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person · Reporting owner

Cauley Robert E

Disclosed activity across 2 companies

Tapewire entity
34769
SEC CIK
0001303084

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BIMINI CAPITAL MANAGEMENT, INC.BMNM · Entity 7411Director · Chief Executive Officer · 10% ownerDecember 19, 2025December 23, 2025
Orchid Island Capital, Inc.ORC · Entity 4781Director · Chief Executive OfficerSeptember 25, 2026September 25, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BIMINI CAPITAL MANAGEMENT, INC.

Report date December 19, 2025 · Filed December 23, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect1,560,215 Reported balance After 2025-12-19 transaction · row 1
1 source row

Row 1 · 2025-12-19 · Purchase · Acquired 192,248 · Balance 1,560,215

Orchid Island Capital, Inc.

Report date September 25, 2026 · Filed September 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect228,260 Reported balance After 2026-09-25 transaction · row 1
1 source row

Row 1 · 2026-09-25 · Exercise / conversion · Acquired 1,276 · Balance 228,260

F1: These shares represent 1,276 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 19, 2024 pursuant to the Issuer's 2021 Equity Incentive Plan and 2023 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 24, 2026.

Performance UnitsSEC Table II · derivative / convertible securityDirect125,719.28 Reported balance After 2026-09-25 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-09-25 · Exercise / conversion · Disposed 1,276.1 · Balance 125,719.28

F1: These shares represent 1,276 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 19, 2024 pursuant to the Issuer's 2021 Equity Incentive Plan and 2023 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 24, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: These shares represent 1,276 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 19, 2024 pursuant to the Issuer's 2021 Equity Incentive Plan and 2023 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 24, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 27, 2022 Filed Sep 29, 2022 21:50 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Tax withholdingCommon Stock 150 $10.22 $1,533.00
Disclosure

SEC source: 0001518621-22-000101 · form4.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,634

F3 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of shares.

F2 · price: The price represents the closing price of the Company's common stock on September 23, 2022.

Read SEC document
September 27, 2022 Filed Sep 29, 2022 21:50 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Exercise / conversionCommon Stock 1,065 $0.00 $0.00
Disclosure

SEC source: 0001518621-22-000101 · form4.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 1,065 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 23, 2022.

F4 · balance_after: The number of shares of common stock reflects the one-for-five reverse stock split, effective as of August 30, 2022.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:50 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Exercise / conversionPerformance Units · Derivative 6,270.5 $0.00 $0.00
Disclosure

SEC source: 0001518621-22-000067 · form4.xml · derivative · entry 3

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,516

Underlying: Common Stock · 6,270.5 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares represent 6,270 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on June 27, 2022.

F1 · derivative.exercise_date: These shares represent 6,270 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on June 27, 2022.

F1 · derivative.expiration_date: These shares represent 6,270 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on June 27, 2022.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:50 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Tax withholdingCommon Stock 1,155 $2.93 $3,384.15
Disclosure

SEC source: 0001518621-22-000067 · form4.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,599

F3 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of shares.

F2 · price: The price represents the closing price of the Company's common stock on June 27, 2022.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:50 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Exercise / conversionCommon Stock 6,270 $0.00 $0.00
Disclosure

SEC source: 0001518621-22-000067 · form4.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 6,270 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on June 27, 2022.

Read SEC document
March 28, 2022 Filed Mar 29, 2022 23:06 UTC Orchid Island Capital, Inc. ORC · Entity 4781 GrantPerformance Units · Derivative 77,352 $0.00 $0.00
Disclosure

SEC source: 0001518621-22-000025 · form4.xml · derivative · entry 5

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,786.5

Underlying: Common Stock · 77,352 shares

Expires not disclosed

F5 · derivative.exercise_price: Performance units issued under the 2021 Equity Incentive Compensation Plan and the 2017 Long-Term Incentive Compensation Plan, the 2019 Long-Term Incentive Compensation Plan and the 2021 Long Term Incentive Compensation Plan. Each performance unit represents a contingent right to receive one share of the Issuer's common stock. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2023 and concluding with the quarter ending June 30, 2025. The number of performance units actually earned by the Reporting Person is subject to adjustment based on the Issuer's achievement of certain performance goals as set forth in a performance unit award agreement by and between the Issuer and the Reporting Person.

F5 · derivative.exercise_date: Performance units issued under the 2021 Equity Incentive Compensation Plan and the 2017 Long-Term Incentive Compensation Plan, the 2019 Long-Term Incentive Compensation Plan and the 2021 Long Term Incentive Compensation Plan. Each performance unit represents a contingent right to receive one share of the Issuer's common stock. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2023 and concluding with the quarter ending June 30, 2025. The number of performance units actually earned by the Reporting Person is subject to adjustment based on the Issuer's achievement of certain performance goals as set forth in a performance unit award agreement by and between the Issuer and the Reporting Person.

F5 · derivative.expiration_date: Performance units issued under the 2021 Equity Incentive Compensation Plan and the 2017 Long-Term Incentive Compensation Plan, the 2019 Long-Term Incentive Compensation Plan and the 2021 Long Term Incentive Compensation Plan. Each performance unit represents a contingent right to receive one share of the Issuer's common stock. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2023 and concluding with the quarter ending June 30, 2025. The number of performance units actually earned by the Reporting Person is subject to adjustment based on the Issuer's achievement of certain performance goals as set forth in a performance unit award agreement by and between the Issuer and the Reporting Person.

Read SEC document
March 28, 2022 Filed Mar 29, 2022 23:06 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Tax withholdingCommon Stock 28,590 $3.36 $96,062.40
Disclosure

SEC source: 0001518621-22-000025 · form4.xml · nonDerivative · entry 3

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,484

F3 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the awarding of shares that occurred on March 28, 2022.

F4 · price: The price represents the closing price of the Company's common stock on March 28, 2022.

Read SEC document
March 28, 2022 Filed Mar 29, 2022 23:06 UTC Orchid Island Capital, Inc. ORC · Entity 4781 GrantCommon Stock 77,352 $0.00 $0.00
Disclosure

SEC source: 0001518621-22-000025 · form4.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,074

F2 · shares: Unrestricted shares of the Issuer's common stock issued under the 2021 Equity Incentive Compensation Plan and the 2017 Long-Term Incentive Compensation Plan, the 2019 Long-Term Incentive Compensation Plan and the 2021 Long-Term Incentive Compensation Plan.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 23:06 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Exercise / conversionPerformance Units · Derivative 6,270.5 $0.00 $0.00
Disclosure

SEC source: 0001518621-22-000025 · form4.xml · derivative · entry 4

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,434.5

Underlying: Common Stock · 6,270.5 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares represent 6,270 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on March 25, 2022.

F1 · derivative.exercise_date: These shares represent 6,270 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on March 25, 2022.

F1 · derivative.expiration_date: These shares represent 6,270 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on March 25, 2022.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 23:06 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Exercise / conversionCommon Stock 6,270 $0.00 $0.00
Disclosure

SEC source: 0001518621-22-000025 · form4.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 6,270 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on March 25, 2022.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 20:53 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Exercise / conversionCommon Stock 975 $5.23 $5,099.25
Disclosure

SEC source: 0001518621-21-000102 · form4.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 975 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 6, 2018 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2017 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2019 and concluding with the quarter ended June 30, 2021.

F2 · price: The price represents the closing price of the Company's common stock on June 29, 2021.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 21:00 UTC Orchid Island Capital, Inc. ORC · Entity 4781 GrantPerformance Units · Derivative 62,705 $5.88 $368,705.40
Disclosure

SEC source: 0001518621-21-000049 · form4.xml · derivative · entry 3

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,656

Underlying: Comon Stock · 62,705 shares

Expires 2024-06-28

F4 · derivative.exercise_price: Each performance unit shall be settled by the issuance of one share of the Company's common stock, at which time the performance unit shall be cancelled. Each performance unit is subject to adjustment as set forth in a performance unit award agreement by and between the Issuer and the Reporting Person.

F3 · shares: Performance units issued under the 2012 Equity Incentive Compensation Plan and the 2020 Long-Term Incentive Compensation Plan. The price is based on the average market closing price for the 10 day period ending on March 19, 2021. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2022 and concluding with the quarter ending June 30, 2024.

F4 · shares: Each performance unit shall be settled by the issuance of one share of the Company's common stock, at which time the performance unit shall be cancelled. Each performance unit is subject to adjustment as set forth in a performance unit award agreement by and between the Issuer and the Reporting Person.

F3 · derivative.underlying_shares: Performance units issued under the 2012 Equity Incentive Compensation Plan and the 2020 Long-Term Incentive Compensation Plan. The price is based on the average market closing price for the 10 day period ending on March 19, 2021. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2022 and concluding with the quarter ending June 30, 2024.

F4 · derivative.underlying_shares: Each performance unit shall be settled by the issuance of one share of the Company's common stock, at which time the performance unit shall be cancelled. Each performance unit is subject to adjustment as set forth in a performance unit award agreement by and between the Issuer and the Reporting Person.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 21:00 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Tax withholdingCommon Stock 23,667 $5.88 $139,161.96
Disclosure

SEC source: 0001518621-21-000049 · form4.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,602

F2 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the grant of shares that occurred on March 22, 2021.

F2 · price: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the grant of shares that occurred on March 22, 2021.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 21:00 UTC Orchid Island Capital, Inc. ORC · Entity 4781 GrantCommon Stock 62,705 $5.88 $368,705.40
Disclosure

SEC source: 0001518621-21-000049 · form4.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,269

F1 · shares: Shares of the Company's common stock issued under the 2012 Equity Incentive Compensation Plan and the 2020 Long-Term Incentive Compensation Plan. The price is based on the average market closing price for the 10 day period ending on March 19, 2021.

F1 · price: Shares of the Company's common stock issued under the 2012 Equity Incentive Compensation Plan and the 2020 Long-Term Incentive Compensation Plan. The price is based on the average market closing price for the 10 day period ending on March 19, 2021.

Read SEC document
March 22, 2021 Filed Mar 25, 2021 20:12 UTC Amendment Orchid Island Capital, Inc. ORC · Entity 4781 GrantPerformance Units · Derivative 62,705 $0.00 $0.00
Disclosure

SEC source: 0001518621-21-000053 · form4.xml · derivative · entry 3

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,656

Underlying: Common Stock · 62,705 shares

Expires not disclosed

F2 · derivative.exercise_price: Performance units issued under the 2012 Equity Incentive Compensation Plan and the 2016 Long-Term Incentive Compensation Plan, the 2018 Long-Term Incentive Compensation Plan and the 2020 Long Term Incentive Compensation Plan. Each performance unit represents a contingent right to receive one share of the Issuer's common stock. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2022 and concluding with the quarter ending June 30, 2024. The number of performance units actually earned by the Reporting Person is subject to adjustment based on the Issuer's achievement of certain performance goals as set forth in a performance unit award agreement by and between the Issuer and the Reporting Person.

F2 · derivative.exercise_date: Performance units issued under the 2012 Equity Incentive Compensation Plan and the 2016 Long-Term Incentive Compensation Plan, the 2018 Long-Term Incentive Compensation Plan and the 2020 Long Term Incentive Compensation Plan. Each performance unit represents a contingent right to receive one share of the Issuer's common stock. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2022 and concluding with the quarter ending June 30, 2024. The number of performance units actually earned by the Reporting Person is subject to adjustment based on the Issuer's achievement of certain performance goals as set forth in a performance unit award agreement by and between the Issuer and the Reporting Person.

F2 · derivative.expiration_date: Performance units issued under the 2012 Equity Incentive Compensation Plan and the 2016 Long-Term Incentive Compensation Plan, the 2018 Long-Term Incentive Compensation Plan and the 2020 Long Term Incentive Compensation Plan. Each performance unit represents a contingent right to receive one share of the Issuer's common stock. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2022 and concluding with the quarter ending June 30, 2024. The number of performance units actually earned by the Reporting Person is subject to adjustment based on the Issuer's achievement of certain performance goals as set forth in a performance unit award agreement by and between the Issuer and the Reporting Person.

Read SEC document
March 22, 2021 Filed Mar 25, 2021 20:12 UTC Amendment Orchid Island Capital, Inc. ORC · Entity 4781 Tax withholdingCommon Stock 23,667 $6.03 $142,712.01
Disclosure

SEC source: 0001518621-21-000053 · form4.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,602

Read SEC document
March 22, 2021 Filed Mar 25, 2021 20:12 UTC Amendment Orchid Island Capital, Inc. ORC · Entity 4781 GrantCommon Stock 62,705 $0.00 $0.00
Disclosure

SEC source: 0001518621-21-000053 · form4.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,269

F1 · shares: Unrestricted shares of the Company's common stock issued under the 2012 Equity Incentive Compensation Plan and the 2016 Long-Term Incentive Compensation Plan, the 2018 Long-Term Incentive Compensation Plan and the 2020 Long-Term Incentive Compensation Plan.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:18 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Tax withholdingCommon Stock 95 $5.20 $494.00
Disclosure

SEC source: 0001518621-21-000010 · form4.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,564

F3 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of shares that occurred on December 31, 2020.

F2 · price: The price represents the closing price of the Company's common stock on December 30, 2020.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:18 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Exercise / conversionCommon Stock 975 $5.20 $5,070.00
Disclosure

SEC source: 0001518621-21-000010 · form4.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 975 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 6, 2018 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2017 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2019 and concluding with the quarter ended June 30, 2021.

F2 · price: The price represents the closing price of the Company's common stock on December 30, 2020.

Read SEC document
December 31, 2020 Filed Apr 1, 2021 20:48 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Tax withholdingCommon Stock 100 $5.20 $520.00
Disclosure

SEC source: 0001518621-21-000065 · form4.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,477

F3 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of shares that occurred on March 31, 2021.

F2 · price: The price represents the closing price of the Company's common stock on March 31, 2021.

Read SEC document
December 31, 2020 Filed Apr 1, 2021 20:48 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Exercise / conversionCommon Stock 975 $5.20 $5,070.00
Disclosure

SEC source: 0001518621-21-000065 · form4.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 975 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 6, 2018 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2017 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2019 and concluding with the quarter ended June 30, 2021.

F2 · price: The price represents the closing price of the Company's common stock on March 31, 2021.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 21:31 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Exercise / conversionCommon Stock 975 $5.05 $4,923.75
Disclosure

SEC source: 0001518621-20-000085 · form4.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,684

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 976 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 6, 2018 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2017 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2019 and concluding with the quarter ended June 30, 2021.

F2 · shares: The number of shares of common stock issuable upon the vesting of the remaining outstanding Performance Units was reduced as a result of the book value impairment event that occurred pursuant to the Company's Long Term Incentive Compensation Plans (the "Plans"). The book value impairment event occurred if the Company's book value per share declined by more that 15% during the quarter ended March 31, 2020 and the Company's book value per share decline from January 1, 2020 to June 30, 2020 was more than 10%. The Plans provide that is such a book value impairment event occurs, then the number of outstanding performance units that are outstanding as of the last day of such two quarter period shall be reduced by 15%. As of September 30, 2020, Mr. Cauley had 2,926.51 unvested Performance Units.

F3 · price: The price represents the closing price of the Company's common stock on September 29, 2020.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 23:07 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Tax withholdingCommon Stock 219 $4.70 $1,029.30
Disclosure

SEC source: 0001518621-20-000050 · form4.xml · nonDerivative · entry 3

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,709

F4 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of shares that occurred on June 30, 2020.

F3 · price: The price represents the closing price of the Company's common stock on June 29, 2020.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 23:07 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Exercise / conversionCommon Stock 1,147 $4.70 $5,390.90
Disclosure

SEC source: 0001518621-20-000050 · form4.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These shares represent 1,147 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 6, 2018 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2017 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2019 and concluding with the quarter ended June 30, 2021.

F3 · price: The price represents the closing price of the Company's common stock on June 29, 2020.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 23:07 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Exercise / conversionCommon Stock 691 $4.70 $3,247.70
Disclosure

SEC source: 0001518621-20-000050 · form4.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 691 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2017 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2016 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2018 and concluding with the quarter ended June 30, 2020.

F3 · price: The price represents the closing price of the Company's common stock on June 29, 2020.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 20:42 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Exercise / conversionCommon Stock 1,147 $2.95 $3,383.65
Disclosure

SEC source: 0001275477-20-000054 · form4.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These shares represent 1,147 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 6, 2018 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2017 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2019 and concluding with the quarter ended June 30, 2021.

F3 · price: The price represents the closing price of the Company's common stock on March 30, 2020.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 20:42 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Exercise / conversionCommon Stock 691 $2.95 $2,038.45
Disclosure

SEC source: 0001275477-20-000054 · form4.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 691 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2017 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2016 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2018 and concluding with the quarter ended June 30, 2020.

F3 · price: The price represents the closing price of the Company's common stock on March 30, 2020.

Read SEC document
March 13, 2020 Filed Mar 13, 2020 19:41 UTC Orchid Island Capital, Inc. ORC · Entity 4781 PurchaseCommon Stock 10,000 $3.88 $38,825.00
Disclosure

SEC source: 0001275477-20-000036 · form4.xml · nonDerivative · entry 4

Cauley Robert E · CIK 0001303084 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,252

Read SEC document
March 13, 2020 Filed Mar 13, 2020 19:41 UTC Orchid Island Capital, Inc. ORC · Entity 4781 PurchaseCommon Stock 5,000 $3.86 $19,288.50
Disclosure

SEC source: 0001275477-20-000036 · form4.xml · nonDerivative · entry 3

Cauley Robert E · CIK 0001303084 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,252

Read SEC document
March 13, 2020 Filed Mar 13, 2020 19:41 UTC Orchid Island Capital, Inc. ORC · Entity 4781 PurchaseCommon Stock 5,000 $3.80 $19,016.50
Disclosure

SEC source: 0001275477-20-000036 · form4.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,252

Read SEC document
March 13, 2020 Filed Mar 13, 2020 19:41 UTC Orchid Island Capital, Inc. ORC · Entity 4781 PurchaseCommon Stock 5,000 $3.81 $19,047.50
Disclosure

SEC source: 0001275477-20-000036 · form4.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,252

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:18 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Exercise / conversionCommon Stock 1,147 $5.84 $6,698.48
Disclosure

SEC source: 0001275477-20-000004 · form4.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These shares represent 1,147 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 6, 2018 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2017 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2019 and concluding with the quarter ended June 30, 2021.

F3 · price: The price represents the closing price of the Company's common stock on December 30, 2019.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:18 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Exercise / conversionCommon Stock 691 $5.84 $4,035.44
Disclosure

SEC source: 0001275477-20-000004 · form4.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 691 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2017 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2016 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2018 and concluding with the quarter ended June 30, 2020.

F3 · price: The price represents the closing price of the Company's common stock on December 30, 2019.

Read SEC document
December 18, 2019 Filed Dec 18, 2019 21:33 UTC BIMINI CAPITAL MANAGEMENT, INC. BMNM · Entity 7411 PurchaseClass A Common Stock 500 $1.16 $580.00
Disclosure

SEC source: 0001275477-19-000167 · form4.xml · nonDerivative · entry 4

Cauley Robert E · CIK 0001303084 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,208,991

Read SEC document
December 17, 2019 Filed Dec 18, 2019 21:33 UTC BIMINI CAPITAL MANAGEMENT, INC. BMNM · Entity 7411 PurchaseClass A Common Stock 500 $1.15 $575.00
Disclosure

SEC source: 0001275477-19-000167 · form4.xml · nonDerivative · entry 3

Cauley Robert E · CIK 0001303084 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,208,491

Read SEC document
December 17, 2019 Filed Dec 18, 2019 21:33 UTC BIMINI CAPITAL MANAGEMENT, INC. BMNM · Entity 7411 PurchaseClass A Common Stock 100 $1.14 $114.00
Disclosure

SEC source: 0001275477-19-000167 · form4.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,207,991

Read SEC document
December 17, 2019 Filed Dec 18, 2019 21:33 UTC BIMINI CAPITAL MANAGEMENT, INC. BMNM · Entity 7411 PurchaseClass A Common Stock 1,000 $1.10 $1,100.00
Disclosure

SEC source: 0001275477-19-000167 · form4.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,207,891

Read SEC document
October 02, 2019 Filed Oct 3, 2019 20:11 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Tax withholdingCommon Stock 220 $5.65 $1,243.00
Disclosure

SEC source: 0001275477-19-000140 · form4.xml · nonDerivative · entry 3

Cauley Robert E · CIK 0001303084 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,414

F4 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of shares that occurred on October 1, 2019.

F3 · price: The price represents the closing price of the Company's common stock on September 27, 2019.

Read SEC document
October 02, 2019 Filed Oct 3, 2019 20:11 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Exercise / conversionCommon Stock 1,147 $5.65 $6,480.55
Disclosure

SEC source: 0001275477-19-000140 · form4.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These shares represent 1,147 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 6, 2018 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2017 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2019 and concluding with the quarter ended June 30, 2021.

F3 · price: The price represents the closing price of the Company's common stock on September 27, 2019.

Read SEC document
October 02, 2019 Filed Oct 3, 2019 20:11 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Exercise / conversionCommon Stock 691 $5.65 $3,904.15
Disclosure

SEC source: 0001275477-19-000140 · form4.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 691 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2017 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2016 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2018 and concluding with the quarter ended June 30, 2020.

F3 · price: The price represents the closing price of the Company's common stock on September 27, 2019.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 20:34 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Tax withholdingCommon Stock 784 $6.37 $4,994.08
Disclosure

SEC source: 0001275477-19-000085 · form4.xml · nonDerivative · entry 4

Cauley Robert E · CIK 0001303084 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,796

F5 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of shares that occurred on July 1, 2019.

F4 · price: The price represents the closing price of the Company's common stock on June 28, 2019.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 20:34 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Exercise / conversionCommon Stock 1,148 $6.37 $7,312.76
Disclosure

SEC source: 0001275477-19-000085 · form4.xml · nonDerivative · entry 3

Cauley Robert E · CIK 0001303084 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: These shares represent 1,148 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 6, 2018 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2017 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2019 and concluding with the quarter ended June 30, 2021.

F4 · price: The price represents the closing price of the Company's common stock on June 28, 2019.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 20:34 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Exercise / conversionCommon Stock 691 $6.37 $4,401.67
Disclosure

SEC source: 0001275477-19-000085 · form4.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,432

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These shares represent 691 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2017 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2016 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2018 and concluding with the quarter ended June 30, 2020.

F4 · price: The price represents the closing price of the Company's common stock on June 28, 2019.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 20:34 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Exercise / conversionCommon Stock 2,103 $6.37 $13,396.11
Disclosure

SEC source: 0001275477-19-000085 · form4.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,741

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 2,103 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2016 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2015 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2017 and concluding with the quarter ended June 30, 2019.

F4 · price: The price represents the closing price of the Company's common stock on June 28, 2019.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 21:11 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Tax withholdingCommon Stock 792 $6.58 $5,211.36
Disclosure

SEC source: 0001275477-19-000047 · form4.xml · nonDerivative · entry 4

Cauley Robert E · CIK 0001303084 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,638

F5 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of shares that occurred on April 2, 2019.

F4 · price: The price represents the closing price of the Company's common stock on March 28, 2019.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 21:11 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Exercise / conversionCommon Stock 1,148 $6.58 $7,553.84
Disclosure

SEC source: 0001275477-19-000047 · form4.xml · nonDerivative · entry 3

Cauley Robert E · CIK 0001303084 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: These shares represent 1,148 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 6, 2018 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2017 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2019 and concluding with the quarter ended June 30, 2021.

F4 · price: The price represents the closing price of the Company's common stock on March 28, 2019.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 21:11 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Exercise / conversionCommon Stock 691 $6.58 $4,546.78
Disclosure

SEC source: 0001275477-19-000047 · form4.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These shares represent 691 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2017 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2016 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2018 and concluding with the quarter ended June 30, 2020.

F4 · price: The price represents the closing price of the Company's common stock on March 28, 2019.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 21:11 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Exercise / conversionCommon Stock 2,103 $6.58 $13,837.74
Disclosure

SEC source: 0001275477-19-000047 · form4.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 2,103 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2016 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2015 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2017 and concluding with the quarter ended June 30, 2019.

F4 · price: The price represents the closing price of the Company's common stock on March 28, 2019.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:51 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Tax withholdingCommon Stock 632 $6.44 $4,070.08
Disclosure

SEC source: 0001275477-19-000004 · form4.xml · nonDerivative · entry 3

Cauley Robert E · CIK 0001303084 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,488

F4 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of shares that occurred on December 31, 2018.

F3 · price: The price represents the closing price of the Company's common stock on December 28, 2018.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:51 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Exercise / conversionCommon Stock 691 $6.44 $4,450.04
Disclosure

SEC source: 0001275477-19-000004 · form4.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These shares represent 691 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2017 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2016 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2018 and concluding with the quarter ended June 30, 2020.

F3 · price: The price represents the closing price of the Company's common stock on December 28, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.