclosureSEC source: 0001401786-26-000001 · form4-01232026_110156.xml · nonDerivative · entry 2 Tachibana Aaron · CIK 0001401786 · CFO AND COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 164,458 F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 7, 2025. Read SEC document |
| January 22, 2026 Filed Jan 23, 2026 23:03 UTC | Personalis, Inc. PSNL · Entity 4572 | Exercise / conversionCommon Stock | 1,201 | $9.16 | $11,001.16 |
DisclosureSEC source: 0001401786-26-000001 · form4-01232026_110156.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO AND COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 165,659 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 7, 2025. Read SEC document |
| November 25, 2025 Filed Nov 28, 2025 22:09 UTC | Personalis, Inc. PSNL · Entity 4572 | Exercise / conversionStock Option (right to buy) · Derivative | 103,668 | $0.00 Strike: $9.16 | $0.00 |
DisclosureSEC source: 0001401786-25-000004 · form4-11282025_101141.xml · derivative · entry 3 Tachibana Aaron · CIK 0001401786 · CFO AND COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 108,832 Underlying: Common Stock · 103,668 shares Expires 2029-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 7, 2025. F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| November 25, 2025 Filed Nov 28, 2025 22:09 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 103,668 | $10.78 | $1,117,541.04 |
DisclosureSEC source: 0001401786-25-000004 · form4-11282025_101141.xml · nonDerivative · entry 2 Tachibana Aaron · CIK 0001401786 · CFO AND COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 164,458 F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 7, 2025. F2 · price: The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $10.25 to $11.10 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| November 25, 2025 Filed Nov 28, 2025 22:09 UTC | Personalis, Inc. PSNL · Entity 4572 | Exercise / conversionCommon Stock | 103,668 | $9.16 | $949,598.88 |
DisclosureSEC source: 0001401786-25-000004 · form4-11282025_101141.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO AND COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 268,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 7, 2025. Read SEC document |
| July 28, 2025 Filed Jul 30, 2025 20:20 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 641 | $6.57 | $4,211.37 |
DisclosureSEC source: 0001415889-25-020571 · form4-07302025_040701.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO AND COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 164,458 F1 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units. Read SEC document |
| May 16, 2025 Filed May 20, 2025 21:53 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 1,291 | $4.95 | $6,390.45 |
DisclosureSEC source: 0001415889-25-013848 · form4-05202025_090507.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO AND COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 165,099 F1 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units. F2 · price: The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $4.85 to $5.05 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| March 15, 2025 Filed Mar 18, 2025 20:50 UTC | Personalis, Inc. PSNL · Entity 4572 | GrantStock Option (right to buy) · Derivative | 250,000 | $0.00 Strike: $3.63 | $0.00 |
DisclosureSEC source: 0001415889-25-008434 · form4-03182025_080309.xml · derivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO AND COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2035-03-15 F1 · derivative.exercise_date: The shares subject to the option vest in 36 equal monthly installments with the first installment vesting on April 15, 2025. Read SEC document |
| January 28, 2025 Filed Jan 30, 2025 22:01 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 708 | $5.79 | $4,099.32 |
DisclosureSEC source: 0001415889-25-002398 · form4-01302025_100132.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO AND COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 166,390 F1 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units. Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 21:25 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 6,865 | $3.82 | $26,224.30 |
DisclosureSEC source: 0001415889-24-029736 · form4-12182024_041201.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO AND COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 167,098 F1 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units. F2 · price: The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $3.65 to $3.91 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| November 18, 2024 Filed Nov 20, 2024 21:19 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 1,307 | $3.79 | $4,953.53 |
DisclosureSEC source: 0001415889-24-027347 · form4-11202024_091113.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO AND COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 173,963 F1 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units. F2 · price: The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $3.76 to $3.79 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| July 30, 2024 Filed Aug 1, 2024 21:13 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 742 | $2.97 | $2,203.74 |
DisclosureSEC source: 0001415889-24-020533 · form4-08012024_090847.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO AND COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,270 F1 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units. F2 · price: The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $2.97 to $3.01 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| June 17, 2024 Filed Jun 20, 2024 20:54 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 7,176 | $1.29 | $9,257.04 |
DisclosureSEC source: 0001415889-24-017683 · form4-06202024_080625.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO AND COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 176,012 F1 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units. F2 · price: The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $1.26 to $1.29 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| May 17, 2024 Filed May 22, 2024 01:13 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 1,333 | $1.38 | $1,839.54 |
DisclosureSEC source: 0001415889-24-014040 · form4-05222024_010559.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO AND COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 183,188 F1 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units. F2 · price: The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $1.34 to $1.47 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:30 UTC | Personalis, Inc. PSNL · Entity 4572 | GrantStock Option (right to buy) · Derivative | 175,000 | $0.00 Strike: $1.61 | $0.00 |
DisclosureSEC source: 0001415889-24-008532 · form4-03192024_040321.xml · derivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO AND COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,000 Underlying: Common Stock · 175,000 shares Expires 2034-03-15 F1 · derivative.exercise_date: The shares subject to the option vest in 36 equal monthly installments with the first installment vesting on April 15, 2024. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 21:27 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 716 | $1.37 | $980.92 |
DisclosureSEC source: 0001415889-24-002070 · form4-01312024_090149.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO AND COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 184,521 F1 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 23:07 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 6,747 | $1.47 | $9,918.09 |
DisclosureSEC source: 0001209191-23-059242 · doc4.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 185,237 F1 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units. Read SEC document |
| November 16, 2023 Filed Nov 20, 2023 21:30 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 1,344 | $1.04 | $1,397.76 |
DisclosureSEC source: 0001209191-23-056066 · doc4.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 191,984 F1 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 20:21 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 662 | $2.26 | $1,496.12 |
DisclosureSEC source: 0001209191-23-044217 · doc4.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 193,328 F1 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units. Read SEC document |
| June 16, 2023 Filed Jun 21, 2023 20:49 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 6,904 | $2.07 | $14,291.28 |
DisclosureSEC source: 0001209191-23-038810 · doc4.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 193,990 F1 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units. Read SEC document |
| May 17, 2023 Filed May 19, 2023 21:42 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 1,389 | $1.98 | $2,750.22 |
DisclosureSEC source: 0001209191-23-031182 · doc4.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,894 F1 · shares: Shares sold to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| March 17, 2023 Filed Mar 21, 2023 22:00 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 3,945 | $2.83 | $11,164.35 |
DisclosureSEC source: 0001209191-23-020375 · doc4.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 202,283 F1 · shares: Shares sold to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 22:13 UTC | Personalis, Inc. PSNL · Entity 4572 | GrantStock Option (right to buy) · Derivative | 450,000 | $0.00 Strike: $2.76 | $0.00 |
DisclosureSEC source: 0001209191-23-019871 · doc4.xml · derivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 Underlying: Common Stock · 450,000 shares Expires 2033-03-15 F1 · derivative.exercise_date: The shares subject to the option vest in 36 equal monthly installments with the first installment vesting on April 15, 2023. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 22:12 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 767 | $2.20 | $1,687.40 |
DisclosureSEC source: 0001209191-23-006271 · doc4.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,228 F1 · shares: Shares sold to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 22:07 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 3,843 | $1.92 | $7,378.56 |
DisclosureSEC source: 0001209191-22-062469 · doc4.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,995 F1 · shares: Shares sold to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 21:28 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 7,177 | $2.50 | $17,942.50 |
DisclosureSEC source: 0001209191-22-061926 · doc4.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,838 F1 · shares: Shares sold to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 21:54 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 4,360 | $2.60 | $11,336.00 |
DisclosureSEC source: 0001209191-22-060029 · doc4.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,015 F1 · shares: Shares sold to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| November 16, 2022 Filed Nov 18, 2022 21:43 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 1,294 | $2.71 | $3,506.74 |
DisclosureSEC source: 0001209191-22-057865 · doc4.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,375 F1 · shares: Shares sold to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 20:09 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 3,474 | $3.48 | $12,089.52 |
DisclosureSEC source: 0001209191-22-051008 · doc4.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,669 F1 · shares: Shares sold to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| September 02, 2022 Filed Sep 8, 2022 20:09 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 4,168 | $3.33 | $13,879.44 |
DisclosureSEC source: 0001209191-22-049145 · doc4.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,143 F1 · shares: Shares sold to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:53 UTC | Personalis, Inc. PSNL · Entity 4572 | GrantStock Option (right to buy) · Derivative | 29,890 | $0.00 Strike: $5.32 | $0.00 |
DisclosureSEC source: 0001209191-22-046309 · doc4.xml · derivative · entry 1 Tachibana Aaron · CIK 0001401786 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,890 Underlying: Common Stock · 29,890 shares Expires 2032-08-15 F1 · derivative.exercise_date: The shares subject to the option vest in 36 equal monthly installments with the first installment vested on June 15, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.