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person · Reporting owner

Cauley Robert E

Disclosed activity across 2 companies

Tapewire entity
34769
SEC CIK
0001303084

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BIMINI CAPITAL MANAGEMENT, INC.BMNM · Entity 7411Director · Chief Executive Officer · 10% ownerDecember 19, 2025December 23, 2025
Orchid Island Capital, Inc.ORC · Entity 4781Director · Chief Executive OfficerSeptember 25, 2026September 25, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BIMINI CAPITAL MANAGEMENT, INC.

Report date December 19, 2025 · Filed December 23, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect1,560,215 Reported balance After 2025-12-19 transaction · row 1
1 source row

Row 1 · 2025-12-19 · Purchase · Acquired 192,248 · Balance 1,560,215

Orchid Island Capital, Inc.

Report date September 25, 2026 · Filed September 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect228,260 Reported balance After 2026-09-25 transaction · row 1
1 source row

Row 1 · 2026-09-25 · Exercise / conversion · Acquired 1,276 · Balance 228,260

F1: These shares represent 1,276 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 19, 2024 pursuant to the Issuer's 2021 Equity Incentive Plan and 2023 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 24, 2026.

Performance UnitsSEC Table II · derivative / convertible securityDirect125,719.28 Reported balance After 2026-09-25 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-09-25 · Exercise / conversion · Disposed 1,276.1 · Balance 125,719.28

F1: These shares represent 1,276 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 19, 2024 pursuant to the Issuer's 2021 Equity Incentive Plan and 2023 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 24, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: These shares represent 1,276 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 19, 2024 pursuant to the Issuer's 2021 Equity Incentive Plan and 2023 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 24, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 29, 2023 Filed Dec 29, 2023 21:07 UTC BIMINI CAPITAL MANAGEMENT, INC. BMNM · Entity 7411 PurchaseClass A Common Stock 300 $1.03 $309.00
Disclosure

SEC source: 0001437749-23-035574 · rdgdoc.xml · nonDerivative · entry 7

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,312,467

Read SEC document
December 29, 2023 Filed Dec 29, 2023 21:07 UTC BIMINI CAPITAL MANAGEMENT, INC. BMNM · Entity 7411 PurchaseClass A Common Stock 600 $1.02 $612.00
Disclosure

SEC source: 0001437749-23-035574 · rdgdoc.xml · nonDerivative · entry 6

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,312,167

Read SEC document
December 29, 2023 Filed Dec 29, 2023 21:07 UTC BIMINI CAPITAL MANAGEMENT, INC. BMNM · Entity 7411 PurchaseClass A Common Stock 300 $1.01 $303.00
Disclosure

SEC source: 0001437749-23-035574 · rdgdoc.xml · nonDerivative · entry 5

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,311,567

Read SEC document
December 29, 2023 Filed Dec 29, 2023 21:07 UTC BIMINI CAPITAL MANAGEMENT, INC. BMNM · Entity 7411 PurchaseClass A Common Stock 200 $1.00 $200.00
Disclosure

SEC source: 0001437749-23-035574 · rdgdoc.xml · nonDerivative · entry 4

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,311,267

Read SEC document
December 29, 2023 Filed Dec 29, 2023 21:07 UTC BIMINI CAPITAL MANAGEMENT, INC. BMNM · Entity 7411 PurchaseClass A Common Stock 1,000 $0.99 $989.50
Disclosure

SEC source: 0001437749-23-035574 · rdgdoc.xml · nonDerivative · entry 3

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,311,067

Read SEC document
December 29, 2023 Filed Dec 29, 2023 21:07 UTC BIMINI CAPITAL MANAGEMENT, INC. BMNM · Entity 7411 PurchaseClass A Common Stock 1,000 $1.00 $997.50
Disclosure

SEC source: 0001437749-23-035574 · rdgdoc.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,310,067

Read SEC document
December 29, 2023 Filed Dec 29, 2023 21:07 UTC BIMINI CAPITAL MANAGEMENT, INC. BMNM · Entity 7411 PurchaseClass A Common Stock 500 $0.99 $494.50
Disclosure

SEC source: 0001437749-23-035574 · rdgdoc.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,309,067

Read SEC document
December 26, 2023 Filed Dec 28, 2023 00:04 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Exercise / conversionPerformance Units · Derivative 2,023.82 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-035444 · rdgdoc.xml · derivative · entry 3

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,966.58

Underlying: Common Stock · 2,023.82 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares represent 906 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan, and 1,117 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Long Term Incentive Compensation Plan and 2021 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on December 22, 2023.

F1 · derivative.exercise_date: These shares represent 906 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan, and 1,117 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Long Term Incentive Compensation Plan and 2021 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on December 22, 2023.

F1 · derivative.expiration_date: These shares represent 906 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan, and 1,117 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Long Term Incentive Compensation Plan and 2021 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on December 22, 2023.

Read SEC document
December 26, 2023 Filed Dec 28, 2023 00:04 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Tax withholdingCommon Stock 352 $8.60 $3,027.20
Disclosure

SEC source: 0001437749-23-035444 · rdgdoc.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,980

F2 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of shares.

F3 · price: This price represents the closing price of the Issuer's common stock on December 22, 2023.

Read SEC document
December 26, 2023 Filed Dec 28, 2023 00:04 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Exercise / conversionCommon Stock 2,023 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-035444 · rdgdoc.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 906 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan, and 1,117 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Long Term Incentive Compensation Plan and 2021 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on December 22, 2023.

Read SEC document
December 13, 2023 Filed Dec 13, 2023 21:43 UTC BIMINI CAPITAL MANAGEMENT, INC. BMNM · Entity 7411 PurchaseClass A Common Stock 776 $1.00 $776.00
Disclosure

SEC source: 0001437749-23-034340 · rdgdoc.xml · nonDerivative · entry 6

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,308,567

Read SEC document
December 13, 2023 Filed Dec 13, 2023 21:43 UTC BIMINI CAPITAL MANAGEMENT, INC. BMNM · Entity 7411 PurchaseClass A Common Stock 100 $0.95 $95.00
Disclosure

SEC source: 0001437749-23-034340 · rdgdoc.xml · nonDerivative · entry 5

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,307,791

Read SEC document
December 13, 2023 Filed Dec 13, 2023 21:43 UTC BIMINI CAPITAL MANAGEMENT, INC. BMNM · Entity 7411 PurchaseClass A Common Stock 7,500 $0.97 $7,290.00
Disclosure

SEC source: 0001437749-23-034340 · rdgdoc.xml · nonDerivative · entry 4

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,307,691

Read SEC document
December 13, 2023 Filed Dec 13, 2023 21:43 UTC BIMINI CAPITAL MANAGEMENT, INC. BMNM · Entity 7411 PurchaseClass A Common Stock 1,000 $0.97 $970.00
Disclosure

SEC source: 0001437749-23-034340 · rdgdoc.xml · nonDerivative · entry 3

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,300,191

Read SEC document
December 13, 2023 Filed Dec 13, 2023 21:43 UTC BIMINI CAPITAL MANAGEMENT, INC. BMNM · Entity 7411 PurchaseClass A Common Stock 1,000 $0.99 $990.00
Disclosure

SEC source: 0001437749-23-034340 · rdgdoc.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,299,191

Read SEC document
December 13, 2023 Filed Dec 13, 2023 21:43 UTC BIMINI CAPITAL MANAGEMENT, INC. BMNM · Entity 7411 PurchaseClass A Common Stock 500 $0.98 $490.50
Disclosure

SEC source: 0001437749-23-034340 · rdgdoc.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,298,191

Read SEC document
October 13, 2023 Filed Oct 13, 2023 20:01 UTC Orchid Island Capital, Inc. ORC · Entity 4781 PurchaseCommon Stock 5,000 $7.37 $36,850.00
Disclosure

SEC source: 0001437749-23-028218 · rdgdoc.xml · nonDerivative · entry 4

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,309

Read SEC document
October 13, 2023 Filed Oct 13, 2023 20:01 UTC Orchid Island Capital, Inc. ORC · Entity 4781 PurchaseCommon Stock 5,000 $7.42 $37,099.50
Disclosure

SEC source: 0001437749-23-028218 · rdgdoc.xml · nonDerivative · entry 3

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,309

Read SEC document
October 13, 2023 Filed Oct 13, 2023 20:01 UTC Orchid Island Capital, Inc. ORC · Entity 4781 PurchaseCommon Stock 2,500 $7.42 $18,537.50
Disclosure

SEC source: 0001437749-23-028218 · rdgdoc.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,309

Read SEC document
October 13, 2023 Filed Oct 13, 2023 20:01 UTC Orchid Island Capital, Inc. ORC · Entity 4781 PurchaseCommon Stock 2,500 $7.43 $18,562.50
Disclosure

SEC source: 0001437749-23-028218 · rdgdoc.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,809

Read SEC document
October 03, 2023 Filed Oct 3, 2023 21:30 UTC Orchid Island Capital, Inc. ORC · Entity 4781 PurchaseCommon Stock 2,500 $7.71 $19,275.00
Disclosure

SEC source: 0001437749-23-027554 · rdgdoc.xml · nonDerivative · entry 5

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,309

Read SEC document
October 03, 2023 Filed Oct 3, 2023 21:30 UTC Orchid Island Capital, Inc. ORC · Entity 4781 PurchaseCommon Stock 2,500 $7.74 $19,350.00
Disclosure

SEC source: 0001437749-23-027554 · rdgdoc.xml · nonDerivative · entry 4

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,809

Read SEC document
October 03, 2023 Filed Oct 3, 2023 21:30 UTC Orchid Island Capital, Inc. ORC · Entity 4781 PurchaseCommon Stock 2,500 $7.75 $19,375.00
Disclosure

SEC source: 0001437749-23-027554 · rdgdoc.xml · nonDerivative · entry 3

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,309

Read SEC document
October 03, 2023 Filed Oct 3, 2023 21:30 UTC Orchid Island Capital, Inc. ORC · Entity 4781 PurchaseCommon Stock 2,500 $7.80 $19,500.00
Disclosure

SEC source: 0001437749-23-027554 · rdgdoc.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,809

Read SEC document
October 03, 2023 Filed Oct 3, 2023 21:30 UTC Orchid Island Capital, Inc. ORC · Entity 4781 PurchaseCommon Stock 20,000 $7.91 $158,200.00
Disclosure

SEC source: 0001437749-23-027554 · rdgdoc.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,309

Read SEC document
September 26, 2023 Filed Sep 28, 2023 20:25 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Exercise / conversionPerformance Units · Derivative 2,023.82 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-027047 · rdgdoc.xml · derivative · entry 3

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,990.4

Underlying: Common Stock · 2,023.82 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares represent 906 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan, and 1,117 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Long Term Incentive Compensation Plan and 2021 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 25, 2023.

F1 · derivative.exercise_date: These shares represent 906 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan, and 1,117 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Long Term Incentive Compensation Plan and 2021 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 25, 2023.

F1 · derivative.expiration_date: These shares represent 906 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan, and 1,117 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Long Term Incentive Compensation Plan and 2021 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 25, 2023.

Read SEC document
September 26, 2023 Filed Sep 28, 2023 20:25 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Tax withholdingCommon Stock 359 $8.99 $3,227.41
Disclosure

SEC source: 0001437749-23-027047 · rdgdoc.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,309

F2 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of shares.

F3 · price: This price represents the closing price of the Issuer's common stock on September 25, 2023.

Read SEC document
September 26, 2023 Filed Sep 28, 2023 20:25 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Exercise / conversionCommon Stock 2,023 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-027047 · rdgdoc.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 906 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan, and 1,117 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Long Term Incentive Compensation Plan and 2021 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 25, 2023.

Read SEC document
September 15, 2023 Filed Sep 15, 2023 20:11 UTC BIMINI CAPITAL MANAGEMENT, INC. BMNM · Entity 7411 PurchaseClass A Common Stock 17,000 $0.89 $15,079.00
Disclosure

SEC source: 0001437749-23-026019 · rdgdoc.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,297,691

Read SEC document
September 14, 2023 Filed Sep 15, 2023 20:11 UTC BIMINI CAPITAL MANAGEMENT, INC. BMNM · Entity 7411 PurchaseClass A Common Stock 10,000 $0.90 $9,020.00
Disclosure

SEC source: 0001437749-23-026019 · rdgdoc.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,280,691

Read SEC document
June 28, 2023 Filed Jun 29, 2023 20:14 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Exercise / conversionPerformance Units · Derivative 2,023.82 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-018900 · rdgdoc.xml · derivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,014.24

Underlying: Common Stock · 2,023.82 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares represent 906 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan, and 1,117 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Long Term Incentive Compensation Plan and 2021 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on June 26, 2023.

F1 · derivative.exercise_date: These shares represent 906 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan, and 1,117 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Long Term Incentive Compensation Plan and 2021 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on June 26, 2023.

F1 · derivative.expiration_date: These shares represent 906 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan, and 1,117 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Long Term Incentive Compensation Plan and 2021 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on June 26, 2023.

Read SEC document
June 28, 2023 Filed Jun 29, 2023 20:14 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Exercise / conversionCommon Stock 2,023 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-018900 · rdgdoc.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 906 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan, and 1,117 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Long Term Incentive Compensation Plan and 2021 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on June 26, 2023.

Read SEC document
May 26, 2023 Filed May 30, 2023 20:03 UTC BIMINI CAPITAL MANAGEMENT, INC. BMNM · Entity 7411 PurchaseClass A Common Stock 6,600 $1.00 $6,600.00
Disclosure

SEC source: 0001437749-23-016102 · rdgdoc.xml · nonDerivative · entry 5

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,270,691

Read SEC document
May 26, 2023 Filed May 30, 2023 20:03 UTC BIMINI CAPITAL MANAGEMENT, INC. BMNM · Entity 7411 PurchaseClass A Common Stock 100 $0.98 $97.50
Disclosure

SEC source: 0001437749-23-016102 · rdgdoc.xml · nonDerivative · entry 4

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,264,091

Read SEC document
May 25, 2023 Filed May 30, 2023 20:03 UTC BIMINI CAPITAL MANAGEMENT, INC. BMNM · Entity 7411 PurchaseClass A Common Stock 3,000 $1.00 $3,000.00
Disclosure

SEC source: 0001437749-23-016102 · rdgdoc.xml · nonDerivative · entry 3

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,263,991

Read SEC document
May 25, 2023 Filed May 30, 2023 20:03 UTC BIMINI CAPITAL MANAGEMENT, INC. BMNM · Entity 7411 PurchaseClass A Common Stock 1,000 $0.97 $974.30
Disclosure

SEC source: 0001437749-23-016102 · rdgdoc.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,260,991

Read SEC document
May 25, 2023 Filed May 30, 2023 20:03 UTC BIMINI CAPITAL MANAGEMENT, INC. BMNM · Entity 7411 PurchaseClass A Common Stock 1,000 $0.97 $974.70
Disclosure

SEC source: 0001437749-23-016102 · rdgdoc.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,259,991

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April 13, 2023 Filed Apr 13, 2023 20:30 UTC Orchid Island Capital, Inc. ORC · Entity 4781 GrantPerformance Units · Derivative 28,448 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-010187 · rdgdoc.xml · derivative · entry 3

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,038

Underlying: Common Stock · 28,448 shares

Expires not disclosed

F4 · derivative.exercise_price: Performance units issued under the 2021 Equity Incentive Compensation Plan and the 2018 Long-Term Incentive Compensation Plan, the 2020 Long-Term Incentive Compensation Plan and the 2022 Long Term Incentive Compensation Plan. Each performance unit represents a contingent right to receive one share of the Issuer's common stock. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2024 and concluding with the quarter ending June 30, 2026. The number of performance units actually earned by the Reporting Person is subject to adjustment based on the Issuer's achievement of certain performance goals as set forth in a performance unit award agreement by and between the Issuer and the Reporting Person.

F4 · derivative.exercise_date: Performance units issued under the 2021 Equity Incentive Compensation Plan and the 2018 Long-Term Incentive Compensation Plan, the 2020 Long-Term Incentive Compensation Plan and the 2022 Long Term Incentive Compensation Plan. Each performance unit represents a contingent right to receive one share of the Issuer's common stock. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2024 and concluding with the quarter ending June 30, 2026. The number of performance units actually earned by the Reporting Person is subject to adjustment based on the Issuer's achievement of certain performance goals as set forth in a performance unit award agreement by and between the Issuer and the Reporting Person.

F4 · derivative.expiration_date: Performance units issued under the 2021 Equity Incentive Compensation Plan and the 2018 Long-Term Incentive Compensation Plan, the 2020 Long-Term Incentive Compensation Plan and the 2022 Long Term Incentive Compensation Plan. Each performance unit represents a contingent right to receive one share of the Issuer's common stock. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2024 and concluding with the quarter ending June 30, 2026. The number of performance units actually earned by the Reporting Person is subject to adjustment based on the Issuer's achievement of certain performance goals as set forth in a performance unit award agreement by and between the Issuer and the Reporting Person.

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April 13, 2023 Filed Apr 13, 2023 20:30 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Tax withholdingCommon Stock 10,424 $10.99 $114,559.76
Disclosure

SEC source: 0001437749-23-010187 · rdgdoc.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,622

F2 · shares: The Reporting Person disposed of these shares of the Issuer's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the awarding of shares that occurred on April 13, 2023.

F3 · price: This price represents the closing price of the Issuer's common stock on April 12, 2023.

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April 13, 2023 Filed Apr 13, 2023 20:30 UTC Orchid Island Capital, Inc. ORC · Entity 4781 GrantCommon Stock 28,448 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-010187 · rdgdoc.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,046

F1 · shares: Unrestricted shares of the Issuer's common stock issued under the 2021 Equity Incentive Compensation Plan and the 2018 Long-Term Incentive Compensation Plan, the 2020 Long-Term Incentive Compensation Plan and the 2022 Long-Term Incentive Compensation Plan.

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March 28, 2023 Filed Mar 29, 2023 12:57 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Exercise / conversionPerformance Units · Derivative 2,023.82 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-008316 · rdgdoc.xml · derivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,590.06

Underlying: Common Stock · 2,023.82 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares represent 906 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan, and 1,117 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Long Term Incentive Compensation Plan and 2021 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on March 27, 2023.

F1 · derivative.exercise_date: These shares represent 906 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan, and 1,117 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Long Term Incentive Compensation Plan and 2021 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on March 27, 2023.

F1 · derivative.expiration_date: These shares represent 906 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan, and 1,117 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Long Term Incentive Compensation Plan and 2021 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on March 27, 2023.

F2 · balance_after: The number of shares of common stock issuable upon the vesting of the remaining outstanding Performance Units was reduced as a result of the book value impairment event that occurred pursuant to the Company's Long Term Incentive Compensation Plans (the "Plans"). A book value impairment event occurred when the Company's book value per share declined by more than 15% during the quarter ended September 30, 2022 and the Company's book value per share decline from July 1, 2022 to December 31, 2022 was more than 10%. The Plans provide that if such a book value impairment event occurs, then the number of performance units that are outstanding as of the last day of such two quarter period shall be reduced by 15%.

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March 28, 2023 Filed Mar 29, 2023 12:57 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Exercise / conversionCommon Stock 2,023 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-008316 · rdgdoc.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 906 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan, and 1,117 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Long Term Incentive Compensation Plan and 2021 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on March 27, 2023.

Read SEC document
December 29, 2022 Filed Jan 3, 2023 22:23 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Exercise / conversionPerformance Units · Derivative 1,065.99 $0.00 $0.00
Disclosure

SEC source: 0001275477-23-000004 · form4.xml · derivative · entry 3

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,546

Underlying: Common Stock · 1,065.99 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares represent 812 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 27, 2022.

F1 · derivative.exercise_date: These shares represent 812 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 27, 2022.

F1 · derivative.expiration_date: These shares represent 812 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 27, 2022.

Read SEC document
December 29, 2022 Filed Jan 3, 2023 22:23 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Tax withholdingCommon Stock 124 $11.00 $1,364.00
Disclosure

SEC source: 0001275477-23-000004 · form4.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,575

F2 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of shares.

F3 · price: The price represents the closing price of the Company's common stock on September 23, 2022.

Read SEC document
December 29, 2022 Filed Jan 3, 2023 22:23 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Exercise / conversionCommon Stock 1,065 $0.00 $0.00
Disclosure

SEC source: 0001275477-23-000004 · form4.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 812 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 27, 2022.

Read SEC document
December 29, 2022 Filed Jan 4, 2023 13:22 UTC Amendment Orchid Island Capital, Inc. ORC · Entity 4781 Exercise / conversionPerformance Units · Derivative 1,065.99 $0.00 $0.00
Disclosure

SEC source: 0001275477-23-000016 · form4.xml · derivative · entry 3

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,546

Underlying: Common Stock · 1,065.99 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares represent 1,065 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on December 27, 2022.

F1 · derivative.exercise_date: These shares represent 1,065 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on December 27, 2022.

F1 · derivative.expiration_date: These shares represent 1,065 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on December 27, 2022.

Read SEC document
December 29, 2022 Filed Jan 4, 2023 13:22 UTC Amendment Orchid Island Capital, Inc. ORC · Entity 4781 Tax withholdingCommon Stock 124 $11.00 $1,364.00
Disclosure

SEC source: 0001275477-23-000016 · form4.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,575

F2 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of shares.

F3 · price: The price represents the closing price of the Company's common stock on December 27, 2022.

Read SEC document
December 29, 2022 Filed Jan 4, 2023 13:22 UTC Amendment Orchid Island Capital, Inc. ORC · Entity 4781 Exercise / conversionCommon Stock 1,065 $0.00 $0.00
Disclosure

SEC source: 0001275477-23-000016 · form4.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 1,065 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on December 27, 2022.

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November 18, 2022 Filed Nov 18, 2022 22:02 UTC BIMINI CAPITAL MANAGEMENT, INC. BMNM · Entity 7411 PurchaseClass A Common Stock 50,000 $1.05 $52,745.00
Disclosure

SEC source: 0001275477-22-000033 · form4.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,258,991

Read SEC document
September 27, 2022 Filed Sep 29, 2022 21:50 UTC Orchid Island Capital, Inc. ORC · Entity 4781 Exercise / conversionPerformance Units · Derivative 1,065.99 $0.00 $0.00
Disclosure

SEC source: 0001518621-22-000101 · form4.xml · derivative · entry 3

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,612

Underlying: Common Stock · 1,065.99 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares represent 1,065 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 23, 2022.

F1 · derivative.exercise_date: These shares represent 1,065 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 23, 2022.

F1 · derivative.expiration_date: These shares represent 1,065 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 23, 2022.

F5 · balance_after: The number of shares of common stock issuable upon the vesting of the remaining outstanding Performance Units was reduced as a result of the book value impairment event that occurred pursuant to the Company's Long Term Incentive Compensation Plans (the "Plans"). A book value impairment event occurs if the Company's book value per share declines by more than 15% during the quarter ended March 31, 2022 and the Company's book value per share decline from January 1, 2022 to June 30, 2022 was more than 10%. The Plans provide that if such a book value impairment event occurs, then the number of outstanding performance units that are outstanding as of the last day of such two quarter period shall be reduced by 15%.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.