Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SCOTTS MIRACLE-GRO COSMG · Entity 4142 | Director · CEO · 10% owner | June 26, 2026 | June 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SCOTTS MIRACLE-GRO CO
Report date June 26, 2026 · Filed June 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 245,449.926 |
Reported balance
After 2026-06-26 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-26 · Grant · Acquired 1,272.152 · Balance 245,449.926 F1: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.
F2: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 24, 2022 Filed Jul 6, 2022 13:24 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 29.656 | $67.44 | $2,000.00 |
DisclosureSEC source: 0001443984-22-000222 · wf-form4_165711387294480.xml · nonDerivative · entry 1 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,955.3168 Read SEC document |
| June 10, 2022 Filed Jun 14, 2022 17:57 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 1,088.693 | $92.70 | $100,919.66 |
DisclosureSEC source: 0001443984-22-000193 · wf-form4_165522944118297.xml · derivative · entry 2 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,937.214 Underlying: Common Shares · 1,088.693 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. Read SEC document |
| June 10, 2022 Filed Jun 14, 2022 17:57 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 59.312 | $87.30 | $5,177.94 |
DisclosureSEC source: 0001443984-22-000193 · wf-form4_165522944118297.xml · nonDerivative · entry 1 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,925.6608 Read SEC document |
| May 26, 2022 Filed May 27, 2022 15:29 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 940.552 | $96.05 | $90,340.02 |
DisclosureSEC source: 0001443984-22-000161 · wf-form4_165366534003236.xml · derivative · entry 4 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,848.521 Underlying: Common Shares · 940.552 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. Read SEC document |
| May 25, 2022 Filed May 27, 2022 15:29 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 26.8673 | $74.44 | $2,000.00 |
DisclosureSEC source: 0001443984-22-000161 · wf-form4_165366534003236.xml · nonDerivative · entry 1 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,866.3488 Read SEC document |
| May 13, 2022 Filed May 17, 2022 13:25 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | SaleCommon Shares | 27,611 | $98.53 | $2,720,589.14 |
DisclosureSEC source: 0001443984-22-000141 · wf-form4_165279393121351.xml · nonDerivative · entry 3 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,816.25 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.30 to $99.23, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3). Read SEC document |
| May 13, 2022 Filed May 17, 2022 13:25 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | SaleCommon Shares | 10,138 | $97.53 | $988,779.42 |
DisclosureSEC source: 0001443984-22-000141 · wf-form4_165279393121351.xml · nonDerivative · entry 2 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,427.25 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.24 to $98.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2). Read SEC document |
| May 13, 2022 Filed May 17, 2022 13:25 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | SaleCommon Shares | 22,251 | $96.84 | $2,154,851.37 |
DisclosureSEC source: 0001443984-22-000141 · wf-form4_165279393121351.xml · nonDerivative · entry 1 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,565.25 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.25 to $97.23, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1). Read SEC document |
| April 26, 2022 Filed Apr 28, 2022 18:45 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 800.957 | $104.04 | $83,331.57 |
DisclosureSEC source: 0001443984-22-000132 · wf-form4_165117149823896.xml · derivative · entry 4 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,907.969 Underlying: Common Shares · 800.957 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. Read SEC document |
| April 25, 2022 Filed May 24, 2022 16:28 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 23.2315 | $86.09 | $2,000.00 |
DisclosureSEC source: 0001443984-22-000147 · wf-form4_165340970849691.xml · nonDerivative · entry 1 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,839.4815 Read SEC document |
| March 28, 2022 Filed Mar 29, 2022 21:39 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 1,685.992 | $124.26 | $209,501.37 |
DisclosureSEC source: 0001443984-22-000119 · wf-form4_164858993142430.xml · derivative · entry 1 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,107.012 Underlying: Common Shares · 1,685.992 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. Read SEC document |
| March 25, 2022 Filed Apr 28, 2022 18:45 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 18.934 | $105.63 | $2,000.00 |
DisclosureSEC source: 0001443984-22-000132 · wf-form4_165117149823896.xml · nonDerivative · entry 1 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,816.25 Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 22:23 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 838.54 | $117.27 | $98,338.94 |
DisclosureSEC source: 0001443984-22-000101 · wf-form4_164729647616640.xml · derivative · entry 5 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,421.02 Underlying: Common Shares · 838.54 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 22:23 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 43.5071 | $117.52 | $5,112.95 |
DisclosureSEC source: 0001443984-22-000101 · wf-form4_164729647616640.xml · nonDerivative · entry 2 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,797.316 Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 13:46 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 584.581 | $142.55 | $83,332.02 |
DisclosureSEC source: 0001443984-22-000084 · wf-form4_164622877035917.xml · derivative · entry 1 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,582.48 Underlying: Common Shares · 584.581 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. Read SEC document |
| February 25, 2022 Filed Mar 14, 2022 22:23 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 17.5147 | $114.19 | $2,000.00 |
DisclosureSEC source: 0001443984-22-000101 · wf-form4_164729647616640.xml · nonDerivative · entry 1 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,753.8089 Read SEC document |
| February 04, 2022 Filed Feb 9, 2022 00:10 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantCommon Shares | 22,579 | $0.00 | $0.00 |
DisclosureSEC source: 0001443984-22-000079 · wf-form4_164436541010201.xml · nonDerivative · entry 2 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,736.2942 Read SEC document |
| February 04, 2022 Filed Feb 9, 2022 00:10 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | Tax withholdingCommon Shares | 14,628 | $132.87 | $1,943,622.36 |
DisclosureSEC source: 0001443984-22-000079 · wf-form4_164436541010201.xml · nonDerivative · entry 1 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,157.2942 Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 22:24 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | Tax withholdingCommon Shares | 191,153 | $151.20 | $28,902,333.60 |
DisclosureSEC source: 0001443984-22-000047 · wf-form4_164384063561808.xml · nonDerivative · entry 1 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,785.2942 Read SEC document |
| January 26, 2022 Filed Jan 28, 2022 17:53 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 544.674 | $153.00 | $83,335.12 |
DisclosureSEC source: 0001443984-22-000025 · wf-form4_164339239503599.xml · derivative · entry 4 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,997.899 Underlying: Common Shares · 544.674 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. Read SEC document |
| January 25, 2022 Filed Jan 28, 2022 17:53 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 15.8491 | $126.19 | $2,000.00 |
DisclosureSEC source: 0001443984-22-000025 · wf-form4_164339239503599.xml · nonDerivative · entry 1 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 504,938.2942 Read SEC document |
| December 28, 2021 Filed Dec 29, 2021 16:16 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 558.083 | $161.88 | $90,342.48 |
DisclosureSEC source: 0001443984-21-000413 · wf-form4_164079456612076.xml · derivative · entry 1 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,453.225 Underlying: Common Shares · 558.083 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. Read SEC document |
| December 24, 2021 Filed Jan 5, 2022 21:17 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 14.8865 | $134.35 | $2,000.00 |
DisclosureSEC source: 0001443984-22-000013 · wf-form4_164141743257190.xml · nonDerivative · entry 1 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 504,922.4451 Read SEC document |
| December 10, 2021 Filed Dec 15, 2021 00:10 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 630.226 | $153.63 | $96,821.62 |
DisclosureSEC source: 0001443984-21-000392 · wf-form4_163952701602810.xml · derivative · entry 4 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,895.142 Underlying: Common Shares · 630.226 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. Read SEC document |
| December 10, 2021 Filed Dec 15, 2021 00:10 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 33.6044 | $150.98 | $5,073.49 |
DisclosureSEC source: 0001443984-21-000392 · wf-form4_163952701602810.xml · nonDerivative · entry 1 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 504,907.5586 Read SEC document |
| November 29, 2021 Filed Dec 2, 2021 00:22 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 562.275 | $160.67 | $90,340.72 |
DisclosureSEC source: 0001443984-21-000345 · wf-form4_163840452898340.xml · derivative · entry 5 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,264.916 Underlying: Common Shares · 562.275 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. Read SEC document |
| November 24, 2021 Filed Dec 2, 2021 00:22 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 14.3431 | $139.44 | $2,000.00 |
DisclosureSEC source: 0001443984-21-000345 · wf-form4_163840452898340.xml · nonDerivative · entry 2 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 504,873.9539 Read SEC document |
| October 26, 2021 Filed Oct 29, 2021 01:02 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 595.844 | $151.62 | $90,341.87 |
DisclosureSEC source: 0001443984-21-000332 · wf-form4_163546935706417.xml · derivative · entry 5 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,702.6411 Underlying: Common Shares · 595.844 shares Expires not disclosed F3 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F4 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. F4 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. Read SEC document |
| October 26, 2021 Filed Oct 29, 2021 01:02 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantCommon Shares | 431,008 | $0.00 | $0.00 |
DisclosureSEC source: 0001443984-21-000332 · wf-form4_163546935706417.xml · nonDerivative · entry 2 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 504,846.8974 F1 · date: On January 30, 2017, the Issuer made a grant to the Reporting Person of 172,403 performance units (the "2017 grant"). Under the award agreement, the 2017 grant included an enhanced issuance provision under which the Reporting Person would receive a range of 50% to 250% of the original grant depending on certain pre-determined performance criteria over the entirety of the plan period. On October 26, 2021, the Compensation Committee of the Issuer's Board of Directors determined that the performance measures related to the 2017 grant were satisfied to the extent required to permit for the issuance of shares equal to 250% of the original grant. Read SEC document |
| October 25, 2021 Filed Dec 2, 2021 00:22 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 16.0064 | $124.95 | $2,000.00 |
DisclosureSEC source: 0001443984-21-000345 · wf-form4_163840452898340.xml · nonDerivative · entry 1 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 504,859.6108 Read SEC document |
| September 27, 2021 Filed Sep 29, 2021 21:53 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 601.447 | $150.21 | $90,343.35 |
DisclosureSEC source: 0001443984-21-000316 · wf-form4_163295240581378.xml · derivative · entry 1 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,106.7971 Underlying: Common Shares · 601.447 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. Read SEC document |
| September 24, 2021 Filed Oct 29, 2021 01:02 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 16.2575 | $123.02 | $2,000.00 |
DisclosureSEC source: 0001443984-21-000332 · wf-form4_163546935706417.xml · nonDerivative · entry 1 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,838.8974 Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 20:10 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 617.929 | $154.15 | $95,253.76 |
DisclosureSEC source: 0001443984-21-000313 · wf-form4_163165020718146.xml · derivative · entry 4 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,505.3501 Underlying: Common Shares · 617.929 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 20:10 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 33.0616 | $152.24 | $5,033.19 |
DisclosureSEC source: 0001443984-21-000313 · wf-form4_163165020718146.xml · nonDerivative · entry 1 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,822.6399 Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 14:24 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 564.071 | $160.16 | $90,341.61 |
DisclosureSEC source: 0001443984-21-000277 · wf-form4_163041985411793.xml · derivative · entry 5 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,887.4211 Underlying: Common Shares · 564.071 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. Read SEC document |
| August 25, 2021 Filed Aug 31, 2021 14:24 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 15.015 | $133.20 | $2,000.00 |
DisclosureSEC source: 0001443984-21-000277 · wf-form4_163041985411793.xml · nonDerivative · entry 2 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,789.5783 Read SEC document |
| July 26, 2021 Filed Jul 27, 2021 19:46 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 495.161 | $182.45 | $90,342.12 |
DisclosureSEC source: 0001443984-21-000250 · wf-form4_162741512407810.xml · derivative · entry 4 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,323.3501 Underlying: Common Shares · 495.161 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. Read SEC document |
| July 23, 2021 Filed Aug 31, 2021 14:24 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 13.0039 | $153.80 | $2,000.00 |
DisclosureSEC source: 0001443984-21-000277 · wf-form4_163041985411793.xml · nonDerivative · entry 1 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,774.5633 Read SEC document |
| June 28, 2021 Filed Jun 30, 2021 16:02 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 472.908 | $191.04 | $90,344.34 |
DisclosureSEC source: 0001443984-21-000239 · wf-form4_162506895300560.xml · derivative · entry 1 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,828.1891 Underlying: Common Shares · 472.908 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. Read SEC document |
| June 25, 2021 Filed Jul 27, 2021 19:46 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 12.4735 | $160.34 | $2,000.00 |
DisclosureSEC source: 0001443984-21-000250 · wf-form4_162741512407810.xml · nonDerivative · entry 1 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,761.5594 Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 16:55 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 446.994 | $197.64 | $88,343.89 |
DisclosureSEC source: 0001443984-21-000222 · wf-form4_162368970401781.xml · derivative · entry 5 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,355.2811 Underlying: Common Shares · 446.994 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 16:55 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 23.9073 | $196.58 | $4,699.75 |
DisclosureSEC source: 0001443984-21-000222 · wf-form4_162368970401781.xml · nonDerivative · entry 2 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,749.0859 Read SEC document |
| May 26, 2021 Filed May 27, 2021 14:06 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 415.867 | $217.24 | $90,342.95 |
DisclosureSEC source: 0001443984-21-000199 · wf-form4_162212435338106.xml · derivative · entry 1 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,908.2871 Underlying: Common Shares · 415.867 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. Read SEC document |
| May 25, 2021 Filed Jun 14, 2021 16:55 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 10.8962 | $183.55 | $2,000.00 |
DisclosureSEC source: 0001443984-21-000222 · wf-form4_162368970401781.xml · nonDerivative · entry 1 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,725.1786 Read SEC document |
| May 19, 2021 Filed May 20, 2021 19:40 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | Exercise / conversionStock Option (right to buy) · Derivative | 11,123 | $0.00 Strike: $42.60 | $0.00 |
DisclosureSEC source: 0001443984-21-000195 · wf-form4_162153961779638.xml · derivative · entry 20 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 11,123 shares Expires 2022-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2021 Filed May 20, 2021 19:40 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | SaleCommon Shares | 798 | $219.26 | $174,969.96 |
DisclosureSEC source: 0001443984-21-000195 · wf-form4_162153961779638.xml · nonDerivative · entry 16 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,714.2824 F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $219.06 to $219.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (14). Read SEC document |
| May 19, 2021 Filed May 20, 2021 19:40 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | SaleCommon Shares | 5,454 | $218.44 | $1,191,361.40 |
DisclosureSEC source: 0001443984-21-000195 · wf-form4_162153961779638.xml · nonDerivative · entry 15 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,512.2824 F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $218.00 to $218.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (13). Read SEC document |
| May 19, 2021 Filed May 20, 2021 19:40 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | SaleCommon Shares | 2,700 | $217.61 | $587,534.58 |
DisclosureSEC source: 0001443984-21-000195 · wf-form4_162153961779638.xml · nonDerivative · entry 14 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,966.2824 F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $217.03 to $217.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (12). Read SEC document |
| May 19, 2021 Filed May 20, 2021 19:40 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | SaleCommon Shares | 1,000 | $216.57 | $216,568.00 |
DisclosureSEC source: 0001443984-21-000195 · wf-form4_162153961779638.xml · nonDerivative · entry 13 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,666.2824 F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $216.03 to $216.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (11). Read SEC document |
| May 19, 2021 Filed May 20, 2021 19:40 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | SaleCommon Shares | 925 | $215.40 | $199,245.46 |
DisclosureSEC source: 0001443984-21-000195 · wf-form4_162153961779638.xml · nonDerivative · entry 12 HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,666.2824 F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $215.00 to $215.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (10). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.