Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KEYCORP /NEW/KEY · Entity 3220 | Director | May 15, 2025 | May 19, 2025 |
| Snap-on IncSNA · Entity 3268 | Director | February 12, 2026 | February 12, 2026 |
| Voya Financial, Inc.VOYA · Entity 3571 | Director | September 30, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KEYCORP /NEW/
Report date May 15, 2025 · Filed May 19, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred SharesSEC Table II · derivative / convertible security | Direct | 67,068 |
Reported balance
After 2025-05-15 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2025-05-15 · Grant · Acquired 8,798 · Balance 67,068 F4: Each Deferred Share is the economic equivalent of one Common Share. F6: The Deferred Shares were awarded under the Deferred Share Plan. F5: Under the terms of KeyCorp's Amended and Restated Directors' Deferred Share Sub-Plan of the KeyCorp Amended and Restated 2019 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until October 1, 2029. F7: Includes approximately 2,959 dividend-equivalent Deferred Shares accrued between June 2024 and March 2025. |
| Common SharesSEC Table I · non-derivative | Direct | 62,970 |
Reported balance
Holding disclosure · report date 2025-05-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 62,970 |
| Common SharesSEC Table I · non-derivative | IndirectBy Trust | 87,715 |
Reported balance
Holding disclosure · report date 2025-05-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 87,715 F1: These shares are held in a living trust. The reporting person is trustee of the trust. |
| Common SharesSEC Table I · non-derivative | IndirectBy Trust | 5,954 |
Reported balance
Holding disclosure · report date 2025-05-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5,954 F2: These shares are held in a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust. |
| Common SharesSEC Table I · non-derivative | IndirectBy Trust | 4,485 |
Reported balance
Holding disclosure · report date 2025-05-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 4,485 F3: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is trustee of the trust. |
| Common SharesSEC Table I · non-derivative | IndirectBy Trust | 12,900 |
Reported balance
Holding disclosure · report date 2025-05-15 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 12,900 F2: These shares are held in a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held in a living trust. The reporting person is trustee of the trust.
F2: These shares are held in a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust.
F3: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is trustee of the trust.
F4: Each Deferred Share is the economic equivalent of one Common Share.
F5: Under the terms of KeyCorp's Amended and Restated Directors' Deferred Share Sub-Plan of the KeyCorp Amended and Restated 2019 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until October 1, 2029.
F6: The Deferred Shares were awarded under the Deferred Share Plan.
F7: Includes approximately 2,959 dividend-equivalent Deferred Shares accrued between June 2024 and March 2025.
Snap-on Inc
Report date February 12, 2026 · Filed February 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,526.5609 |
Reported balance
After 2026-02-12 transaction · row 1
1 source rowRow 1 · 2026-02-12 · Grant · Acquired 520 · Balance 10,526.5609 F1: Grant of restricted stock from the Company. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 289.7773 |
Reported balance
Holding disclosure · report date 2026-02-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 289.7773 |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 370 |
Reported balance
Holding disclosure · report date 2026-02-12 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 370 |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,064.629 |
Reported balance
Holding disclosure · report date 2026-02-12 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 2,064.629 F2: 1 for 1. F3: Scheduled for issuance in a lump sum after the earliest of July 25, 2029, death or a change of control. F4: Includes 53.918 deferred stock units acquired through exempt dividend reinvestments. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock from the Company.
F2: 1 for 1.
F3: Scheduled for issuance in a lump sum after the earliest of July 25, 2029, death or a change of control.
F4: Includes 53.918 deferred stock units acquired through exempt dividend reinvestments.
Voya Financial, Inc.
Report date September 30, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Fee Plan Issuer Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,061.939 |
Reported balance
After 2026-09-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-30 · Grant · Acquired 88.643 · Balance 6,061.939 F2: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F3: Includes dividend of 29.108 shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 7,162 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 7,162 F1: These shares are held in a trust for the benefit of the reporting person. The reporting person is the trustee of the trust. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 29,595 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 29,595 F4: The stock units will vest based on their respective award agreements. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held in a trust for the benefit of the reporting person. The reporting person is the trustee of the trust.
F2: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.
F3: Includes dividend of 29.108 shares.
F4: The stock units will vest based on their respective award agreements.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2020 Filed Jul 3, 2020 00:24 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionDeferred Shares · Derivative | 7,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001799551-20-000063 · edgar.xml · derivative · entry 7 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,098 Underlying: Common Shares · 7,601 shares Expires 2020-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share. F1 · price: Each Deferred Share is the economic equivalent of one Common Share. F5 · balance_after: Includes approximately 733 dividend-equivalent Deferred Shares accrued in June 2020. Read SEC document |
| July 01, 2020 Filed Jul 3, 2020 00:24 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 7,601 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001799551-20-000063 · edgar.xml · nonDerivative · entry 1 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,512 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Deferred Share is the economic equivalent of one Common Share. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 21:42 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Fee Plan Issuer Stock Units · Derivative | 233.119 | $46.65 | $10,875.00 |
DisclosureSEC source: 0001127602-20-021044 · form4.xml · derivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,807.115 Underlying: Common Stock · 233.119 shares Expires not disclosed F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F3 · balance_after: Includes dividend of 8.512 shares. Read SEC document |
| May 21, 2020 Filed May 22, 2020 20:12 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 3,300 | $42.42 | $139,986.00 |
DisclosureSEC source: 0001127602-20-017743 · form4.xml · derivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,545 Underlying: Common Stock · 3,300 shares Expires not disclosed F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: 100% of the restricted stock units will vest on May 21, 2021. F3 · derivative.expiration_date: 100% of the restricted stock units will vest on May 21, 2021. Read SEC document |
| May 21, 2020 Filed May 26, 2020 22:30 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantDeferred Shares · Derivative | 12,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001799551-20-000053 · edgar.xml · derivative · entry 7 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,966 Underlying: Common Shares · 12,138 shares Expires not disclosed F4 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share. F6 · price: The Deferred Shares were awarded under the Deferred Share Plan. F5 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until January 1, 2027. F5 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until January 1, 2027. F7 · balance_after: Includes approximately 953 dividend-equivalent Deferred Shares accrued between December 2019 and March 2020. Read SEC document |
| April 20, 2020 Filed Apr 22, 2020 20:50 UTC | KEYCORP /NEW/ KEY · Entity 3220 | PurchaseCommon Shares | 4,485 | $11.10 | $49,783.50 |
DisclosureSEC source: 0001799551-20-000041 · edgar.xml · nonDerivative · entry 1 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 53,597 F1 · ownership.nature: These shares are held in a living trust. The reporting person is trustee of the trust. Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 20:08 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Fee Plan Issuer Stock Units · Derivative | 893.958 | $40.55 | $36,250.00 |
DisclosureSEC source: 0001127602-20-012438 · form4.xml · derivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,565.484 Underlying: Common Stock · 893.958 shares Expires not disclosed F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F3 · balance_after: Includes dividend of 6.295 shares. Read SEC document |
| February 13, 2020 Filed Feb 14, 2020 21:53 UTC | Snap-on Inc SNA · Entity 3268 | GrantCommon Stock | 820 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-005692 · form4.xml · nonDerivative · entry 1 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,339.8315 F1 · price: Grant of restricted stock from the Company. F2 · balance_after: Shares previously reported as directly owned were contributed to a grantor retained annuity trust (GRAT), titled the Gillis-McGuinnis Family 2019 Irrevocable Trust, of which the Reporting Person serves as the trustee and annuitant. Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 21:50 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Fee Plan Issuer Stock Units · Derivative | 178.337 | $60.98 | $10,874.99 |
DisclosureSEC source: 0001127602-20-000204 · form4.xml · derivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,665.231 Underlying: Common Stock · 178.337 shares Expires not disclosed F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F3 · balance_after: Includes dividend of 3.677 shares. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:34 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionDeferred Shares · Derivative | 19,911 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-19-000064 · edgar.xml · derivative · entry 5 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,875 Underlying: Common Shares · 19,911 shares Expires 2019-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share. F1 · price: Each Deferred Share is the economic equivalent of one Common Share. F4 · balance_after: Includes approximately 1,181 dividend-equivalent Deferred Shares accrued in June and September 2019. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:34 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 19,911 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-19-000064 · edgar.xml · nonDerivative · entry 1 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,911 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Deferred Share is the economic equivalent of one Common Share. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 20:26 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Fee Plan Issuer Stock Units · Derivative | 199.761 | $54.44 | $10,874.99 |
DisclosureSEC source: 0001127602-19-029710 · form4.xml · derivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,483.217 Underlying: Common Stock · 199.761 shares Expires not disclosed F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F3 · balance_after: Includes dividend of 3.506 shares. Read SEC document |
| June 28, 2019 Filed Jul 1, 2019 20:48 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Fee Plan Issuer Stock Units · Derivative | 196.655 | $55.30 | $10,875.02 |
DisclosureSEC source: 0001127602-19-023245 · form4.xml · derivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,279.95 Underlying: Common Stock · 196.655 shares Expires not disclosed F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F3 · balance_after: Includes dividend of 0.202 shares. Read SEC document |
| May 23, 2019 Filed May 28, 2019 20:49 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantDeferred Shares · Derivative | 7,869 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-19-000044 · edgar.xml · derivative · entry 5 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,606 Underlying: Common Shares · 7,869 shares Expires not disclosed F3 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share. F5 · price: The Deferred Shares were awarded under the Deferred Share Plan. F4 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until October 1, 2022. F4 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until October 1, 2022. F6 · balance_after: Includes approximately 491 dividend-equivalent Deferred Shares accrued in March 2019. Read SEC document |
| May 23, 2019 Filed May 28, 2019 20:45 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 2,653 | $52.76 | $139,972.28 |
DisclosureSEC source: 0001127602-19-020031 · form4.xml · derivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,245 Underlying: Common Stock · 2,653 shares Expires not disclosed F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: 100% of the restricted stock units will vest on May 23, 2020. F3 · derivative.expiration_date: 100% of the restricted stock units will vest on May 23, 2020. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:51 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Fee Plan Issuer Stock Units · Derivative | 217.674 | $49.96 | $10,874.99 |
DisclosureSEC source: 0001127602-19-013827 · form4.xml · derivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,083.093 Underlying: Common Stock · 217.674 shares Expires not disclosed F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F3 · balance_after: Includes dividend of 0.174 shares. Read SEC document |
| March 01, 2019 Filed Mar 1, 2019 21:34 UTC | Voya Financial, Inc. VOYA · Entity 3571 | PurchaseCommon Stock | 926 | $50.60 | $46,852.08 |
DisclosureSEC source: 0001127602-19-009209 · form4.xml · nonDerivative · entry 1 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 7,162 F1 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's husband. The reporting person is the trustee of the trust. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 21:34 UTC | Voya Financial, Inc. VOYA · Entity 3571 | OtherDeferred Fee Plan Issuer Stock Units · Derivative | 926.777 | $50.57 | $46,867.11 |
DisclosureSEC source: 0001127602-19-009209 · form4.xml · derivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 865.245 Underlying: Common Stock · 926.777 shares Expires not disclosed F2 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of common stock and is settled in cash. The stock units become payable in accordance with the terms of the deferred compensation plan. F2 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of common stock and is settled in cash. The stock units become payable in accordance with the terms of the deferred compensation plan. F2 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of common stock and is settled in cash. The stock units become payable in accordance with the terms of the deferred compensation plan. Read SEC document |
| February 14, 2019 Filed Feb 15, 2019 21:59 UTC | Snap-on Inc SNA · Entity 3268 | GrantCommon Stock | 845 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-006370 · form4.xml · nonDerivative · entry 1 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,719.8315 F1 · price: Grant of restricted stock from the Company. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:10 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionDeferred Shares · Derivative | 14,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-19-000005 · edgar.xml · derivative · entry 6 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,245 Underlying: Common Shares · 14,442 shares Expires 2019-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share. F1 · price: Each Deferred Share is the economic equivalent of one Common Share. F5 · balance_after: Includes approximately 719 dividend-equivalent Deferred Shares accrued in December 2018. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:10 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 14,442 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-19-000005 · edgar.xml · nonDerivative · entry 1 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,629 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Deferred Share is the economic equivalent of one Common Share. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 22:33 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Fee Plan Issuer Stock Units · Derivative | 270.927 | $40.14 | $10,875.01 |
DisclosureSEC source: 0001127602-19-000362 · form4.xml · derivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,792.022 Underlying: Common Stock · 270.927 shares Expires not disclosed F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F3 · balance_after: Includes dividend of 0.385 shares. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:03 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionDeferred Shares · Derivative | 6,541 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-18-000078 · edgar.xml · derivative · entry 6 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,969 Underlying: Common Shares · 6,541 shares Expires 2018-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share. F1 · price: Each Deferred Share is the economic equivalent of one Common Share. F5 · balance_after: Includes approximately 1005 dividend-equivalent Deferred Shares accrued between June and September 2018. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:03 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 6,541 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-18-000078 · edgar.xml · nonDerivative · entry 1 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Deferred Share is the economic equivalent of one Common Share. Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 21:49 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Fee Plan Issuer Stock Units · Derivative | 208.939 | $49.67 | $10,378.00 |
DisclosureSEC source: 0001127602-18-028838 · form4.xml · derivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,520.71 Underlying: Common Stock · 208.939 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · balance_after: Includes dividend of 0.265 shares. Read SEC document |
| July 01, 2018 Filed Jul 2, 2018 20:59 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionDeferred Shares · Derivative | 9,646 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-18-000062 · edgar.xml · derivative · entry 6 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 9,646 shares Expires 2018-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Prior to 2014, directors were permitted to defer the payment of directors' fees into the KeyCorp Second Directors' Deferred Compensation Plan ("Deferred Compensation Plan"). The deferred fees were converted to deferred shares, which are the economic equivalent of common shares. These deferred shares are being distributed as common shares pursuant to the terms of the Deferred Compensation Plan. F5 · shares: Includes approximately 207 dividend-equivalent deferred shares accrued under the Deferred Compensation Plan between September 2017 and June 2018. F1 · price: Prior to 2014, directors were permitted to defer the payment of directors' fees into the KeyCorp Second Directors' Deferred Compensation Plan ("Deferred Compensation Plan"). The deferred fees were converted to deferred shares, which are the economic equivalent of common shares. These deferred shares are being distributed as common shares pursuant to the terms of the Deferred Compensation Plan. Read SEC document |
| July 01, 2018 Filed Jul 2, 2018 20:59 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 9,646 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-18-000062 · edgar.xml · nonDerivative · entry 1 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,646 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Prior to 2014, directors were permitted to defer the payment of directors' fees into the KeyCorp Second Directors' Deferred Compensation Plan ("Deferred Compensation Plan"). The deferred fees were converted to deferred shares, which are the economic equivalent of common shares. These deferred shares are being distributed as common shares pursuant to the terms of the Deferred Compensation Plan. Read SEC document |
| June 29, 2018 Filed Jul 2, 2018 20:42 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Fee Plan Issuer Stock Units · Derivative | 199.468 | $47.00 | $9,375.00 |
DisclosureSEC source: 0001127602-18-022270 · form4.xml · derivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,311.506 Underlying: Common Stock · 199.468 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · balance_after: Includes dividend of 0.236 shares. Read SEC document |
| May 30, 2018 Filed May 31, 2018 21:05 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 2,686 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019360 · form4.xml · derivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,592 Underlying: Common Stock · 2,686 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: 100% of the restricted stock units will vest on May 30, 2019. F2 · derivative.expiration_date: 100% of the restricted stock units will vest on May 30, 2019. Read SEC document |
| May 10, 2018 Filed May 14, 2018 20:10 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantDeferred Shares · Derivative | 5,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-18-000043 · edgar.xml · derivative · entry 5 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,505 Underlying: Common Shares · 5,917 shares Expires not disclosed F4 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share. F6 · price: The Deferred Shares were awarded under the Deferred Share Plan. F5 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until July 1, 2021. F5 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until July 1, 2021. F7 · balance_after: Includes approximately 652 dividend-equivalent Deferred Shares accrued since December 2017. Read SEC document |
| April 05, 2018 Filed Apr 5, 2018 21:28 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantCommon Stock | 4,236 | $50.50 | $213,920.12 |
DisclosureSEC source: 0001127602-18-014184 · form4.xml · nonDerivative · entry 1 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 6,236 F1 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's husband. The reporting person is the trustee of the trust. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 21:33 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Fee Plan Issuer Stock Units · Derivative | 185.644 | $50.50 | $9,375.02 |
DisclosureSEC source: 0001127602-18-013390 · form4.xml · derivative · entry 3 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,111.802 Underlying: Common Stock · 185.644 shares Expires not disclosed F3 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F3 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F3 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 21:33 UTC | Voya Financial, Inc. VOYA · Entity 3571 | OtherDeferred Fee Plan Issuer Stock Units · Derivative | 4,236.347 | $50.50 | $213,935.52 |
DisclosureSEC source: 0001127602-18-013390 · form4.xml · derivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 926.158 Underlying: Common Stock · 4,236.347 shares Expires not disclosed F2 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of common stock and is settled in cash. The stock units become payable in accordance with the terms of the deferred compensation plan. F2 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of common stock and is settled in cash. The stock units become payable in accordance with the terms of the deferred compensation plan. F2 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of common stock and is settled in cash. The stock units become payable in accordance with the terms of the deferred compensation plan. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 22:33 UTC | Snap-on Inc SNA · Entity 3268 | GrantCommon Stock | 775 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006736 · form4.xml · nonDerivative · entry 1 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,874.8315 F1 · price: Grant of restricted stock from the Company. Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 21:43 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Fee Plan Issuer Stock Units · Derivative | 189.509 | $49.47 | $9,375.01 |
DisclosureSEC source: 0001127602-18-000144 · form4.xml · derivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,161.474 Underlying: Common Stock · 189.509 shares Expires not disclosed F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F3 · balance_after: Includes dividend of 0.992 shares. Read SEC document |
| November 17, 2017 Filed Nov 17, 2017 21:59 UTC | Snap-on Inc SNA · Entity 3268 | GiftCommon Stock | 265 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-032682 · form4.xml · nonDerivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 265 F1 · price: Shares were gifted to the Alexander R. McGuinnis 2017 Gift Trust, of which the Reporting Person's spouse serves as a trustee and the Reporting Person's adult son is a beneficiary. Read SEC document |
| November 17, 2017 Filed Nov 17, 2017 21:59 UTC | Snap-on Inc SNA · Entity 3268 | GiftCommon Stock | 265 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-032682 · form4.xml · nonDerivative · entry 1 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,099.8315 F1 · price: Shares were gifted to the Alexander R. McGuinnis 2017 Gift Trust, of which the Reporting Person's spouse serves as a trustee and the Reporting Person's adult son is a beneficiary. Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 21:42 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Fee Plan Issuer Stock Units · Derivative | 235.021 | $39.89 | $9,374.99 |
DisclosureSEC source: 0001127602-17-028688 · form4.xml · derivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,970.973 Underlying: Common Stock · 235.021 shares Expires not disclosed F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F3 · balance_after: Includes dividend of 1.191 shares. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 20:30 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionDeferred Shares · Derivative | 11,495 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-17-000090 · edgar.xml · derivative · entry 7 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,936 Underlying: Common Shares · 11,495 shares Expires 2017-09-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. F5 · balance_after: Includes approximately 767 dividend-equivalent Deferred Shares accrued between June and September 2017. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 20:30 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 11,495 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-17-000090 · edgar.xml · nonDerivative · entry 1 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,045 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 21:05 UTC | KEYCORP /NEW/ KEY · Entity 3220 | PurchaseCommon Shares | 2,000 | $17.91 | $35,820.00 |
DisclosureSEC source: 0001294671-17-000087 · edgar.xml · nonDerivative · entry 1 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 5,000 F1 · ownership.nature: These shares are held in a living trust. The reporting person is trustee of the trust. Read SEC document |
| August 04, 2017 Filed Aug 4, 2017 20:45 UTC | Snap-on Inc SNA · Entity 3268 | PurchaseCommon Stock | 165 | $152.51 | $25,164.96 |
DisclosureSEC source: 0001127602-17-025029 · form4.xml · nonDerivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,364.8315 F2 · price: This transaction was executed in multiple trades at prices ranging from $152.1533 to $152.75. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. Read SEC document |
| August 03, 2017 Filed Aug 4, 2017 21:22 UTC | KEYCORP /NEW/ KEY · Entity 3220 | PurchaseCommon Shares | 3,000 | $18.00 | $54,000.00 |
DisclosureSEC source: 0001294671-17-000081 · edgar.xml · nonDerivative · entry 1 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 3,000 F1 · ownership.nature: These shares are held in a living trust. The reporting person is trustee of the trust. Read SEC document |
| August 02, 2017 Filed Aug 4, 2017 20:45 UTC | Snap-on Inc SNA · Entity 3268 | PurchaseCommon Stock | 100 | $152.70 | $15,270.00 |
DisclosureSEC source: 0001127602-17-025029 · form4.xml · nonDerivative · entry 1 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,199.8315 F1 · balance_after: Includes 6.8316 shares acquired under a dividend reinvestment plan. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 23:19 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionDeferred Shares · Derivative | 4,617 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-17-000071 · edgar.xml · derivative · entry 6 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,439 Underlying: Common Shares · 4,617 shares Expires 2017-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Prior to 2014, directors were permitted to defer the payment of directors' fees into the KeyCorp Second Directors' Deferred Compensation Plan ("Deferred Compensation Plan"). The deferred fees were converted to deferred shares, which are the economic equivalent of common shares. These deferred shares are being distributed as common shares pursuant to the terms of the Deferred Compensation Plan. F1 · price: Prior to 2014, directors were permitted to defer the payment of directors' fees into the KeyCorp Second Directors' Deferred Compensation Plan ("Deferred Compensation Plan"). The deferred fees were converted to deferred shares, which are the economic equivalent of common shares. These deferred shares are being distributed as common shares pursuant to the terms of the Deferred Compensation Plan. F4 · balance_after: Includes approximately 298 dividend-equivalent deferred shares accrued under the Deferred Compensation Plan between September 2016 and June 2017. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 23:19 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 4,617 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-17-000071 · edgar.xml · nonDerivative · entry 1 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Prior to 2014, directors were permitted to defer the payment of directors' fees into the KeyCorp Second Directors' Deferred Compensation Plan ("Deferred Compensation Plan"). The deferred fees were converted to deferred shares, which are the economic equivalent of common shares. These deferred shares are being distributed as common shares pursuant to the terms of the Deferred Compensation Plan. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 22:09 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Fee Plan Issuer Stock Units · Derivative | 254.134 | $36.89 | $9,375.00 |
DisclosureSEC source: 0001127602-17-023086 · form4.xml · derivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,734.761 Underlying: Common Stock · 254.134 shares Expires not disclosed F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F3 · balance_after: Includes dividend of 1.200 shares. Read SEC document |
| May 18, 2017 Filed May 22, 2017 20:40 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantDeferred Shares · Derivative | 6,787 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-17-000058 · edgar.xml · derivative · entry 6 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,664 Underlying: Common Shares · 6,787 shares Expires not disclosed F4 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share. F6 · price: The Deferred Shares were awarded under the Deferred Share Plan. F5 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until July 1, 2020. F5 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until July 1, 2020. F7 · balance_after: Includes approximately 309 dividend-equivalent Deferred Shares accrued in March 2017. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 21:53 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Fee Plan Issuer Stock Units · Derivative | 246.97 | $37.96 | $9,374.98 |
DisclosureSEC source: 0001127602-17-013631 · form4.xml · derivative · entry 3 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,479.427 Underlying: Common Stock · 246.97 shares Expires not disclosed F4 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F4 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F4 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 21:53 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 3,029 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-013631 · form4.xml · derivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,906 Underlying: Common Stock · 3,029 shares Expires not disclosed F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: 100% of the restricted stock units will vest on March 31, 2018. F3 · derivative.expiration_date: 100% of the restricted stock units will vest on March 31, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.