Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BIMINI CAPITAL MANAGEMENT, INC.BMNM · Entity 7411 | Director · Chief Executive Officer · 10% owner | December 19, 2025 | December 23, 2025 |
| Orchid Island Capital, Inc.ORC · Entity 4781 | Director · Chief Executive Officer | September 25, 2026 | September 25, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BIMINI CAPITAL MANAGEMENT, INC.
Report date December 19, 2025 · Filed December 23, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,560,215 |
Reported balance
After 2025-12-19 transaction · row 1
1 source rowRow 1 · 2025-12-19 · Purchase · Acquired 192,248 · Balance 1,560,215 |
Orchid Island Capital, Inc.
Report date September 25, 2026 · Filed September 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 228,260 |
Reported balance
After 2026-09-25 transaction · row 1
1 source rowRow 1 · 2026-09-25 · Exercise / conversion · Acquired 1,276 · Balance 228,260 F1: These shares represent 1,276 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 19, 2024 pursuant to the Issuer's 2021 Equity Incentive Plan and 2023 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 24, 2026. |
| Performance UnitsSEC Table II · derivative / convertible security | Direct | 125,719.28 |
Reported balance
After 2026-09-25 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-25 · Exercise / conversion · Disposed 1,276.1 · Balance 125,719.28 F1: These shares represent 1,276 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 19, 2024 pursuant to the Issuer's 2021 Equity Incentive Plan and 2023 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 24, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares represent 1,276 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 19, 2024 pursuant to the Issuer's 2021 Equity Incentive Plan and 2023 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 24, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2018 Filed Jan 3, 2019 22:51 UTC | Orchid Island Capital, Inc. ORC · Entity 4781 | Exercise / conversionCommon Stock | 2,103 | $6.44 | $13,543.32 |
DisclosureSEC source: 0001275477-19-000004 · form4.xml · nonDerivative · entry 1 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent 2,103 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2016 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2015 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2017 and concluding with the quarter ended June 30, 2019. F3 · price: The price represents the closing price of the Company's common stock on December 28, 2018. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:50 UTC | Orchid Island Capital, Inc. ORC · Entity 4781 | Exercise / conversionCommon Stock | 691 | $7.25 | $5,009.75 |
DisclosureSEC source: 0001275477-18-000129 · form4.xml · nonDerivative · entry 2 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These shares represent 691 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2017 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2016 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2018 and concluding with the quarter ended June 30, 2020. F3 · price: The price represents the closing price of the Company's common stock on September 27, 2018. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:50 UTC | Orchid Island Capital, Inc. ORC · Entity 4781 | Exercise / conversionCommon Stock | 2,103 | $7.25 | $15,246.75 |
DisclosureSEC source: 0001275477-18-000129 · form4.xml · nonDerivative · entry 1 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,635 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent 2,103 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2016 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2015 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2017 and concluding with the quarter ended June 30, 2019. F3 · price: The price represents the closing price of the Company's common stock on September 27, 2018. Read SEC document |
| June 29, 2018 Filed Jul 4, 2018 00:22 UTC | Orchid Island Capital, Inc. ORC · Entity 4781 | Exercise / conversionCommon Stock | 691 | $7.50 | $5,182.50 |
DisclosureSEC source: 0001275477-18-000089 · form4.xml · nonDerivative · entry 3 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These shares represent 691 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2017 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2016 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2018 and concluding with the quarter ended June 30, 2020. F4 · price: The price represents the closing price of the Company's common stock on June 28, 2018. Read SEC document |
| June 29, 2018 Filed Jul 4, 2018 00:22 UTC | Orchid Island Capital, Inc. ORC · Entity 4781 | Exercise / conversionCommon Stock | 2,104 | $7.50 | $15,780.00 |
DisclosureSEC source: 0001275477-18-000089 · form4.xml · nonDerivative · entry 2 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,841 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These shares represent 2,104 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2016 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2015 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2017 and concluding with the quarter ended June 30, 2019. F4 · price: The price represents the closing price of the Company's common stock on June 28, 2018. Read SEC document |
| June 29, 2018 Filed Jul 4, 2018 00:22 UTC | Orchid Island Capital, Inc. ORC · Entity 4781 | Exercise / conversionCommon Stock | 412 | $7.50 | $3,090.00 |
DisclosureSEC source: 0001275477-18-000089 · form4.xml · nonDerivative · entry 1 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,737 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent 412 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on January 21, 2015 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2016 and concluding with the quarter ended June 30, 2018. The Reporting Person received cash in lieu of fractional shares. F4 · price: The price represents the closing price of the Company's common stock on June 28, 2018. Read SEC document |
| April 06, 2018 Filed Apr 10, 2018 20:28 UTC | Orchid Island Capital, Inc. ORC · Entity 4781 | GrantPerformance Units · Derivative | 11,476.5 | $7.45 | $85,499.93 |
DisclosureSEC source: 0001275477-18-000059 · form4.xml · derivative · entry 3 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,628.06 Underlying: Common Stock · 11,476.5 shares Expires 2021-06-30 F4 · derivative.exercise_price: Each performance unit shall be settled by the issuance of one share of the Company's common stock, at which time the performance unit shall be cancelled. Each performance unit is subject to adjustment as set forth in a performance unit award agreement by and between the Issuer and the Reporting Person. F3 · shares: Performance units issued under the 2012 Long Term Incentive Compensation Plan and the 2017 Long-Term Equity Incentive Compensation Plan. The price is based on the market closing price on April 5, 2018. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2019 and concluding with the quarter ending June 30, 2021. F4 · shares: Each performance unit shall be settled by the issuance of one share of the Company's common stock, at which time the performance unit shall be cancelled. Each performance unit is subject to adjustment as set forth in a performance unit award agreement by and between the Issuer and the Reporting Person. F3 · price: Performance units issued under the 2012 Long Term Incentive Compensation Plan and the 2017 Long-Term Equity Incentive Compensation Plan. The price is based on the market closing price on April 5, 2018. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2019 and concluding with the quarter ending June 30, 2021. F3 · derivative.underlying_shares: Performance units issued under the 2012 Long Term Incentive Compensation Plan and the 2017 Long-Term Equity Incentive Compensation Plan. The price is based on the market closing price on April 5, 2018. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2019 and concluding with the quarter ending June 30, 2021. F4 · derivative.underlying_shares: Each performance unit shall be settled by the issuance of one share of the Company's common stock, at which time the performance unit shall be cancelled. Each performance unit is subject to adjustment as set forth in a performance unit award agreement by and between the Issuer and the Reporting Person. F3 · balance_after: Performance units issued under the 2012 Long Term Incentive Compensation Plan and the 2017 Long-Term Equity Incentive Compensation Plan. The price is based on the market closing price on April 5, 2018. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2019 and concluding with the quarter ending June 30, 2021. Read SEC document |
| April 06, 2018 Filed Apr 10, 2018 20:28 UTC | Orchid Island Capital, Inc. ORC · Entity 4781 | Tax withholdingCommon Stock | 3,705 | $7.45 | $27,602.25 |
DisclosureSEC source: 0001275477-18-000059 · form4.xml · nonDerivative · entry 2 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,325 F2 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the grant of shares that occurred on April 6, 2018. F2 · price: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the grant of shares that occurred on April 6, 2018. Read SEC document |
| April 06, 2018 Filed Apr 10, 2018 20:28 UTC | Orchid Island Capital, Inc. ORC · Entity 4781 | GrantCommon Stock | 11,476 | $7.45 | $85,496.20 |
DisclosureSEC source: 0001275477-18-000059 · form4.xml · nonDerivative · entry 1 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,030 F1 · shares: Shares of the Company's common stock issued under the 2012 Long Term Incentive Compensation Plan and the 2017 Long-Term Equity Incentive Compensation Plan. The price is based on the market closing price on April 5, 2018. F1 · price: Shares of the Company's common stock issued under the 2012 Long Term Incentive Compensation Plan and the 2017 Long-Term Equity Incentive Compensation Plan. The price is based on the market closing price on April 5, 2018. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:18 UTC | Orchid Island Capital, Inc. ORC · Entity 4781 | Exercise / conversionCommon Stock | 691 | $7.33 | $5,065.03 |
DisclosureSEC source: 0001275477-18-000047 · form4.xml · nonDerivative · entry 3 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,554 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These shares represent 691 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2017 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2016 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2018 and concluding with the quarter ended June 30, 2020 F4 · price: The price represents the closing price of the Company's common stock on March 28, 2018. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:18 UTC | Orchid Island Capital, Inc. ORC · Entity 4781 | Exercise / conversionCommon Stock | 2,107 | $7.33 | $15,444.31 |
DisclosureSEC source: 0001275477-18-000047 · form4.xml · nonDerivative · entry 2 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,863 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These shares represent 2,107 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2016 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2015 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2017 and concluding with the quarter ended June 30, 2019. F4 · price: The price represents the closing price of the Company's common stock on March 28, 2018. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:18 UTC | Orchid Island Capital, Inc. ORC · Entity 4781 | Exercise / conversionCommon Stock | 412 | $7.33 | $3,019.96 |
DisclosureSEC source: 0001275477-18-000047 · form4.xml · nonDerivative · entry 1 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent 412 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on January 21, 2015 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2016 and concluding with the quarter ended June 30, 2018. The Reporting Person received cash in lieu of fractional shares. F4 · price: The price represents the closing price of the Company's common stock on March 28, 2018. Read SEC document |
| January 12, 2018 Filed Jan 17, 2018 22:09 UTC | BIMINI CAPITAL MANAGEMENT, INC. BMNM · Entity 7411 | PurchaseClass A Common Stock | 41,666 | $2.40 | $99,998.40 |
DisclosureSEC source: 0001275477-18-000021 · form4.xml · nonDerivative · entry 1 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,206,891 F1 · shares: Purchased newly issued shares directly from the Company in a transaction approved by the Compensation Committee of the Board of Directors. F2 · price: The price is based on the market closing price on January 11, 2018 Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:32 UTC | Orchid Island Capital, Inc. ORC · Entity 4781 | Exercise / conversionCommon Stock | 2,103 | $9.40 | $19,768.20 |
DisclosureSEC source: 0001275477-18-000017 · form4.xml · nonDerivative · entry 2 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,344 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These shares represent 2,103 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2016 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2015 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2017 and concluding with the quarter ended June 30, 2019. F3 · price: The price represents the closing price of the Company's common stock on December 28, 2017. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:32 UTC | Orchid Island Capital, Inc. ORC · Entity 4781 | Exercise / conversionCommon Stock | 412 | $9.40 | $3,872.80 |
DisclosureSEC source: 0001275477-18-000017 · form4.xml · nonDerivative · entry 1 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,241 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent 412 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on January 21, 2015 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2016 and concluding with the quarter ended June 30, 2018. The Reporting Person received cash in lieu of fractional shares. F3 · price: The price represents the closing price of the Company's common stock on December 28, 2017. F4 · balance_after: Includes 386 shares acquired from June 2016 through December 2016, and 1,247 shares acquired from January 2017 through December 2017, respectively, pursuant to monthly dividend reinvestments in the Reporting Person's individual retirement account. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 20:56 UTC | Orchid Island Capital, Inc. ORC · Entity 4781 | Exercise / conversionCommon Stock | 2,103 | $10.19 | $21,429.57 |
DisclosureSEC source: 0001275477-17-000087 · form4.xml · nonDerivative · entry 2 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,196 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These shares represent 2,103 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2016 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2015 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2017 and concluding with the quarter ended June 30, 2019. F3 · price: The price represents the closing price of the Company's common stock on September 28, 2017. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 20:56 UTC | Orchid Island Capital, Inc. ORC · Entity 4781 | Exercise / conversionCommon Stock | 412 | $10.19 | $4,198.28 |
DisclosureSEC source: 0001275477-17-000087 · form4.xml · nonDerivative · entry 1 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,093 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent 412 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on January 21, 2015 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2016 and concluding with the quarter ended June 30, 2018. The Reporting Person received cash in lieu of fractional shares. F3 · price: The price represents the closing price of the Company's common stock on September 28, 2017. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 20:45 UTC | Orchid Island Capital, Inc. ORC · Entity 4781 | Exercise / conversionCommon Stock | 2,103 | $9.93 | $20,882.79 |
DisclosureSEC source: 0001275477-17-000047 · form4.xml · nonDerivative · entry 2 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,681 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These shares represent 2,103 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2016 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2015 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2017 and concluding with the quarter ended June 30, 2019. F3 · price: The price represents the closing price of the Company's common stock on June 29, 2017. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 20:45 UTC | Orchid Island Capital, Inc. ORC · Entity 4781 | Exercise / conversionCommon Stock | 412 | $9.93 | $4,091.16 |
DisclosureSEC source: 0001275477-17-000047 · form4.xml · nonDerivative · entry 1 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent 412 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on January 21, 2015 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2016 and concluding with the quarter ended June 30, 2018. The Reporting Person received cash in lieu of fractional shares. F3 · price: The price represents the closing price of the Company's common stock on June 29, 2017. Read SEC document |
| March 31, 2017 Filed Mar 31, 2017 20:24 UTC | Orchid Island Capital, Inc. ORC · Entity 4781 | Exercise / conversionCommon Stock | 2,103 | $9.97 | $20,966.91 |
DisclosureSEC source: 0001179110-17-005307 · edgar.xml · nonDerivative · entry 2 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These shares represent 2,103 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2016 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2015 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2017 and concluding with the quarter ended June 30, 2019. F3 · price: The price represents the closing price of the Company's Common Stock on March 30, 2017. Read SEC document |
| March 31, 2017 Filed Mar 31, 2017 20:24 UTC | Orchid Island Capital, Inc. ORC · Entity 4781 | Exercise / conversionCommon Stock | 412 | $9.97 | $4,107.64 |
DisclosureSEC source: 0001179110-17-005307 · edgar.xml · nonDerivative · entry 1 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,063 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent 412 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on January 21, 2015 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2016 and concluding with the quarter ended June 30, 2018. The Reporting Person received cash in lieu of fractional shares. F3 · price: The price represents the closing price of the Company's Common Stock on March 30, 2017. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 20:55 UTC | Orchid Island Capital, Inc. ORC · Entity 4781 | GrantPerformance Units · Derivative | 6,911 | $9.55 | $66,000.05 |
DisclosureSEC source: 0001179110-17-004635 · edgar.xml · derivative · entry 3 Cauley Robert E · CIK 0001303084 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,425.96 Underlying: Common Stock · 6,911 shares Expires 2020-06-30 F4 · derivative.exercise_price: Each performance unit shall be settled by the issuance of one share of the Company's common stock, at which time the performance unit shall be cancelled. Each performance unit is subject to adjustment as set forth in a performance unit award agreement by and between the Issuer and the Reporting Person. F3 · shares: Performance units issued under the 2012 Long Term Incentive Compensation Plan and the 2016 Long-Term Equity Incentive Compensation Plan. The price is based on the market closing price on March 13, 2017. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2018 and concluding with the quarter ending June 30, 2020. F4 · shares: Each performance unit shall be settled by the issuance of one share of the Company's common stock, at which time the performance unit shall be cancelled. Each performance unit is subject to adjustment as set forth in a performance unit award agreement by and between the Issuer and the Reporting Person. F3 · price: Performance units issued under the 2012 Long Term Incentive Compensation Plan and the 2016 Long-Term Equity Incentive Compensation Plan. The price is based on the market closing price on March 13, 2017. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2018 and concluding with the quarter ending June 30, 2020. F3 · derivative.underlying_shares: Performance units issued under the 2012 Long Term Incentive Compensation Plan and the 2016 Long-Term Equity Incentive Compensation Plan. The price is based on the market closing price on March 13, 2017. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2018 and concluding with the quarter ending June 30, 2020. F4 · derivative.underlying_shares: Each performance unit shall be settled by the issuance of one share of the Company's common stock, at which time the performance unit shall be cancelled. Each performance unit is subject to adjustment as set forth in a performance unit award agreement by and between the Issuer and the Reporting Person. F3 · balance_after: Performance units issued under the 2012 Long Term Incentive Compensation Plan and the 2016 Long-Term Equity Incentive Compensation Plan. The price is based on the market closing price on March 13, 2017. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2018 and concluding with the quarter ending June 30, 2020. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 20:55 UTC | Orchid Island Capital, Inc. ORC · Entity 4781 | Tax withholdingCommon Stock | 691 | $9.55 | $6,599.05 |
DisclosureSEC source: 0001179110-17-004635 · edgar.xml · nonDerivative · entry 2 Cauley Robert E · CIK 0001303084 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,651 F2 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the grant of shares that occurred on March 13, 2017. F2 · price: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the grant of shares that occurred on March 13, 2017. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 20:55 UTC | Orchid Island Capital, Inc. ORC · Entity 4781 | GrantCommon Stock | 6,911 | $9.55 | $66,000.05 |
DisclosureSEC source: 0001179110-17-004635 · edgar.xml · nonDerivative · entry 1 Cauley Robert E · CIK 0001303084 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,342 F1 · shares: Shares of the Company's common stock issued under the 2012 Long Term Incentive Compensation Plan and the 2016 Long-Term Equity Incentive Compensation Plan. The price is based on the market closing price on March 13, 2017. F1 · price: Shares of the Company's common stock issued under the 2012 Long Term Incentive Compensation Plan and the 2016 Long-Term Equity Incentive Compensation Plan. The price is based on the market closing price on March 13, 2017. Read SEC document |
| February 27, 2017 Filed Feb 27, 2017 22:14 UTC | Orchid Island Capital, Inc. ORC · Entity 4781 | PurchaseCommon Stock | 2,500 | $9.68 | $24,190.75 |
DisclosureSEC source: 0001179110-17-003279 · edgar.xml · nonDerivative · entry 2 Cauley Robert E · CIK 0001303084 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,431 Read SEC document |
| February 27, 2017 Filed Feb 27, 2017 22:14 UTC | Orchid Island Capital, Inc. ORC · Entity 4781 | PurchaseCommon Stock | 5,000 | $9.65 | $48,250.00 |
DisclosureSEC source: 0001179110-17-003279 · edgar.xml · nonDerivative · entry 1 Cauley Robert E · CIK 0001303084 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,931 Read SEC document |
| December 30, 2016 Filed Jan 3, 2017 22:52 UTC | Orchid Island Capital, Inc. ORC · Entity 4781 | Exercise / conversionCommon Stock | 412 | $10.83 | $4,461.96 |
DisclosureSEC source: 0001275477-17-000002 · form4.xml · nonDerivative · entry 3 Cauley Robert E · CIK 0001303084 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,931 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent 412 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on January 21, 2015 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2015 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2016 and concluding with the quarter ended June 30, 2018. The Reporting Person received cash in lieu of fractional shares. F5 · price: The price represents the closing price of the Company's common stock on December 30, 2016. Read SEC document |
| September 30, 2016 Filed Jan 3, 2017 22:52 UTC | Orchid Island Capital, Inc. ORC · Entity 4781 | Exercise / conversionCommon Stock | 412 | $10.42 | $4,293.04 |
DisclosureSEC source: 0001275477-17-000002 · form4.xml · nonDerivative · entry 2 Cauley Robert E · CIK 0001303084 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,519 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent 412 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on January 21, 2015 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2015 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2016 and concluding with the quarter ended June 30, 2018. The Reporting Person received cash in lieu of fractional shares. F2 · shares: This small acquisition was exempt from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6. F4 · price: The price represents the closing price of the Company's common stock on September 30, 2016. Read SEC document |
| July 01, 2016 Filed Jan 3, 2017 22:52 UTC | Orchid Island Capital, Inc. ORC · Entity 4781 | Exercise / conversionCommon Stock | 412 | $10.29 | $4,239.48 |
DisclosureSEC source: 0001275477-17-000002 · form4.xml · nonDerivative · entry 1 Cauley Robert E · CIK 0001303084 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,107 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent 412 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on January 21, 2015 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2015 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2016 and concluding with the quarter ended June 30, 2018. The Reporting Person received cash in lieu of fractional shares. F2 · shares: This small acquisition was exempt from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6. F3 · price: The price represents the closing price of the Company's common stock on June 30, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.