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person · Reporting owner

HAGEDORN JAMES

Disclosed activity across 1 company

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34627
SEC CIK
0001180171

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SCOTTS MIRACLE-GRO COSMG · Entity 4142Director · CEO · 10% ownerJune 26, 2026June 30, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SCOTTS MIRACLE-GRO CO

Report date June 26, 2026 · Filed June 30, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom StockSEC Table II · derivative / convertible securityDirect245,449.926 Reported balance After 2026-06-26 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-26 · Grant · Acquired 1,272.152 · Balance 245,449.926

F1: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 19, 2021 Filed May 20, 2021 19:40 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 246 $213.91 $52,623.04
Disclosure

SEC source: 0001443984-21-000195 · wf-form4_162153961779638.xml · nonDerivative · entry 11

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,591.2824

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $213.68 to $214.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (9).

Read SEC document
May 19, 2021 Filed May 20, 2021 19:40 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionCommon Shares 11,123 $42.60 $473,839.80
Disclosure

SEC source: 0001443984-21-000195 · wf-form4_162153961779638.xml · nonDerivative · entry 10

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,837.2824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2021 Filed May 20, 2021 19:40 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionStock Option (right to buy) · Derivative 66,647 $0.00 Strike: $42.60 $0.00
Disclosure

SEC source: 0001443984-21-000195 · wf-form4_162153961779638.xml · derivative · entry 19

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,123

Underlying: Common Shares · 66,647 shares

Expires 2022-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2021 Filed May 20, 2021 19:40 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 700 $229.36 $160,551.02
Disclosure

SEC source: 0001443984-21-000195 · wf-form4_162153961779638.xml · nonDerivative · entry 9

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,714.2824

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $229.30 to $229.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).

Read SEC document
May 18, 2021 Filed May 20, 2021 19:40 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 2,820 $228.25 $643,676.56
Disclosure

SEC source: 0001443984-21-000195 · wf-form4_162153961779638.xml · nonDerivative · entry 8

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,414.2824

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $228.00 to $228.76, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (7).

Read SEC document
May 18, 2021 Filed May 20, 2021 19:40 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 4,516 $227.59 $1,027,796.44
Disclosure

SEC source: 0001443984-21-000195 · wf-form4_162153961779638.xml · nonDerivative · entry 7

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,234.2824

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $227.02 to $227.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6).

Read SEC document
May 18, 2021 Filed May 20, 2021 19:40 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 4,131 $226.54 $935,821.87
Disclosure

SEC source: 0001443984-21-000195 · wf-form4_162153961779638.xml · nonDerivative · entry 6

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,750.2824

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $226.095 to $226.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5).

Read SEC document
May 18, 2021 Filed May 20, 2021 19:40 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 5,946 $225.24 $1,339,290.12
Disclosure

SEC source: 0001443984-21-000195 · wf-form4_162153961779638.xml · nonDerivative · entry 5

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,881.2824

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $225.00 to $225.93, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).

Read SEC document
May 18, 2021 Filed May 20, 2021 19:40 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 21,931 $224.49 $4,923,338.44
Disclosure

SEC source: 0001443984-21-000195 · wf-form4_162153961779638.xml · nonDerivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,827.2824

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $224.00 to $224.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

Read SEC document
May 18, 2021 Filed May 20, 2021 19:40 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 20,803 $223.41 $4,647,598.23
Disclosure

SEC source: 0001443984-21-000195 · wf-form4_162153961779638.xml · nonDerivative · entry 3

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,758.2824

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $223.00 to $223.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
May 18, 2021 Filed May 20, 2021 19:40 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 5,800 $222.81 $1,292,293.36
Disclosure

SEC source: 0001443984-21-000195 · wf-form4_162153961779638.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,561.2824

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $222.40 to $222.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

Read SEC document
May 18, 2021 Filed May 20, 2021 19:40 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionCommon Shares 66,647 $42.60 $2,839,162.20
Disclosure

SEC source: 0001443984-21-000195 · wf-form4_162153961779638.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,361.2824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2021 Filed May 18, 2021 18:53 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionStock Option (right to buy) · Derivative 24,219 $0.00 Strike: $42.60 $0.00
Disclosure

SEC source: 0001443984-21-000193 · wf-form4_162136397391974.xml · derivative · entry 14

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,770

Underlying: Common Shares · 24,219 shares

Expires 2022-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2021 Filed May 18, 2021 18:53 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 6,051 $226.68 $1,371,658.83
Disclosure

SEC source: 0001443984-21-000193 · wf-form4_162136397391974.xml · nonDerivative · entry 10

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,714.2824

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $226.13 to $227.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).

Read SEC document
May 17, 2021 Filed May 18, 2021 18:53 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 6,301 $227.42 $1,432,993.58
Disclosure

SEC source: 0001443984-21-000193 · wf-form4_162136397391974.xml · nonDerivative · entry 9

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,765.2824

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $227.02 to $228.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (7).

Read SEC document
May 17, 2021 Filed May 18, 2021 18:53 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 10,667 $228.84 $2,441,049.08
Disclosure

SEC source: 0001443984-21-000193 · wf-form4_162136397391974.xml · nonDerivative · entry 8

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,066.2824

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $228.235 to $229.14, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6).

Read SEC document
May 17, 2021 Filed May 18, 2021 18:53 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 1,200 $229.92 $275,900.04
Disclosure

SEC source: 0001443984-21-000193 · wf-form4_162136397391974.xml · nonDerivative · entry 7

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,733.2824

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $229.50 to $230.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5).

Read SEC document
May 17, 2021 Filed May 18, 2021 18:53 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionCommon Shares 24,219 $42.60 $1,031,729.40
Disclosure

SEC source: 0001443984-21-000193 · wf-form4_162136397391974.xml · nonDerivative · entry 6

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,933.2824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2021 Filed May 18, 2021 18:53 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionStock Option (right to buy) · Derivative 26,005 $0.00 Strike: $42.60 $0.00
Disclosure

SEC source: 0001443984-21-000193 · wf-form4_162136397391974.xml · derivative · entry 13

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,989

Underlying: Common Shares · 26,005 shares

Expires 2022-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2021 Filed May 18, 2021 18:53 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 1,304 $231.21 $301,497.84
Disclosure

SEC source: 0001443984-21-000193 · wf-form4_162136397391974.xml · nonDerivative · entry 5

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,714.2824

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $231.03 to $231.45, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).

Read SEC document
May 14, 2021 Filed May 18, 2021 18:53 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 10,036 $230.36 $2,311,890.95
Disclosure

SEC source: 0001443984-21-000193 · wf-form4_162136397391974.xml · nonDerivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,018.2824

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $230.00 to $230.97, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

Read SEC document
May 14, 2021 Filed May 18, 2021 18:53 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 13,565 $229.66 $3,115,337.90
Disclosure

SEC source: 0001443984-21-000193 · wf-form4_162136397391974.xml · nonDerivative · entry 3

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,054.2824

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $229.00 to $229.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
May 14, 2021 Filed May 18, 2021 18:53 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 1,100 $228.93 $251,823.00
Disclosure

SEC source: 0001443984-21-000193 · wf-form4_162136397391974.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,619.2824

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $228.79 to $228.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

Read SEC document
May 14, 2021 Filed May 18, 2021 18:53 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionCommon Shares 26,005 $42.60 $1,107,813.00
Disclosure

SEC source: 0001443984-21-000193 · wf-form4_162136397391974.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,719.2824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2021 Filed May 6, 2021 20:33 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 384.814 $234.77 $90,342.78
Disclosure

SEC source: 0001443984-21-000188 · wf-form4_162033316143932.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,492.4201

Underlying: Common Shares · 384.814 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
April 23, 2021 Filed May 6, 2021 20:33 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 10.2706 $194.73 $1,999.99
Disclosure

SEC source: 0001443984-21-000188 · wf-form4_162033316143932.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,714.2824

Read SEC document
March 26, 2021 Filed Mar 29, 2021 23:19 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 867.945 $241.31 $209,443.81
Disclosure

SEC source: 0001443984-21-000163 · wf-form4_161705992374680.xml · derivative · entry 3

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,107.6061

Underlying: Common Shares · 867.945 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 23:19 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 10.3247 $193.71 $2,000.00
Disclosure

SEC source: 0001443984-21-000163 · wf-form4_161705992374680.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,704.0118

Read SEC document
March 10, 2021 Filed Mar 12, 2021 20:56 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 398.155 $218.71 $87,080.48
Disclosure

SEC source: 0001443984-21-000144 · wf-form4_161558258336049.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,239.6611

Underlying: Common Shares · 398.155 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 20:56 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 24.716 $218.21 $5,393.25
Disclosure

SEC source: 0001443984-21-000144 · wf-form4_161558258336049.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,693.6871

Read SEC document
March 10, 2021 Filed Nov 3, 2021 21:48 UTC Amendment SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 21.423 $218.21 $4,674.69
Disclosure

SEC source: 0001443984-21-000337 · wf-form4a_163597609726195.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,690.3941

F1 · shares: 1. The original Form 4 showed 24.716 shares acquired. This amendment displays the correct number.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 19:04 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 389.342 $214.04 $83,334.76
Disclosure

SEC source: 0001443984-21-000120 · wf-form4_161462547152066.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,841.5061

Underlying: Common Shares · 389.342 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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February 25, 2021 Filed Mar 1, 2021 19:04 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 11.0926 $180.30 $2,000.00
Disclosure

SEC source: 0001443984-21-000120 · wf-form4_161462547152066.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,668.9711

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February 05, 2021 Filed Feb 9, 2021 23:35 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantStock Option (right to buy) · Derivative 39,263 $0.00 Strike: $236.53 $0.00
Disclosure

SEC source: 0001443984-21-000095 · wf-form4_161291373351333.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,263

Underlying: Common Shares · 39,263 shares

Expires 2031-02-05

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February 05, 2021 Filed Feb 9, 2021 23:35 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantCommon Shares 10,570 $0.00 $0.00
Disclosure

SEC source: 0001443984-21-000095 · wf-form4_161291373351333.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,657.8785

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February 04, 2021 Filed Feb 5, 2021 19:18 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 304 $238.04 $72,364.16
Disclosure

SEC source: 0001443984-21-000071 · wf-form4_161255270360067.xml · nonDerivative · entry 7

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,087.8785

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $238.01 to $238.13, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).

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February 04, 2021 Filed Feb 5, 2021 19:18 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 833 $237.15 $197,545.95
Disclosure

SEC source: 0001443984-21-000071 · wf-form4_161255270360067.xml · nonDerivative · entry 6

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,391.8785

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $236.86 to $237.44, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (7).

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February 04, 2021 Filed Feb 5, 2021 19:18 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 2,425 $236.39 $573,245.75
Disclosure

SEC source: 0001443984-21-000071 · wf-form4_161255270360067.xml · nonDerivative · entry 5

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,224.8785

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $235.86 to $236.845, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6).

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February 04, 2021 Filed Feb 5, 2021 19:18 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 1,359 $235.40 $319,908.60
Disclosure

SEC source: 0001443984-21-000071 · wf-form4_161255270360067.xml · nonDerivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,649.8785

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $234.87 to $235.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5).

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February 04, 2021 Filed Feb 5, 2021 19:18 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 3,632 $234.37 $851,231.84
Disclosure

SEC source: 0001443984-21-000071 · wf-form4_161255270360067.xml · nonDerivative · entry 3

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,008.8785

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $233.85 to $234.84, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).

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February 04, 2021 Filed Feb 5, 2021 19:18 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 3,129 $233.20 $729,682.80
Disclosure

SEC source: 0001443984-21-000071 · wf-form4_161255270360067.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,640.8785

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $232.85 to $233.82, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

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February 04, 2021 Filed Feb 5, 2021 19:18 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 2,862 $232.47 $665,329.14
Disclosure

SEC source: 0001443984-21-000071 · wf-form4_161255270360067.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,769.8785

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $231.88 to $232.85, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

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February 02, 2021 Filed Feb 5, 2021 00:59 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Tax withholdingCommon Shares 10,766 $0.00 $0.00
Disclosure

SEC source: 0001443984-21-000054 · wf-form4_161248678423808.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,631.8785

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January 26, 2021 Filed Jan 28, 2021 14:40 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 362.703 $229.76 $83,334.64
Disclosure

SEC source: 0001443984-21-000027 · wf-form4_161184483225316.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,452.1641

Underlying: Common Shares · 362.703 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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January 25, 2021 Filed Jan 28, 2021 14:40 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 10.2875 $194.41 $1,999.99
Disclosure

SEC source: 0001443984-21-000027 · wf-form4_161184483225316.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,397.8785

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December 28, 2020 Filed Dec 30, 2020 16:47 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 456.307 $197.99 $90,344.22
Disclosure

SEC source: 0001443984-20-000333 · wf-form4_160934684927113.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,089.4611

Underlying: Common Shares · 456.307 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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December 24, 2020 Filed Jan 8, 2021 16:53 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 11.873 $168.45 $2,000.01
Disclosure

SEC source: 0001443984-21-000009 · wf-form4_161012482576654.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,387.591

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December 16, 2020 Filed Dec 18, 2020 22:14 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 808 $192.69 $155,695.94
Disclosure

SEC source: 0001443984-20-000329 · wf-form4_160832962885441.xml · nonDerivative · entry 3

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(K) Plan

Disclosed balance after: 23,873.754

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $192.13 to $192.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

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December 16, 2020 Filed Dec 18, 2020 22:14 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 14,163 $191.46 $2,711,647.98
Disclosure

SEC source: 0001443984-20-000329 · wf-form4_160832962885441.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(K) Plan

Disclosed balance after: 24,681.754

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $191.01 to $192.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

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December 16, 2020 Filed Dec 18, 2020 22:14 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 11,195.284 $190.57 $2,133,518.86
Disclosure

SEC source: 0001443984-20-000329 · wf-form4_160832962885441.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(K) Plan

Disclosed balance after: 38,844.754

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $190.01 to $191.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.