Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bank of Marin BancorpBMRC · Entity 5591 | Director | July 01, 2026 | July 01, 2026 |
| MITEK SYSTEMS INCMITK · Entity 5119 | Director | October 11, 2024 | October 11, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bank of Marin Bancorp
Report date July 01, 2026 · Filed July 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 18,853 |
Reported balance
After 2026-07-01 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-07-01 · Other · Acquired 849 · Balance 18,853 F1: Shares received in payment of Director fee |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.60 · Expires 2027-01-03 | Direct | 2,378 |
Reported balance
Holding disclosure · report date 2026-07-01 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 2,378 |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.23 · Expires 2027-07-03 | Direct | 2,950 |
Reported balance
Holding disclosure · report date 2026-07-01 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 2,950 |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.90 · Expires 2028-01-02 | Direct | 2,546 |
Reported balance
Holding disclosure · report date 2026-07-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 2,546 |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $40.70 · Expires 2028-07-02 | Direct | 1,918 |
Reported balance
Holding disclosure · report date 2026-07-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 1,918 |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $41.35 · Expires 2029-01-02 | Direct | 1,976 |
Reported balance
Holding disclosure · report date 2026-07-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 1,976 |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $41.80 · Expires 2029-07-01 | Direct | 2,154 |
Reported balance
Holding disclosure · report date 2026-07-01 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 2,154 |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.85 · Expires 2030-01-02 | Direct | 2,038 |
Reported balance
Holding disclosure · report date 2026-07-01 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 2,038 |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.20 · Expires 2030-07-02 | Direct | 2,559 |
Reported balance
Holding disclosure · report date 2026-07-01 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 2,559 |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.86 · Expires 2031-01-04 | Direct | 2,240 |
Reported balance
Holding disclosure · report date 2026-07-01 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 2,240 |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.41 · Expires 2031-07-01 | Direct | 2,479 |
Reported balance
Holding disclosure · report date 2026-07-01 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 2,479 |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.55 · Expires 2032-07-01 | Direct | 2,410 |
Reported balance
Holding disclosure · report date 2026-07-01 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 2,410 |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.54 · Expires 2023-01-03 | Direct | 2,317 |
Reported balance
Holding disclosure · report date 2026-07-01 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 2,317 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares received in payment of Director fee
MITEK SYSTEMS INC
Report date October 11, 2024 · Filed October 11, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 237,545 |
Reported balance
After 2024-10-11 transaction · row 1
1 source rowRow 1 · 2024-10-11 · Exercise / conversion · Acquired 40,000 · Balance 237,545 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.66 · Expires 2024-11-04 | Direct | 0 |
Reported balance
After 2024-10-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-10-11 · Exercise / conversion · Disposed 40,000 · Balance 0 |
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ACI WORLDWIDE, INC.
Report date May 21, 2024 · Filed June 04, 2024
Section 16 reporting ended · disclosed 2024-06-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 69,912 |
Ending reported balance
After 2024-05-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-05-21 · Sale · Disposed 5,000 · Balance 79,912 F1: Upon request, the reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 2 · 2024-05-31 · Sale · Disposed 10,000 · Balance 69,912 F1: Upon request, the reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
Filing footnotes · ownership attribution and instrument terms
F1: Upon request, the reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
CardConnect Corp.
Report date July 06, 2017 · Filed July 06, 2017
Jointly reported with FTVentures Management III, L.L.C., FTVentures III LP, FTVentures III N LP, FTVentures III TLP, Bernstein Bradford E, HAYNES DAVID, HURET ROBERT A
Section 16 reporting ended · disclosed 2017-07-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy FTVentures III, L:P. | 0 |
Reported balance
After 2017-07-06 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-07-06 · Disposition to issuer · Disposed 9,756,030 · Balance 0 F1: On May 29, 2017, the Issuer agreed to be acquired by First Data Corporation, a Delaware corporation ("First Data"), for $15.00 per share of common stock in cash. All shares of common stock validly tendered and not withdrawn were accepted for payment, including those shares tendered by the Reporting Persons. On July 6, 2017, payment in consideration for the validly tendered common stock was made to the Reporting Persons by First Data. As a result, the Reporting Persons no longer beneficially own any common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy FTVentures III-N, L:P. | 0 |
Reported balance
After 2017-07-06 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2017-07-06 · Disposition to issuer · Disposed 528,983 · Balance 0 F1: On May 29, 2017, the Issuer agreed to be acquired by First Data Corporation, a Delaware corporation ("First Data"), for $15.00 per share of common stock in cash. All shares of common stock validly tendered and not withdrawn were accepted for payment, including those shares tendered by the Reporting Persons. On July 6, 2017, payment in consideration for the validly tendered common stock was made to the Reporting Persons by First Data. As a result, the Reporting Persons no longer beneficially own any common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy FTVentures III-T, L:P. | 0 |
Reported balance
After 2017-07-06 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2017-07-06 · Disposition to issuer · Disposed 317,390 · Balance 0 F1: On May 29, 2017, the Issuer agreed to be acquired by First Data Corporation, a Delaware corporation ("First Data"), for $15.00 per share of common stock in cash. All shares of common stock validly tendered and not withdrawn were accepted for payment, including those shares tendered by the Reporting Persons. On July 6, 2017, payment in consideration for the validly tendered common stock was made to the Reporting Persons by First Data. As a result, the Reporting Persons no longer beneficially own any common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 29, 2017, the Issuer agreed to be acquired by First Data Corporation, a Delaware corporation ("First Data"), for $15.00 per share of common stock in cash. All shares of common stock validly tendered and not withdrawn were accepted for payment, including those shares tendered by the Reporting Persons. On July 6, 2017, payment in consideration for the validly tendered common stock was made to the Reporting Persons by First Data. As a result, the Reporting Persons no longer beneficially own any common stock.
Nebula Acquisition Corp
Report date June 10, 2020 · Filed June 12, 2020
Section 16 reporting ended · disclosed 2020-06-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-06-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-06-10 · Disposition to issuer · Disposed 25,000 · Balance 0 F1: In connection with the closing of the business combination between Nebula Acquisition Corporation (the "Issuer") and Open Lending, LLC, the Reporting Person exchanged his Class B common stock, par value $0.0001 per share, of the Issuer for common stock, par value $0.01 per share, of the combined company, Open Lending Corporation. The Reporting Person is no longer subject to the reporting requirements of Section 16 with respect to the Issuer's securities. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the closing of the business combination between Nebula Acquisition Corporation (the "Issuer") and Open Lending, LLC, the Reporting Person exchanged his Class B common stock, par value $0.0001 per share, of the Issuer for common stock, par value $0.01 per share, of the combined company, Open Lending Corporation. The Reporting Person is no longer subject to the reporting requirements of Section 16 with respect to the Issuer's securities.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 04, 2017 Filed Jan 5, 2017 17:14 UTC | Bank of Marin Bancorp BMRC · Entity 5591 | OtherCommon Stock | 315 | $69.75 | $21,971.25 |
DisclosureSEC source: 0001209191-17-001704 · doc4.xml · nonDerivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,280 F1 · kind: Purchase pursuant to the shareholder approved Bank of Marin Bancorp 2010 Director Stock Plan. Per the terms of the plan, the purchase price is the fair market value of the Company's stock on the ending date of the Offering Period, December 31, 2016. Read SEC document |
| January 03, 2017 Filed Jan 11, 2017 20:26 UTC | Bank of Marin Bancorp BMRC · Entity 5591 | GrantStock Options (Right to buy) · Derivative | 1,189 | $69.20 Strike: $69.20 | $82,278.80 |
DisclosureSEC source: 0001209191-17-003335 · doc4.xml · derivative · entry 2 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,189 Underlying: Common Stock · 1,189 shares Expires 2027-01-03 Read SEC document |
| November 16, 2016 Filed Nov 19, 2016 00:54 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | GrantCommon Stock | 16,600 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-033971 · doc4.xml · nonDerivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,600 F1 · shares: Represents restricted stock units granted on November 16, 2016. Shares subject to the award vest on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.