person · Reporting owner

HALE JAMES C III

Disclosed activity across 5 companies

Tapewire entity: 33907
SEC CIK: 0001373766

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Bank of Marin BancorpBMRC · Entity 5591	Director	July 01, 2026	July 01, 2026
MITEK SYSTEMS INCMITK · Entity 5119	Director	October 11, 2024	October 11, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Bank of Marin Bancorp

Report date July 01, 2026 · Filed July 01, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Trust	18,853	Reported balance After 2026-07-01 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2026-07-01 · Other · Acquired 849 · Balance 18,853 F1: Shares received in payment of Director fee
Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.60 · Expires 2027-01-03	Direct	2,378	Reported balance Holding disclosure · report date 2026-07-01 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance 2,378
Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.23 · Expires 2027-07-03	Direct	2,950	Reported balance Holding disclosure · report date 2026-07-01 · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · Balance 2,950
Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.90 · Expires 2028-01-02	Direct	2,546	Reported balance Holding disclosure · report date 2026-07-01 · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · Balance 2,546
Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $40.70 · Expires 2028-07-02	Direct	1,918	Reported balance Holding disclosure · report date 2026-07-01 · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · Balance 1,918
Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $41.35 · Expires 2029-01-02	Direct	1,976	Reported balance Holding disclosure · report date 2026-07-01 · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · Balance 1,976
Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $41.80 · Expires 2029-07-01	Direct	2,154	Reported balance Holding disclosure · report date 2026-07-01 · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · Balance 2,154
Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.85 · Expires 2030-01-02	Direct	2,038	Reported balance Holding disclosure · report date 2026-07-01 · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · Balance 2,038
Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.20 · Expires 2030-07-02	Direct	2,559	Reported balance Holding disclosure · report date 2026-07-01 · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · Balance 2,559
Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.86 · Expires 2031-01-04	Direct	2,240	Reported balance Holding disclosure · report date 2026-07-01 · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · Balance 2,240
Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.41 · Expires 2031-07-01	Direct	2,479	Reported balance Holding disclosure · report date 2026-07-01 · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · Balance 2,479
Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.55 · Expires 2032-07-01	Direct	2,410	Reported balance Holding disclosure · report date 2026-07-01 · row 12 Instrument identity requires review; Table II rows are not merged. 1 source row Row 12 · Balance 2,410
Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.54 · Expires 2023-01-03	Direct	2,317	Reported balance Holding disclosure · report date 2026-07-01 · row 13 Instrument identity requires review; Table II rows are not merged. 1 source row Row 13 · Balance 2,317

Filing footnotes · ownership attribution and instrument terms

F1: Shares received in payment of Director fee

MITEK SYSTEMS INC

Report date October 11, 2024 · Filed October 11, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	237,545	Reported balance After 2024-10-11 transaction · row 1 1 source row Row 1 · 2024-10-11 · Exercise / conversion · Acquired 40,000 · Balance 237,545
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.66 · Expires 2024-11-04	Direct	0	Reported balance After 2024-10-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2024-10-11 · Exercise / conversion · Disposed 40,000 · Balance 0

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ACI WORLDWIDE, INC.

Report date May 21, 2024 · Filed June 04, 2024

Section 16 reporting ended · disclosed 2024-06-04. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	69,912	Ending reported balance After 2024-05-31 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2024-05-21 · Sale · Disposed 5,000 · Balance 79,912 F1: Upon request, the reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 2 · 2024-05-31 · Sale · Disposed 10,000 · Balance 69,912 F1: Upon request, the reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Filing footnotes · ownership attribution and instrument terms

F1: Upon request, the reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

CardConnect Corp.

Report date July 06, 2017 · Filed July 06, 2017

Jointly reported with FTVentures Management III, L.L.C., FTVentures III LP, FTVentures III N LP, FTVentures III TLP, Bernstein Bradford E, HAYNES DAVID, HURET ROBERT A

Section 16 reporting ended · disclosed 2017-07-06. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy FTVentures III, L:P.	Reported balance After 2017-07-06 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2017-07-06 · Disposition to issuer · Disposed 9,756,030 · Balance 0 F1: On May 29, 2017, the Issuer agreed to be acquired by First Data Corporation, a Delaware corporation ("First Data"), for $15.00 per share of common stock in cash. All shares of common stock validly tendered and not withdrawn were accepted for payment, including those shares tendered by the Reporting Persons. On July 6, 2017, payment in consideration for the validly tendered common stock was made to the Reporting Persons by First Data. As a result, the Reporting Persons no longer beneficially own any common stock.
Common StockSEC Table I · non-derivative	IndirectBy FTVentures III-N, L:P.	Reported balance After 2017-07-06 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2017-07-06 · Disposition to issuer · Disposed 528,983 · Balance 0 F1: On May 29, 2017, the Issuer agreed to be acquired by First Data Corporation, a Delaware corporation ("First Data"), for $15.00 per share of common stock in cash. All shares of common stock validly tendered and not withdrawn were accepted for payment, including those shares tendered by the Reporting Persons. On July 6, 2017, payment in consideration for the validly tendered common stock was made to the Reporting Persons by First Data. As a result, the Reporting Persons no longer beneficially own any common stock.
Common StockSEC Table I · non-derivative	IndirectBy FTVentures III-T, L:P.	Reported balance After 2017-07-06 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2017-07-06 · Disposition to issuer · Disposed 317,390 · Balance 0 F1: On May 29, 2017, the Issuer agreed to be acquired by First Data Corporation, a Delaware corporation ("First Data"), for $15.00 per share of common stock in cash. All shares of common stock validly tendered and not withdrawn were accepted for payment, including those shares tendered by the Reporting Persons. On July 6, 2017, payment in consideration for the validly tendered common stock was made to the Reporting Persons by First Data. As a result, the Reporting Persons no longer beneficially own any common stock.

Filing footnotes · ownership attribution and instrument terms

F1: On May 29, 2017, the Issuer agreed to be acquired by First Data Corporation, a Delaware corporation ("First Data"), for $15.00 per share of common stock in cash. All shares of common stock validly tendered and not withdrawn were accepted for payment, including those shares tendered by the Reporting Persons. On July 6, 2017, payment in consideration for the validly tendered common stock was made to the Reporting Persons by First Data. As a result, the Reporting Persons no longer beneficially own any common stock.

Nebula Acquisition Corp

Report date June 10, 2020 · Filed June 12, 2020

Section 16 reporting ended · disclosed 2020-06-12. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B Common StockSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2020-06-10 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2020-06-10 · Disposition to issuer · Disposed 25,000 · Balance 0 F1: In connection with the closing of the business combination between Nebula Acquisition Corporation (the "Issuer") and Open Lending, LLC, the Reporting Person exchanged his Class B common stock, par value $0.0001 per share, of the Issuer for common stock, par value $0.01 per share, of the combined company, Open Lending Corporation. The Reporting Person is no longer subject to the reporting requirements of Section 16 with respect to the Issuer's securities.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the closing of the business combination between Nebula Acquisition Corporation (the "Issuer") and Open Lending, LLC, the Reporting Person exchanged his Class B common stock, par value $0.0001 per share, of the Issuer for common stock, par value $0.01 per share, of the combined company, Open Lending Corporation. The Reporting Person is no longer subject to the reporting requirements of Section 16 with respect to the Issuer's securities.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
July 01, 2026 Filed Jul 1, 2026 22:23 UTC	Bank of Marin Bancorp BMRC · Entity 5591	OtherCommon Stock	849	$28.94	$24,570.06	Disclosure SEC source: 0001373766-26-000004 · form4-07012026_100717.xml · nonDerivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 18,853 F1 · kind: Shares received in payment of Director fee Read SEC document
January 02, 2026 Filed Jan 5, 2026 18:20 UTC	Bank of Marin Bancorp BMRC · Entity 5591	OtherCommon Stock	925	$25.79	$23,855.75	Disclosure SEC source: 0001373766-26-000002 · form4-01052026_060154.xml · nonDerivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 18,004 F1 · kind: Shares received in payment of Director fee Read SEC document
July 01, 2025 Filed Jul 2, 2025 18:05 UTC	Bank of Marin Bancorp BMRC · Entity 5591	OtherCommon Stock	992	$24.05	$23,857.60	Disclosure SEC source: 0001415889-25-018932 · form4-07022025_060749.xml · nonDerivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 17,079 F1 · kind: Shares received in payment of Director fee Read SEC document
January 02, 2025 Filed Jan 2, 2025 22:59 UTC	Bank of Marin Bancorp BMRC · Entity 5591	OtherCommon Stock	985	$23.51	$23,157.35	Disclosure SEC source: 0001415889-25-000175 · form4-01022025_100129.xml · nonDerivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 16,087 F1 · kind: Shares received in payment of Director fee Read SEC document
October 11, 2024 Filed Oct 11, 2024 23:58 UTC	MITEK SYSTEMS INC MITK · Entity 5119	Exercise / conversionStock Option (Right to Buy) · Derivative	40,000	$0.00 Strike: $2.66	$0.00	Disclosure SEC source: 0000807863-24-000110 · wk-form4_1728691129.xml · derivative · entry 2 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Sock · 40,000 shares Expires 2024-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
October 11, 2024 Filed Oct 11, 2024 23:58 UTC	MITEK SYSTEMS INC MITK · Entity 5119	Exercise / conversionCommon Stock	40,000	$2.66	$106,400.00	Disclosure SEC source: 0000807863-24-000110 · wk-form4_1728691129.xml · nonDerivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 237,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
September 10, 2024 Filed Sep 12, 2024 20:13 UTC	MITEK SYSTEMS INC MITK · Entity 5119	GrantCommon Stock	20,988	$8.10	$170,002.80	Disclosure SEC source: 0000807863-24-000092 · wk-form4_1726171988.xml · nonDerivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 197,545 F1 · shares: Represents restricted stock units granted on September 10, 2024. This award is the annual equity grant that the Issuer makes to its non-employee directors in connection with its annual meeting of stockholders, which had been significantly delayed for this past fiscal year. Shares subject to the award vest at the earlier of the date of the next Annual Shareholders Meeting or one year after the date of grant. Read SEC document
July 01, 2024 Filed Jul 2, 2024 21:20 UTC	Bank of Marin Bancorp BMRC · Entity 5591	OtherCommon Stock	1,407	$16.46	$23,159.22	Disclosure SEC source: 0001415889-24-018968 · form4-07022024_090744.xml · nonDerivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 15,102 F1 · kind: Shares received in payment of Director fee Read SEC document
May 31, 2024 Filed Jun 4, 2024 22:08 UTC	ACI WORLDWIDE, INC. ACIW · Entity 3881	SaleCommon Stock	10,000	$35.52	$355,210.00	Disclosure SEC source: 0001952333-24-000040 · edgardoc.xml · nonDerivative · entry 2 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,912 F1 · price: Upon request, the reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document
May 21, 2024 Filed Jun 4, 2024 22:08 UTC	ACI WORLDWIDE, INC. ACIW · Entity 3881	SaleCommon Stock	5,000	$36.74	$183,700.00	Disclosure SEC source: 0001952333-24-000040 · edgardoc.xml · nonDerivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,912 F1 · price: Upon request, the reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document
January 02, 2024 Filed Jan 3, 2024 18:27 UTC	Bank of Marin Bancorp BMRC · Entity 5591	OtherCommon Stock	1,027	$21.90	$22,491.30	Disclosure SEC source: 0001415889-24-000213 · form4-01032024_060117.xml · nonDerivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 13,695 F1 · kind: Shares received in payment of Director fee Read SEC document
November 02, 2023 Filed Nov 6, 2023 21:55 UTC	MITEK SYSTEMS INC MITK · Entity 5119	GrantCommon Stock	14,098	$10.64	$150,002.72	Disclosure SEC source: 0000807863-23-000124 · wk-form4_1699307700.xml · nonDerivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 176,557 F1 · shares: Represents restricted stock units granted on November 2, 2023. This award is the annual equity grant that the Issuer makes to its non-employee directors in connection with its annual meeting of stockholders, which had been significantly delayed for this past fiscal year. Shares subject to the award vest on the date of the next Annual Shareholders Meeting. Read SEC document
July 03, 2023 Filed Jul 3, 2023 22:37 UTC	Bank of Marin Bancorp BMRC · Entity 5591	OtherCommon Stock	1,250	$18.00	$22,500.00	Disclosure SEC source: 0001209191-23-040695 · doc4.xml · nonDerivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 12,668 F1 · kind: Shares received in payment of Director fee Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:39 UTC	ACI WORLDWIDE, INC. ACIW · Entity 3881	GrantCommon Stock	10,994	$0.00	$0.00	Disclosure SEC source: 0001952333-23-000038 · edgardoc.xml · nonDerivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,912 F1 · shares: Represents shares of restricted stock units awarded pursuant to the Company's 2020 Equity and Performance Incentive Plan, as amended. The restricted shares vest on the earlier to occur of (i) anniversary of the date of grant, (ii) the day immediately prior to the date of the Company's next annual meeting of the stockholders, or (iii) a change in control of the Company. Read SEC document
January 03, 2023 Filed Jan 5, 2023 17:20 UTC	Bank of Marin Bancorp BMRC · Entity 5591	OtherStock Options (Right to Buy) · Derivative	2,317	$32.54 Strike: $32.54	$75,395.18	Disclosure SEC source: 0001209191-23-001624 · doc4.xml · derivative · entry 2 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,317 Underlying: Common Stock · 2,317 shares Expires 2033-01-03 F1 · kind: Option issued in payment of Director fee Read SEC document
August 09, 2022 Filed Aug 11, 2022 20:33 UTC	ACI WORLDWIDE, INC. ACIW · Entity 3881	GrantCommon Stock	9,667	$0.00	$0.00	Disclosure SEC source: 0001269847-22-000018 · edgardoc.xml · nonDerivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,918 F1 · shares: Represents shares of restricted stock awarded on August 9, 2022 pursuant to the Company's 2020 Equity and Performance Incentive Plan. The restricted shares shall vest, and the restricted period for such restricted shares shall expire, (i) on the earlier to occur of the date which is one year following the date of grant or the day immediately prior to the date of the next annual meeting of the stockholders of the Company occurring following the date of grant, or (ii) a change in control of the Company. Read SEC document
July 05, 2022 Filed Jul 6, 2022 17:07 UTC	Bank of Marin Bancorp BMRC · Entity 5591	OtherCommon Stock	515	$31.78	$16,366.70	Disclosure SEC source: 0001209191-22-040983 · doc4.xml · nonDerivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 11,418 F1 · kind: Purchase pursuant to the shareholder approved Bank of Marin Bancorp 2020 Director Stock Plan. Per the terms of the plan, the purchase price is the fair market value of the Company's stock on the ending date of the Offering Period, June 30, 2022. Read SEC document
July 01, 2022 Filed Jul 6, 2022 17:07 UTC	Bank of Marin Bancorp BMRC · Entity 5591	OtherStock Options (Right to Buy) · Derivative	2,410	$32.55 Strike: $32.55	$78,445.50	Disclosure SEC source: 0001209191-22-040983 · doc4.xml · derivative · entry 2 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,410 Underlying: Common Stock · 2,410 shares Expires 2032-07-01 F2 · kind: Option issued in payment of Director fee Read SEC document
March 02, 2022 Filed Mar 4, 2022 01:32 UTC	MITEK SYSTEMS INC MITK · Entity 5119	GrantCommon Stock	10,068	$0.00	$0.00	Disclosure SEC source: 0000807863-22-000032 · wf-form4_164635751988494.xml · nonDerivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,459 F1 · shares: Represents restricted stock units granted on March 2, 2022. Shares subject to the award vest on the first anniversary of the grant date. Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:20 UTC	Bank of Marin Bancorp BMRC · Entity 5591	OtherCommon Stock	515	$37.35	$19,235.25	Disclosure SEC source: 0001209191-22-001667 · doc4.xml · nonDerivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 10,903 F1 · kind: Shares received in payment of Director fee Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:44 UTC	Bank of Marin Bancorp BMRC · Entity 5591	OtherStock Options (Right to Buy) · Derivative	2,479	$32.41 Strike: $32.41	$80,344.39	Disclosure SEC source: 0001209191-21-045005 · doc4.xml · derivative · entry 2 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,479 Underlying: Common Stock · 2,479 shares Expires 2031-07-01 F2 · balance_after: Option issued in payment of Director fee Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:44 UTC	Bank of Marin Bancorp BMRC · Entity 5591	OtherCommon Stock	515	$31.90	$16,428.50	Disclosure SEC source: 0001209191-21-045005 · doc4.xml · nonDerivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 10,388 F1 · kind: Purchase pursuant to the shareholder approved Bank of Marin Bancorp 2020 Director Stock Plan. Per the terms of the plan, the purchase price is the fair market value of the Company's stock on the ending date of the Offering Period, June 30, 2021. Read SEC document
June 02, 2021 Filed Jun 4, 2021 21:22 UTC	ACI WORLDWIDE, INC. ACIW · Entity 3881	GrantCommon Stock	6,440	$0.00	$0.00	Disclosure SEC source: 0001269847-21-000026 · edgardoc.xml · nonDerivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,251 F1 · shares: Represents shares of restricted stock awarded on June 2, 2021 pursuant to the Company's 2020 Equity and Performance Incentive Plan. The restricted shares shall vest, and the restricted period for such restricted shares shall expire, (i) on the earlier to occur of the date which is one year following the date of grant or the day immediately prior to the date of the next annual meeting of the stockholders of the Company occurring following the date of grant, or (ii) a change in control of the Company. Read SEC document
April 22, 2021 Filed Apr 22, 2021 22:51 UTC	Bank of Marin Bancorp BMRC · Entity 5591	PurchaseCommon Stock	5,000	$35.76	$178,788.00	Disclosure SEC source: 0001209191-21-028001 · doc4.xml · nonDerivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 9,873 Read SEC document
March 03, 2021 Filed Mar 19, 2021 22:28 UTC	MITEK SYSTEMS INC MITK · Entity 5119	GrantCommon Stock	7,862	$0.00	$0.00	Disclosure SEC source: 0000807863-21-000026 · wf-form4_161619290277028.xml · nonDerivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,391 F1 · shares: Represents restricted stock units granted on March 3, 2021. Shares subject to the award vest on the first anniversary of the grant date. Read SEC document
January 04, 2021 Filed Jan 6, 2021 18:09 UTC	Bank of Marin Bancorp BMRC · Entity 5591	OtherCommon Stock	519	$34.34	$17,822.46	Disclosure SEC source: 0001209191-21-001841 · doc4.xml · nonDerivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 4,873 F1 · kind: Purchase pursuant to the shareholder approved Bank of Marin Bancorp 2020 Director Stock Plan. Per the terms of the plan, the purchase price is the fair market value of the Company's stock on the ending date of the Offering Period, December 31, 2020. Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:54 UTC	MITEK SYSTEMS INC MITK · Entity 5119	GrantCommon Stock	2,836	$0.00	$0.00	Disclosure SEC source: 0000807863-20-000111 · wf-form4_160573647012010.xml · nonDerivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,529 F1 · shares: Represents restricted stock units granted on November 16, 2020. Shares subject to the award vest on March 3, 2021. Currently, the Company provides its outside directors with $125,000 in annual equity compensation which generally is granted in November of each year. This year, in order to better align each Director's equity compensation with their annual term of service, the Company will make a pro-rata equity grant of $37,000, which is intended to compensate each director for the period beginning November 16, 2020 and ending March 3, 2021 (the anticipated date of our annual stockholder meeting date). Following the annual stockholder meeting, the Company will then resume it's normal equity granting practice, with the vesting term to commence upon election to the board at such meeting and ending upon the next year's annual meeting date. Read SEC document
July 07, 2020 Filed Jul 8, 2020 00:26 UTC	Bank of Marin Bancorp BMRC · Entity 5591	OtherCommon Stock	373	$33.33	$12,432.09	Disclosure SEC source: 0001209191-20-041618 · doc4.xml · nonDerivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 4,354 F1 · kind: Purchase pursuant to the shareholder approved Bank of Marin Bancorp 2020 Director Stock Plan. Per the terms of the plan, the purchase price is the fair market value of the Company's stock on the ending date of the Offering Period, June 30, 2020. Read SEC document
June 10, 2020 Filed Jun 12, 2020 22:25 UTC	Nebula Acquisition Corp NEBU · Entity 148493	Disposition to issuerClass B Common Stock · Derivative	25,000	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-20-016411 · doc4.xml · derivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: In connection with the closing of the business combination between Nebula Acquisition Corporation (the "Issuer") and Open Lending, LLC, the Reporting Person exchanged his Class B common stock, par value $0.0001 per share, of the Issuer for common stock, par value $0.01 per share, of the combined company, Open Lending Corporation. The Reporting Person is no longer subject to the reporting requirements of Section 16 with respect to the Issuer's securities. F1 · price: In connection with the closing of the business combination between Nebula Acquisition Corporation (the "Issuer") and Open Lending, LLC, the Reporting Person exchanged his Class B common stock, par value $0.0001 per share, of the Issuer for common stock, par value $0.01 per share, of the combined company, Open Lending Corporation. The Reporting Person is no longer subject to the reporting requirements of Section 16 with respect to the Issuer's securities. F1 · derivative.exercise_date: In connection with the closing of the business combination between Nebula Acquisition Corporation (the "Issuer") and Open Lending, LLC, the Reporting Person exchanged his Class B common stock, par value $0.0001 per share, of the Issuer for common stock, par value $0.01 per share, of the combined company, Open Lending Corporation. The Reporting Person is no longer subject to the reporting requirements of Section 16 with respect to the Issuer's securities. F1 · derivative.expiration_date: In connection with the closing of the business combination between Nebula Acquisition Corporation (the "Issuer") and Open Lending, LLC, the Reporting Person exchanged his Class B common stock, par value $0.0001 per share, of the Issuer for common stock, par value $0.01 per share, of the combined company, Open Lending Corporation. The Reporting Person is no longer subject to the reporting requirements of Section 16 with respect to the Issuer's securities. Read SEC document
June 09, 2020 Filed Jun 11, 2020 21:17 UTC	ACI WORLDWIDE, INC. ACIW · Entity 3881	GrantCommon Stock	8,837	$0.00	$0.00	Disclosure SEC source: 0001269847-20-000032 · edgardoc.xml · nonDerivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,811 F1 · shares: Represents shares of restricted stock awarded on June 9, 2020 pursuant to the Company's 2020 Equity and Performance Incentive Plan. The restricted shares shall vest and the restricted period for such restricted shares shall expire on the earlier to occur of (i) the date which is one year following the date of grant and (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company occurring following the date of grant. Read SEC document
January 23, 2020 Filed Jan 24, 2020 00:36 UTC	Bank of Marin Bancorp BMRC · Entity 5591	Exercise / conversionStock Options (Right to buy) · Derivative	2,000	$0.00 Strike: $23.77	$0.00	Disclosure SEC source: 0001209191-20-004750 · doc4.xml · derivative · entry 2 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,430 Underlying: Common Stock · 3,430 shares Expires 2026-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Exercisable 33% per year beginning on first anniversary date of grant Read SEC document
January 23, 2020 Filed Jan 24, 2020 00:36 UTC	Bank of Marin Bancorp BMRC · Entity 5591	Exercise / conversionCommon Stock	2,000	$23.77	$47,530.00	Disclosure SEC source: 0001209191-20-004750 · doc4.xml · nonDerivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,981 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:48 UTC	Bank of Marin Bancorp BMRC · Entity 5591	OtherCommon Stock	400	$45.02	$18,008.00	Disclosure SEC source: 0001209191-20-002053 · doc4.xml · nonDerivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,981 F1 · kind: Purchase pursuant to the shareholder approved Bank of Marin Bancorp 2010 Director Stock Plan. Per the terms of the plan, the purchase price is the fair market value of the Company's stock on the ending date of the Offering Period, December 31, 2019. Read SEC document
November 18, 2019 Filed Jan 13, 2020 23:59 UTC	Bank of Marin Bancorp BMRC · Entity 5591	SaleCommon Stock	5,000	$45.27	$226,336.00	Disclosure SEC source: 0001209191-20-003226 · doc5.xml · nonDerivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,581 Read SEC document
November 15, 2019 Filed Nov 18, 2019 23:12 UTC	MITEK SYSTEMS INC MITK · Entity 5119	GrantCommon Stock	17,386	$0.00	$0.00	Disclosure SEC source: 0000807863-19-000066 · wf-form4_157411870687488.xml · nonDerivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,693 F1 · shares: Represents restricted stock units granted on November 15, 2019. Shares subject to the award vest on the first anniversary of the grant date. Read SEC document
July 01, 2019 Filed Jul 2, 2019 19:30 UTC	Bank of Marin Bancorp BMRC · Entity 5591	OtherCommon Stock	392	$41.02	$16,079.84	Disclosure SEC source: 0001209191-19-040152 · doc4.xml · nonDerivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,581 F1 · kind: Purchase pursuant to the shareholder approved Bank of Marin Bancorp 2010 Director Stock Plan. Per the terms of the plan, the purchase price is the fair market value of the Company's stock on the ending date of the Offering Period, June 30, 2019. Read SEC document
June 11, 2019 Filed Jun 13, 2019 20:39 UTC	ACI WORLDWIDE, INC. ACIW · Entity 3881	GrantCommon Stock	7,573	$0.00	$0.00	Disclosure SEC source: 0001269847-19-000012 · edgardoc.xml · nonDerivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,974 F1 · shares: Represents shares of restricted stock awarded on June 11, 2019 pursuant to the Company's 2016 Equity and Performance Incentive Plan. The restricted shares shall vest and the restricted period for such restricted shares shall expire on the earlier to occur of (i) the date which is one year following the date of grant and (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company occurring following the date of grant. Read SEC document
January 07, 2019 Filed Jan 9, 2019 23:15 UTC	Bank of Marin Bancorp BMRC · Entity 5591	OtherCommon Stock	199	$41.24	$8,206.76	Disclosure SEC source: 0001209191-19-003146 · doc4.xml · nonDerivative · entry 2 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,189 F2 · kind: Purchase pursuant to the shareholder approved Bank of Marin Bancorp 2010 Director Stock Plan. Per the terms of the plan, the purchase price is the fair market value of the Company's stock on the ending date of the Offering Period, December 31, 2018. Read SEC document
November 27, 2018 Filed Jan 9, 2019 23:15 UTC	Bank of Marin Bancorp BMRC · Entity 5591	OtherCommon Stock	2,995	$0.00	$0.00	Disclosure SEC source: 0001209191-19-003146 · doc4.xml · nonDerivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,990 F1 · kind: On November 27, 2018, the common stock of Bank of Marin Bancorp split 2-for-1, resulting in the reporting person's ownership of 2,995 additional shares of common stock. Read SEC document
November 13, 2018 Filed Nov 14, 2018 21:07 UTC	MITEK SYSTEMS INC MITK · Entity 5119	GrantCommon Stock	13,172	$0.00	$0.00	Disclosure SEC source: 0000807863-18-000082 · wf-form4_154222960778380.xml · nonDerivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,307 F1 · shares: Represents restricted stock units granted on November 13, 2018. Shares subject to the award vest on the first anniversary of the grant date. Read SEC document
August 31, 2018 Filed Sep 5, 2018 20:25 UTC	MITEK SYSTEMS INC MITK · Entity 5119	PurchaseCommon Stock	20,000	$7.17	$143,482.00	Disclosure SEC source: 0000807863-18-000051 · wf-form4_153617910662343.xml · nonDerivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,135 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.1241 - $7.2241, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document
July 02, 2018 Filed Jul 3, 2018 21:32 UTC	Bank of Marin Bancorp BMRC · Entity 5591	OtherCommon Stock	239	$80.85	$19,323.15	Disclosure SEC source: 0001209191-18-041243 · doc4.xml · nonDerivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,995 F1 · kind: Purchase pursuant to the shareholder approved Bank of Marin Bancorp 2010 Director Stock Plan. Per the terms of the plan, the purchase price is the fair market value of the Company's stock on the ending date of the Offering Period, June 30, 2018. Read SEC document
June 12, 2018 Filed Jun 14, 2018 20:03 UTC	ACI WORLDWIDE, INC. ACIW · Entity 3881	GrantCommon Stock	9,720	$0.00	$0.00	Disclosure SEC source: 0001269847-18-000021 · edgardoc.xml · nonDerivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,401 F1 · shares: Represents shares of restricted stock awarded on June 12, 2018 pursuant to the Company's 2016 Equity and Performance Incentive Plan. The restricted shares shall vest and the restricted period for such restricted shares shall expire on the earlier to occur of (i) the date which is one year following the date of grant and (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company occurring following the date of grant. Read SEC document
January 05, 2018 Filed Jan 5, 2018 21:41 UTC	Bank of Marin Bancorp BMRC · Entity 5591	OtherCommon Stock	260	$68.00	$17,680.00	Disclosure SEC source: 0001209191-18-002475 · doc4.xml · nonDerivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,756 F1 · kind: Purchase pursuant to the shareholder approved Bank of Marin Bancorp 2010 Director Stock Plan. Per the terms of the plan, the purchase price is the fair market value of the Company's stock on the ending date of the Offering Period, June 30, 2017. Read SEC document
November 15, 2017 Filed Nov 17, 2017 23:35 UTC	MITEK SYSTEMS INC MITK · Entity 5119	GrantCommon Stock	14,535	$0.00	$0.00	Disclosure SEC source: 0000807863-17-000070 · wf-form4_151096173719832.xml · nonDerivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,135 F1 · shares: Represents restricted stock units granted on November 15, 2017. Shares subject to the award vest on the first anniversary of the grant date. Read SEC document
July 18, 2017 Filed Jul 19, 2017 00:01 UTC	Bank of Marin Bancorp BMRC · Entity 5591	OtherCommon Stock	216	$61.55	$13,294.80	Disclosure SEC source: 0001209191-17-045608 · doc4.xml · nonDerivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,496 F1 · kind: Purchase pursuant to the shareholder approved Bank of Marin Bancorp 2010 Director Stock Plan. Per the terms of the plan, the purchase price is the fair market value of the Company's stock on the ending date of the Offering Period, June 30, 2017. Read SEC document
July 06, 2017 Filed Jul 6, 2017 16:15 UTC	CardConnect Corp. CCN · Entity 174495	Disposition to issuerCommon Stock	317,390	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-17-007231 · f4070617ftventures_card.xml · nonDerivative · entry 3 FTVentures Management III, L.L.C. · CIK 0001526863 · 10% owner FTVentures III LP · CIK 0001386293 · 10% owner FTVentures III N LP · CIK 0001386205 · 10% owner FTVentures III TLP · CIK 0001386206 · 10% owner Bernstein Bradford E · CIK 0001373735 · 10% owner HAYNES DAVID · CIK 0001127903 · 10% owner HURET ROBERT A · CIK 0001204659 · 10% owner HALE JAMES C III · CIK 0001373766 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By FTVentures III-T, L:P. Disclosed balance after: 0 F1 · price: On May 29, 2017, the Issuer agreed to be acquired by First Data Corporation, a Delaware corporation ("First Data"), for $15.00 per share of common stock in cash. All shares of common stock validly tendered and not withdrawn were accepted for payment, including those shares tendered by the Reporting Persons. On July 6, 2017, payment in consideration for the validly tendered common stock was made to the Reporting Persons by First Data. As a result, the Reporting Persons no longer beneficially own any common stock. Read SEC document
July 06, 2017 Filed Jul 6, 2017 16:15 UTC	CardConnect Corp. CCN · Entity 174495	Disposition to issuerCommon Stock	528,983	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-17-007231 · f4070617ftventures_card.xml · nonDerivative · entry 2 FTVentures Management III, L.L.C. · CIK 0001526863 · 10% owner FTVentures III LP · CIK 0001386293 · 10% owner FTVentures III N LP · CIK 0001386205 · 10% owner FTVentures III TLP · CIK 0001386206 · 10% owner Bernstein Bradford E · CIK 0001373735 · 10% owner HAYNES DAVID · CIK 0001127903 · 10% owner HURET ROBERT A · CIK 0001204659 · 10% owner HALE JAMES C III · CIK 0001373766 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By FTVentures III-N, L:P. Disclosed balance after: 0 F1 · price: On May 29, 2017, the Issuer agreed to be acquired by First Data Corporation, a Delaware corporation ("First Data"), for $15.00 per share of common stock in cash. All shares of common stock validly tendered and not withdrawn were accepted for payment, including those shares tendered by the Reporting Persons. On July 6, 2017, payment in consideration for the validly tendered common stock was made to the Reporting Persons by First Data. As a result, the Reporting Persons no longer beneficially own any common stock. Read SEC document
July 06, 2017 Filed Jul 6, 2017 16:15 UTC	CardConnect Corp. CCN · Entity 174495	Disposition to issuerCommon Stock	9,756,030	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-17-007231 · f4070617ftventures_card.xml · nonDerivative · entry 1 FTVentures Management III, L.L.C. · CIK 0001526863 · 10% owner FTVentures III LP · CIK 0001386293 · 10% owner FTVentures III N LP · CIK 0001386205 · 10% owner FTVentures III TLP · CIK 0001386206 · 10% owner Bernstein Bradford E · CIK 0001373735 · 10% owner HAYNES DAVID · CIK 0001127903 · 10% owner HURET ROBERT A · CIK 0001204659 · 10% owner HALE JAMES C III · CIK 0001373766 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By FTVentures III, L:P. Disclosed balance after: 0 F1 · price: On May 29, 2017, the Issuer agreed to be acquired by First Data Corporation, a Delaware corporation ("First Data"), for $15.00 per share of common stock in cash. All shares of common stock validly tendered and not withdrawn were accepted for payment, including those shares tendered by the Reporting Persons. On July 6, 2017, payment in consideration for the validly tendered common stock was made to the Reporting Persons by First Data. As a result, the Reporting Persons no longer beneficially own any common stock. Read SEC document
June 14, 2017 Filed Jun 16, 2017 20:28 UTC	ACI WORLDWIDE, INC. ACIW · Entity 3881	GrantCommon Stock	11,067	$0.00	$0.00	Disclosure SEC source: 0001269847-17-000026 · edgardoc.xml · nonDerivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,681 F1 · shares: Represents shares of restricted stock awarded on June 14, 2017 pursuant to the Company's 2016 Equity and Performance Incentive Plan. The restricted shares shall vest and the restricted period for such restricted shares shall expire on the earlier to occur of (i) the date which is one year following the date of grant and (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company occurring following the date of grant. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.