Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CREATIVE REALITIES, INC.CREX · Entity 7331 | Director | January 08, 2020 | January 10, 2020 |
| KORU Medical Systems, Inc.KRMD · Entity 6517 | Director · 10% owner | September 30, 2026 | October 02, 2026 |
| MYOMO, INC.MYO · Entity 7135 | Director | June 25, 2026 | June 26, 2026 |
| ONE STOP SYSTEMS, INC.OSS · Entity 2767 | Director | August 13, 2024 | August 15, 2024 |
| SAFEGUARD SCIENTIFICS INCSFE · Entity 9612 | Director | January 30, 2024 | February 01, 2024 |
| WIRELESS TELECOM GROUP INCWTT · Entity 110854 | 10% owner | July 02, 2021 | July 07, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CREATIVE REALITIES, INC.
Report date January 08, 2020 · Filed January 10, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,437 |
Reported balance
After 2020-01-08 transaction · row 2
1 source rowRow 2 · 2020-01-08 · Grant · Acquired 4,085 · Balance 10,437 |
| Common StockSEC Table I · non-derivative | IndirectBy Horton Capital Partners Fund, LP ("HCPF") | 629,261 |
Reported balance
Holding disclosure · report date 2020-01-08 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 629,261 F1: Pursuant to investment management agreements, Horton Capital Management, LLC ("HCM") maintains investment and voting power with respect to shares of common stock of the issuer held by HCPF. However, despite the delegation of investment and voting power to HCM, Horton Capital Partners, LLC ("HCP") may be deemed to be the beneficial owner of such securities under Rule 13d-3 of the Securities Exchange Act of 1934, as amended, because HCP has the right to acquire investment and voting power through termination of investment management agreements with HCM. HCP is the general partner of HCPF. Mr. Manko is the managing member of both HCM and HCP. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to investment management agreements, Horton Capital Management, LLC ("HCM") maintains investment and voting power with respect to shares of common stock of the issuer held by HCPF. However, despite the delegation of investment and voting power to HCM, Horton Capital Partners, LLC ("HCP") may be deemed to be the beneficial owner of such securities under Rule 13d-3 of the Securities Exchange Act of 1934, as amended, because HCP has the right to acquire investment and voting power through termination of investment management agreements with HCM. HCP is the general partner of HCPF. Mr. Manko is the managing member of both HCM and HCP.
KORU Medical Systems, Inc.
Report date September 30, 2026 · Filed October 02, 2026
Jointly reported with Horton Capital Management, LLC, Horton Capital Partners, LLC, Horton Capital Partners Fund, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Horton Capital Partners Fund, LP | 5,074,660 |
Reported balance
After 2026-09-30 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 5,119 · Balance 5,074,660 F1: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2: See Exhibit 99.1 to this Form 4 for explanation of note (2). |
| Common StockSEC Table I · non-derivative | Direct | 782,547 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 782,547 |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1 to this Form 4 for explanation of note (1).
F2: See Exhibit 99.1 to this Form 4 for explanation of note (2).
MYOMO, INC.
Report date June 25, 2026 · Filed June 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 78,704 |
Reported balance
After 2026-06-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-25 · Grant · Acquired 78,704 · Balance 78,704 F1: The Reporting Person has elected to defer the receipt of common stock upon the vesting of the RSUs until the earlier of (i) the date that is thirty (30) days following the date of termination of service and (ii) the date of a change in control. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person has elected to defer the receipt of common stock upon the vesting of the RSUs until the earlier of (i) the date that is thirty (30) days following the date of termination of service and (ii) the date of a change in control.
ONE STOP SYSTEMS, INC.
Report date August 13, 2024 · Filed August 15, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectHorton Capital Partners Fund, LP | 1,174,899 |
Last balance in matching sequence
After 2024-08-14 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2024-08-13 · Purchase · Acquired 50,000 · Balance 1,149,899 F1: The shares are owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of Horton Capital Management, LLC ("HCM"), which serves as the investment manager of HCPF, and as the managing member of Horton Capital Partners, LLC, which serves as the general partner of HCPF, may be deemed to beneficially own the shares held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Row 2 · 2024-08-14 · Purchase · Acquired 25,000 · Balance 1,174,899 F1: The shares are owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of Horton Capital Management, LLC ("HCM"), which serves as the investment manager of HCPF, and as the managing member of Horton Capital Partners, LLC, which serves as the general partner of HCPF, may be deemed to beneficially own the shares held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 21,000 |
Reported balance
Holding disclosure · report date 2024-08-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 21,000 F2: Includes 21,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares are owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of Horton Capital Management, LLC ("HCM"), which serves as the investment manager of HCPF, and as the managing member of Horton Capital Partners, LLC, which serves as the general partner of HCPF, may be deemed to beneficially own the shares held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F2: Includes 21,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.
SAFEGUARD SCIENTIFICS INC
Report date January 30, 2024 · Filed February 01, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Direct | 232,323 |
Reported balance
After 2024-01-30 transaction · row 1
1 source rowRow 1 · 2024-01-30 · Grant · Acquired 38,087 · Balance 232,323 F1: The securities reported in Table I were awarded to the Reporting Person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. |
| Common Stock, $0.10 par valueSEC Table I · non-derivative | IndirectHorton Capital Partners Fund, LP | 177,386 |
Reported balance
Holding disclosure · report date 2024-01-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 177,386 F2: Securities owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of Horton Capital Management, LLC ("HCM"), which serves as the investment manager of HCPF, and as the managing member of Horton Capital Partners, LLC, which serves as the general partner of HCPF, may be deemed to beneficially own the securities directly held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported in Table I were awarded to the Reporting Person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter.
F2: Securities owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of Horton Capital Management, LLC ("HCM"), which serves as the investment manager of HCPF, and as the managing member of Horton Capital Partners, LLC, which serves as the general partner of HCPF, may be deemed to beneficially own the securities directly held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
WIRELESS TELECOM GROUP INC
Report date July 02, 2021 · Filed July 07, 2021
Jointly reported with Horton Capital Management, LLC, Horton Capital Partners, LLC, Horton Capital Partners Fund, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Horton Capital Partners Fund, LP | 1,978,698 |
Last balance in matching sequence
After 2021-07-07 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2021-07-02 · Sale · Disposed 121,379 · Balance 2,064,425 F1: The shares of Common Stock were purchased in multiple transactions on each date and the price reported in Column 4 for each date is a volume weighted average price. The shares of common stock were purchased in multiple transactions at prices ranging from: (i) $2.91-$3.25 on July 2, 2021, and (ii) $3.00-$3.22 on July 6, 2021. The reporting person undertakes to provide to the issuer, any holder of the issuer's common stock, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. F2: This Form 4 is filed jointly by Horton Capital Management, LLC, a Delaware limited liability company ("HCM"), Horton Capital Partners LLC, a Delaware limited liability company ("HCP"), Horton Capital Partners Fund, LP ("HCPF"), and Joseph M. Manko, Jr. Pursuant to investment advisory agreements, HCM maintains investment and voting power with respect to shares of Common Stock of the Issuer held by HCPF. However, despite the delegation of investment and voting power to HCM, HCP may be deemed to be the beneficial owner of such Common Stock because, in the event HCM's investment advisory agreement with respect to such Common Stock is terminated, HCP has the right to assume HCM's discretionary investment and voting authority with respect to such Common Stock. HCP is the general partner of HCPF. Mr. Manko is the managing member of both HCM and HCP. Row 2 · 2021-07-06 · Sale · Disposed 81,027 · Balance 1,983,398 F1: The shares of Common Stock were purchased in multiple transactions on each date and the price reported in Column 4 for each date is a volume weighted average price. The shares of common stock were purchased in multiple transactions at prices ranging from: (i) $2.91-$3.25 on July 2, 2021, and (ii) $3.00-$3.22 on July 6, 2021. The reporting person undertakes to provide to the issuer, any holder of the issuer's common stock, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. F2: This Form 4 is filed jointly by Horton Capital Management, LLC, a Delaware limited liability company ("HCM"), Horton Capital Partners LLC, a Delaware limited liability company ("HCP"), Horton Capital Partners Fund, LP ("HCPF"), and Joseph M. Manko, Jr. Pursuant to investment advisory agreements, HCM maintains investment and voting power with respect to shares of Common Stock of the Issuer held by HCPF. However, despite the delegation of investment and voting power to HCM, HCP may be deemed to be the beneficial owner of such Common Stock because, in the event HCM's investment advisory agreement with respect to such Common Stock is terminated, HCP has the right to assume HCM's discretionary investment and voting authority with respect to such Common Stock. HCP is the general partner of HCPF. Mr. Manko is the managing member of both HCM and HCP. Row 3 · 2021-07-07 · Sale · Disposed 4,700 · Balance 1,978,698 F1: The shares of Common Stock were purchased in multiple transactions on each date and the price reported in Column 4 for each date is a volume weighted average price. The shares of common stock were purchased in multiple transactions at prices ranging from: (i) $2.91-$3.25 on July 2, 2021, and (ii) $3.00-$3.22 on July 6, 2021. The reporting person undertakes to provide to the issuer, any holder of the issuer's common stock, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. F2: This Form 4 is filed jointly by Horton Capital Management, LLC, a Delaware limited liability company ("HCM"), Horton Capital Partners LLC, a Delaware limited liability company ("HCP"), Horton Capital Partners Fund, LP ("HCPF"), and Joseph M. Manko, Jr. Pursuant to investment advisory agreements, HCM maintains investment and voting power with respect to shares of Common Stock of the Issuer held by HCPF. However, despite the delegation of investment and voting power to HCM, HCP may be deemed to be the beneficial owner of such Common Stock because, in the event HCM's investment advisory agreement with respect to such Common Stock is terminated, HCP has the right to assume HCM's discretionary investment and voting authority with respect to such Common Stock. HCP is the general partner of HCPF. Mr. Manko is the managing member of both HCM and HCP. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Common Stock were purchased in multiple transactions on each date and the price reported in Column 4 for each date is a volume weighted average price. The shares of common stock were purchased in multiple transactions at prices ranging from: (i) $2.91-$3.25 on July 2, 2021, and (ii) $3.00-$3.22 on July 6, 2021. The reporting person undertakes to provide to the issuer, any holder of the issuer's common stock, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.
F2: This Form 4 is filed jointly by Horton Capital Management, LLC, a Delaware limited liability company ("HCM"), Horton Capital Partners LLC, a Delaware limited liability company ("HCP"), Horton Capital Partners Fund, LP ("HCPF"), and Joseph M. Manko, Jr. Pursuant to investment advisory agreements, HCM maintains investment and voting power with respect to shares of Common Stock of the Issuer held by HCPF. However, despite the delegation of investment and voting power to HCM, HCP may be deemed to be the beneficial owner of such Common Stock because, in the event HCM's investment advisory agreement with respect to such Common Stock is terminated, HCP has the right to assume HCM's discretionary investment and voting authority with respect to such Common Stock. HCP is the general partner of HCPF. Mr. Manko is the managing member of both HCM and HCP.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 28, 2020 Filed Jun 1, 2020 23:12 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | PurchaseCommon Stock, $0.10 par value | 8,527 | $6.50 | $55,385.42 |
DisclosureSEC source: 0000921895-20-001666 · form411238003_06012020.xml · nonDerivative · entry 4 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Horton Capital Partners Fund, LP Disclosed balance after: 130,484 F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.48 to $6.50. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of HCM, which serves as the investment manager of HCPF, and as the managing member of HCP, which serves as the general partner of HCPF, may be deemed to beneficially own the securities directly held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| May 22, 2020 Filed May 26, 2020 23:00 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | PurchaseCommon Stock, $0.10 par value | 7,947 | $6.52 | $51,831.92 |
DisclosureSEC source: 0000921895-20-001607 · form411238003_05262020.xml · nonDerivative · entry 5 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Horton Capital Partners Fund, LP Disclosed balance after: 121,957 F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.35 to $6.60. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of HCM, which serves as the investment manager of HCPF, and as the managing member of HCP, which serves as the general partner of HCPF, may be deemed to beneficially own the securities directly held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| May 21, 2020 Filed May 26, 2020 23:00 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | PurchaseCommon Stock, $0.10 par value | 8,282 | $6.50 | $53,833.00 |
DisclosureSEC source: 0000921895-20-001607 · form411238003_05262020.xml · nonDerivative · entry 4 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Horton Capital Partners Fund, LP Disclosed balance after: 114,010 F3 · ownership.nature: Securities owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of HCM, which serves as the investment manager of HCPF, and as the managing member of HCP, which serves as the general partner of HCPF, may be deemed to beneficially own the securities directly held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| May 06, 2020 Filed May 6, 2020 23:01 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | PurchaseCommon Stock, $0.10 par value | 10,000 | $6.26 | $62,554.00 |
DisclosureSEC source: 0000921895-20-001297 · form411238003_05062020.xml · nonDerivative · entry 6 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Horton Capital Partners Fund, LP Disclosed balance after: 105,728 F6 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.05 to $6.61. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of HCM, which serves as the investment manager of HCPF, and as the managing member of HCP, which serves as the general partner of HCPF, may be deemed to beneficially own the securities directly held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| May 05, 2020 Filed May 6, 2020 23:01 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | PurchaseCommon Stock, $0.10 par value | 15,000 | $6.75 | $101,262.00 |
DisclosureSEC source: 0000921895-20-001297 · form411238003_05062020.xml · nonDerivative · entry 5 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Horton Capital Partners Fund, LP Disclosed balance after: 95,728 F5 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.42 to $7.07. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of HCM, which serves as the investment manager of HCPF, and as the managing member of HCP, which serves as the general partner of HCPF, may be deemed to beneficially own the securities directly held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| May 04, 2020 Filed May 6, 2020 23:01 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | PurchaseCommon Stock, $0.10 par value | 15,000 | $6.95 | $104,295.00 |
DisclosureSEC source: 0000921895-20-001297 · form411238003_05062020.xml · nonDerivative · entry 4 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Horton Capital Partners Fund, LP Disclosed balance after: 80,728 F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.80 to $7.045. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of HCM, which serves as the investment manager of HCPF, and as the managing member of HCP, which serves as the general partner of HCPF, may be deemed to beneficially own the securities directly held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 21:39 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock, $0.10 par value | 2,369 | $5.44 | $12,893.28 |
DisclosureSEC source: 0000921895-20-001145 · form411238003_04172020.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,612 F1 · shares: These securities were awarded to the Reporting Person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 21:33 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-20-000144 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,368,381 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| January 24, 2020 Filed Jan 29, 2020 22:18 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | OtherCommon Stock | 125,931 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-20-000067 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Freedom, L.P. Disclosed balance after: 3,283,593 F1 · kind: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 21:44 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock, $0.10 par value | 1,148 | $10.91 | $12,524.68 |
DisclosureSEC source: 0000921895-20-000173 · form411238003_01242020.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,243 F1 · shares: These securities were awarded to the Reporting Person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 22:50 UTC | CREATIVE REALITIES, INC. CREX · Entity 7331 | GrantCommon Stock | 4,085 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-000490 · edgar.xml · nonDerivative · entry 2 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,437 Read SEC document |
| January 06, 2020 Filed Jan 8, 2020 21:32 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | OtherCommon Stock | 401,929 | $6.22 | $2,499,998.38 |
DisclosureSEC source: 0001161697-20-000022 · form_4.xml · nonDerivative · entry 3 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Management, LLC Disclosed balance after: 1,525,039 F1 · kind: See Exhibit 99.1 to this Form 4 for explanation of note (1). F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| January 06, 2020 Filed Jan 8, 2020 21:32 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | OtherCommon Stock | 401,929 | $6.22 | $2,499,998.38 |
DisclosureSEC source: 0001161697-20-000022 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,367,381 F1 · kind: See Exhibit 99.1 to this Form 4 for explanation of note (1). F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 13:10 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | GrantCommon Stock | 1,149 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-20-000013 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,769,310 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| December 13, 2019 Filed Dec 16, 2019 21:23 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | PurchaseCommon Stock, $0.10 par value | 5,000 | $11.95 | $59,750.00 |
DisclosureSEC source: 0000921895-19-003002 · form411238003_12162019.xml · nonDerivative · entry 5 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Horton Capital Partners Fund, LP Disclosed balance after: 65,728 F4 · price: The price reported in Column 4 is a weighted average price. The shares of common stock were purchased in multiple transactions at prices ranging from: (i) $11.91-$12.00 on December 12, 2019 and (ii) $11.89-$12.00 on December 13, 2019. The Reporting Person undertakes to provide to the Issuer, any holder of the Issuer's common stock, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 4 to this Form 4. F3 · ownership.nature: Securities owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of HCM, which serves as the investment manager of HCPF, and as the managing member of HCP, which serves as the general partner of HCPF, may be deemed to beneficially own the securities directly held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 21:23 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | PurchaseCommon Stock, $0.10 par value | 5,000 | $11.96 | $59,800.00 |
DisclosureSEC source: 0000921895-19-003002 · form411238003_12162019.xml · nonDerivative · entry 4 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Horton Capital Partners Fund, LP Disclosed balance after: 60,728 F4 · price: The price reported in Column 4 is a weighted average price. The shares of common stock were purchased in multiple transactions at prices ranging from: (i) $11.91-$12.00 on December 12, 2019 and (ii) $11.89-$12.00 on December 13, 2019. The Reporting Person undertakes to provide to the Issuer, any holder of the Issuer's common stock, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 4 to this Form 4. F3 · ownership.nature: Securities owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of HCM, which serves as the investment manager of HCPF, and as the managing member of HCP, which serves as the general partner of HCPF, may be deemed to beneficially own the securities directly held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 21:03 UTC | CREATIVE REALITIES, INC. CREX · Entity 7331 | GrantCommon Stock | 3,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-010804 · edgar.xml · nonDerivative · entry 2 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,352 Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 21:32 UTC | KORU Medical Systems, Inc. REPR · Entity 6517 | GrantCommon Stock | 1,899 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-19-000408 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,768,161 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| August 07, 2019 Filed Aug 7, 2019 21:22 UTC | KORU Medical Systems, Inc. REPR · Entity 6517 | Exercise / conversionCommon Stock Purchase Warrant (right to buy) · Derivative | 1,000,000 | $0.00 Strike: $0.45 | $0.00 |
DisclosureSEC source: 0001161697-19-000327 · form_4.xml · derivative · entry 4 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 0 Underlying: Common Stock · 1,000,000 shares Expires 2019-08-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (1). Read SEC document |
| August 07, 2019 Filed Aug 7, 2019 21:22 UTC | KORU Medical Systems, Inc. REPR · Entity 6517 | Exercise / conversionCommon Stock | 1,000,000 | $0.45 | $450,000.00 |
DisclosureSEC source: 0001161697-19-000327 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,766,262 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (1). Read SEC document |
| July 08, 2019 Filed Jul 10, 2019 16:05 UTC | WIRELESS TELECOM GROUP INC WTT · Entity 110854 | GrantCommon Stock, par value $0.01 per share | 22,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-010462 · ownership.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,917 F1 · balance_after: Transaction represents grant of Restricted Stock Units (RSUs) in a transaction exempt under Rule 16b-3(d). On July 8, 2019 the Reporting Person was granted 22,917 RSUs which vest on May 29, 2020 (the "Vesting Date"), provided that the Reporting Person's service as a director of the Company continues to such date. Each RSU represents the contingent right to receive, at settlement, one share of Wireless Telecom Group (WTT) Common Stock subject to vesting of said unit. Settlement will occur within 30 days of the earlier of three years from the grant date, the date of the Reporting Person's separation from service (assuming vesting) or a change in control (assuming vesting). Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 15:45 UTC | CREATIVE REALITIES, INC. CREX · Entity 7331 | GrantCommon Stock | 2,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-008463 · edgar.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,718 Read SEC document |
| June 30, 2019 Filed Jul 1, 2019 20:02 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock, $0.10 par value | 6,095 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-19-001942 · form411238003_07012019.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,095 Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 21:03 UTC | KORU Medical Systems, Inc. REPR · Entity 6517 | GrantCommon Stock | 2,170 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-19-000289 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 6,766,262 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 20:21 UTC | KORU Medical Systems, Inc. REPR · Entity 6517 | PurchaseCommon Stock | 5,847 | $2.20 | $12,863.40 |
DisclosureSEC source: 0001161697-19-000242 · form_4.xml · nonDerivative · entry 2 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Freedom, L.P. Disclosed balance after: 3,409,524 F2 · price: See Exhibit 99.1 to this Form 4 for explanation of note (2). F1 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (1). Read SEC document |
| June 13, 2019 Filed Jun 17, 2019 20:21 UTC | KORU Medical Systems, Inc. REPR · Entity 6517 | PurchaseCommon Stock | 2,000 | $2.11 | $4,220.00 |
DisclosureSEC source: 0001161697-19-000242 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Freedom, L.P. Disclosed balance after: 3,403,677 F1 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (1). Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 21:18 UTC | KORU Medical Systems, Inc. REPR · Entity 6517 | GrantCommon Stock | 3,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-19-000125 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 6,763,310 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| March 31, 2019 Filed Apr 3, 2019 21:40 UTC Amendment | KORU Medical Systems, Inc. REPR · Entity 6517 | GrantCommon Stock | 4,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-19-000143 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 6,764,092 F1 · shares: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · price: See Exhibit 99.1 to this Form 4 for explanation of note (2). F3 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (3). Read SEC document |
| February 27, 2019 Filed Feb 27, 2019 21:56 UTC | KORU Medical Systems, Inc. REPR · Entity 6517 | PurchaseCommon Stock | 6,000 | $1.42 | $8,520.00 |
DisclosureSEC source: 0001161697-19-000079 · form_4.xml · nonDerivative · entry 2 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Freedom, L.P. Disclosed balance after: 3,401,677 F1 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (1). Read SEC document |
| February 26, 2019 Filed Feb 27, 2019 21:56 UTC | KORU Medical Systems, Inc. REPR · Entity 6517 | PurchaseCommon Stock | 4,000 | $1.39 | $5,560.00 |
DisclosureSEC source: 0001161697-19-000079 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Freedom, L.P. Disclosed balance after: 3,395,677 F1 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (1). Read SEC document |
| January 02, 2019 Filed Jan 2, 2019 18:09 UTC | WIRELESS TELECOM GROUP INC WTT · Entity 110854 | PurchaseCommon Stock | 8,000 | $1.68 | $13,440.00 |
DisclosureSEC source: 0000899243-19-000152 · doc4.xml · nonDerivative · entry 3 Manko Joseph M. Jr. · CIK 0001664091 · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 2,185,804 F1 · price: The price reported in Column 4 is a weighted average price. The shares of common stock were purchased in multiple transactions at prices ranging from: (i) $1.64-$1.74 on December 28, 2018, (ii) $1.70-$1.80 on December 31, 2018, and (iii) $1.65-$1.71 on January 2, 2019. The reporting person undertakes to provide to the issuer, any holder of the issuer's common stock, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4. F2 · ownership.nature: This Form 4 is filed jointly by Horton Capital Management, LLC, a Delaware limited liability company ("HCM"), Horton Capital Partners LLC, a Delaware limited liability company ("HCP"), Horton Capital Partners Fund, LP, a Delaware limited partnership ("HCPF"), and Joseph M. Manko, Jr. HCM maintains investment and voting power with respect to shares of Common Stock of the Company held by HCPF. However, despite the delegation of investment and voting power to HCM, HCP may be deemed to be the beneficial owner of such securities under Rule 13d-3 of the Securities Exchange Act of 1934, as amended, because HCP has the right to acquire investment and voting power through termination of investment management agreements with HCM. HCM also acts as an investment adviser to certain managed accounts. F3 · ownership.nature: (Continued from Footnote 2) Under investment management agreements with managed account clients, HCM also has investment and voting power with respect to 20,000 shares of Common Stock of the issuer held in such managed accounts. HCP is the general partner of HCPF. Mr. Manko is the managing member of both HCM and HCP. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 00:07 UTC | KORU Medical Systems, Inc. REPR · Entity 6517 | GrantCommon Stock | 1,894 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-19-000016 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 6,759,404 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 18:09 UTC | WIRELESS TELECOM GROUP INC WTT · Entity 110854 | PurchaseCommon Stock | 47,077 | $1.75 | $82,384.75 |
DisclosureSEC source: 0000899243-19-000152 · doc4.xml · nonDerivative · entry 2 Manko Joseph M. Jr. · CIK 0001664091 · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 2,177,804 F1 · price: The price reported in Column 4 is a weighted average price. The shares of common stock were purchased in multiple transactions at prices ranging from: (i) $1.64-$1.74 on December 28, 2018, (ii) $1.70-$1.80 on December 31, 2018, and (iii) $1.65-$1.71 on January 2, 2019. The reporting person undertakes to provide to the issuer, any holder of the issuer's common stock, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4. F2 · ownership.nature: This Form 4 is filed jointly by Horton Capital Management, LLC, a Delaware limited liability company ("HCM"), Horton Capital Partners LLC, a Delaware limited liability company ("HCP"), Horton Capital Partners Fund, LP, a Delaware limited partnership ("HCPF"), and Joseph M. Manko, Jr. HCM maintains investment and voting power with respect to shares of Common Stock of the Company held by HCPF. However, despite the delegation of investment and voting power to HCM, HCP may be deemed to be the beneficial owner of such securities under Rule 13d-3 of the Securities Exchange Act of 1934, as amended, because HCP has the right to acquire investment and voting power through termination of investment management agreements with HCM. HCM also acts as an investment adviser to certain managed accounts. F3 · ownership.nature: (Continued from Footnote 2) Under investment management agreements with managed account clients, HCM also has investment and voting power with respect to 20,000 shares of Common Stock of the issuer held in such managed accounts. HCP is the general partner of HCPF. Mr. Manko is the managing member of both HCM and HCP. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 18:09 UTC | WIRELESS TELECOM GROUP INC WTT · Entity 110854 | PurchaseCommon Stock | 17,295 | $1.71 | $29,574.45 |
DisclosureSEC source: 0000899243-19-000152 · doc4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 2,130,727 F1 · price: The price reported in Column 4 is a weighted average price. The shares of common stock were purchased in multiple transactions at prices ranging from: (i) $1.64-$1.74 on December 28, 2018, (ii) $1.70-$1.80 on December 31, 2018, and (iii) $1.65-$1.71 on January 2, 2019. The reporting person undertakes to provide to the issuer, any holder of the issuer's common stock, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4. F2 · ownership.nature: This Form 4 is filed jointly by Horton Capital Management, LLC, a Delaware limited liability company ("HCM"), Horton Capital Partners LLC, a Delaware limited liability company ("HCP"), Horton Capital Partners Fund, LP, a Delaware limited partnership ("HCPF"), and Joseph M. Manko, Jr. HCM maintains investment and voting power with respect to shares of Common Stock of the Company held by HCPF. However, despite the delegation of investment and voting power to HCM, HCP may be deemed to be the beneficial owner of such securities under Rule 13d-3 of the Securities Exchange Act of 1934, as amended, because HCP has the right to acquire investment and voting power through termination of investment management agreements with HCM. HCM also acts as an investment adviser to certain managed accounts. F3 · ownership.nature: (Continued from Footnote 2) Under investment management agreements with managed account clients, HCM also has investment and voting power with respect to 20,000 shares of Common Stock of the issuer held in such managed accounts. HCP is the general partner of HCPF. Mr. Manko is the managing member of both HCM and HCP. Read SEC document |
| December 27, 2018 Filed Dec 27, 2018 17:42 UTC | WIRELESS TELECOM GROUP INC WTT · Entity 110854 | PurchaseCommon Stock | 14,981 | $1.68 | $25,168.08 |
DisclosureSEC source: 0000899243-18-031864 · doc4.xml · nonDerivative · entry 3 Manko Joseph M. Jr. · CIK 0001664091 · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 2,113,432 F1 · price: The price reported in Column 4 is a weighted average price. The shares of common stock were purchased in multiple transactions at prices ranging from: (i) $1.45-$1.46 on December 24, 2018, (ii) $1.64-$1.65 on December 26, 2018, and (iii) $1.64-$1.71 on December 27, 2018. The reporting person undertakes to provide to the issuer, any holder of the issuer's common stock, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4. F2 · ownership.nature: This Form 4 is filed jointly by Horton Capital Management, LLC, a Delaware limited liability company ("HCM"), Horton Capital Partners LLC, a Delaware limited liability company ("HCP"), Horton Capital Partners Fund, LP, a Delaware limited partnership ("HCPF"), and Joseph M. Manko, Jr. HCM maintains investment and voting power with respect to shares of Common Stock of the Company held by HCPF. However, despite the delegation of investment and voting power to HCM, HCP may be deemed to be the beneficial owner of such securities under Rule 13d-3 of the Securities Exchange Act of 1934, as amended, because HCP has the right to acquire investment and voting power through termination of investment management agreements with HCM. HCM also acts as an investment adviser to certain managed accounts. F3 · ownership.nature: (Continued from Footnote 2) Under investment management agreements with managed account clients, HCM also has investment and voting power with respect to 20,000 shares of Common Stock of the issuer held in such managed accounts. HCP is the general partner of HCPF. Mr. Manko is the managing member of both HCM and HCP. Read SEC document |
| December 26, 2018 Filed Dec 27, 2018 17:42 UTC | WIRELESS TELECOM GROUP INC WTT · Entity 110854 | PurchaseCommon Stock | 3,998 | $1.65 | $6,596.70 |
DisclosureSEC source: 0000899243-18-031864 · doc4.xml · nonDerivative · entry 2 Manko Joseph M. Jr. · CIK 0001664091 · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 2,098,451 F1 · price: The price reported in Column 4 is a weighted average price. The shares of common stock were purchased in multiple transactions at prices ranging from: (i) $1.45-$1.46 on December 24, 2018, (ii) $1.64-$1.65 on December 26, 2018, and (iii) $1.64-$1.71 on December 27, 2018. The reporting person undertakes to provide to the issuer, any holder of the issuer's common stock, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4. F2 · ownership.nature: This Form 4 is filed jointly by Horton Capital Management, LLC, a Delaware limited liability company ("HCM"), Horton Capital Partners LLC, a Delaware limited liability company ("HCP"), Horton Capital Partners Fund, LP, a Delaware limited partnership ("HCPF"), and Joseph M. Manko, Jr. HCM maintains investment and voting power with respect to shares of Common Stock of the Company held by HCPF. However, despite the delegation of investment and voting power to HCM, HCP may be deemed to be the beneficial owner of such securities under Rule 13d-3 of the Securities Exchange Act of 1934, as amended, because HCP has the right to acquire investment and voting power through termination of investment management agreements with HCM. HCM also acts as an investment adviser to certain managed accounts. F3 · ownership.nature: (Continued from Footnote 2) Under investment management agreements with managed account clients, HCM also has investment and voting power with respect to 20,000 shares of Common Stock of the issuer held in such managed accounts. HCP is the general partner of HCPF. Mr. Manko is the managing member of both HCM and HCP. Read SEC document |
| December 24, 2018 Filed Dec 27, 2018 17:42 UTC | WIRELESS TELECOM GROUP INC WTT · Entity 110854 | PurchaseCommon Stock | 2,500 | $1.46 | $3,650.00 |
DisclosureSEC source: 0000899243-18-031864 · doc4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 2,094,453 F1 · price: The price reported in Column 4 is a weighted average price. The shares of common stock were purchased in multiple transactions at prices ranging from: (i) $1.45-$1.46 on December 24, 2018, (ii) $1.64-$1.65 on December 26, 2018, and (iii) $1.64-$1.71 on December 27, 2018. The reporting person undertakes to provide to the issuer, any holder of the issuer's common stock, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4. F2 · ownership.nature: This Form 4 is filed jointly by Horton Capital Management, LLC, a Delaware limited liability company ("HCM"), Horton Capital Partners LLC, a Delaware limited liability company ("HCP"), Horton Capital Partners Fund, LP, a Delaware limited partnership ("HCPF"), and Joseph M. Manko, Jr. HCM maintains investment and voting power with respect to shares of Common Stock of the Company held by HCPF. However, despite the delegation of investment and voting power to HCM, HCP may be deemed to be the beneficial owner of such securities under Rule 13d-3 of the Securities Exchange Act of 1934, as amended, because HCP has the right to acquire investment and voting power through termination of investment management agreements with HCM. HCM also acts as an investment adviser to certain managed accounts. F3 · ownership.nature: (Continued from Footnote 2) Under investment management agreements with managed account clients, HCM also has investment and voting power with respect to 20,000 shares of Common Stock of the issuer held in such managed accounts. HCP is the general partner of HCPF. Mr. Manko is the managing member of both HCM and HCP. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 21:22 UTC | KORU Medical Systems, Inc. REPR · Entity 6517 | PurchaseCommon Stock | 144,980 | $1.56 | $226,168.80 |
DisclosureSEC source: 0001161697-18-000597 · form_4.xml · nonDerivative · entry 3 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Freedom, L.P. Disclosed balance after: 3,346,677 F2 · price: See Exhibit 99.1 to this Form 4 for explanation of note (2). F1 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (1). Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 21:22 UTC | KORU Medical Systems, Inc. REPR · Entity 6517 | PurchaseCommon Stock | 50,000 | $1.20 | $60,000.00 |
DisclosureSEC source: 0001161697-18-000597 · form_4.xml · nonDerivative · entry 2 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Freedom, L.P. Disclosed balance after: 3,201,697 F1 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (1). Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 21:22 UTC | KORU Medical Systems, Inc. REPR · Entity 6517 | PurchaseCommon Stock | 3,151,697 | $1.20 | $3,782,036.40 |
DisclosureSEC source: 0001161697-18-000597 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Freedom, L.P. Disclosed balance after: 3,151,697 F1 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (1). Read SEC document |
| December 17, 2018 Filed Jan 29, 2019 22:02 UTC Amendment | KORU Medical Systems, Inc. REPR · Entity 6517 | PurchaseCommon Stock | 45,000 | $1.20 | $54,000.00 |
DisclosureSEC source: 0001161697-19-000040 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Freedom, L.P. Disclosed balance after: 3,391,677 F1 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| November 28, 2018 Filed Nov 30, 2018 21:03 UTC | KORU Medical Systems, Inc. REPR · Entity 6517 | PurchaseCommon Stock | 9,573 | $1.40 | $13,402.20 |
DisclosureSEC source: 0001161697-18-000558 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 6,757,510 F1 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (1). Read SEC document |
| November 21, 2018 Filed Nov 23, 2018 18:49 UTC | KORU Medical Systems, Inc. REPR · Entity 6517 | PurchaseCommon Stock | 5,000 | $1.45 | $7,250.00 |
DisclosureSEC source: 0001161697-18-000554 · form_4.xml · nonDerivative · entry 3 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 6,747,937 F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| November 21, 2018 Filed Nov 23, 2018 18:49 UTC | KORU Medical Systems, Inc. REPR · Entity 6517 | PurchaseCommon Stock | 333 | $1.45 | $482.85 |
DisclosureSEC source: 0001161697-18-000554 · form_4.xml · nonDerivative · entry 2 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 6,742,937 F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| November 20, 2018 Filed Nov 23, 2018 18:49 UTC | KORU Medical Systems, Inc. REPR · Entity 6517 | PurchaseCommon Stock | 8,536 | $1.48 | $12,633.28 |
DisclosureSEC source: 0001161697-18-000554 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 6,742,604 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| November 19, 2018 Filed Nov 19, 2018 21:57 UTC | KORU Medical Systems, Inc. REPR · Entity 6517 | PurchaseCommon Stock | 10,000 | $1.54 | $15,400.00 |
DisclosureSEC source: 0001161697-18-000552 · form_4.xml · nonDerivative · entry 3 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 6,734,068 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| November 19, 2018 Filed Jan 3, 2019 19:15 UTC | CREATIVE REALITIES, INC. CREX · Entity 7331 | OtherWarrant · Derivative | 158,625 | $0.00 Strike: $4.20 | $0.00 |
DisclosureSEC source: 0001179110-19-000181 · edgar.xml · derivative · entry 7 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By HCPF Disclosed balance after: 158,625 Underlying: Common Stock · 158,625 shares Expires 2023-11-19 F3 · kind: Common Stock and Warrants received as one-time incentives in connection with signing a lock-up agreement in connection with, and participation in, the Issuer's public offering. This also includes common stock issued in connection with the final dividend payment. F2 · ownership.nature: Pursuant to investment management agreements, Horton Capital Management, LLC ("HCM") maintains investment and voting power with respect to shares of common stock of the issuer held by HCPF. However, despite the delegation of investment and voting power to HCM, Horton Capital Partners, LLC ("HCP") may be deemed to be the beneficial owner of such securities under Rule 13d-3 of the Securities Exchange Act of 1934, as amended, because HCP has the right to acquire investment and voting power through termination of investment management agreements with HCM. HCP is the general partner of HCPF. Mr. Manko is the managing member of both HCM and HCP. Read SEC document |
| November 19, 2018 Filed Jan 3, 2019 19:15 UTC | CREATIVE REALITIES, INC. CREX · Entity 7331 | OtherCommon Stock | 204,220 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000181 · edgar.xml · nonDerivative · entry 4 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By HCPF Disclosed balance after: 629,261 F3 · kind: Common Stock and Warrants received as one-time incentives in connection with signing a lock-up agreement in connection with, and participation in, the Issuer's public offering. This also includes common stock issued in connection with the final dividend payment. F3 · price: Common Stock and Warrants received as one-time incentives in connection with signing a lock-up agreement in connection with, and participation in, the Issuer's public offering. This also includes common stock issued in connection with the final dividend payment. F2 · ownership.nature: Pursuant to investment management agreements, Horton Capital Management, LLC ("HCM") maintains investment and voting power with respect to shares of common stock of the issuer held by HCPF. However, despite the delegation of investment and voting power to HCM, Horton Capital Partners, LLC ("HCP") may be deemed to be the beneficial owner of such securities under Rule 13d-3 of the Securities Exchange Act of 1934, as amended, because HCP has the right to acquire investment and voting power through termination of investment management agreements with HCM. HCP is the general partner of HCPF. Mr. Manko is the managing member of both HCM and HCP. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 21:57 UTC | KORU Medical Systems, Inc. REPR · Entity 6517 | PurchaseCommon Stock | 18,000 | $1.59 | $28,620.00 |
DisclosureSEC source: 0001161697-18-000552 · form_4.xml · nonDerivative · entry 2 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 6,724,068 F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 21:57 UTC | KORU Medical Systems, Inc. REPR · Entity 6517 | PurchaseCommon Stock | 5,000 | $1.55 | $7,750.00 |
DisclosureSEC source: 0001161697-18-000552 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 6,706,068 F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.