Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PEAPACK GLADSTONE FINANCIAL CORPPGC · Entity 1354 | SEVP & Pres of Priv Wealth Mgt | June 29, 2026 | June 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PEAPACK GLADSTONE FINANCIAL CORP
Report date June 29, 2026 · Filed June 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 45,582 |
Reported balance
After 2026-06-29 transaction · row 1
1 source rowRow 1 · 2026-06-29 · Sale · Disposed 5,000 · Balance 45,582 |
| Common StockSEC Table I · non-derivative | IndirectRabbi Trust | 74,876 |
Reported balance
Holding disclosure · report date 2026-06-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 74,876 F1: Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan. |
| Common StockSEC Table I · non-derivative | Indirect401(k) | 6,720 |
Reported balance
Holding disclosure · report date 2026-06-29 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,720 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,029 |
Reported balance
Holding disclosure · report date 2026-06-29 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 5,029 F2: On March 20, 2025, the reporting person was granted 7,543 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 9,362 |
Reported balance
Holding disclosure · report date 2026-06-29 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 9,362 F3: On March 20, 2026, the reporting person was granted 9,362 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2027. Upon vesting, each RSU converts into one share of PGC common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,524 |
Reported balance
Holding disclosure · report date 2026-06-29 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 2,524 F4: On March 20, 2022, the reporting person was granted 12,588 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2023. Upon vesting, each RSU converts into one share of PGC common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,788 |
Reported balance
Holding disclosure · report date 2026-06-29 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 4,788 F5: On March 20, 2023, the reporting person was granted 11,970 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 11,315 |
Reported balance
Holding disclosure · report date 2026-06-29 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 11,315 F6: On March 20, 2025, the reporting person was granted 11,315 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 14,043 |
Reported balance
Holding disclosure · report date 2026-06-29 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 14,043 F7: On March 20, 2026, the reporting person was granted 14,043 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 2,760 |
Reported balance
Holding disclosure · report date 2026-06-29 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 2,760 F8: On March 20, 2024, the reporting person was granted 8,278 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2025. Upon vesting, each phantom share is the economic equivalent of one share of common stock. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 12,418 |
Reported balance
Holding disclosure · report date 2026-06-29 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 12,418 F9: On March 20, 2024, the reporting person was granted 12,418 phantom stock shares, vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each phantom share is the economic equivalent of one share of common stock. |
| Phantom RightsSEC Table II · derivative / convertible security · Expires 2028-12-31 | Direct | 16,000 |
Reported balance
Holding disclosure · report date 2026-06-29 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 16,000 F10: Each performance right represents a contingent right to receive one share of PGC common stock. The performance rights vest upon PGC's common stock achieving a specified price per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.
F2: On March 20, 2025, the reporting person was granted 7,543 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock.
F3: On March 20, 2026, the reporting person was granted 9,362 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2027. Upon vesting, each RSU converts into one share of PGC common stock.
F4: On March 20, 2022, the reporting person was granted 12,588 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2023. Upon vesting, each RSU converts into one share of PGC common stock.
F5: On March 20, 2023, the reporting person was granted 11,970 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock.
F6: On March 20, 2025, the reporting person was granted 11,315 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.
F7: On March 20, 2026, the reporting person was granted 14,043 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.
F8: On March 20, 2024, the reporting person was granted 8,278 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2025. Upon vesting, each phantom share is the economic equivalent of one share of common stock.
F9: On March 20, 2024, the reporting person was granted 12,418 phantom stock shares, vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each phantom share is the economic equivalent of one share of common stock.
F10: Each performance right represents a contingent right to receive one share of PGC common stock. The performance rights vest upon PGC's common stock achieving a specified price per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 20, 2020 Filed Mar 24, 2020 19:08 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | GrantRestricted Stock Unit · Derivative | 23,114 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020872 · doc4.xml · derivative · entry 6 BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,211 Underlying: Common Stock · 23,114 shares Expires not disclosed F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met. F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 19:08 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | GrantRestricted Stock Unit · Derivative | 23,114 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020872 · doc4.xml · derivative · entry 5 BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,113 Underlying: Common Stock · 23,114 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. F6 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date. F6 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date. Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 19:08 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Tax withholdingCommon Stock | 1,467 | $13.44 | $19,716.48 |
DisclosureSEC source: 0001209191-20-020872 · doc4.xml · nonDerivative · entry 1 BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,080 F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 17:36 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Tax withholdingCommon Stock | 622 | $22.81 | $14,187.82 |
DisclosureSEC source: 0001209191-20-018759 · doc4.xml · nonDerivative · entry 1 BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,881 F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. Read SEC document |
| September 11, 2019 Filed Sep 12, 2019 14:11 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | SaleCommon Stock | 2,000 | $28.91 | $57,821.60 |
DisclosureSEC source: 0001209191-19-049248 · doc4.xml · nonDerivative · entry 1 BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,620 F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated May 1, 2019. Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 15:44 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | SaleCommon Stock | 2,000 | $27.01 | $54,021.40 |
DisclosureSEC source: 0001209191-19-046042 · doc4.xml · nonDerivative · entry 1 BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,620 F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated May 1, 2019. Read SEC document |
| July 10, 2019 Filed Jul 12, 2019 15:01 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | SaleCommon Stock | 2,000 | $28.30 | $56,591.40 |
DisclosureSEC source: 0001209191-19-041877 · doc4.xml · nonDerivative · entry 1 BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,620 F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated May 1, 2019. Read SEC document |
| June 12, 2019 Filed Jun 13, 2019 18:37 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | SaleCommon Stock | 2,000 | $28.22 | $56,432.00 |
DisclosureSEC source: 0001209191-19-036681 · doc4.xml · nonDerivative · entry 1 BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,620 F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated May 1, 2019. Read SEC document |
| May 08, 2019 Filed May 10, 2019 14:01 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | SaleCommon Stock | 1 | $28.79 | $28.79 |
DisclosureSEC source: 0001209191-19-028686 · doc4.xml · nonDerivative · entry 8 BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,620 F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated May 1, 2019. Read SEC document |
| May 08, 2019 Filed May 10, 2019 14:01 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | SaleCommon Stock | 100 | $28.67 | $2,867.00 |
DisclosureSEC source: 0001209191-19-028686 · doc4.xml · nonDerivative · entry 7 BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,621 F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated May 1, 2019. Read SEC document |
| May 08, 2019 Filed May 10, 2019 14:01 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | SaleCommon Stock | 100 | $28.66 | $2,865.50 |
DisclosureSEC source: 0001209191-19-028686 · doc4.xml · nonDerivative · entry 6 BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,721 F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated May 1, 2019. Read SEC document |
| May 08, 2019 Filed May 10, 2019 14:01 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | SaleCommon Stock | 537 | $28.65 | $15,385.05 |
DisclosureSEC source: 0001209191-19-028686 · doc4.xml · nonDerivative · entry 5 BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,821 F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated May 1, 2019. Read SEC document |
| May 08, 2019 Filed May 10, 2019 14:01 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | SaleCommon Stock | 299 | $28.60 | $8,551.40 |
DisclosureSEC source: 0001209191-19-028686 · doc4.xml · nonDerivative · entry 4 BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,358 F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated May 1, 2019. Read SEC document |
| May 08, 2019 Filed May 10, 2019 14:01 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | SaleCommon Stock | 100 | $28.52 | $2,852.00 |
DisclosureSEC source: 0001209191-19-028686 · doc4.xml · nonDerivative · entry 3 BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,657 F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated May 1, 2019. Read SEC document |
| May 08, 2019 Filed May 10, 2019 14:01 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | SaleCommon Stock | 563 | $28.51 | $16,051.13 |
DisclosureSEC source: 0001209191-19-028686 · doc4.xml · nonDerivative · entry 2 BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,757 F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated May 1, 2019. Read SEC document |
| May 08, 2019 Filed May 10, 2019 14:01 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | SaleCommon Stock | 300 | $28.49 | $8,547.00 |
DisclosureSEC source: 0001209191-19-028686 · doc4.xml · nonDerivative · entry 1 BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,320 F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated May 1, 2019. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 19:40 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | GrantRestricted Stock Unit · Derivative | 11,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020974 · doc4.xml · derivative · entry 6 BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,097 Underlying: Common Stock · 11,483 shares Expires not disclosed F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met. F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 19:40 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | GrantRestricted Stock Unit · Derivative | 11,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020974 · doc4.xml · derivative · entry 4 BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,331 Underlying: Common Stock · 11,483 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. F5 · derivative.exercise_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date. F5 · derivative.expiration_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 19:40 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Tax withholdingCommon Stock | 781 | $26.34 | $20,571.54 |
DisclosureSEC source: 0001209191-19-020974 · doc4.xml · nonDerivative · entry 1 BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,620 F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 19:04 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Tax withholdingCommon Stock | 165 | $27.75 | $4,578.75 |
DisclosureSEC source: 0001209191-19-019090 · doc4.xml · nonDerivative · entry 4 BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,031 F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 19:04 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Tax withholdingCommon Stock | 457 | $27.75 | $12,681.75 |
DisclosureSEC source: 0001209191-19-019090 · doc4.xml · nonDerivative · entry 3 BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,698 F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 19:04 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Tax withholdingCommon Stock | 810 | $27.75 | $22,477.50 |
DisclosureSEC source: 0001209191-19-019090 · doc4.xml · nonDerivative · entry 2 BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,770 F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 19:04 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Tax withholdingCommon Stock | 1,693 | $27.75 | $46,980.75 |
DisclosureSEC source: 0001209191-19-019090 · doc4.xml · nonDerivative · entry 1 BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,123 F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. F2 · ownership.direct: 10,804 shares held in trust. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 21:42 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Tax withholdingCommon Stock | 484 | $26.83 | $12,985.72 |
DisclosureSEC source: 0001273412-18-000094 · edgar.xml · nonDerivative · entry 1 BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,816 F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. F2 · ownership.direct: 10,804 shares held in trust Read SEC document |
| March 26, 2018 Filed Mar 28, 2018 16:33 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Disposition to issuerCommon Stock | 25,681 | $33.50 | $860,313.50 |
DisclosureSEC source: 0001273412-18-000062 · edgar.xml · nonDerivative · entry 1 BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,299.67 F1 · shares: On March 11, 2014, 25,681 shares of restricted stock were granted subject to reaching certain performance conditions over the 5 year vesting period. On March 26, 2018 these shares were forfeited due to those certain performance conditions not being satisfied. F2 · ownership.direct: 10,804 shares held in trust Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 20:44 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | GrantRestricted Stock Unit · Derivative | 10,614 | $0.00 | $0.00 |
DisclosureSEC source: 0001273412-18-000054 · edgar.xml · derivative · entry 6 BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,614 Underlying: Common Stock · 10,614 shares Expires not disclosed F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met. F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 20:44 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | GrantRestricted Stock Unit · Derivative | 10,614 | $0.00 | $0.00 |
DisclosureSEC source: 0001273412-18-000054 · edgar.xml · derivative · entry 4 BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,069 Underlying: Common Stock · 10,614 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. F5 · derivative.exercise_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date. F5 · derivative.expiration_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| March 11, 2018 Filed Mar 13, 2018 19:04 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Tax withholdingCommon Stock | 457 | $34.71 | $15,862.47 |
DisclosureSEC source: 0001273412-18-000006 · edgar.xml · nonDerivative · entry 5 BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,981.17 F6 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. F2 · ownership.direct: 10,804 shares held in trust Read SEC document |
| March 11, 2018 Filed Mar 13, 2018 19:04 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Tax withholdingCommon Stock | 165 | $34.71 | $5,727.15 |
DisclosureSEC source: 0001273412-18-000006 · edgar.xml · nonDerivative · entry 4 BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,052.67 F6 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. F2 · ownership.direct: 10,804 shares held in trust Read SEC document |
| March 11, 2018 Filed Mar 13, 2018 19:04 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Tax withholdingCommon Stock | 810 | $34.71 | $28,115.10 |
DisclosureSEC source: 0001273412-18-000006 · edgar.xml · nonDerivative · entry 3 BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,719.67 F6 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. F2 · ownership.direct: 10,804 shares held in trust Read SEC document |
| March 11, 2018 Filed Mar 13, 2018 19:04 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Tax withholdingCommon Stock | 1,309 | $34.71 | $45,435.39 |
DisclosureSEC source: 0001273412-18-000006 · edgar.xml · nonDerivative · entry 2 BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,072.67 F6 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. F2 · ownership.direct: 10,804 shares held in trust Read SEC document |
| March 11, 2018 Filed Mar 13, 2018 19:04 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Tax withholdingCommon Stock | 1,693 | $34.71 | $58,764.03 |
DisclosureSEC source: 0001273412-18-000006 · edgar.xml · nonDerivative · entry 1 BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,381.67 F6 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. F2 · ownership.direct: 10,804 shares held in trust Read SEC document |
| December 04, 2017 Filed Dec 7, 2017 21:09 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Tax withholdingCommon Stock | 484 | $35.06 | $16,969.04 |
DisclosureSEC source: 0001273412-17-000058 · edgar.xml · nonDerivative · entry 1 BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,555 F2 · ownership.direct: 10,804 shares held in trust Read SEC document |
| March 11, 2017 Filed Mar 13, 2017 20:44 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Tax withholdingCommon Stock | 5,772 | $30.08 | $173,621.76 |
DisclosureSEC source: 0001273412-17-000040 · edgar.xml · nonDerivative · entry 2 BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,025 F2 · ownership.direct: 10,804 shares held in trust Read SEC document |
| March 11, 2017 Filed Mar 13, 2017 20:44 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | GrantCommon Stock | 10,804 | $0.00 | $0.00 |
DisclosureSEC source: 0001273412-17-000040 · edgar.xml · nonDerivative · entry 1 BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,797 Read SEC document |
| December 04, 2016 Filed Dec 6, 2016 18:46 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Tax withholdingCommon Stock | 484 | $22.72 | $10,996.48 |
DisclosureSEC source: 0001273412-16-000168 · edgar.xml · nonDerivative · entry 1 BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,993 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.