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person · Reporting owner

HAGEDORN JAMES

Disclosed activity across 1 company

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34627
SEC CIK
0001180171

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SCOTTS MIRACLE-GRO COSMG · Entity 4142Director · CEO · 10% ownerJune 26, 2026June 30, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SCOTTS MIRACLE-GRO CO

Report date June 26, 2026 · Filed June 30, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom StockSEC Table II · derivative / convertible securityDirect245,449.926 Reported balance After 2026-06-26 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-26 · Grant · Acquired 1,272.152 · Balance 245,449.926

F1: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 10, 2020 Filed Dec 14, 2020 23:38 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 482.538 $178.13 $85,954.49
Disclosure

SEC source: 0001443984-20-000322 · wf-form4_160798911987723.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,633.1541

Underlying: Common Shares · 482.538 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 23:38 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 27.6783 $187.98 $5,202.94
Disclosure

SEC source: 0001443984-20-000322 · wf-form4_160798911987723.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,378.6803

Read SEC document
December 10, 2020 Filed Jan 8, 2021 16:54 UTC Amendment SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 482.538 $178.13 $85,954.49
Disclosure

SEC source: 0001443984-21-000011 · wf-form4a_161012486131327.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,633.1541

Underlying: Common Shares · 482.538 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F4 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F4 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
December 10, 2020 Filed Jan 8, 2021 16:54 UTC Amendment SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 24.716 $187.98 $4,646.09
Disclosure

SEC source: 0001443984-21-000011 · wf-form4a_161012486131327.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,375.718

F1 · shares: The original Form 4 showed 27.6783 shares acquired. This amendment displays the correct number.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 17:27 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 513.028 $176.10 $90,344.23
Disclosure

SEC source: 0001443984-20-000290 · wf-form4_160693004064837.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,150.6161

Underlying: Common Shares · 513.028 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
November 25, 2020 Filed Dec 2, 2020 17:27 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 13.9063 $143.82 $2,000.00
Disclosure

SEC source: 0001443984-20-000290 · wf-form4_160693004064837.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,351.002

Read SEC document
October 26, 2020 Filed Oct 28, 2020 20:35 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 587.186 $153.85 $90,338.57
Disclosure

SEC source: 0001443984-20-000279 · wf-form4_160391729477350.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,637.5881

Underlying: Common Shares · 587.186 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
October 23, 2020 Filed Oct 28, 2020 20:35 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 15.0353 $133.02 $2,000.00
Disclosure

SEC source: 0001443984-20-000279 · wf-form4_160391729477350.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,337.0957

Read SEC document
September 28, 2020 Filed Sep 30, 2020 13:50 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 592.981 $152.35 $90,340.66
Disclosure

SEC source: 0001443984-20-000258 · wf-form4_160147383101183.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,050.4021

Underlying: Common Shares · 592.981 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
September 25, 2020 Filed Oct 5, 2020 14:27 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 16.116 $124.10 $2,000.00
Disclosure

SEC source: 0001443984-20-000270 · wf-form4_160190801159620.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,322.0604

Read SEC document
September 24, 2020 Filed Sep 25, 2020 15:31 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantStock Option (right to buy) · Derivative 143,079 Not disclosed Strike: $64.55 Not disclosed
Disclosure

SEC source: 0001443984-20-000254 · wf-form4_160104790188347.xml · derivative · entry 6

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,079

Underlying: Common Shares · 143,079 shares

Expires 2026-01-29

F1 · price: Reflects adjustment approved by the Board on 9/24/20 to previous stock option awards in connection with the special dividend of $5.00 per Common Share paid on 9/10/20 to shareholders of record on 8/27/20. The exercise price of the options outstanding as of 9/24/20 was adjusted to maintain the same ratio of exercise price to fair market value of the underlying common shares immediately before and immediately after the adjustment. Fair market value was established by comparing the volume weighted average share price measured on 8/25/20, the day before the ex-dividend date ($174.3835), with that measured on 8/26/20, the ex-dividend date ($163.8925, which was adjusted to exclude the impact of the ordinary dividend with the same record date). The number of stock options subject to each award was increased to ensure the total intrinsic value of the award was the same immediately before and immediately after the adjustment.

Read SEC document
September 24, 2020 Filed Sep 25, 2020 15:31 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantStock Option (right to buy) · Derivative 142,733 Not disclosed Strike: $59.62 Not disclosed
Disclosure

SEC source: 0001443984-20-000254 · wf-form4_160104790188347.xml · derivative · entry 5

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,733

Underlying: Common Shares · 142,733 shares

Expires 2025-01-30

F1 · price: Reflects adjustment approved by the Board on 9/24/20 to previous stock option awards in connection with the special dividend of $5.00 per Common Share paid on 9/10/20 to shareholders of record on 8/27/20. The exercise price of the options outstanding as of 9/24/20 was adjusted to maintain the same ratio of exercise price to fair market value of the underlying common shares immediately before and immediately after the adjustment. Fair market value was established by comparing the volume weighted average share price measured on 8/25/20, the day before the ex-dividend date ($174.3835), with that measured on 8/26/20, the ex-dividend date ($163.8925, which was adjusted to exclude the impact of the ordinary dividend with the same record date). The number of stock options subject to each award was increased to ensure the total intrinsic value of the award was the same immediately before and immediately after the adjustment.

Read SEC document
September 24, 2020 Filed Sep 25, 2020 15:31 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantStock Option (right to buy) · Derivative 127,994 Not disclosed Strike: $42.60 Not disclosed
Disclosure

SEC source: 0001443984-20-000254 · wf-form4_160104790188347.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,994

Underlying: Common Shares · 127,994 shares

Expires 2022-01-19

F1 · price: Reflects adjustment approved by the Board on 9/24/20 to previous stock option awards in connection with the special dividend of $5.00 per Common Share paid on 9/10/20 to shareholders of record on 8/27/20. The exercise price of the options outstanding as of 9/24/20 was adjusted to maintain the same ratio of exercise price to fair market value of the underlying common shares immediately before and immediately after the adjustment. Fair market value was established by comparing the volume weighted average share price measured on 8/25/20, the day before the ex-dividend date ($174.3835), with that measured on 8/26/20, the ex-dividend date ($163.8925, which was adjusted to exclude the impact of the ordinary dividend with the same record date). The number of stock options subject to each award was increased to ensure the total intrinsic value of the award was the same immediately before and immediately after the adjustment.

Read SEC document
September 24, 2020 Filed Sep 25, 2020 15:31 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Disposition to issuerStock Option (right to buy) · Derivative 134,469 Not disclosed Strike: $68.68 Not disclosed
Disclosure

SEC source: 0001443984-20-000254 · wf-form4_160104790188347.xml · derivative · entry 3

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 134,469 shares

Expires 2026-01-29

F1 · price: Reflects adjustment approved by the Board on 9/24/20 to previous stock option awards in connection with the special dividend of $5.00 per Common Share paid on 9/10/20 to shareholders of record on 8/27/20. The exercise price of the options outstanding as of 9/24/20 was adjusted to maintain the same ratio of exercise price to fair market value of the underlying common shares immediately before and immediately after the adjustment. Fair market value was established by comparing the volume weighted average share price measured on 8/25/20, the day before the ex-dividend date ($174.3835), with that measured on 8/26/20, the ex-dividend date ($163.8925, which was adjusted to exclude the impact of the ordinary dividend with the same record date). The number of stock options subject to each award was increased to ensure the total intrinsic value of the award was the same immediately before and immediately after the adjustment.

Read SEC document
September 24, 2020 Filed Sep 25, 2020 15:31 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Disposition to issuerStock Option (right to buy) · Derivative 134,139 Not disclosed Strike: $63.43 Not disclosed
Disclosure

SEC source: 0001443984-20-000254 · wf-form4_160104790188347.xml · derivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 134,139 shares

Expires 2025-01-30

F1 · price: Reflects adjustment approved by the Board on 9/24/20 to previous stock option awards in connection with the special dividend of $5.00 per Common Share paid on 9/10/20 to shareholders of record on 8/27/20. The exercise price of the options outstanding as of 9/24/20 was adjusted to maintain the same ratio of exercise price to fair market value of the underlying common shares immediately before and immediately after the adjustment. Fair market value was established by comparing the volume weighted average share price measured on 8/25/20, the day before the ex-dividend date ($174.3835), with that measured on 8/26/20, the ex-dividend date ($163.8925, which was adjusted to exclude the impact of the ordinary dividend with the same record date). The number of stock options subject to each award was increased to ensure the total intrinsic value of the award was the same immediately before and immediately after the adjustment.

Read SEC document
September 24, 2020 Filed Sep 25, 2020 15:31 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Disposition to issuerStock Option (right to buy) · Derivative 120,288 Not disclosed Strike: $45.32 Not disclosed
Disclosure

SEC source: 0001443984-20-000254 · wf-form4_160104790188347.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 120,288 shares

Expires 2022-01-19

F1 · price: Reflects adjustment approved by the Board on 9/24/20 to previous stock option awards in connection with the special dividend of $5.00 per Common Share paid on 9/10/20 to shareholders of record on 8/27/20. The exercise price of the options outstanding as of 9/24/20 was adjusted to maintain the same ratio of exercise price to fair market value of the underlying common shares immediately before and immediately after the adjustment. Fair market value was established by comparing the volume weighted average share price measured on 8/25/20, the day before the ex-dividend date ($174.3835), with that measured on 8/26/20, the ex-dividend date ($163.8925, which was adjusted to exclude the impact of the ordinary dividend with the same record date). The number of stock options subject to each award was increased to ensure the total intrinsic value of the award was the same immediately before and immediately after the adjustment.

Read SEC document
September 10, 2020 Filed Sep 14, 2020 20:46 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 4,582.354 $162.28 $743,624.41
Disclosure

SEC source: 0001443984-20-000248 · wf-form4_160011636292212.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,457.4211

Underlying: Common Shares · 4,582.354 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
September 10, 2020 Filed Sep 14, 2020 20:46 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 250.8906 $162.82 $40,849.63
Disclosure

SEC source: 0001443984-20-000248 · wf-form4_160011636292212.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,305.9444

Read SEC document
August 26, 2020 Filed Aug 28, 2020 16:01 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 558.054 $161.88 $90,337.78
Disclosure

SEC source: 0001443984-20-000223 · wf-form4_159863047956808.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,875.0671

Underlying: Common Shares · 558.054 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
August 25, 2020 Filed Aug 28, 2020 16:01 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 14.0805 $142.04 $1,999.99
Disclosure

SEC source: 0001443984-20-000223 · wf-form4_159863047956808.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,055.0538

Read SEC document
July 27, 2020 Filed Jul 28, 2020 20:01 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 616.834 $146.45 $90,335.34
Disclosure

SEC source: 0001443984-20-000203 · wf-form4_159596643959938.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,317.0131

Underlying: Common Shares · 616.834 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
July 24, 2020 Filed Jul 28, 2020 20:01 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 16.4244 $121.77 $2,000.00
Disclosure

SEC source: 0001443984-20-000203 · wf-form4_159596643959938.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,040.9733

Read SEC document
June 26, 2020 Filed Jun 30, 2020 11:23 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 696.756 $129.66 $90,341.38
Disclosure

SEC source: 0001443984-20-000186 · wf-form4_159351618450302.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,700.1791

Underlying: Common Shares · 696.756 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 11:23 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 18.4928 $108.15 $2,000.00
Disclosure

SEC source: 0001443984-20-000186 · wf-form4_159351618450302.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,024.5489

Read SEC document
June 10, 2020 Filed Jun 12, 2020 16:11 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 531.873 $141.60 $75,313.22
Disclosure

SEC source: 0001443984-20-000178 · wf-form4_159197827285597.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,003.4231

Underlying: Common Shares · 531.873 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 16:11 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 29.8884 $140.10 $4,187.24
Disclosure

SEC source: 0001443984-20-000178 · wf-form4_159197827285597.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,006.0561

Read SEC document
May 26, 2020 Filed May 28, 2020 14:02 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 624.506 $144.66 $90,341.04
Disclosure

SEC source: 0001443984-20-000150 · wf-form4_159067456226532.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,471.5501

Underlying: Common Shares · 624.506 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
May 22, 2020 Filed May 28, 2020 14:02 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 15.916 $125.66 $2,000.00
Disclosure

SEC source: 0001443984-20-000150 · wf-form4_159067456226532.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,976.1677

Read SEC document
May 11, 2020 Filed May 12, 2020 19:30 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionStock Option (right to buy) · Derivative 37,751 $0.00 Strike: $49.19 $0.00
Disclosure

SEC source: 0001443984-20-000145 · wf-form4_158931182474139.xml · derivative · entry 7

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 37,751 shares

Expires 2021-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 11, 2020 Filed May 12, 2020 19:30 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 9,772 $138.94 $1,357,759.79
Disclosure

SEC source: 0001443984-20-000145 · wf-form4_158931182474139.xml · nonDerivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,960.2517

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.70 to $139.39, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

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May 11, 2020 Filed May 12, 2020 19:30 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 25,750 $138.24 $3,559,708.33
Disclosure

SEC source: 0001443984-20-000145 · wf-form4_158931182474139.xml · nonDerivative · entry 3

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,732.2517

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.70 to $138.68, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

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May 11, 2020 Filed May 12, 2020 19:30 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 2,229 $137.52 $306,538.10
Disclosure

SEC source: 0001443984-20-000145 · wf-form4_158931182474139.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,482.2517

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.75 to $137.69, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

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May 11, 2020 Filed May 12, 2020 19:30 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionCommon Shares 37,751 $49.19 $1,856,971.69
Disclosure

SEC source: 0001443984-20-000145 · wf-form4_158931182474139.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,711.2517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2020 Filed May 11, 2020 18:35 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionStock Option (right to buy) · Derivative 86,240 $0.00 Strike: $49.19 $0.00
Disclosure

SEC source: 0001443984-20-000133 · wf-form4_158922209364280.xml · derivative · entry 12

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,751

Underlying: Common Shares · 86,240 shares

Expires 2021-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2020 Filed May 11, 2020 18:35 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 4,023 $140.07 $563,506.44
Disclosure

SEC source: 0001443984-20-000133 · wf-form4_158922209364280.xml · nonDerivative · entry 9

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,960.2517

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.00 to $140.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).

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May 08, 2020 Filed May 11, 2020 18:35 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 43,441 $139.42 $6,056,426.93
Disclosure

SEC source: 0001443984-20-000133 · wf-form4_158922209364280.xml · nonDerivative · entry 8

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,983.2517

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.00 to $139.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (7).

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May 08, 2020 Filed May 11, 2020 18:35 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 23,328 $138.65 $3,234,522.84
Disclosure

SEC source: 0001443984-20-000133 · wf-form4_158922209364280.xml · nonDerivative · entry 7

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,424.2517

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.00 to $138.995, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6).

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May 08, 2020 Filed May 11, 2020 18:35 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 4,055 $137.72 $558,466.36
Disclosure

SEC source: 0001443984-20-000133 · wf-form4_158922209364280.xml · nonDerivative · entry 6

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,752.2517

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.12 to $137.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5).

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May 08, 2020 Filed May 11, 2020 18:35 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 1,400 $136.13 $190,583.96
Disclosure

SEC source: 0001443984-20-000133 · wf-form4_158922209364280.xml · nonDerivative · entry 5

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,807.2517

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.00 to $136.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).

Read SEC document
May 08, 2020 Filed May 11, 2020 18:35 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 4,041 $135.54 $547,735.32
Disclosure

SEC source: 0001443984-20-000133 · wf-form4_158922209364280.xml · nonDerivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,207.2517

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.06 to $135.97, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

Read SEC document
May 08, 2020 Filed May 11, 2020 18:35 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 1,470 $134.21 $197,285.61
Disclosure

SEC source: 0001443984-20-000133 · wf-form4_158922209364280.xml · nonDerivative · entry 3

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,248.2517

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $134.00 to $134.59, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
May 08, 2020 Filed May 11, 2020 18:35 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 4,482 $133.59 $598,729.76
Disclosure

SEC source: 0001443984-20-000133 · wf-form4_158922209364280.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,718.2517

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.01 to $133.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

Read SEC document
May 08, 2020 Filed May 11, 2020 18:35 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionCommon Shares 86,240 $49.19 $4,242,145.60
Disclosure

SEC source: 0001443984-20-000133 · wf-form4_158922209364280.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,200.2517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 19:09 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 707.574 $127.67 $90,335.97
Disclosure

SEC source: 0001443984-20-000122 · wf-form4_158818737311683.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,847.0441

Underlying: Common Shares · 707.574 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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April 24, 2020 Filed Apr 29, 2020 19:09 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 19.5027 $102.55 $2,000.00
Disclosure

SEC source: 0001443984-20-000122 · wf-form4_158818737311683.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,960.2517

Read SEC document
March 26, 2020 Filed Mar 30, 2020 13:56 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 1,735.688 $107.26 $186,169.89
Disclosure

SEC source: 0001443984-20-000109 · wf-form4_158557658519095.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,139.4701

Underlying: Common Shares · 1,735.688 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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March 25, 2020 Filed Mar 30, 2020 13:56 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 25.9605 $77.04 $2,000.00
Disclosure

SEC source: 0001443984-20-000109 · wf-form4_158557658519095.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,940.749

Read SEC document
March 10, 2020 Filed Mar 12, 2020 18:32 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 684.134 $106.82 $73,079.19
Disclosure

SEC source: 0001443984-20-000103 · wf-form4_158403792913399.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,403.7821

Underlying: Common Shares · 684.134 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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March 10, 2020 Filed Mar 12, 2020 18:32 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 37.4773 $110.32 $4,134.53
Disclosure

SEC source: 0001443984-20-000103 · wf-form4_158403792913399.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,914.7885

Read SEC document
February 26, 2020 Filed Feb 27, 2020 15:29 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 726.492 $114.71 $83,335.90
Disclosure

SEC source: 0001443984-20-000078 · wf-form4_158281735791597.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,719.6481

Underlying: Common Shares · 726.492 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.