Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CTO Realty Growth, Inc.CTO · Entity 5116 | Director | October 01, 2026 | October 03, 2026 |
| Fortress Value Acquisition Corp. IIIFVT · Entity 121963 | Director | December 28, 2021 | December 28, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CTO Realty Growth, Inc.
Report date October 01, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,056 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 1,007 · Balance 33,056 F1: These shares were issued to the Reporting Person in lieu of his 3rd quarter 2026 board retainer fee of $12,500 and committee retainer fees of $8,437.50 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last business day of the calendar quarter, or $20.78050. |
| Common StockSEC Table I · non-derivative | IndirectBy The Elizabeth Bennett Haga Irrevocable Trust | 28,520 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 28,520 F2: The Reporting Person's spouse is both a beneficiary and a trustee of the above-named trust. The Reporting Person disclaims beneficial ownership of the shares of the Issuer's common stock held by said trust, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares of the Issuer's common stock held by said trust for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were issued to the Reporting Person in lieu of his 3rd quarter 2026 board retainer fee of $12,500 and committee retainer fees of $8,437.50 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last business day of the calendar quarter, or $20.78050.
F2: The Reporting Person's spouse is both a beneficiary and a trustee of the above-named trust. The Reporting Person disclaims beneficial ownership of the shares of the Issuer's common stock held by said trust, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares of the Issuer's common stock held by said trust for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Fortress Value Acquisition Corp. III
Report date December 28, 2021 · Filed December 28, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class F Common Stock, par value $0.0001SEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-12-28 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The reporting person owns 25,000 shares of Class F Common Stock which are convertible into shares of Class A Common Stock as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-250817). The shares of Class F Common Stock have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person owns 25,000 shares of Class F Common Stock which are convertible into shares of Class A Common Stock as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-250817). The shares of Class F Common Stock have no expiration date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
SWK Holdings Corp
Report date January 07, 2022 · Filed January 12, 2022
Section 16 reporting ended · disclosed 2022-01-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,233 |
Ending reported balance
After 2022-01-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-01-07 · Grant · Acquired 19 · Balance 38,596 F1: Reflects compensation for services as a director from January 1, 2022 through January 7, 2022, based on the $19.87 closing price of the common stock on January 7, 2022. Row 2 · 2022-01-07 · Disposition to issuer · Disposed 1,363 · Balance 37,233 F2: Forfeiture of non-vested restricted stock award as a result of resignation as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects compensation for services as a director from January 1, 2022 through January 7, 2022, based on the $19.87 closing price of the common stock on January 7, 2022.
F2: Forfeiture of non-vested restricted stock award as a result of resignation as a director.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2020 Filed Oct 1, 2020 22:41 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,089 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619039-20-000006 · primary_doc.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,361 F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director. Also includes 839 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $14.00 closing price of the common stock on September 30, 2020. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 20:05 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | PurchaseCommon Stock | 1,200 | $43.74 | $52,489.44 |
DisclosureSEC source: 0001415889-20-002314 · form4-09162020_040901.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the reporting person as UGMA custodian Disclosed balance after: 1,200 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $43.71 to $43.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:08 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 312 | $41.61 | $12,981.54 |
DisclosureSEC source: 0001415889-20-001802 · form4-07022020_040719.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,803 F1 · price: These shares were issued to the Reporting Person in lieu of his 2nd quarter 2020 retainer fee of $10,000 and meeting fees of $3,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $41.6075. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 22:47 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,231 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619039-20-000004 · primary_doc.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,272 F1 · price: Includes 250 shares to the Reporting Person as compensation for his services as a director. Also includes 981 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $11.98 closing price of the common stock on June 30, 2020. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 20:05 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 463 | $46.39 | $21,477.18 |
DisclosureSEC source: 0001415889-20-000931 · form4-04022020_040418.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,491 F1 · price: These shares were issued to the Reporting Person in lieu of his 1st quarter 2020 retainer fee of $10,000 and meeting fees of $11,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $46.387. F2 · balance_after: The Reporting Person serves as Head of Strategic Investments at Carlson Capital, L.P. ("Carlson Capital"). Carlson Capital may be deemed to beneficially own 162,617 shares of Common Stock of the Issuer. The Reporting Person disclaims beneficial ownership of the securities of the Issuer beneficially owned by Carlson Capital. Read SEC document |
| March 31, 2020 Filed Mar 31, 2020 23:02 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,299 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619039-20-000002 · primary_doc.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,041 F1 · price: Includes 250 shares issued to the Reporting Person as compensation for his service as a director. Also includes 1,049 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his service as a director, based on the $11.20 closing price of the common stock on March 31, 2020. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:05 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 313 | $63.78 | $19,962.20 |
DisclosureSEC source: 0001415889-20-000493 · form4-02262020_040215.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,028 F1 · price: These shares were issued to the Reporting Person as his $20,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy adopted by the Issuer's board of directors on February 27, 2019. The share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 10, 2020, or $63.777. F2 · balance_after: The Reporting Person is a partner and serves as Head of Strategic Investments at Carlson Capital, L.P. ("Carlson Capital"). Carlson Capital may be deemed to beneficially own 162,617 shares of Common Stock of the Issuer. The Reporting Person disclaims beneficial ownership of the securities of the Issuer beneficially owned by Carlson Capital. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:15 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 385 | $60.97 | $23,473.45 |
DisclosureSEC source: 0001415889-20-000061 · form4-01062020_040106.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,715 F1 · price: These shares were issued to the Reporting Person in lieu of his 4th quarter 2019 retainer fee of $10,000 and meeting fees of $13,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $60.97. F2 · balance_after: The Reporting Person is a partner and serves as Head of Strategic Investments at Carlson Capital, L.P. ("Carlson Capital"). Carlson Capital may be deemed to beneficially own 162,617 shares of Common Stock of the Issuer. The Reporting Person disclaims beneficial ownership of the securities of the Issuer beneficially owned by Carlson Capital. Read SEC document |
| December 31, 2019 Filed Jan 6, 2020 21:41 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,229 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619039-20-000001 · primary_doc.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,742 F1 · price: Includes 250 shares to the Reporting Person as compensation for his services as a director. Also includes 979 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $12.00 closing price of the common stock on December 31, 2019. Read SEC document |
| October 01, 2019 Filed Oct 1, 2019 18:26 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 241 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001623528-19-000049 · primary_doc.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,330 F1 · price: These shares were issued to the Reporting Person in lieu of his 3rd quarter 2019 retainer fee of $10,000 and meeting fees of $6,000 pursuant to the Issuer's "Non-Employee Director Compensation Policy" adopted by the Issuer's board of directors on February 27, 2019. F2 · balance_after: The Reporting Person is a partner and serves as Head of Strategic Investments at Carlson Capital, L.P. Carlson Capital, L.P. may be deemed to beneficially own 162,617 shares of Common Stock of the Issuer. The Reporting Person disclaims beneficial ownership of the securities of the Issuer beneficially owned by Carlson Capital, L.P. Read SEC document |
| October 01, 2019 Filed Oct 9, 2019 22:47 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,931 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619039-19-000005 · primary_doc.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,513 F1 · price: Consists of restricted shares granted to the Reporting Person as compensation for his services as a director, based on the $12.95 closing price of the common stock on October 1, 2019. The restricted shares vest on October 1, 2020. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 20:24 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,145 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619039-19-000004 · primary_doc.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,582 F1 · price: Includes 250 shares to the Reporting Person as compensation for his services as a director. Also includes 895 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $12.85 closing price of the common stock on September 30, 2019. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 12:23 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 226 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001623528-19-000045 · primary_doc.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,089 F1 · price: These shares were issued to the Reporting Person in lieu of his 2nd quarter 2019 retainer fee of $10,000 and meeting fees of $3,500 pursuant to the Issuer's "non-Employee Director Compensation Policy" adopted by the Issuer's board of directors on February 27, 2019. F2 · balance_after: The Reporting Person is a partner and serves as Head of Strategic Investments at Carlson Capital, L.P. Carlson Capital, L.P. may be deemed to beneficially own 162,617 shares of Common Stock of the Issuer. The Reporting Person disclaims beneficial ownership of the securities of the Issuer beneficially owned by Carlson Capital, L.P. Read SEC document |
| June 28, 2019 Filed Jul 1, 2019 19:51 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619039-19-000003 · primary_doc.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,437 F1 · price: Includes 250 shares issued to the Reporting Person as compensation for his services as a director. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 00:38 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619039-19-000002 · primary_doc.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,187 F1 · price: Includes 250 shares issued to the Reporting Person as compensation for his service as a director. Also includes 1,150 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his service as a director, based on the $10.00 closing price of the common stock on April 1, 2019. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 16:34 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 211 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001623528-19-000034 · primary_doc.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,863 F1 · price: These shares were issued to the reporting person in lieu of his 1st quarter 2019 retainer fee of $10,000 and meeting fees of $2,500 pursuant to the Issuer's "Non-Employee Director Compensation Policy" adopted by the Issuer's board of directors on February 27, 2019. F2 · balance_after: The reporting person is a partner and serves as Head of Strategic Investments at Carlson Capital, L.P. Carlson Capital, L.P. may be deemed to beneficially own 162,617 shares of Common Stock of the Issuer. The reporting person disclaims beneficial ownership of the securities of the Issuer beneficially owned by Carlson Capital, L.P. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 19:05 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 330 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001623528-19-000026 · primary_doc.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,652 F1 · price: These shares were issued to the reporting person as his $20,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy adopted by the Issuer's board of directors on February 27, 2019. F2 · balance_after: The reporting person is a partner and serves as Head of Strategic Investments at Carlson Capital, L.P. Carlson Capital, L.P. may be deemed to beneficially own 162,617 shares of Common Stock of the Issuer. The reporting person disclaims beneficial ownership of the securities of the Issuer beneficially owned by Carlson Capital, L.P. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 23:10 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 447 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001623528-19-000006 · primary_doc.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,322 F1 · price: These shares were issued to the reporting person in lieu of his 4th quarter 2018 retainer fee of $10,000 and meeting fees of $13,500 pursuant to the Issuer's "Stock Ownership Guidelines for Directors and Executive Officers" adopted by the Issuer's board of directors on January 24, 2018. F2 · balance_after: The reporting person is a partner and serves as Head of Strategic Investments at Carlson Capital, L.P. Carlson Capital, L.P. may be deemed to beneficially own 162,617 shares of Common Stock of the Issuer. The reporting person disclaims beneficial ownership of the securities of the Issuer beneficially owned by Carlson Capital, L.P. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 20:52 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,461 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619039-19-000001 · primary_doc.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,787 F1 · price: Includes 250 shares to the Reporting Person as compensation for his services as a director. Also includes 1,211 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $9.50 closing price of the common stock on December 31, 2018. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 20:54 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 256 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001623528-18-000031 · primary_doc.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 875 F1 · price: These shares were issued to the reporting person in lieu of his 3rd quarter 2018 retainer fee of $10,000 and meeting fees of $6,000 pursuant to the Issuer's "Stock Ownership Guidelines for Directors and Executive Officers" adopted by the Issuer's board of directors on January 24, 2018. Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 19:57 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,455 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619039-18-000004 · primary_doc.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,326 F1 · price: Includes 250 shares to the Reporting Person as compensation for his services as a director. Also includes 1,205 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $9.54 closing price of the common stock on September 28, 2018. Read SEC document |
| July 06, 2018 Filed Jul 9, 2018 21:01 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 235 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001623528-18-000027 · primary_doc.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 619 F1 · price: These shares were issued to the reporting person in lieu of his 2nd quarter 2018 retainer fee of $10,000 and meeting fees of $4,500 pursuant to the Issuer's "Stock Ownership Guidelines for Directors and Executive Officers" adopted by the Issuer's board of directors on January 24, 2018. Read SEC document |
| June 29, 2018 Filed Jul 5, 2018 18:20 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619039-18-000003 · primary_doc.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,871 F1 · price: Includes 250 shares issued to the Reporting Person as compensation for his services as a director. Also includes 1,150 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his service as a director, based on the $10.00 closing price of the common stock on June 29, 2018. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 17:45 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 294 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001623528-18-000022 · primary_doc.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384 F1 · price: These shares were issued to the reporting person in lieu of his 2018 retainer fee of $10,000 and meeting fees of $8,500 pursuant to the Issuer's "Stock Ownership Guidelines for Directors and Executive Officers" adopted by the Issuer's board of directors on January 24, 2018. F2 · balance_after: The reporting person is a partner and serves as Head of Strategic Investments at Carlson Capital, L.P. Carlson Capital, L.P. may be deemed to beneficially own 162,617 shares of Common Stock of the Issuer. The reporting person disclaims beneficial ownership of the securities of the Issuer beneficially owned by Carlson Capital, L.P. Read SEC document |
| March 29, 2018 Filed Mar 29, 2018 22:13 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,315 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619039-18-000002 · primary_doc.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,471 F1 · price: Includes 250 shares issued to the Reporting Person as compensation for his services as a director. Also includes 1,065 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his service as a director, based on the $10.80 closing price of the common stock on March 29, 2018. Read SEC document |
| January 09, 2018 Filed Jan 11, 2018 23:34 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 90 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001623528-18-000001 · primary_doc.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90 F1 · price: These shares were issued to the reporting person in lieu of his 4th quarter 2017 retainer fee of $10,000 pursuant to the Issuer's "Stock Ownership Guidelines for Directors and Executive Officers" adopted by the Issuer's board of directors on August 8. 2016. F2 · balance_after: The reporting person is a partner and serves as Head of Strategic Investments at Carlson Capital, L.P. Carlson Capital, L.P. may be deemed to beneficially own 162,617 shares of Common Stock of the Issuer. The reporting person disclaims beneficial ownership of the securities of the Issuer beneficially owned by Carlson Capital, L.P. Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 18:22 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,305 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619039-18-000001 · primary_doc.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,156 F1 · price: Includes 250 shares issued to the Reporting Person as compensation for his service as a director. Also includes 1,055 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his service as a director, based on the $10.90 closing price of the common stock on December 29, 2017. Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 20:07 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,274 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619039-17-000005 · primary_doc.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,851 F1 · price: Includes 250 shares issued to the Reporting Person as compensation for his service as a director. Also includes 1,024 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his service as a director, based on the $11.23 closing price of the common stock on September 29, 2017. Read SEC document |
| June 30, 2017 Filed Jun 30, 2017 21:55 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,291 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619039-17-000004 · primary_doc.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,577 F1 · price: Includes 250 shares issued to the Reporting Person as compensation for his service as a director. Also includes 1,041 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his service as a director, based on the $11.05 closing price of the common stock on June 30, 2017. Read SEC document |
| March 31, 2017 Filed Mar 31, 2017 22:06 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,350 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619039-17-000003 · primary_doc.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,286 F1 · price: Includes 250 shares issued to the Reporting Person as compensation for his service as a director. Also includes 1,100 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his service as a director, based on the $10.45 closing price of the common stock on March 31, 2017. Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 18:45 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,356 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619039-17-000001 · primary_doc.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,936 F1 · price: Includes 250 shares issued to the Reporting Person as compensation for his service as a director. Also includes 1,106 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his service as a director, based on the $10.40 closing price of the common stock on December 30, 2016. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 14:44 UTC | SWK Holdings Corp SWKW · Entity 9770 | GrantCommon Stock | 1,428 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001552781-16-001966 · e00513_haga-form4.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,580 F1 · price: Includes 250 shares issued to the Reporting Person as compensation for his service as a director. Also include 1,178 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his service as a director, based on the $9.76 closing price of the common stock on September 30, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.