Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CENTRUS ENERGY CORPLEU · Entity 4159 | Director | June 26, 2026 | June 30, 2026 |
| CHECK POINT SOFTWARE TECHNOLOGIES LTDCHKP · Entity 1642 | Director | March 18, 2026 | March 18, 2026 |
| ROKU, INCROKU · Entity 2524 | Director | June 11, 2026 | June 13, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CENTRUS ENERGY CORP
Report date June 26, 2026 · Filed June 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 2,680 |
Reported balance
After 2026-06-26 transaction · row 1
1 source rowRow 1 · 2026-06-26 · Tax withholding · Disposed 235 · Balance 2,680 F1: Represents the surrender of shares to the company in exchange for cash to satisfy the reporting person's tax liability with respect to the settlement of 2025 RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the surrender of shares to the company in exchange for cash to satisfy the reporting person's tax liability with respect to the settlement of 2025 RSUs.
CHECK POINT SOFTWARE TECHNOLOGIES LTD
Report date March 18, 2026 · Filed March 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares, NIS 0.01 Per ShareSEC Table I · non-derivative | Direct | 4,008 |
Reported balance
Holding disclosure · report date 2026-03-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 4,008 F1: Includes 392 Restricted Share Units (RSUs) that are scheduled to vest as follows: 196 on June 3, 2026 and 196 on September 3, 2026, subject to the Reporting Person's continued service as a Service Provider of the Issuer on each vesting date. Each RSU represents the right to receive one Ordinary Share of the Issuer upon vesting and settlement. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $122.41 · Expires 2027-08-02 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-03-18 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F2: 100% of the Ordinary Shares underlying the option are vested as of March 18, 2026. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $123.05 · Expires 2028-08-09 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-03-18 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance Not disclosed F2: 100% of the Ordinary Shares underlying the option are vested as of March 18, 2026. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $122.12 · Expires 2029-08-29 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-03-18 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance Not disclosed F2: 100% of the Ordinary Shares underlying the option are vested as of March 18, 2026. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $131.96 · Expires 2030-08-02 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-03-18 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance Not disclosed F2: 100% of the Ordinary Shares underlying the option are vested as of March 18, 2026. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $173.21 · Expires 2031-10-30 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-03-18 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance Not disclosed F2: 100% of the Ordinary Shares underlying the option are vested as of March 18, 2026. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $191.47 · Expires 2032-09-02 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-03-18 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance Not disclosed F3: 2,500 Ordinary Shares underlying the option are vested as of March 18, 2026, and the remaining 2,500 Ordinary Shares underlying the option will vest as follows: 1,250 options on June 3, 2026 and 1,250 options on September 3, 2026, subject to the Reporting Person's continued service a Service Provider of the Issuer on the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 392 Restricted Share Units (RSUs) that are scheduled to vest as follows: 196 on June 3, 2026 and 196 on September 3, 2026, subject to the Reporting Person's continued service as a Service Provider of the Issuer on each vesting date. Each RSU represents the right to receive one Ordinary Share of the Issuer upon vesting and settlement.
F2: 100% of the Ordinary Shares underlying the option are vested as of March 18, 2026.
F3: 2,500 Ordinary Shares underlying the option are vested as of March 18, 2026, and the remaining 2,500 Ordinary Shares underlying the option will vest as follows: 1,250 options on June 3, 2026 and 1,250 options on September 3, 2026, subject to the Reporting Person's continued service a Service Provider of the Issuer on the vesting date.
ROKU, INC
Report date June 11, 2026 · Filed June 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 44,784 |
Reported balance
After 2026-06-11 transaction · row 1
1 source rowRow 1 · 2026-06-11 · Exercise / conversion · Acquired 1,847 · Balance 44,784 |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-06-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-06-11 · Exercise / conversion · Disposed 1,847 · Balance 0 F1: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2: This RSU was granted on June 11, 2025 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 1,027 |
Reported balance
After 2026-06-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-06-11 · Grant · Acquired 1,027 · Balance 1,027 F1: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3: This RSU was granted on June 11, 2026 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $119.64 · Expires 2036-06-10 | Direct | 1,745 |
Reported balance
After 2026-06-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-06-11 · Grant · Acquired 1,745 · Balance 1,745 F4: This option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date, provided that, to the extent the option is not vested on the date of the next annual meeting of the Issuer's stockholders following the grant date, the option will vest in full on the date of such annual meeting. |
Filing footnotes · ownership attribution and instrument terms
F1: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F2: This RSU was granted on June 11, 2025 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.
F3: This RSU was granted on June 11, 2026 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.
F4: This option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date, provided that, to the extent the option is not vested on the date of the next annual meeting of the Issuer's stockholders following the grant date, the option will vest in full on the date of such annual meeting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 22, 2019 Filed May 24, 2019 23:43 UTC | ROKU, INC ROKU · Entity 2524 | GrantStock Option (right to buy) · Derivative | 2,937 | $88.02 Strike: $88.02 | $258,514.74 |
DisclosureSEC source: 0001716837-19-000095 · edgar.xml · derivative · entry 6 Rothrock Ray A. · CIK 0001500899 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,937 Underlying: Class A Common Stock · 2,937 shares Expires 2029-05-21 F5 · derivative.exercise_date: The option vests in 12 equal monthly installments beginning on the one month anniversary of the grant date. Read SEC document |
| May 22, 2019 Filed May 24, 2019 23:43 UTC | ROKU, INC ROKU · Entity 2524 | GrantRestricted Stock Unit · Derivative | 1,065 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-19-000095 · edgar.xml · derivative · entry 5 Rothrock Ray A. · CIK 0001500899 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,065 Underlying: Class A Common Stock · 1,065 shares Expires not disclosed F4 · derivative.exercise_date: This RSU was granted on 5/22/2019 and vests in one installment on the anniversary of the grant date. F4 · derivative.expiration_date: This RSU was granted on 5/22/2019 and vests in one installment on the anniversary of the grant date. Read SEC document |
| April 03, 2019 Filed May 24, 2019 23:43 UTC | ROKU, INC ROKU · Entity 2524 | OtherClass A Common Stock | 41,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-19-000095 · edgar.xml · nonDerivative · entry 3 Rothrock Ray A. · CIK 0001500899 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,973 F3 · kind: Shares transferred from indirect ownership by FiftySix Investments to direct ownership in Mr. Rothrock's individual account. Read SEC document |
| April 03, 2019 Filed May 24, 2019 23:43 UTC | ROKU, INC ROKU · Entity 2524 | OtherClass A Common Stock | 41,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-19-000095 · edgar.xml · nonDerivative · entry 2 Rothrock Ray A. · CIK 0001500899 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · kind: Shares transferred from indirect ownership by FiftySix Investments to direct ownership in Mr. Rothrock's individual account. F2 · ownership.nature: Mr. Rothrock is a Manager of FiftySix Investments, LLC and may be deemed to have voting and investment power over the shares held by FiftySix Investments, LLC. Mr. Rothrock disclaims beneficial ownership of such shares, except to the extent of his pecuiary interest therein. Read SEC document |
| March 18, 2019 Filed May 24, 2019 23:43 UTC | ROKU, INC ROKU · Entity 2524 | GiftClass A Common Stock | 41,769 | $61.53 | $2,570,046.57 |
DisclosureSEC source: 0001716837-19-000095 · edgar.xml · nonDerivative · entry 1 Rothrock Ray A. · CIK 0001500899 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 41,770 F1 · price: Shares donated from indirect ownership by FiftySix Investments to 2011 Rothrock Irrevocable Trust. Mr. Rothrock has no voting or investment control over the shares held by 2011 Rothrock Irrevocable Trust. F2 · ownership.nature: Mr. Rothrock is a Manager of FiftySix Investments, LLC and may be deemed to have voting and investment power over the shares held by FiftySix Investments, LLC. Mr. Rothrock disclaims beneficial ownership of such shares, except to the extent of his pecuiary interest therein. Read SEC document |
| March 14, 2019 Filed Mar 19, 2019 01:24 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 13,889 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-19-000051 · edgar.xml · derivative · entry 9 Rothrock Ray A. · CIK 0001500899 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 13,889 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| March 14, 2019 Filed Mar 19, 2019 01:24 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 15,000 | $61.79 | $926,796.00 |
DisclosureSEC source: 0001716837-19-000051 · edgar.xml · nonDerivative · entry 6 Rothrock Ray A. · CIK 0001500899 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 83,539 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.74 to $62.07 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities adn Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: Mr. Rothrock is a Manager of FiftySix Investments, LLC and may be deemed to have voting and investment power over the shares held by FiftySix Investments, LLC. Mr. Rothrock disclaims beneficial ownership of such shares, except to the extent of his pecuiary interest therein. Read SEC document |
| March 14, 2019 Filed Mar 19, 2019 01:24 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 13,889 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-19-000051 · edgar.xml · nonDerivative · entry 5 Rothrock Ray A. · CIK 0001500899 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,203 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2018 Filed May 29, 2018 22:26 UTC | ROKU, INC ROKU · Entity 2524 | GrantStock Option (right to buy) · Derivative | 5,856 | $35.99 Strike: $35.99 | $210,757.44 |
DisclosureSEC source: 0001716837-18-000031 · edgar.xml · derivative · entry 2 Rothrock Ray A. · CIK 0001500899 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,856 Underlying: Common Stock · 5,856 shares Expires 2028-05-24 F2 · derivative.exercise_date: The option will vest in 12 monthly installments from grant date. Read SEC document |
| May 24, 2018 Filed May 29, 2018 22:26 UTC | ROKU, INC ROKU · Entity 2524 | GrantRestricted Stock Unit · Derivative | 2,222 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-18-000031 · edgar.xml · derivative · entry 1 Rothrock Ray A. · CIK 0001500899 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,222 Underlying: Common Stock · 2,222 shares Expires not disclosed F1 · derivative.exercise_date: All shares vest on the 12 month anniversary of the grant date. F1 · derivative.expiration_date: All shares vest on the 12 month anniversary of the grant date. Read SEC document |
| May 08, 2018 Filed Mar 19, 2019 01:24 UTC | ROKU, INC ROKU · Entity 2524 | OtherClass A Common Stock | 7,960 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-19-000051 · edgar.xml · nonDerivative · entry 4 Rothrock Ray A. · CIK 0001500899 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 98,539 F2 · price: Represents a pro-rata distribution by Luminari Capital, LP to its limited partners and general partners. F1 · ownership.nature: Mr. Rothrock is a Manager of FiftySix Investments, LLC and may be deemed to have voting and investment power over the shares held by FiftySix Investments, LLC. Mr. Rothrock disclaims beneficial ownership of such shares, except to the extent of his pecuiary interest therein. Read SEC document |
| May 08, 2018 Filed Mar 19, 2019 01:24 UTC | ROKU, INC ROKU · Entity 2524 | OtherClass A Common Stock | 2,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-19-000051 · edgar.xml · nonDerivative · entry 3 Rothrock Ray A. · CIK 0001500899 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,314 F2 · price: Represents a pro-rata distribution by Luminari Capital, LP to its limited partners and general partners. Read SEC document |
| March 28, 2018 Filed Mar 19, 2019 01:24 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 90,579 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-19-000051 · edgar.xml · derivative · entry 8 Rothrock Ray A. · CIK 0001500899 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 90,579 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · ownership.nature: Mr. Rothrock is a Manager of FiftySix Investments, LLC and may be deemed to have voting and investment power over the shares held by FiftySix Investments, LLC. Mr. Rothrock disclaims beneficial ownership of such shares, except to the extent of his pecuiary interest therein. Read SEC document |
| March 28, 2018 Filed Mar 19, 2019 01:24 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 69,444 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-19-000051 · edgar.xml · derivative · entry 7 Rothrock Ray A. · CIK 0001500899 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,889 Underlying: Class A Common Stock · 69,444 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| March 28, 2018 Filed Mar 19, 2019 01:24 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 90,579 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-19-000051 · edgar.xml · nonDerivative · entry 2 Rothrock Ray A. · CIK 0001500899 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 90,579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Mr. Rothrock is a Manager of FiftySix Investments, LLC and may be deemed to have voting and investment power over the shares held by FiftySix Investments, LLC. Mr. Rothrock disclaims beneficial ownership of such shares, except to the extent of his pecuiary interest therein. Read SEC document |
| March 28, 2018 Filed Mar 19, 2019 01:24 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 69,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-19-000051 · edgar.xml · nonDerivative · entry 1 Rothrock Ray A. · CIK 0001500899 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2017 Filed Dec 20, 2017 00:26 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 83,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-066533 · doc4.xml · derivative · entry 2 Rothrock Ray A. · CIK 0001500899 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,333 Underlying: Class A Common Stock · 83,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's Amended and Restated Certificate of Incorporation, (ii) the first "Trading Day," as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's Amended and Restated Certificate of Incorporation, (ii) the first "Trading Day," as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F3 · derivative.expiration_date: The Class B Common Stock has no expiration date. F2 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's Amended and Restated Certificate of Incorporation, (ii) the first "Trading Day," as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F4 · ownership.direct: No shares have been sold by the Reporting Person and the shares are subject to a Lock-Up Agreement for a period of 180 days following the date of the Final Prospectus relating to the Public Offering of Class A Common Stock of the Issuer pursuant to a Registration Statement filed by the Issuer with the Securities and Exchange Commission. Read SEC document |
| December 15, 2017 Filed Dec 20, 2017 00:26 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionStock Option (right to buy) · Derivative | 83,333 | $0.00 Strike: $4.08 | $0.00 |
DisclosureSEC source: 0001209191-17-066533 · doc4.xml · derivative · entry 1 Rothrock Ray A. · CIK 0001500899 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 83,333 shares Expires 2024-08-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 1/48 of the Option vests in equal monthly installments one month from 8/4/2014. The shares subject to this option have been early exercised, subject to the Issuer's right to repurchase with respect to the unvested portion. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.