Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Lumentum Holdings Inc.LITE · Entity 2957 | CFO | August 10, 2018 | August 25, 2018 |
| Personalis, Inc.PSNL · Entity 4572 | CFO AND COO | September 18, 2026 | September 22, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Lumentum Holdings Inc.
Report date August 10, 2018 · Filed August 25, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 73,724 |
Reported balance
After 2018-08-10 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2018-08-10 · Grant · Acquired 10,533 · Balance 73,724 F1: On August 10, 2018, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 10,533 performance shares. Such performance shares vest 1/3 on 8/18/18, and 1/12 quarterly thereafter. Includes 6,379 shares previously reported on August 18, 2017 as performance shares. |
| Common StockSEC Table I · non-derivative | Direct | 75,455 |
Reported balance
After 2018-08-10 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2018-08-10 · Grant · Acquired 4,389 · Balance 75,455 F2: On August 10, 2018, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 4,389 performance shares. Such performance shares vest 1/3 on 8/18/18, and 1/12 quarterly thereafter. Includes 2,658 shares previously reported on August 18, 2017 as performance shares. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 10, 2018, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 10,533 performance shares. Such performance shares vest 1/3 on 8/18/18, and 1/12 quarterly thereafter. Includes 6,379 shares previously reported on August 18, 2017 as performance shares.
F2: On August 10, 2018, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 4,389 performance shares. Such performance shares vest 1/3 on 8/18/18, and 1/12 quarterly thereafter. Includes 2,658 shares previously reported on August 18, 2017 as performance shares.
Personalis, Inc.
Report date September 18, 2026 · Filed September 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 195,902 |
Reported balance
After 2026-09-18 transaction · row 1
1 source rowRow 1 · 2026-09-18 · Sale · Disposed 2,931 · Balance 195,902 F1: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2017 Filed Nov 18, 2017 02:02 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,251 | $57.12 | $71,457.12 |
DisclosureSEC source: 0001633978-17-000143 · wf-form4_151097055385863.xml · nonDerivative · entry 5 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,078 F1 · kind: These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. F2 · balance_after: Includes 258 shares purchased on November 15, 2017 pursuant to the company's Employee Stock Purchase Plan (ESPP). Read SEC document |
| November 15, 2017 Filed Nov 18, 2017 02:02 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 5,459 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000143 · wf-form4_151097055385863.xml · derivative · entry 7 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,459 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| November 15, 2017 Filed Nov 18, 2017 02:02 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 2,474 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000143 · wf-form4_151097055385863.xml · derivative · entry 6 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,422 Underlying: Common Stock · 2,474 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| November 15, 2017 Filed Nov 18, 2017 02:02 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 2,886 | $57.80 | $166,810.80 |
DisclosureSEC source: 0001633978-17-000143 · wf-form4_151097055385863.xml · nonDerivative · entry 4 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,071 F1 · kind: These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| November 15, 2017 Filed Nov 18, 2017 02:02 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 5,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000143 · wf-form4_151097055385863.xml · nonDerivative · entry 3 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,957 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2017 Filed Nov 18, 2017 02:02 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,309 | $57.80 | $75,660.20 |
DisclosureSEC source: 0001633978-17-000143 · wf-form4_151097055385863.xml · nonDerivative · entry 2 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,498 F1 · kind: These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| November 15, 2017 Filed Nov 18, 2017 02:02 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 2,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000143 · wf-form4_151097055385863.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,807 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2017 Filed Aug 22, 2017 22:35 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 409 | $51.10 | $20,900.02 |
DisclosureSEC source: 0001633978-17-000088 · wf-form4_150344130748007.xml · nonDerivative · entry 5 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,827 Read SEC document |
| August 20, 2017 Filed Aug 22, 2017 22:35 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 960 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000088 · wf-form4_150344130748007.xml · derivative · entry 6 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 960 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| August 20, 2017 Filed Aug 22, 2017 22:35 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 960 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000088 · wf-form4_150344130748007.xml · nonDerivative · entry 4 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 22:35 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 8,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000088 · wf-form4_150344130748007.xml · nonDerivative · entry 3 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,276 F2 · shares: New RSU grant vests in equal installments on the anniversary of grant date over 3 years. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 22:35 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 4,832 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000088 · wf-form4_150344130748007.xml · nonDerivative · entry 2 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,222 F1 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 22:35 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 14,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000088 · wf-form4_150344130748007.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,390 F1 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years. Read SEC document |
| August 18, 2017 Filed Oct 16, 2017 22:31 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 9,037 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000113 · wf-form4a_150819304935876.xml · nonDerivative · entry 4 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,276 F2 · shares: This form is being amended to update the number of shares awarded as 14,497, 4,832 and 8,054 Restricted Stock Units to 9,713, 3,237 and 5,396 Restricted Stock Units and 9,037 Performance Stock Units respectively. F4 · shares: Performance shares that vested upon achievement of established target goals. Read SEC document |
| August 18, 2017 Filed Oct 16, 2017 22:31 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 5,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000113 · wf-form4a_150819304935876.xml · nonDerivative · entry 3 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,239 F2 · shares: This form is being amended to update the number of shares awarded as 14,497, 4,832 and 8,054 Restricted Stock Units to 9,713, 3,237 and 5,396 Restricted Stock Units and 9,037 Performance Stock Units respectively. F3 · shares: New RSU grant vests in equal installments on the anniversary of grant date over 3 years. Read SEC document |
| August 18, 2017 Filed Oct 16, 2017 22:31 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 3,237 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000113 · wf-form4a_150819304935876.xml · nonDerivative · entry 2 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,843 F1 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years. F2 · shares: This form is being amended to update the number of shares awarded as 14,497, 4,832 and 8,054 Restricted Stock Units to 9,713, 3,237 and 5,396 Restricted Stock Units and 9,037 Performance Stock Units respectively. Read SEC document |
| August 18, 2017 Filed Oct 16, 2017 22:31 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 9,713 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000113 · wf-form4a_150819304935876.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,606 F1 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years. F2 · shares: This form is being amended to update the number of shares awarded as 14,497, 4,832 and 8,054 Restricted Stock Units to 9,713, 3,237 and 5,396 Restricted Stock Units and 9,037 Performance Stock Units respectively. Read SEC document |
| August 18, 2017 Filed Dec 7, 2017 01:12 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 2,658 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000157 · wf-form4a_151260915841988.xml · nonDerivative · entry 2 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,276 F1 · shares: This form is being amended to update the number of shares Performance Stock Units awarded from a single grant of 9,037 shares to two grants of 6,379 and 2,658 Performance Stock Units respectively. F2 · shares: Performance shares that vested upon achievement of established target goals. Read SEC document |
| August 18, 2017 Filed Dec 7, 2017 01:12 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 6,379 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000157 · wf-form4a_151260915841988.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,618 F1 · shares: This form is being amended to update the number of shares Performance Stock Units awarded from a single grant of 9,037 shares to two grants of 6,379 and 2,658 Performance Stock Units respectively. F2 · shares: Performance shares that vested upon achievement of established target goals. Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 01:43 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 3,565 | $52.12 | $185,807.80 |
DisclosureSEC source: 0001633978-17-000072 · wf-form4_150302060134884.xml · nonDerivative · entry 5 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,893 F1 · kind: These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| August 17, 2017 Filed Aug 23, 2017 23:21 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 100 | $53.15 | $5,315.00 |
DisclosureSEC source: 0001633978-17-000094 · wf-form4_150353046835953.xml · nonDerivative · entry 2 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,333 F1 · kind: Transaction pursuant to 10b5-1 plan dated 08/26/2016. Read SEC document |
| August 17, 2017 Filed Aug 23, 2017 23:21 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 5,394 | $52.60 | $283,740.04 |
DisclosureSEC source: 0001633978-17-000094 · wf-form4_150353046835953.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,433 F1 · kind: Transaction pursuant to 10b5-1 plan dated 08/26/2016. F2 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $52.05 to $52.95. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 01:43 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 943 | $52.81 | $49,799.83 |
DisclosureSEC source: 0001633978-17-000072 · wf-form4_150302060134884.xml · nonDerivative · entry 4 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,458 F1 · kind: These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 01:43 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 2,438 | $52.81 | $128,750.78 |
DisclosureSEC source: 0001633978-17-000072 · wf-form4_150302060134884.xml · nonDerivative · entry 2 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,927 F1 · kind: These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| August 15, 2017 Filed Aug 18, 2017 01:43 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 2,474 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000072 · wf-form4_150302060134884.xml · derivative · entry 7 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,896 Underlying: Common Stock · 2,474 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| August 15, 2017 Filed Aug 18, 2017 01:43 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 6,401 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000072 · wf-form4_150302060134884.xml · derivative · entry 6 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,400 Underlying: Common Stock · 6,401 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| August 15, 2017 Filed Aug 18, 2017 01:43 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 2,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000072 · wf-form4_150302060134884.xml · nonDerivative · entry 3 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,401 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2017 Filed Aug 18, 2017 01:43 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 6,401 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000072 · wf-form4_150302060134884.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,365 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2017 Filed May 23, 2017 22:51 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 364 | $53.90 | $19,619.60 |
DisclosureSEC source: 0001633978-17-000055 · wf-form4_149557987660361.xml · nonDerivative · entry 2 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,964 Read SEC document |
| May 20, 2017 Filed May 23, 2017 22:51 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 960 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000055 · wf-form4_149557987660361.xml · derivative · entry 3 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 960 Underlying: Common Stock · 960 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| May 20, 2017 Filed May 23, 2017 22:51 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 960 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000055 · wf-form4_149557987660361.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,328 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| May 17, 2017 Filed May 17, 2017 23:50 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 1,521 | $54.40 | $82,742.40 |
DisclosureSEC source: 0001633978-17-000047 · wf-form4_149506500306343.xml · nonDerivative · entry 3 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,368 F3 · kind: Sale of shares pursuant to 10b5-1 plan dated 8/26/2016. Read SEC document |
| May 16, 2017 Filed May 17, 2017 23:50 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 953 | $53.31 | $50,804.43 |
DisclosureSEC source: 0001633978-17-000047 · wf-form4_149506500306343.xml · nonDerivative · entry 2 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,889 F2 · balance_after: Includes 347 shares purchased on May 15, 2017 pursuant to the company's Employee Stock Purchase Plan (ESPP). Read SEC document |
| May 15, 2017 Filed May 17, 2017 23:50 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 2,474 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000047 · wf-form4_149506500306343.xml · derivative · entry 4 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,370 Underlying: Common Stock · 2,474 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| May 15, 2017 Filed May 17, 2017 23:50 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 2,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000047 · wf-form4_149506500306343.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,495 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 01:26 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 960 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000029 · wf-form4_148772677576659.xml · derivative · entry 3 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,920 Underlying: Common Stock · 960 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 01:26 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 360 | $51.10 | $18,396.00 |
DisclosureSEC source: 0001633978-17-000029 · wf-form4_148772677576659.xml · nonDerivative · entry 2 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,021 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 01:26 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 960 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000029 · wf-form4_148772677576659.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,381 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 23:20 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 1,546 | $50.15 | $77,531.90 |
DisclosureSEC source: 0001633978-17-000025 · wf-form4_148737360220917.xml · nonDerivative · entry 3 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,421 F3 · kind: Sale of shares pursuant to 10b5-1 plan dated 8/26/2016. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 23:20 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 2,474 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000025 · wf-form4_148737360220917.xml · derivative · entry 4 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,844 Underlying: Common Stock · 2,474 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 23:20 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 928 | $49.45 | $45,889.60 |
DisclosureSEC source: 0001633978-17-000025 · wf-form4_148737360220917.xml · nonDerivative · entry 2 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,967 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 23:20 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 2,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000025 · wf-form4_148737360220917.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| November 20, 2016 Filed Nov 22, 2016 23:10 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 959 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000134 · wf-form4_147985624365359.xml · derivative · entry 3 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,880 Underlying: Common Stock · 959 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| November 20, 2016 Filed Nov 22, 2016 23:10 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 500 | $42.20 | $21,100.00 |
DisclosureSEC source: 0001633978-16-000134 · wf-form4_147985624365359.xml · nonDerivative · entry 2 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,421 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| November 20, 2016 Filed Nov 22, 2016 23:10 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 959 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000134 · wf-form4_147985624365359.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,921 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| November 17, 2016 Filed Nov 18, 2016 00:59 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 1,184 | $40.45 | $47,892.80 |
DisclosureSEC source: 0001633978-16-000126 · wf-form4_147943074421232.xml · nonDerivative · entry 6 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,962 F4 · kind: Sale of shares pursuant to 10b5-1 plan dated 8/26/2016. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 00:59 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 3,996 | $40.00 | $159,840.00 |
DisclosureSEC source: 0001633978-16-000126 · wf-form4_147943074421232.xml · nonDerivative · entry 5 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,146 F4 · kind: Sale of shares pursuant to 10b5-1 plan dated 8/26/2016. Read SEC document |
| November 15, 2016 Filed Nov 18, 2016 00:59 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 2,475 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000126 · wf-form4_147943074421232.xml · derivative · entry 8 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,318 Underlying: Common Stock · 2,475 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| November 15, 2016 Filed Nov 18, 2016 00:59 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 5,459 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000126 · wf-form4_147943074421232.xml · derivative · entry 7 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,459 Underlying: Common Stock · 5,459 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| November 15, 2016 Filed Nov 18, 2016 00:59 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,291 | $38.80 | $50,090.80 |
DisclosureSEC source: 0001633978-16-000126 · wf-form4_147943074421232.xml · nonDerivative · entry 4 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,142 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability. F3 · balance_after: Includes 560 shares purchased on November 15, 2016 pursuant to the company's Employee Stock Purchase Plan (ESPP). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.