Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANK OF HAWAII CORPBOH · Entity 4241 | Director | November 20, 2019 | November 23, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANK OF HAWAII CORP
Report date November 20, 2019 · Filed November 23, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Direc. Deferred Comp. Plan - BOHC FundSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 12,196 |
Reported balance
After 2019-11-20 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-11-20 · Other · Disposed 1,009 · Balance 12,196 F1: Each share of phantom stock is the economic equivalent of one share of the issuer's common stock, which may be transferred by the reporting person following a six-month holding period into an alternative investment available under the Directors' Deferred Compensation Plan. F2: Securities reported were acquired with reinvested dividends pursuant to Bank of Hawaii Corporation's Dividend Reinvestment and Stock Purchase Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of phantom stock is the economic equivalent of one share of the issuer's common stock, which may be transferred by the reporting person following a six-month holding period into an alternative investment available under the Directors' Deferred Compensation Plan.
F2: Securities reported were acquired with reinvested dividends pursuant to Bank of Hawaii Corporation's Dividend Reinvestment and Stock Purchase Plan.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CardConnect Corp.
Report date July 06, 2017 · Filed July 06, 2017
Jointly reported with FTVentures Management III, L.L.C., FTVentures III LP, FTVentures III N LP, FTVentures III TLP, Bernstein Bradford E, HAYNES DAVID, HALE JAMES C III
Section 16 reporting ended · disclosed 2017-07-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy FTVentures III, L:P. | 0 |
Reported balance
After 2017-07-06 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-07-06 · Disposition to issuer · Disposed 9,756,030 · Balance 0 F1: On May 29, 2017, the Issuer agreed to be acquired by First Data Corporation, a Delaware corporation ("First Data"), for $15.00 per share of common stock in cash. All shares of common stock validly tendered and not withdrawn were accepted for payment, including those shares tendered by the Reporting Persons. On July 6, 2017, payment in consideration for the validly tendered common stock was made to the Reporting Persons by First Data. As a result, the Reporting Persons no longer beneficially own any common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy FTVentures III-N, L:P. | 0 |
Reported balance
After 2017-07-06 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2017-07-06 · Disposition to issuer · Disposed 528,983 · Balance 0 F1: On May 29, 2017, the Issuer agreed to be acquired by First Data Corporation, a Delaware corporation ("First Data"), for $15.00 per share of common stock in cash. All shares of common stock validly tendered and not withdrawn were accepted for payment, including those shares tendered by the Reporting Persons. On July 6, 2017, payment in consideration for the validly tendered common stock was made to the Reporting Persons by First Data. As a result, the Reporting Persons no longer beneficially own any common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy FTVentures III-T, L:P. | 0 |
Reported balance
After 2017-07-06 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2017-07-06 · Disposition to issuer · Disposed 317,390 · Balance 0 F1: On May 29, 2017, the Issuer agreed to be acquired by First Data Corporation, a Delaware corporation ("First Data"), for $15.00 per share of common stock in cash. All shares of common stock validly tendered and not withdrawn were accepted for payment, including those shares tendered by the Reporting Persons. On July 6, 2017, payment in consideration for the validly tendered common stock was made to the Reporting Persons by First Data. As a result, the Reporting Persons no longer beneficially own any common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 29, 2017, the Issuer agreed to be acquired by First Data Corporation, a Delaware corporation ("First Data"), for $15.00 per share of common stock in cash. All shares of common stock validly tendered and not withdrawn were accepted for payment, including those shares tendered by the Reporting Persons. On July 6, 2017, payment in consideration for the validly tendered common stock was made to the Reporting Persons by First Data. As a result, the Reporting Persons no longer beneficially own any common stock.
Financial Engines, Inc.
Report date July 19, 2018 · Filed July 23, 2018
Section 16 reporting ended · disclosed 2018-07-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-07-19 transaction · row 1
1 source rowRow 1 · 2018-07-19 · Disposition to issuer · Disposed 26,290 · Balance 0 F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 29, 2018, by and among Financial Engines, Inc. (the "Company"), Edelman Financial, L.P., (the "Parent"), and Flashdance Merger Sub, Inc. ("Merger Sub"), a copy of which is filed as Exhibit 2.1 to the Company's Form 8-K filed with the SEC on May 2, 2018, pursuant to which the Company became a wholly-owned subsidiary of Parent (the "Merger") on July 19, 2018 (the "Effective Time"). At the Effective Time, each issued and outstanding share of common stock of the Company was cancelled and converted into the right to receive $45.00 in cash, (the "Merger Consideration") without interest and subject to applicable withholding taxes. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-07-19 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-07-19 · Disposition to issuer · Disposed 1,224 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F3: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-07-19 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-07-19 · Disposition to issuer · Disposed 2,517 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F3: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-07-19 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-07-19 · Disposition to issuer · Disposed 2,567 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F3: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-07-19 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-07-19 · Disposition to issuer · Disposed 4,482 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F3: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.42 | Direct | 0 |
Reported balance
After 2018-07-19 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-07-19 · Disposition to issuer · Disposed 50,000 · Balance 0 F4: At the Effective Time, each outstanding option to acquire shares of common stock of the Company became fully vested (to the extent unvested) and was cancelled and converted into the right to receive the product of (1) the excess, if any, of the Merger Consideration over the applicable exercise price of such option, multiplied by (2) the total number of shares of common stock of the Company subject to such option, subject to applicable withholding taxes. Any options that had an exercise price per share that was equal to or greater than the Merger Consideration were cancelled for no consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 29, 2018, by and among Financial Engines, Inc. (the "Company"), Edelman Financial, L.P., (the "Parent"), and Flashdance Merger Sub, Inc. ("Merger Sub"), a copy of which is filed as Exhibit 2.1 to the Company's Form 8-K filed with the SEC on May 2, 2018, pursuant to which the Company became a wholly-owned subsidiary of Parent (the "Merger") on July 19, 2018 (the "Effective Time"). At the Effective Time, each issued and outstanding share of common stock of the Company was cancelled and converted into the right to receive $45.00 in cash, (the "Merger Consideration") without interest and subject to applicable withholding taxes.
F2: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock.
F3: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable.
F4: At the Effective Time, each outstanding option to acquire shares of common stock of the Company became fully vested (to the extent unvested) and was cancelled and converted into the right to receive the product of (1) the excess, if any, of the Merger Consideration over the applicable exercise price of such option, multiplied by (2) the total number of shares of common stock of the Company subject to such option, subject to applicable withholding taxes. Any options that had an exercise price per share that was equal to or greater than the Merger Consideration were cancelled for no consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 20, 2019 Filed Nov 23, 2019 01:21 UTC | BANK OF HAWAII CORP BOH · Entity 4241 | OtherDirec. Deferred Comp. Plan - BOHC Fund · Derivative | 1,009 | $89.14 Strike: $0.00 | $89,942.26 |
DisclosureSEC source: 0001562180-19-005675 · primarydocument.xml · derivative · entry 1 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,196 Underlying: Common Stock · 1,009 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the issuer's common stock, which may be transferred by the reporting person following a six-month holding period into an alternative investment available under the Directors' Deferred Compensation Plan. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of the issuer's common stock, which may be transferred by the reporting person following a six-month holding period into an alternative investment available under the Directors' Deferred Compensation Plan. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of the issuer's common stock, which may be transferred by the reporting person following a six-month holding period into an alternative investment available under the Directors' Deferred Compensation Plan. F2 · balance_after: Securities reported were acquired with reinvested dividends pursuant to Bank of Hawaii Corporation's Dividend Reinvestment and Stock Purchase Plan. Read SEC document |
| September 11, 2019 Filed Sep 12, 2019 19:59 UTC | BANK OF HAWAII CORP BOH · Entity 4241 | OtherDirec. Deferred Comp. Plan - BOHC Fund · Derivative | 991 | $85.76 Strike: $0.00 | $84,988.16 |
DisclosureSEC source: 0001562180-19-004761 · primarydocument.xml · derivative · entry 2 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,050 Underlying: Common Stock · 991 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the issuer's common stock, which may be transferred by the reporting person following a six-month holding period into an alternative investment available under the Directors' Deferred Compensation Plan. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of the issuer's common stock, which may be transferred by the reporting person following a six-month holding period into an alternative investment available under the Directors' Deferred Compensation Plan. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of the issuer's common stock, which may be transferred by the reporting person following a six-month holding period into an alternative investment available under the Directors' Deferred Compensation Plan. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 19:59 UTC | BANK OF HAWAII CORP BOH · Entity 4241 | OtherDirec. Deferred Comp. Plan - BOHC Fund · Derivative | 994 | $84.42 Strike: $0.00 | $83,913.48 |
DisclosureSEC source: 0001562180-19-004761 · primarydocument.xml · derivative · entry 1 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,041 Underlying: Common Stock · 994 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the issuer's common stock, which may be transferred by the reporting person following a six-month holding period into an alternative investment available under the Directors' Deferred Compensation Plan. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of the issuer's common stock, which may be transferred by the reporting person following a six-month holding period into an alternative investment available under the Directors' Deferred Compensation Plan. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of the issuer's common stock, which may be transferred by the reporting person following a six-month holding period into an alternative investment available under the Directors' Deferred Compensation Plan. Read SEC document |
| September 09, 2019 Filed Sep 10, 2019 20:01 UTC | BANK OF HAWAII CORP BOH · Entity 4241 | OtherDirec. Deferred Comp. Plan - BOHC Fund · Derivative | 990 | $83.80 Strike: $0.00 | $82,962.00 |
DisclosureSEC source: 0001562180-19-004712 · primarydocument.xml · derivative · entry 2 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,035 Underlying: Common Stock · 990 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the issuer's common stock, which may be transferred by the reporting person following a six-month holding period into an alternative investment available under the Directors' Deferred Compensation Plan. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of the issuer's common stock, which may be transferred by the reporting person following a six-month holding period into an alternative investment available under the Directors' Deferred Compensation Plan. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of the issuer's common stock, which may be transferred by the reporting person following a six-month holding period into an alternative investment available under the Directors' Deferred Compensation Plan. Read SEC document |
| September 06, 2019 Filed Sep 10, 2019 20:01 UTC | BANK OF HAWAII CORP BOH · Entity 4241 | OtherDirec. Deferred Comp. Plan - BOHC Fund · Derivative | 2,015 | $82.35 Strike: $0.00 | $165,935.25 |
DisclosureSEC source: 0001562180-19-004712 · primarydocument.xml · derivative · entry 1 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,025 Underlying: Common Stock · 2,015 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the issuer's common stock, which may be transferred by the reporting person following a six-month holding period into an alternative investment available under the Directors' Deferred Compensation Plan. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of the issuer's common stock, which may be transferred by the reporting person following a six-month holding period into an alternative investment available under the Directors' Deferred Compensation Plan. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of the issuer's common stock, which may be transferred by the reporting person following a six-month holding period into an alternative investment available under the Directors' Deferred Compensation Plan. Read SEC document |
| September 06, 2019 Filed Sep 25, 2019 19:13 UTC Amendment | BANK OF HAWAII CORP BOH · Entity 4241 | OtherDirec. Deferred Comp. Plan - BOHC Fund · Derivative | 1,997 | $82.35 Strike: $0.00 | $164,452.95 |
DisclosureSEC source: 0001562180-19-004940 · primarydocument.xml · derivative · entry 1 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,043 Underlying: Common Stock · 1,997 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the issuer's common stock, which may be transferred by the reporting person following a six-month holding period into an alternative investment available under the Directors' Deferred Compensation Plan. F2 · shares: The original filing over-reported the number of shares exchanged by the reporting person out of the company stock fund in the Directors' Deferred Compensation Plan by 18 shares. This amended Form 4 is being filed to correct the number of shares in the transaction. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of the issuer's common stock, which may be transferred by the reporting person following a six-month holding period into an alternative investment available under the Directors' Deferred Compensation Plan. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of the issuer's common stock, which may be transferred by the reporting person following a six-month holding period into an alternative investment available under the Directors' Deferred Compensation Plan. Read SEC document |
| August 29, 2019 Filed Aug 30, 2019 21:46 UTC | BANK OF HAWAII CORP BOH · Entity 4241 | OtherDirec. Deferred Comp. Plan - BOHC Fund · Derivative | 997 | $82.18 Strike: $0.00 | $81,933.46 |
DisclosureSEC source: 0001562180-19-004546 · primarydocument.xml · derivative · entry 2 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,040 Underlying: Common Stock · 997 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the issuer's common stock, which may be transferred by the reporting person following a six-month holding period into an alternative investment available under the Directors' Deferred Compensation Plan. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of the issuer's common stock, which may be transferred by the reporting person following a six-month holding period into an alternative investment available under the Directors' Deferred Compensation Plan. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of the issuer's common stock, which may be transferred by the reporting person following a six-month holding period into an alternative investment available under the Directors' Deferred Compensation Plan. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 21:46 UTC | BANK OF HAWAII CORP BOH · Entity 4241 | OtherDirec. Deferred Comp. Plan - BOHC Fund · Derivative | 998 | $81.16 Strike: $0.00 | $80,997.68 |
DisclosureSEC source: 0001562180-19-004546 · primarydocument.xml · derivative · entry 1 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,037 Underlying: Common Stock · 998 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the issuer's common stock, which may be transferred by the reporting person following a six-month holding period into an alternative investment available under the Directors' Deferred Compensation Plan. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of the issuer's common stock, which may be transferred by the reporting person following a six-month holding period into an alternative investment available under the Directors' Deferred Compensation Plan. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of the issuer's common stock, which may be transferred by the reporting person following a six-month holding period into an alternative investment available under the Directors' Deferred Compensation Plan. Read SEC document |
| August 19, 2019 Filed Aug 20, 2019 20:01 UTC | BANK OF HAWAII CORP BOH · Entity 4241 | OtherDirec. Deferred Comp. Plan - BOHC Fund · Derivative | 995 | $83.40 Strike: $0.00 | $82,983.00 |
DisclosureSEC source: 0001562180-19-004403 · primarydocument.xml · derivative · entry 2 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,035 Underlying: Common Stock · 995 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the issuer's common stock, which may be transferred by the reporting person following a six-month holding period into an alternative investment available under the Directors' Deferred Compensation Plan. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of the issuer's common stock, which may be transferred by the reporting person following a six-month holding period into an alternative investment available under the Directors' Deferred Compensation Plan. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of the issuer's common stock, which may be transferred by the reporting person following a six-month holding period into an alternative investment available under the Directors' Deferred Compensation Plan. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 20:01 UTC | BANK OF HAWAII CORP BOH · Entity 4241 | OtherDirec. Deferred Comp. Plan - BOHC Fund · Derivative | 997 | $82.68 Strike: $0.00 | $82,431.96 |
DisclosureSEC source: 0001562180-19-004403 · primarydocument.xml · derivative · entry 1 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,030 Underlying: Common Stock · 997 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the issuer's common stock, which may be transferred by the reporting person following a six-month holding period into an alternative investment available under the Directors' Deferred Compensation Plan. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of the issuer's common stock, which may be transferred by the reporting person following a six-month holding period into an alternative investment available under the Directors' Deferred Compensation Plan. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of the issuer's common stock, which may be transferred by the reporting person following a six-month holding period into an alternative investment available under the Directors' Deferred Compensation Plan. Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 18:35 UTC | BANK OF HAWAII CORP BOH · Entity 4241 | OtherDirec. Deferred Comp. Plan - BOHC Fund · Derivative | 1,000 | $82.99 Strike: $0.00 | $82,990.00 |
DisclosureSEC source: 0001562180-19-004241 · primarydocument.xml · derivative · entry 1 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,027 Underlying: Common Stock · 1,000 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the issuer's common stock, which may be transferred by the reporting person following a six-month holding period into an alternative investment available under the Directors' Deferred Compensation Plan. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of the issuer's common stock, which may be transferred by the reporting person following a six-month holding period into an alternative investment available under the Directors' Deferred Compensation Plan. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of the issuer's common stock, which may be transferred by the reporting person following a six-month holding period into an alternative investment available under the Directors' Deferred Compensation Plan. Read SEC document |
| July 25, 2019 Filed Jul 26, 2019 23:04 UTC | BANK OF HAWAII CORP BOH · Entity 4241 | OtherDirec. Deferred Comp. Plan - BOHC Fund · Derivative | 2,001 | $83.93 Strike: $0.00 | $167,943.93 |
DisclosureSEC source: 0001562180-19-004081 · primarydocument.xml · derivative · entry 1 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,027 Underlying: Common Stock · 2,001 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the issuer's common stock, which may be transferred by the reporting person following a six-month holding period into an alternative investment available under the Directors' Deferred Compensation Plan. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of the issuer's common stock, which may be transferred by the reporting person following a six-month holding period into an alternative investment available under the Directors' Deferred Compensation Plan. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of the issuer's common stock, which may be transferred by the reporting person following a six-month holding period into an alternative investment available under the Directors' Deferred Compensation Plan. F2 · balance_after: Securities reported were acquired with reinvested dividends pursuant to Bank of Hawaii Corporation's Dividend Reinvestment and Stock Purchase Plan. Read SEC document |
| April 26, 2019 Filed Apr 30, 2019 20:13 UTC | BANK OF HAWAII CORP BOH · Entity 4241 | GrantCommon Stock | 786 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-002439 · primarydocument.xml · nonDerivative · entry 1 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,849 Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 21:55 UTC | BANK OF HAWAII CORP BOH · Entity 4241 | GrantDirec. Deferred Comp. Plan - BOHC Fund · Derivative | 180 | $65.88 Strike: $0.00 | $11,858.40 |
DisclosureSEC source: 0001562180-19-000075 · primarydocument.xml · derivative · entry 1 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,641 Underlying: Common Stock · 180 shares Expires not disclosed F1 · derivative.exercise_price: Investment election by reporting person to acquire stock under the Directors' Deferred Compensation Plan at a price equal to the price of derivative security set forth in column 8 (1 for 1). F2 · derivative.exercise_date: Investment election by reporting person to acquire Bank of Hawaii Corporation stock under the Directors' Deferred Compensation Plan. Distributions to be made at termination of service as a director or earlier at director's option. F2 · derivative.expiration_date: Investment election by reporting person to acquire Bank of Hawaii Corporation stock under the Directors' Deferred Compensation Plan. Distributions to be made at termination of service as a director or earlier at director's option. F3 · balance_after: Securities reported were acquired with reinvested dividends pursuant to Bank of Hawaii Corporation's Dividend Reinvestment and Stock Purchase Plan. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 21:14 UTC | BANK OF HAWAII CORP BOH · Entity 4241 | GrantDirec. Deferred Comp. Plan - BOHC Fund · Derivative | 147 | $80.29 Strike: $0.00 | $11,802.04 |
DisclosureSEC source: 0001562180-18-004101 · primarydocument.xml · derivative · entry 1 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,249 Underlying: Common Stock · 147 shares Expires not disclosed F1 · derivative.exercise_price: Investment election by reporting person to acquire stock under the Directors' Deferred Compensation Plan at a price equal to the price of derivative security set forth in column 8 (1 for 1). F2 · derivative.exercise_date: Investment election by reporting person to acquire Bank of Hawaii Corporation stock under the Directors' Deferred Compensation Plan. Distributions to be made at termination of service as a director or earlier at director's option. F2 · derivative.expiration_date: Investment election by reporting person to acquire Bank of Hawaii Corporation stock under the Directors' Deferred Compensation Plan. Distributions to be made at termination of service as a director or earlier at director's option. F3 · balance_after: Securities reported were acquired with reinvested dividends pursuant to Bank of Hawaii Corporation's Dividend Reinvestment and Stock Purchase Plan. Read SEC document |
| July 19, 2018 Filed Jul 23, 2018 14:11 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $23.42 | $0.00 |
DisclosureSEC source: 0001209191-18-043584 · doc4.xml · derivative · entry 6 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires not disclosed F4 · derivative.exercise_date: At the Effective Time, each outstanding option to acquire shares of common stock of the Company became fully vested (to the extent unvested) and was cancelled and converted into the right to receive the product of (1) the excess, if any, of the Merger Consideration over the applicable exercise price of such option, multiplied by (2) the total number of shares of common stock of the Company subject to such option, subject to applicable withholding taxes. Any options that had an exercise price per share that was equal to or greater than the Merger Consideration were cancelled for no consideration. F4 · derivative.expiration_date: At the Effective Time, each outstanding option to acquire shares of common stock of the Company became fully vested (to the extent unvested) and was cancelled and converted into the right to receive the product of (1) the excess, if any, of the Merger Consideration over the applicable exercise price of such option, multiplied by (2) the total number of shares of common stock of the Company subject to such option, subject to applicable withholding taxes. Any options that had an exercise price per share that was equal to or greater than the Merger Consideration were cancelled for no consideration. Read SEC document |
| July 19, 2018 Filed Jul 23, 2018 14:11 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Disposition to issuerRestricted Stock Units · Derivative | 4,482 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-043584 · doc4.xml · derivative · entry 5 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,482 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F3 · derivative.exercise_date: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. F3 · derivative.expiration_date: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. Read SEC document |
| July 19, 2018 Filed Jul 23, 2018 14:11 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Disposition to issuerRestricted Stock Units · Derivative | 2,567 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-043584 · doc4.xml · derivative · entry 4 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,567 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F3 · derivative.exercise_date: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. F3 · derivative.expiration_date: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. Read SEC document |
| July 19, 2018 Filed Jul 23, 2018 14:11 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Disposition to issuerRestricted Stock Units · Derivative | 2,517 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-043584 · doc4.xml · derivative · entry 3 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,517 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F3 · derivative.exercise_date: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. F3 · derivative.expiration_date: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. Read SEC document |
| July 19, 2018 Filed Jul 23, 2018 14:11 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Disposition to issuerRestricted Stock Units · Derivative | 1,224 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-043584 · doc4.xml · derivative · entry 2 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,224 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F3 · derivative.exercise_date: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. F3 · derivative.expiration_date: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. Read SEC document |
| July 19, 2018 Filed Jul 23, 2018 14:11 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Disposition to issuerCommon Stock | 26,290 | $45.00 | $1,183,050.00 |
DisclosureSEC source: 0001209191-18-043584 · doc4.xml · nonDerivative · entry 1 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 29, 2018, by and among Financial Engines, Inc. (the "Company"), Edelman Financial, L.P., (the "Parent"), and Flashdance Merger Sub, Inc. ("Merger Sub"), a copy of which is filed as Exhibit 2.1 to the Company's Form 8-K filed with the SEC on May 2, 2018, pursuant to which the Company became a wholly-owned subsidiary of Parent (the "Merger") on July 19, 2018 (the "Effective Time"). At the Effective Time, each issued and outstanding share of common stock of the Company was cancelled and converted into the right to receive $45.00 in cash, (the "Merger Consideration") without interest and subject to applicable withholding taxes. Read SEC document |
| June 29, 2018 Filed Jul 4, 2018 00:34 UTC | BANK OF HAWAII CORP BOH · Entity 4241 | GrantDirec. Deferred Comp Plan - BOHC Fund · Derivative | 140 | $84.31 Strike: $0.00 | $11,803.68 |
DisclosureSEC source: 0001562180-18-003222 · primarydocument.xml · derivative · entry 1 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,925 Underlying: Common Stock · 140 shares Expires not disclosed F1 · derivative.exercise_price: Investment election by reporting person to acquire stock under the Directors' Deferred Compensation Plan at a price equal to the price of derivative security set forth in column 8 (1 for 1). F2 · derivative.exercise_date: Investment election by reporting person to acquire Bank of Hawaii Corporation stock under the Directors' Deferred Compensation Plan. Distributions to be made at termination of service as a director or earlier at director's option. F2 · derivative.expiration_date: Investment election by reporting person to acquire Bank of Hawaii Corporation stock under the Directors' Deferred Compensation Plan. Distributions to be made at termination of service as a director or earlier at director's option. F3 · balance_after: Securities reported were acquired with reinvested dividends pursuant to Bank of Hawaii Corporation's Dividend Reinvestment and Stock Purchase Plan. Read SEC document |
| May 23, 2018 Filed May 23, 2018 18:59 UTC | Financial Engines, Inc. FNGN · Entity 164820 | GrantRestricted Stock Units · Derivative | 4,482 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-032755 · doc4.xml · derivative · entry 3 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,482 Underlying: Common Stock · 4,482 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F3 · derivative.expiration_date: No expiration date. Read SEC document |
| May 21, 2018 Filed May 23, 2018 18:59 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionRestricted Stock Units · Derivative | 1,255 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-032755 · doc4.xml · derivative · entry 2 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,255 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F2 · derivative.exercise_date: The Restricted Stock units vest in four equal installments annually beginning 5/21/15. F3 · derivative.expiration_date: No expiration date. Read SEC document |
| May 21, 2018 Filed May 23, 2018 18:59 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionCommon Stock | 1,255 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-032755 · doc4.xml · nonDerivative · entry 1 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,290 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2018 Filed May 17, 2018 18:00 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionRestricted Stock Units · Derivative | 2,568 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031131 · doc4.xml · derivative · entry 4 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,567 Underlying: Common Stock · 2,568 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in two annual installments beginning 5/15/18. F3 · derivative.expiration_date: No Expiration date. Read SEC document |
| May 15, 2018 Filed May 17, 2018 18:00 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionRestricted Stock Units · Derivative | 2,517 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031131 · doc4.xml · derivative · entry 3 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,517 Underlying: Common Stock · 2,517 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning 05/15/17. F3 · derivative.expiration_date: No Expiration date. Read SEC document |
| May 15, 2018 Filed May 17, 2018 18:00 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionRestricted Stock Units · Derivative | 1,224 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031131 · doc4.xml · derivative · entry 2 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,444 Underlying: Common Stock · 1,224 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F2 · derivative.exercise_date: The Restricted Stock units vest in four equal installments beginning 5/15/16. F3 · derivative.expiration_date: No Expiration date. Read SEC document |
| May 15, 2018 Filed May 17, 2018 18:00 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionCommon Stock | 6,309 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031131 · doc4.xml · nonDerivative · entry 1 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,035 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2018 Filed May 1, 2018 19:23 UTC | BANK OF HAWAII CORP BOH · Entity 4241 | GrantCommon Stock | 759 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002090 · primarydocument.xml · nonDerivative · entry 1 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,063 Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 22:16 UTC | BANK OF HAWAII CORP BOH · Entity 4241 | GrantDirec. Deferred Comp. Plan - BOHC Fund · Derivative | 95 | $82.12 | $7,801.21 |
DisclosureSEC source: 0001562180-18-001773 · primarydocument.xml · derivative · entry 1 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,619 Underlying: Common Stock · 95 shares Expires not disclosed F1 · derivative.exercise_price: Investment election by reporting person to acquire stock under the Directors' Deferred Compensation Plan at a price equal to the price of derivative security set forth in column 8 (1 for 1). F2 · derivative.exercise_date: Investment election by reporting person to acquire Bank of Hawaii Corporation stock under the Directors' Deferred Compensation Plan. Distributions to be made at termination of service as a director or earlier at director's option. F2 · derivative.expiration_date: Investment election by reporting person to acquire Bank of Hawaii Corporation stock under the Directors' Deferred Compensation Plan. Distributions to be made at termination of service as a director or earlier at director's option. F3 · balance_after: Securities reported were acquired with reinvested dividends pursuant to Bank of Hawaii Corporation's Dividend Reinvestment and Stock Purchase Plan. Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 22:28 UTC | BANK OF HAWAII CORP BOH · Entity 4241 | GrantDirec. Deferred Comp. Plan - BOHC Fund · Derivative | 89 | $87.20 | $7,760.62 |
DisclosureSEC source: 0001562180-18-000086 · primarydocument.xml · derivative · entry 1 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,381 Underlying: Common Stock · 89 shares Expires not disclosed F1 · derivative.exercise_price: Investment election by reporting person to acquire stock under the Directors' Deferred Compensation Plan at a price equal to the price of derivative security set forth in column 8 (1 for 1). F2 · derivative.exercise_date: Investment election by reporting person to acquire Bank of Hawaii Corporation stock under the Directors' Deferred Compensation Plan. Distributions to be made at termination of service as a director or earlier at director's option. F2 · derivative.expiration_date: Investment election by reporting person to acquire Bank of Hawaii Corporation stock under the Directors' Deferred Compensation Plan. Distributions to be made at termination of service as a director or earlier at director's option. F3 · balance_after: Securities reported were acquired with reinvested dividends pursuant to Bank of Hawaii Corporation's Dividend Reinvestment and Stock Purchase Plan. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 19:09 UTC | BANK OF HAWAII CORP BOH · Entity 4241 | GrantDirec Deferred Comp Plan/ BOHC Fund · Derivative | 95 | $82.21 Strike: $0.00 | $7,810.33 |
DisclosureSEC source: 0001562180-17-003147 · primarydocument.xml · derivative · entry 1 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,148 Underlying: Common Stock · 95 shares Expires not disclosed F1 · derivative.exercise_price: Investment election by reporting person to acquire stock under the Directors' Deferred Compensation Plan at a price equal to the price of derivative security set forth in column 8 (1 for 1). F2 · derivative.exercise_date: Investment election by reporting person to acquire Bank of Hawaii Corporation stock under the Directors' Deferred Compensation Plan. Distributions to be made at termination of service as a director or earlier at director's option. F2 · derivative.expiration_date: Investment election by reporting person to acquire Bank of Hawaii Corporation stock under the Directors' Deferred Compensation Plan. Distributions to be made at termination of service as a director or earlier at director's option. F3 · balance_after: Securities reported were acquired with reinvested dividends pursuant to Bank of Hawaii Corporation's Dividend Reinvestment and Stock Purchase Plan. Read SEC document |
| July 06, 2017 Filed Jul 6, 2017 16:15 UTC | CardConnect Corp. CCN · Entity 174495 | Disposition to issuerCommon Stock | 317,390 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-17-007231 · f4070617ftventures_card.xml · nonDerivative · entry 3 FTVentures Management III, L.L.C. · CIK 0001526863 · 10% owner FTVentures III LP · CIK 0001386293 · 10% owner FTVentures III N LP · CIK 0001386205 · 10% owner FTVentures III TLP · CIK 0001386206 · 10% owner Bernstein Bradford E · CIK 0001373735 · 10% owner HAYNES DAVID · CIK 0001127903 · 10% owner HURET ROBERT A · CIK 0001204659 · 10% owner HALE JAMES C III · CIK 0001373766 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By FTVentures III-T, L:P. Disclosed balance after: 0 F1 · price: On May 29, 2017, the Issuer agreed to be acquired by First Data Corporation, a Delaware corporation ("First Data"), for $15.00 per share of common stock in cash. All shares of common stock validly tendered and not withdrawn were accepted for payment, including those shares tendered by the Reporting Persons. On July 6, 2017, payment in consideration for the validly tendered common stock was made to the Reporting Persons by First Data. As a result, the Reporting Persons no longer beneficially own any common stock. Read SEC document |
| July 06, 2017 Filed Jul 6, 2017 16:15 UTC | CardConnect Corp. CCN · Entity 174495 | Disposition to issuerCommon Stock | 528,983 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-17-007231 · f4070617ftventures_card.xml · nonDerivative · entry 2 FTVentures Management III, L.L.C. · CIK 0001526863 · 10% owner FTVentures III LP · CIK 0001386293 · 10% owner FTVentures III N LP · CIK 0001386205 · 10% owner FTVentures III TLP · CIK 0001386206 · 10% owner Bernstein Bradford E · CIK 0001373735 · 10% owner HAYNES DAVID · CIK 0001127903 · 10% owner HURET ROBERT A · CIK 0001204659 · 10% owner HALE JAMES C III · CIK 0001373766 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By FTVentures III-N, L:P. Disclosed balance after: 0 F1 · price: On May 29, 2017, the Issuer agreed to be acquired by First Data Corporation, a Delaware corporation ("First Data"), for $15.00 per share of common stock in cash. All shares of common stock validly tendered and not withdrawn were accepted for payment, including those shares tendered by the Reporting Persons. On July 6, 2017, payment in consideration for the validly tendered common stock was made to the Reporting Persons by First Data. As a result, the Reporting Persons no longer beneficially own any common stock. Read SEC document |
| July 06, 2017 Filed Jul 6, 2017 16:15 UTC | CardConnect Corp. CCN · Entity 174495 | Disposition to issuerCommon Stock | 9,756,030 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-17-007231 · f4070617ftventures_card.xml · nonDerivative · entry 1 FTVentures Management III, L.L.C. · CIK 0001526863 · 10% owner FTVentures III LP · CIK 0001386293 · 10% owner FTVentures III N LP · CIK 0001386205 · 10% owner FTVentures III TLP · CIK 0001386206 · 10% owner Bernstein Bradford E · CIK 0001373735 · 10% owner HAYNES DAVID · CIK 0001127903 · 10% owner HURET ROBERT A · CIK 0001204659 · 10% owner HALE JAMES C III · CIK 0001373766 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By FTVentures III, L:P. Disclosed balance after: 0 F1 · price: On May 29, 2017, the Issuer agreed to be acquired by First Data Corporation, a Delaware corporation ("First Data"), for $15.00 per share of common stock in cash. All shares of common stock validly tendered and not withdrawn were accepted for payment, including those shares tendered by the Reporting Persons. On July 6, 2017, payment in consideration for the validly tendered common stock was made to the Reporting Persons by First Data. As a result, the Reporting Persons no longer beneficially own any common stock. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 22:41 UTC | BANK OF HAWAII CORP BOH · Entity 4241 | GrantDirec. Deferred Comp Plan - BOHC Fund · Derivative | 95 | $81.78 Strike: $0.00 | $7,769.10 |
DisclosureSEC source: 0001562180-17-002428 · primarydocument.xml · derivative · entry 1 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,902 Underlying: Common Stock · 95 shares Expires not disclosed F1 · derivative.exercise_price: Investment election by reporting person to acquire stock under the Directors' Deferred Compensation Plan at a price equal to the price of derivative security set forth in column 8 (1 for 1). F2 · derivative.exercise_date: Investment election by reporting person to acquire Bank of Hawaii Corporation stock under the Directors' Deferred Compensation Plan. Distributions to be made at termination of service as a director or earlier at director's option. F2 · derivative.expiration_date: Investment election by reporting person to acquire Bank of Hawaii Corporation stock under the Directors' Deferred Compensation Plan. Distributions to be made at termination of service as a director or earlier at director's option. F3 · balance_after: Securities reported were acquired with reinvested dividends pursuant to Bank of Hawaii Corporation's Dividend Reinvestment and Stock Purchase Plan. Read SEC document |
| May 24, 2017 Filed May 25, 2017 19:54 UTC | Financial Engines, Inc. FNGN · Entity 164820 | GrantRestricted Stock Units · Derivative | 5,135 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-035612 · doc4.xml · derivative · entry 2 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,135 Underlying: Common Stock · 5,135 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning 5/15/17. F3 · derivative.expiration_date: No Expiration date. Read SEC document |
| May 22, 2017 Filed May 23, 2017 20:14 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034762 · doc4.xml · derivative · entry 4 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F4 · derivative.exercise_date: The Restricted Stock units vest in four equal annual installments beginning 5/22/14. F3 · derivative.expiration_date: No expiration date. Read SEC document |
| May 22, 2017 Filed May 23, 2017 20:14 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034762 · doc4.xml · nonDerivative · entry 2 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,726 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2017 Filed May 23, 2017 20:14 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionRestricted Stock Units · Derivative | 1,255 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034762 · doc4.xml · derivative · entry 3 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,255 Underlying: Common Stock · 1,255 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F2 · derivative.exercise_date: The Restricted Stock units vest in four equal installments annually beginning 5/21/15. F3 · derivative.expiration_date: No expiration date. Read SEC document |
| May 21, 2017 Filed May 23, 2017 20:14 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionCommon Stock | 1,255 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034762 · doc4.xml · nonDerivative · entry 1 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,476 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2017 Filed May 17, 2017 16:47 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionRestricted Stock Units · Derivative | 2,517 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033160 · doc4.xml · derivative · entry 3 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,034 Underlying: Common Stock · 2,517 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning 05/15/17. F3 · derivative.expiration_date: No Expiration date. Read SEC document |
| May 15, 2017 Filed May 17, 2017 16:47 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionRestricted Stock Units · Derivative | 1,223 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033160 · doc4.xml · derivative · entry 2 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,448 Underlying: Common Stock · 1,223 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F2 · derivative.exercise_date: The Restricted Stock units vest in four equal installments beginning 5/15/16. F3 · derivative.expiration_date: No Expiration date. Read SEC document |
| May 15, 2017 Filed May 17, 2017 16:47 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionCommon Stock | 3,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033160 · doc4.xml · nonDerivative · entry 1 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2017 Filed May 2, 2017 20:38 UTC | BANK OF HAWAII CORP BOH · Entity 4241 | GrantCommon Stock | 645 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001649 · primarydocument.xml · nonDerivative · entry 1 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,304 Read SEC document |
| March 31, 2017 Filed Apr 5, 2017 01:29 UTC | BANK OF HAWAII CORP BOH · Entity 4241 | GrantDirec Deferred Comp Plan - BOHC Fund · Derivative | 97 | $80.46 Strike: $0.00 | $7,804.23 |
DisclosureSEC source: 0001562180-17-001459 · primarydocument.xml · derivative · entry 1 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,669 Underlying: Common Stock · 97 shares Expires not disclosed F1 · derivative.exercise_price: Investment election by reporting person to acquire stock under the Directors' Deferred Compensation Plan at a price equal to the price of derivative security set forth in column 8 (1 for 1). F2 · derivative.exercise_date: Investment election by reporting person to acquire Bank of Hawaii Corporation stock under the Directors' Deferred Compensation Plan. Distributions to be made at termination of service as a director or earlier at director's option. F2 · derivative.expiration_date: Investment election by reporting person to acquire Bank of Hawaii Corporation stock under the Directors' Deferred Compensation Plan. Distributions to be made at termination of service as a director or earlier at director's option. F3 · balance_after: Securities reported were acquired with reinvested dividends pursuant to Bank of Hawaii Corporation's Dividend Reinvestment and Stock Purchase Plan. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:40 UTC | BANK OF HAWAII CORP BOH · Entity 4241 | GrantDirec. Deferred Comp / Plan - BOHC Fund · Derivative | 88 | $88.65 Strike: $0.00 | $7,800.85 |
DisclosureSEC source: 0001204659-17-000001 · f4forrh59.xml · derivative · entry 1 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,439 Underlying: Common Stock · 88 shares Expires not disclosed F1 · derivative.exercise_price: Investment election by reporting person to acquire stock under the Directors' Deferred Compensation Plan at a price equal to the price of derivative security set forth in column 8 (1 for 1). F2 · derivative.exercise_date: Investment election by reporting person to acquire Bank of Hawaii Corporation stock under the Directors' Deferred Compensation Plan. Distributions to be made at termination of service as a director or earlier at director's option. F2 · derivative.expiration_date: Investment election by reporting person to acquire Bank of Hawaii Corporation stock under the Directors' Deferred Compensation Plan. Distributions to be made at termination of service as a director or earlier at director's option. F3 · balance_after: Securities reported were acquired with reinvested dividends on a periodic basis pursuant to Bank of Hawaii Corporation's Dividend Reinvestment and Stock Purchase Plan. Read SEC document |
| October 14, 2016 Filed Oct 18, 2016 23:37 UTC | BANK OF HAWAII CORP BOH · Entity 4241 | GrantDirec. Deferred Comp / Plan - BOHC Fund · Derivative | 106 | $73.51 Strike: $0.00 | $7,791.64 |
DisclosureSEC source: 0001204659-16-000012 · f4forrh59.xml · derivative · entry 1 HURET ROBERT A · CIK 0001204659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,230 Underlying: Common Stock · 106 shares Expires not disclosed F1 · derivative.exercise_price: Investment election by reporting person to acquire stock under the Directors' Deferred Compensation Plan at a price equal to the price of derivative security set forth in column 8 (1 for 1). F2 · derivative.exercise_date: Investment election by reporting person to acquire Bank of Hawaii Corporation stock under the Directors' Deferred Compensation Plan. Distributions to be made at termination of service as a director or earlier at director's option. F2 · derivative.expiration_date: Investment election by reporting person to acquire Bank of Hawaii Corporation stock under the Directors' Deferred Compensation Plan. Distributions to be made at termination of service as a director or earlier at director's option. F3 · balance_after: Securities reported were acquired with reinvested dividends on a periodic basis pursuant to Bank of Hawaii Corporation's Dividend Reinvestment and Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.