Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CREATIVE REALITIES, INC.CREX · Entity 7331 | Director | January 08, 2020 | January 10, 2020 |
| KORU Medical Systems, Inc.KRMD · Entity 6517 | Director · 10% owner | September 30, 2026 | October 02, 2026 |
| MYOMO, INC.MYO · Entity 7135 | Director | June 25, 2026 | June 26, 2026 |
| ONE STOP SYSTEMS, INC.OSS · Entity 2767 | Director | August 13, 2024 | August 15, 2024 |
| SAFEGUARD SCIENTIFICS INCSFE · Entity 9612 | Director | January 30, 2024 | February 01, 2024 |
| WIRELESS TELECOM GROUP INCWTT · Entity 110854 | 10% owner | July 02, 2021 | July 07, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CREATIVE REALITIES, INC.
Report date January 08, 2020 · Filed January 10, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,437 |
Reported balance
After 2020-01-08 transaction · row 2
1 source rowRow 2 · 2020-01-08 · Grant · Acquired 4,085 · Balance 10,437 |
| Common StockSEC Table I · non-derivative | IndirectBy Horton Capital Partners Fund, LP ("HCPF") | 629,261 |
Reported balance
Holding disclosure · report date 2020-01-08 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 629,261 F1: Pursuant to investment management agreements, Horton Capital Management, LLC ("HCM") maintains investment and voting power with respect to shares of common stock of the issuer held by HCPF. However, despite the delegation of investment and voting power to HCM, Horton Capital Partners, LLC ("HCP") may be deemed to be the beneficial owner of such securities under Rule 13d-3 of the Securities Exchange Act of 1934, as amended, because HCP has the right to acquire investment and voting power through termination of investment management agreements with HCM. HCP is the general partner of HCPF. Mr. Manko is the managing member of both HCM and HCP. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to investment management agreements, Horton Capital Management, LLC ("HCM") maintains investment and voting power with respect to shares of common stock of the issuer held by HCPF. However, despite the delegation of investment and voting power to HCM, Horton Capital Partners, LLC ("HCP") may be deemed to be the beneficial owner of such securities under Rule 13d-3 of the Securities Exchange Act of 1934, as amended, because HCP has the right to acquire investment and voting power through termination of investment management agreements with HCM. HCP is the general partner of HCPF. Mr. Manko is the managing member of both HCM and HCP.
KORU Medical Systems, Inc.
Report date September 30, 2026 · Filed October 02, 2026
Jointly reported with Horton Capital Management, LLC, Horton Capital Partners, LLC, Horton Capital Partners Fund, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Horton Capital Partners Fund, LP | 5,074,660 |
Reported balance
After 2026-09-30 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 5,119 · Balance 5,074,660 F1: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2: See Exhibit 99.1 to this Form 4 for explanation of note (2). |
| Common StockSEC Table I · non-derivative | Direct | 782,547 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 782,547 |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1 to this Form 4 for explanation of note (1).
F2: See Exhibit 99.1 to this Form 4 for explanation of note (2).
MYOMO, INC.
Report date June 25, 2026 · Filed June 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 78,704 |
Reported balance
After 2026-06-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-25 · Grant · Acquired 78,704 · Balance 78,704 F1: The Reporting Person has elected to defer the receipt of common stock upon the vesting of the RSUs until the earlier of (i) the date that is thirty (30) days following the date of termination of service and (ii) the date of a change in control. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person has elected to defer the receipt of common stock upon the vesting of the RSUs until the earlier of (i) the date that is thirty (30) days following the date of termination of service and (ii) the date of a change in control.
ONE STOP SYSTEMS, INC.
Report date August 13, 2024 · Filed August 15, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectHorton Capital Partners Fund, LP | 1,174,899 |
Last balance in matching sequence
After 2024-08-14 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2024-08-13 · Purchase · Acquired 50,000 · Balance 1,149,899 F1: The shares are owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of Horton Capital Management, LLC ("HCM"), which serves as the investment manager of HCPF, and as the managing member of Horton Capital Partners, LLC, which serves as the general partner of HCPF, may be deemed to beneficially own the shares held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Row 2 · 2024-08-14 · Purchase · Acquired 25,000 · Balance 1,174,899 F1: The shares are owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of Horton Capital Management, LLC ("HCM"), which serves as the investment manager of HCPF, and as the managing member of Horton Capital Partners, LLC, which serves as the general partner of HCPF, may be deemed to beneficially own the shares held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 21,000 |
Reported balance
Holding disclosure · report date 2024-08-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 21,000 F2: Includes 21,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares are owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of Horton Capital Management, LLC ("HCM"), which serves as the investment manager of HCPF, and as the managing member of Horton Capital Partners, LLC, which serves as the general partner of HCPF, may be deemed to beneficially own the shares held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F2: Includes 21,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.
SAFEGUARD SCIENTIFICS INC
Report date January 30, 2024 · Filed February 01, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Direct | 232,323 |
Reported balance
After 2024-01-30 transaction · row 1
1 source rowRow 1 · 2024-01-30 · Grant · Acquired 38,087 · Balance 232,323 F1: The securities reported in Table I were awarded to the Reporting Person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. |
| Common Stock, $0.10 par valueSEC Table I · non-derivative | IndirectHorton Capital Partners Fund, LP | 177,386 |
Reported balance
Holding disclosure · report date 2024-01-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 177,386 F2: Securities owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of Horton Capital Management, LLC ("HCM"), which serves as the investment manager of HCPF, and as the managing member of Horton Capital Partners, LLC, which serves as the general partner of HCPF, may be deemed to beneficially own the securities directly held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported in Table I were awarded to the Reporting Person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter.
F2: Securities owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of Horton Capital Management, LLC ("HCM"), which serves as the investment manager of HCPF, and as the managing member of Horton Capital Partners, LLC, which serves as the general partner of HCPF, may be deemed to beneficially own the securities directly held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
WIRELESS TELECOM GROUP INC
Report date July 02, 2021 · Filed July 07, 2021
Jointly reported with Horton Capital Management, LLC, Horton Capital Partners, LLC, Horton Capital Partners Fund, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Horton Capital Partners Fund, LP | 1,978,698 |
Last balance in matching sequence
After 2021-07-07 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2021-07-02 · Sale · Disposed 121,379 · Balance 2,064,425 F1: The shares of Common Stock were purchased in multiple transactions on each date and the price reported in Column 4 for each date is a volume weighted average price. The shares of common stock were purchased in multiple transactions at prices ranging from: (i) $2.91-$3.25 on July 2, 2021, and (ii) $3.00-$3.22 on July 6, 2021. The reporting person undertakes to provide to the issuer, any holder of the issuer's common stock, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. F2: This Form 4 is filed jointly by Horton Capital Management, LLC, a Delaware limited liability company ("HCM"), Horton Capital Partners LLC, a Delaware limited liability company ("HCP"), Horton Capital Partners Fund, LP ("HCPF"), and Joseph M. Manko, Jr. Pursuant to investment advisory agreements, HCM maintains investment and voting power with respect to shares of Common Stock of the Issuer held by HCPF. However, despite the delegation of investment and voting power to HCM, HCP may be deemed to be the beneficial owner of such Common Stock because, in the event HCM's investment advisory agreement with respect to such Common Stock is terminated, HCP has the right to assume HCM's discretionary investment and voting authority with respect to such Common Stock. HCP is the general partner of HCPF. Mr. Manko is the managing member of both HCM and HCP. Row 2 · 2021-07-06 · Sale · Disposed 81,027 · Balance 1,983,398 F1: The shares of Common Stock were purchased in multiple transactions on each date and the price reported in Column 4 for each date is a volume weighted average price. The shares of common stock were purchased in multiple transactions at prices ranging from: (i) $2.91-$3.25 on July 2, 2021, and (ii) $3.00-$3.22 on July 6, 2021. The reporting person undertakes to provide to the issuer, any holder of the issuer's common stock, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. F2: This Form 4 is filed jointly by Horton Capital Management, LLC, a Delaware limited liability company ("HCM"), Horton Capital Partners LLC, a Delaware limited liability company ("HCP"), Horton Capital Partners Fund, LP ("HCPF"), and Joseph M. Manko, Jr. Pursuant to investment advisory agreements, HCM maintains investment and voting power with respect to shares of Common Stock of the Issuer held by HCPF. However, despite the delegation of investment and voting power to HCM, HCP may be deemed to be the beneficial owner of such Common Stock because, in the event HCM's investment advisory agreement with respect to such Common Stock is terminated, HCP has the right to assume HCM's discretionary investment and voting authority with respect to such Common Stock. HCP is the general partner of HCPF. Mr. Manko is the managing member of both HCM and HCP. Row 3 · 2021-07-07 · Sale · Disposed 4,700 · Balance 1,978,698 F1: The shares of Common Stock were purchased in multiple transactions on each date and the price reported in Column 4 for each date is a volume weighted average price. The shares of common stock were purchased in multiple transactions at prices ranging from: (i) $2.91-$3.25 on July 2, 2021, and (ii) $3.00-$3.22 on July 6, 2021. The reporting person undertakes to provide to the issuer, any holder of the issuer's common stock, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. F2: This Form 4 is filed jointly by Horton Capital Management, LLC, a Delaware limited liability company ("HCM"), Horton Capital Partners LLC, a Delaware limited liability company ("HCP"), Horton Capital Partners Fund, LP ("HCPF"), and Joseph M. Manko, Jr. Pursuant to investment advisory agreements, HCM maintains investment and voting power with respect to shares of Common Stock of the Issuer held by HCPF. However, despite the delegation of investment and voting power to HCM, HCP may be deemed to be the beneficial owner of such Common Stock because, in the event HCM's investment advisory agreement with respect to such Common Stock is terminated, HCP has the right to assume HCM's discretionary investment and voting authority with respect to such Common Stock. HCP is the general partner of HCPF. Mr. Manko is the managing member of both HCM and HCP. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Common Stock were purchased in multiple transactions on each date and the price reported in Column 4 for each date is a volume weighted average price. The shares of common stock were purchased in multiple transactions at prices ranging from: (i) $2.91-$3.25 on July 2, 2021, and (ii) $3.00-$3.22 on July 6, 2021. The reporting person undertakes to provide to the issuer, any holder of the issuer's common stock, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.
F2: This Form 4 is filed jointly by Horton Capital Management, LLC, a Delaware limited liability company ("HCM"), Horton Capital Partners LLC, a Delaware limited liability company ("HCP"), Horton Capital Partners Fund, LP ("HCPF"), and Joseph M. Manko, Jr. Pursuant to investment advisory agreements, HCM maintains investment and voting power with respect to shares of Common Stock of the Issuer held by HCPF. However, despite the delegation of investment and voting power to HCM, HCP may be deemed to be the beneficial owner of such Common Stock because, in the event HCM's investment advisory agreement with respect to such Common Stock is terminated, HCP has the right to assume HCM's discretionary investment and voting authority with respect to such Common Stock. HCP is the general partner of HCPF. Mr. Manko is the managing member of both HCM and HCP.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2023 Filed Feb 24, 2023 21:13 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | OtherCommon Stock | 722,711 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-23-000146 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Freedom, LP Disclosed balance after: 2,344,658 F1 · kind: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 22:46 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock, $0.10 par value | 9,085 | $3.13 | $28,390.63 |
DisclosureSEC source: 0000921895-23-000141 · form411238003_01192023.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,435 F1 · price: The securities reported in Table I were awarded to the Reporting Person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| December 31, 2022 Filed Jan 3, 2023 21:54 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | GrantCommon Stock | 4,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-23-000030 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,430,603 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| October 17, 2022 Filed Oct 19, 2022 20:35 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock, $0.10 par value | 7,298 | $3.59 | $26,199.82 |
DisclosureSEC source: 0000921895-22-002836 · form411238003_10192022.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,350 F1 · price: The securities reported in Table I were awarded to the Reporting Person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| September 30, 2022 Filed Oct 3, 2022 21:48 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | GrantCommon Stock | 6,681 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-22-000499 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,426,330 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| July 15, 2022 Filed Jul 19, 2022 23:26 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock, $0.10 par value | 5,790 | $3.86 | $22,349.40 |
DisclosureSEC source: 0000921895-22-002254 · form411238003_07192022.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,052 F1 · price: The securities reported in Table I were awarded to the Reporting Person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 20:31 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock, $0.10 par value | 18,942 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-22-002142 · form411238003_07052022.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,262 Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 21:08 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | GrantCommon Stock | 6,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-22-000332 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,419,649 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| June 03, 2022 Filed Jun 3, 2022 20:22 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | OtherCommon Stock | 216,224 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-22-000290 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Freedom, L.P. Disclosed balance after: 3,067,369 F1 · kind: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| May 13, 2022 Filed May 16, 2022 12:49 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | PurchaseCommon Stock | 20,000 | $2.15 | $42,900.00 |
DisclosureSEC source: 0001161697-22-000239 · form_4.xml · nonDerivative · entry 2 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,413,647 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| May 12, 2022 Filed May 16, 2022 12:49 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | PurchaseCommon Stock | 20,000 | $2.01 | $40,172.00 |
DisclosureSEC source: 0001161697-22-000239 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,393,647 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 00:07 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock, $0.10 par value | 2,945 | $4.94 | $14,533.58 |
DisclosureSEC source: 0000921895-22-001297 · form411238003_04182022.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,320 F1 · price: The securities reported herein were awarded to the Reporting Person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 21:03 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | GrantCommon Stock | 5,221 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-22-000149 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,373,647 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| January 27, 2022 Filed Jan 28, 2022 21:54 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | OtherCommon Stock | 138,876 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-22-000073 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,368,426 F1 · kind: See Exhibit 99.1 to this Form 4 for explanation of note (1). F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| January 17, 2022 Filed Jan 19, 2022 23:39 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock, $0.10 par value | 2,134 | $7.10 | $15,151.40 |
DisclosureSEC source: 0000921895-22-000195 · form411238003_01192022.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,375 F1 · price: The securities reported herein were awarded to the Reporting Person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 21:28 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-22-000018 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,507,302 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 23:38 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock, $0.10 par value | 1,765 | $8.30 | $14,649.50 |
DisclosureSEC source: 0000921895-21-002440 · form411238003_10182021.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,241 F1 · price: The securities reported herein were awarded to the Reporting Person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 20:44 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | GrantCommon Stock | 5,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-21-000476 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,502,302 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| August 17, 2021 Filed Aug 18, 2021 18:38 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | PurchaseCommon Stock | 15,000 | $3.42 | $51,258.00 |
DisclosureSEC source: 0001161697-21-000391 · form_4.xml · nonDerivative · entry 2 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,497,039 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 18:38 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | PurchaseCommon Stock | 20,000 | $3.40 | $68,062.00 |
DisclosureSEC source: 0001161697-21-000391 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,482,039 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| July 15, 2021 Filed Jul 16, 2021 22:29 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock, $0.10 par value | 2,074 | $7.95 | $16,493.49 |
DisclosureSEC source: 0000921895-21-001869 · form411238003_07162021.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,476 F1 · price: The securities reported herein were awarded to the Reporting Person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| July 07, 2021 Filed Jul 7, 2021 18:09 UTC | WIRELESS TELECOM GROUP INC WTT · Entity 110854 | SaleCommon Stock | 4,700 | $3.00 | $14,100.00 |
DisclosureSEC source: 0000899243-21-027818 · doc4.xml · nonDerivative · entry 3 Manko Joseph M. Jr. · CIK 0001664091 · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 1,978,698 F1 · price: The shares of Common Stock were purchased in multiple transactions on each date and the price reported in Column 4 for each date is a volume weighted average price. The shares of common stock were purchased in multiple transactions at prices ranging from: (i) $2.91-$3.25 on July 2, 2021, and (ii) $3.00-$3.22 on July 6, 2021. The reporting person undertakes to provide to the issuer, any holder of the issuer's common stock, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.nature: This Form 4 is filed jointly by Horton Capital Management, LLC, a Delaware limited liability company ("HCM"), Horton Capital Partners LLC, a Delaware limited liability company ("HCP"), Horton Capital Partners Fund, LP ("HCPF"), and Joseph M. Manko, Jr. Pursuant to investment advisory agreements, HCM maintains investment and voting power with respect to shares of Common Stock of the Issuer held by HCPF. However, despite the delegation of investment and voting power to HCM, HCP may be deemed to be the beneficial owner of such Common Stock because, in the event HCM's investment advisory agreement with respect to such Common Stock is terminated, HCP has the right to assume HCM's discretionary investment and voting authority with respect to such Common Stock. HCP is the general partner of HCPF. Mr. Manko is the managing member of both HCM and HCP. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 18:09 UTC | WIRELESS TELECOM GROUP INC WTT · Entity 110854 | SaleCommon Stock | 81,027 | $3.03 | $245,430.78 |
DisclosureSEC source: 0000899243-21-027818 · doc4.xml · nonDerivative · entry 2 Manko Joseph M. Jr. · CIK 0001664091 · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 1,983,398 F1 · price: The shares of Common Stock were purchased in multiple transactions on each date and the price reported in Column 4 for each date is a volume weighted average price. The shares of common stock were purchased in multiple transactions at prices ranging from: (i) $2.91-$3.25 on July 2, 2021, and (ii) $3.00-$3.22 on July 6, 2021. The reporting person undertakes to provide to the issuer, any holder of the issuer's common stock, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.nature: This Form 4 is filed jointly by Horton Capital Management, LLC, a Delaware limited liability company ("HCM"), Horton Capital Partners LLC, a Delaware limited liability company ("HCP"), Horton Capital Partners Fund, LP ("HCPF"), and Joseph M. Manko, Jr. Pursuant to investment advisory agreements, HCM maintains investment and voting power with respect to shares of Common Stock of the Issuer held by HCPF. However, despite the delegation of investment and voting power to HCM, HCP may be deemed to be the beneficial owner of such Common Stock because, in the event HCM's investment advisory agreement with respect to such Common Stock is terminated, HCP has the right to assume HCM's discretionary investment and voting authority with respect to such Common Stock. HCP is the general partner of HCPF. Mr. Manko is the managing member of both HCM and HCP. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 18:09 UTC | WIRELESS TELECOM GROUP INC WTT · Entity 110854 | SaleCommon Stock | 121,379 | $3.00 | $364,185.55 |
DisclosureSEC source: 0000899243-21-027818 · doc4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 2,064,425 F1 · price: The shares of Common Stock were purchased in multiple transactions on each date and the price reported in Column 4 for each date is a volume weighted average price. The shares of common stock were purchased in multiple transactions at prices ranging from: (i) $2.91-$3.25 on July 2, 2021, and (ii) $3.00-$3.22 on July 6, 2021. The reporting person undertakes to provide to the issuer, any holder of the issuer's common stock, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.nature: This Form 4 is filed jointly by Horton Capital Management, LLC, a Delaware limited liability company ("HCM"), Horton Capital Partners LLC, a Delaware limited liability company ("HCP"), Horton Capital Partners Fund, LP ("HCPF"), and Joseph M. Manko, Jr. Pursuant to investment advisory agreements, HCM maintains investment and voting power with respect to shares of Common Stock of the Issuer held by HCPF. However, despite the delegation of investment and voting power to HCM, HCP may be deemed to be the beneficial owner of such Common Stock because, in the event HCM's investment advisory agreement with respect to such Common Stock is terminated, HCP has the right to assume HCM's discretionary investment and voting authority with respect to such Common Stock. HCP is the general partner of HCPF. Mr. Manko is the managing member of both HCM and HCP. Read SEC document |
| June 30, 2021 Filed Jul 1, 2021 19:45 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock, $0.10 par value | 10,423 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-21-001731 · form411238003_07012021.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,402 Read SEC document |
| June 30, 2021 Filed Jul 6, 2021 21:14 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | GrantCommon Stock | 2,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-21-000320 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,462,039 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| April 15, 2021 Filed Apr 20, 2021 00:31 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock, $0.10 par value | 2,179 | $6.58 | $14,343.27 |
DisclosureSEC source: 0000921895-21-001089 · form411238003_04192021.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,979 F1 · price: The securities reported in Column 4 were awarded to the Reporting Person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| March 31, 2021 Filed Apr 5, 2021 22:17 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | GrantCommon Stock | 1,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-21-000200 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,459,776 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| January 15, 2021 Filed Jan 19, 2021 23:00 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock, $0.10 par value | 2,335 | $6.63 | $15,478.48 |
DisclosureSEC source: 0000921895-21-000105 · form411238003_01192021.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,800 F1 · price: The securities reported in Column 4 were awarded to the Reporting Person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 23:28 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | GrantCommon Stock | 1,246 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-21-000027 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,458,001 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| December 30, 2020 Filed Feb 6, 2021 00:33 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | OtherCommon Stock, $0.10 par value | 15,087 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-21-000239 · form511238003_02052021.xml · nonDerivative · entry 3 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Horton Capital Partners Fund, LP Disclosed balance after: 177,386 F3 · kind: The securities reported in Column 4 represent a pro-rata distribution recieved by HCPF as a limited partner in an investment fund in connection with such fund's dissolution, in a transaction exempt from Section 16, pursuant to Rule 16a-13 or otherwise. Column 5 of Table 1 reflects the current ownership of each of the Reporting Person, HCM and HCPF after including the transaction reported herein as well as the grant of securities awarded to the Reporting Person as reported on the Form 4 filed by the Reporting Person on January 19, 2021. F2 · ownership.nature: Securities owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of HCM, which serves as the investment manager of HCPF, and as the managing member of Horton Capital Partners, LLC, which serves as the general partner of HCPF, may be deemed to beneficially own the securities directly held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 16, 2020 Filed Dec 17, 2020 21:28 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | PurchaseCommon Stock | 10,000 | $5.70 | $56,974.00 |
DisclosureSEC source: 0001161697-20-000560 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,456,755 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| December 15, 2020 Filed Dec 15, 2020 22:25 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | OtherCommon Stock, $0.10 par value | 707,845 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-20-003251 · form411238003_12152020.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Sierra Capital Investments, L.P. Disclosed balance after: 0 F1 · kind: In connection with the expiration of that certain limited partnership agreement of Sierra Capital Investments, L.P. ("Sierra"), which terminated pursuant to its terms, Horton Capital Management, LLC ("HCM") and Horton Capital Partners, LLC ("HCP") have relinquished control over Sierra to Maplewood Advisors IM, LLC and Maplewood Global Partners, LLC. Each of HCM and HCP no longer retain voting or dispositive power over the securities held directly by Sierra and accordingly, the Reporting Person is no longer deemed to beneficially own the securities held directly by Sierra. F1 · ownership.nature: In connection with the expiration of that certain limited partnership agreement of Sierra Capital Investments, L.P. ("Sierra"), which terminated pursuant to its terms, Horton Capital Management, LLC ("HCM") and Horton Capital Partners, LLC ("HCP") have relinquished control over Sierra to Maplewood Advisors IM, LLC and Maplewood Global Partners, LLC. Each of HCM and HCP no longer retain voting or dispositive power over the securities held directly by Sierra and accordingly, the Reporting Person is no longer deemed to beneficially own the securities held directly by Sierra. Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 21:11 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | PurchaseCommon Stock | 10,000 | $5.43 | $54,291.00 |
DisclosureSEC source: 0001161697-20-000535 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,446,755 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 21:13 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | PurchaseCommon Stock | 10,000 | $4.56 | $45,599.00 |
DisclosureSEC source: 0001161697-20-000510 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,436,755 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| October 15, 2020 Filed Oct 20, 2020 00:21 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock, $0.10 par value | 2,683 | $6.00 | $16,098.00 |
DisclosureSEC source: 0000921895-20-002648 · form411238003_10192020.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,465 F1 · price: The securities reported in Column 4 were awarded to the Reporting Person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 22:43 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | GrantCommon Stock | 1,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-20-000434 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,426,755 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| September 04, 2020 Filed Sep 8, 2020 11:56 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | PurchaseCommon Stock | 25,000 | $7.25 | $181,227.50 |
DisclosureSEC source: 0001161697-20-000388 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Horton Freedom, L.P. · CIK 0001767112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,425,716 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| September 03, 2020 Filed Sep 4, 2020 11:49 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | PurchaseCommon Stock | 25,000 | $7.26 | $181,400.00 |
DisclosureSEC source: 0001161697-20-000386 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Horton Freedom, L.P. · CIK 0001767112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,400,716 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| September 02, 2020 Filed Sep 3, 2020 11:56 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | PurchaseCommon Stock | 6,500 | $7.46 | $48,462.05 |
DisclosureSEC source: 0001161697-20-000384 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Horton Freedom, L.P. · CIK 0001767112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,375,716 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 20:53 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | PurchaseCommon Stock, $0.10 par value | 1,210 | $6.16 | $7,456.26 |
DisclosureSEC source: 0000921895-20-002275 · form411238003_08182020.xml · nonDerivative · entry 5 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Horton Capital Partners Fund, LP Disclosed balance after: 162,299 F5 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.13 to $6.18. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of HCM, which serves as the investment manager of HCPF, and as the managing member of HCP, which serves as the general partner of HCPF, may be deemed to beneficially own the securities directly held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 20:53 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | PurchaseCommon Stock, $0.10 par value | 2,205 | $6.18 | $13,618.30 |
DisclosureSEC source: 0000921895-20-002275 · form411238003_08182020.xml · nonDerivative · entry 4 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Horton Capital Partners Fund, LP Disclosed balance after: 161,089 F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.17 to $6.18. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of HCM, which serves as the investment manager of HCPF, and as the managing member of HCP, which serves as the general partner of HCPF, may be deemed to beneficially own the securities directly held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| July 15, 2020 Filed Jul 16, 2020 22:20 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock, $0.10 par value | 2,278 | $6.29 | $14,317.23 |
DisclosureSEC source: 0000921895-20-001997 · form411238003_07162020.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,782 F1 · price: The securities reported in Column 4 were awarded to the Reporting Person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 00:44 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | GrantCommon Stock | 835 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-20-000292 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,369,216 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 18:22 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock, $0.10 par value | 10,892 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-20-001902 · form411238003_07022020.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,504 Read SEC document |
| June 12, 2020 Filed Jun 15, 2020 20:17 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | PurchaseCommon Stock, $0.10 par value | 10,000 | $6.44 | $64,387.00 |
DisclosureSEC source: 0000921895-20-001769 · form411238003_06152020.xml · nonDerivative · entry 5 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Horton Capital Partners Fund, LP Disclosed balance after: 158,884 F5 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.22 to $6.50. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of HCM, which serves as the investment manager of HCPF, and as the managing member of HCP, which serves as the general partner of HCPF, may be deemed to beneficially own the securities directly held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 20:17 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | PurchaseCommon Stock, $0.10 par value | 10,000 | $6.43 | $64,277.00 |
DisclosureSEC source: 0000921895-20-001769 · form411238003_06152020.xml · nonDerivative · entry 4 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Horton Capital Partners Fund, LP Disclosed balance after: 148,884 F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.24 to $6.50. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of HCM, which serves as the investment manager of HCPF, and as the managing member of HCP, which serves as the general partner of HCPF, may be deemed to beneficially own the securities directly held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 19:02 UTC | WIRELESS TELECOM GROUP INC WTT · Entity 110854 | GrantCommon Stock, par value $0.01 per share | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-010804 · ownership.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,917 F1 · shares: Transaction represents grant of Restricted Stock Units (RSUs) in a transaction exempt under Rule 16b-3(d). On June 4, 2020 the Reporting Person was granted 25,000 RSUs which vest on June 3, 2021 (the "Vesting Date"), provided that the Reporting Person's service as a director of the Company continues to such date. Each RSU represents the contingent right to receive, at settlement, one share of Wireless Telecom Group (WTT) Common Stock subject to vesting of said unit. Settlement will occur within 30 days of the earlier of three years from the grant date, the date of the Reporting Person's separation from service (assuming vesting) or a change in control (assuming vesting). F2 · balance_after: Of the reported securities, 47,917 are represented by RSUs. Read SEC document |
| June 01, 2020 Filed Jun 1, 2020 23:12 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | PurchaseCommon Stock, $0.10 par value | 900 | $6.31 | $5,679.99 |
DisclosureSEC source: 0000921895-20-001666 · form411238003_06012020.xml · nonDerivative · entry 6 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Horton Capital Partners Fund, LP Disclosed balance after: 138,884 F6 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.25 to $6.35. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of HCM, which serves as the investment manager of HCPF, and as the managing member of HCP, which serves as the general partner of HCPF, may be deemed to beneficially own the securities directly held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| May 29, 2020 Filed Jun 1, 2020 23:12 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | PurchaseCommon Stock, $0.10 par value | 7,500 | $6.30 | $47,253.75 |
DisclosureSEC source: 0000921895-20-001666 · form411238003_06012020.xml · nonDerivative · entry 5 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Horton Capital Partners Fund, LP Disclosed balance after: 137,984 F5 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.20 to $6.35. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of HCM, which serves as the investment manager of HCPF, and as the managing member of HCP, which serves as the general partner of HCPF, may be deemed to beneficially own the securities directly held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.