Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Archer-Daniels-Midland CoADM · Entity 3077 | Director | October 01, 2019 | October 03, 2019 |
| FLUOR CORPFLR · Entity 3672 | Director · Executive Chairman | March 06, 2022 | March 08, 2022 |
| NUSCALE POWER CorpSMR · Entity 4088 | Director | September 30, 2026 | October 03, 2026 |
| SEMPRASRE · Entity 3017 | Director | April 03, 2023 | April 04, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Archer-Daniels-Midland Co
Report date October 01, 2019 · Filed October 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 43,740.923 |
Reported balance
After 2019-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-10-01 · Grant · Acquired 1,823.93 · Balance 43,740.923 F1: Granted pursuant to Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors. F2: Conversion or exercise price of Derivative Security is 1-for-1. F3: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors, in each case as may be extended pursuant to the terms of the Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Granted pursuant to Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors.
F2: Conversion or exercise price of Derivative Security is 1-for-1.
F3: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors, in each case as may be extended pursuant to the terms of the Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors.
FLUOR CORP
Report date March 06, 2022 · Filed March 08, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 253,407 |
Reported balance
After 2022-03-06 transaction · row 1
1 source rowRow 1 · 2022-03-06 · Tax withholding · Disposed 26,709 · Balance 253,407 F1: In connection with the vesting of 82,902 restricted stock units held by the Reporting Person on 03/06/2022, the Issuer has withheld 26,709 shares of common stock to satisfy the resulting tax withholding obligation. The withholding of these shares occurred automatically upon the vesting of the restricted stock units, and as such, no investment decision was made by the reporting Person in connection with this transfer. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(K) Plan | 990.9217 |
Reported balance
Holding disclosure · report date 2022-03-06 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 990.9217 |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the vesting of 82,902 restricted stock units held by the Reporting Person on 03/06/2022, the Issuer has withheld 26,709 shares of common stock to satisfy the resulting tax withholding obligation. The withholding of these shares occurred automatically upon the vesting of the restricted stock units, and as such, no investment decision was made by the reporting Person in connection with this transfer.
NUSCALE POWER Corp
Report date September 30, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 97,008 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 4,509 · Balance 97,008 F1: In lieu of quarterly cash fees, 4,509 shares of phantom stock were granted on September 30, 2026, to the reporting person. Pursuant to the issuer's Deferred Compensation Plan for Non-Employee Directors, the reporting person elected to defer settlement of the underlying shares of Class A Common Stock. Each share of phantom stock represents the right to receive one share of Class A Common Stock. The phantom stock becomes payable upon the reporting person's separation from service with the issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: In lieu of quarterly cash fees, 4,509 shares of phantom stock were granted on September 30, 2026, to the reporting person. Pursuant to the issuer's Deferred Compensation Plan for Non-Employee Directors, the reporting person elected to defer settlement of the underlying shares of Class A Common Stock. Each share of phantom stock represents the right to receive one share of Class A Common Stock. The phantom stock becomes payable upon the reporting person's separation from service with the issuer.
SEMPRA
Report date April 03, 2023 · Filed April 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom SharesSEC Table II · derivative / convertible security | Direct | 28,434.52 |
Reported balance
After 2023-04-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-04-03 · Grant · Acquired 115.71 · Balance 28,434.52 F1: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2: Conversion of Derivative Security is 1 for 1. F3: Date exercisable is immediate for shares that have vested. F4: Expiration date is Not Applicable. F5: Total includes 730.23 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom shares of Sempra Energy Common Stock acquired as director compensation.
F2: Conversion of Derivative Security is 1 for 1.
F3: Date exercisable is immediate for shares that have vested.
F4: Expiration date is Not Applicable.
F5: Total includes 730.23 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 16, 2019 Filed May 20, 2019 21:32 UTC | FLUOR CORP FLR · Entity 3672 | GrantEmployee Stock Option (Right to Buy) · Derivative | 166,350 | $0.00 Strike: $29.50 | $0.00 |
DisclosureSEC source: 0001209191-19-031476 · doc4.xml · derivative · entry 2 BOECKMANN ALAN L · CIK 0001194751 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,350 Underlying: Common Stock · 166,350 shares Expires 2029-05-16 F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on 05/16/2020. Read SEC document |
| May 16, 2019 Filed May 20, 2019 21:32 UTC | FLUOR CORP FLR · Entity 3672 | GrantCommon Stock | 45,765 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-031476 · doc4.xml · nonDerivative · entry 1 BOECKMANN ALAN L · CIK 0001194751 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,015 F1 · shares: Granted as restricted stock units which vest in three equal annual installments beginning on 05/16/2020. Read SEC document |
| May 09, 2019 Filed May 9, 2019 20:33 UTC | FLUOR CORP FLR · Entity 3672 | PurchaseCommon Stock | 16,000 | $29.81 | $476,960.00 |
DisclosureSEC source: 0001209191-19-028498 · doc4.xml · nonDerivative · entry 1 BOECKMANN ALAN L · CIK 0001194751 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,250 F1 · price: The transaction was executed in multiple trades at prices ranging from $29.69 to $29.89. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 09, 2019 Filed May 10, 2019 21:14 UTC | SEMPRA SRE · Entity 3017 | GrantRestricted Phantom Shares · Derivative | 713.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001228379-19-000056 · edgar.xml · derivative · entry 1 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 713.1 Underlying: Common Stock · 713.1 shares Expires not disclosed F1 · derivative.exercise_price: Each share of restricted phantom stock is the economic equivalent of one share of Sempra Energy Common Stock. F2 · derivative.exercise_date: Shares are subject to forfeiture if service as a director terminates for any reason other than death, disability or removal without cause prior to the 2020 Annual Meeting of Sempra Energy Shareholders. Vested shares plus reinvested dividend equivalents are paid to the director in cash following separation of service. F2 · derivative.expiration_date: Shares are subject to forfeiture if service as a director terminates for any reason other than death, disability or removal without cause prior to the 2020 Annual Meeting of Sempra Energy Shareholders. Vested shares plus reinvested dividend equivalents are paid to the director in cash following separation of service. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 18:51 UTC | Archer-Daniels-Midland Co ADM · Entity 3077 | GrantStock Units · Derivative | 1,745.404 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-006034 · doc4.xml · derivative · entry 1 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,379.057 Underlying: Common Stock · 1,745.404 shares Expires not disclosed F1 · security: Granted pursuant to Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors. F2 · derivative.exercise_price: Conversion or exercise price of Derivative Security is 1-for-1. F3 · derivative.exercise_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors, in each case as may be extended pursuant to the terms of the Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors. F3 · derivative.expiration_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors, in each case as may be extended pursuant to the terms of the Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 21:41 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 264.55 | $126.63 | $33,499.97 |
DisclosureSEC source: 0001228379-19-000038 · edgar.xml · derivative · entry 1 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,776.47 Underlying: Common Stock · 264.55 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. F5 · balance_after: Total includes 865.95 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 13:29 UTC | Archer-Daniels-Midland Co ADM · Entity 3077 | GrantStock Units · Derivative | 304.48 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005250 · doc4.xml · derivative · entry 1 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,633.653 Underlying: Common Stock · 304.48 shares Expires not disclosed F1 · security: Granted pursuant to Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors. F2 · derivative.exercise_price: Conversion or exercise price of Derivative Security is 1-for-1. F3 · derivative.exercise_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors, in each case as may be extended pursuant to the terms of the Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors. F3 · derivative.expiration_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors, in each case as may be extended pursuant to the terms of the Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 20:43 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 313.79 | $106.76 | $33,500.22 |
DisclosureSEC source: 0001228379-19-000001 · edgar.xml · derivative · entry 1 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,368.95 Underlying: Common Stock · 313.79 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. F5 · balance_after: Total includes 859.15 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 19:26 UTC | Archer-Daniels-Midland Co ADM · Entity 3077 | Exercise / conversionStock Units · Derivative | 8,130.457 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000542 · doc4.xml · derivative · entry 4 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,329.173 Underlying: Common Stock · 8,130.457 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Granted pursuant to Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors. F2 · derivative.exercise_price: Conversion or exercise price of Derivative Security is 1-for-1. F3 · derivative.exercise_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors, in each case as may be extended pursuant to the terms of the Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors. F3 · derivative.expiration_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors, in each case as may be extended pursuant to the terms of the Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 19:26 UTC | Archer-Daniels-Midland Co ADM · Entity 3077 | GrantStock Units · Derivative | 1,839.588 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000542 · doc4.xml · derivative · entry 3 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,459.63 Underlying: Common Stock · 1,839.588 shares Expires not disclosed F1 · security: Granted pursuant to Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors. F2 · derivative.exercise_price: Conversion or exercise price of Derivative Security is 1-for-1. F3 · derivative.exercise_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors, in each case as may be extended pursuant to the terms of the Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors. F3 · derivative.expiration_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors, in each case as may be extended pursuant to the terms of the Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 19:26 UTC | Archer-Daniels-Midland Co ADM · Entity 3077 | Disposition to issuerCommon Stock | 8,130.457 | $40.84 | $332,047.86 |
DisclosureSEC source: 0001225208-19-000542 · doc4.xml · nonDerivative · entry 2 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 19:26 UTC | Archer-Daniels-Midland Co ADM · Entity 3077 | Exercise / conversionCommon Stock | 8,130.457 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000542 · doc4.xml · nonDerivative · entry 1 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,130.457 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2018 Filed Dec 17, 2018 21:49 UTC | Archer-Daniels-Midland Co ADM · Entity 3077 | GrantStock Units · Derivative | 325.123 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016723 · doc4.xml · derivative · entry 1 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,620.042 Underlying: Common Stock · 325.123 shares Expires not disclosed F1 · security: Granted pursuant to Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors. F2 · derivative.exercise_price: Conversion or exercise price of Derivative Security is 1-for-1. F3 · derivative.exercise_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors, in each case as may be extended pursuant to the terms of the Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors. F3 · derivative.expiration_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors, in each case as may be extended pursuant to the terms of the Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 22:41 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 179 | $113.83 | $20,375.57 |
DisclosureSEC source: 0001228379-18-000079 · edgar.xml · derivative · entry 1 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,916.91 Underlying: Common Stock · 179 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. F5 · balance_after: Total includes 852.51 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 17:04 UTC | Archer-Daniels-Midland Co ADM · Entity 3077 | GrantStock Units · Derivative | 1,506.601 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-014276 · doc4.xml · derivative · entry 1 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,294.919 Underlying: Common Stock · 1,506.601 shares Expires not disclosed F1 · security: Granted pursuant to Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors. F2 · derivative.exercise_price: Conversion or exercise price of Derivative Security is 1-for-1. F3 · derivative.exercise_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors. F3 · derivative.expiration_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors. Read SEC document |
| September 06, 2018 Filed Sep 6, 2018 21:23 UTC | Archer-Daniels-Midland Co ADM · Entity 3077 | GrantStock Units · Derivative | 278.448 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-013220 · doc4.xml · derivative · entry 1 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,788.318 Underlying: Common Stock · 278.448 shares Expires not disclosed F1 · security: Granted pursuant to Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors. F2 · derivative.exercise_price: Conversion or exercise price of Derivative Security is 1-for-1. F3 · derivative.exercise_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors. F3 · derivative.expiration_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 17:43 UTC | Archer-Daniels-Midland Co ADM · Entity 3077 | GrantStock Units · Derivative | 1,626.192 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-011234 · doc4.xml · derivative · entry 1 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,509.87 Underlying: Common Stock · 1,626.192 shares Expires not disclosed F1 · security: Granted pursuant to Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors. F2 · derivative.exercise_price: Conversion or exercise price of Derivative Security is 1-for-1. F3 · derivative.exercise_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors. F3 · derivative.expiration_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 21:40 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 176.35 | $115.54 | $20,375.48 |
DisclosureSEC source: 0001228379-18-000067 · edgar.xml · derivative · entry 1 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,601.37 Underlying: Common Stock · 176.35 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. F5 · balance_after: Total includes 845.94 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause. Read SEC document |
| June 07, 2018 Filed Jun 11, 2018 19:13 UTC | Archer-Daniels-Midland Co ADM · Entity 3077 | GrantStock Units · Derivative | 296.75 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010462 · doc4.xml · derivative · entry 1 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,883.678 Underlying: Common Stock · 296.75 shares Expires not disclosed F1 · security: Granted pursuant to Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors. F2 · derivative.exercise_price: Conversion or exercise price of Derivative Security is 1-for-1. F3 · derivative.exercise_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors. F3 · derivative.expiration_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors. Read SEC document |
| May 10, 2018 Filed May 11, 2018 22:41 UTC | SEMPRA SRE · Entity 3017 | GrantRestricted Phantom Shares · Derivative | 845.94 | $0.00 | $0.00 |
DisclosureSEC source: 0001228379-18-000052 · edgar.xml · derivative · entry 1 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 845.94 Underlying: Common Stock · 845.94 shares Expires not disclosed F1 · derivative.exercise_price: Each share of restricted phantom stock is the economic equivalent of one share of Sempra Energy Common Stock. F2 · derivative.exercise_date: Shares are subject to forfeiture if service as a director terminates for any reason other than death, disability or removal without cause prior to the 2019 Annual Meeting of Sempra Energy Shareholders. Vested shares plus reinvested dividend equivalents are paid to the director in cash following separation of service. F2 · derivative.expiration_date: Shares are subject to forfeiture if service as a director terminates for any reason other than death, disability or removal without cause prior to the 2019 Annual Meeting of Sempra Energy Shareholders. Vested shares plus reinvested dividend equivalents are paid to the director in cash following separation of service. Read SEC document |
| April 02, 2018 Filed Apr 2, 2018 20:57 UTC | Archer-Daniels-Midland Co ADM · Entity 3077 | GrantStock Units · Derivative | 1,732.702 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-006934 · doc4.xml · derivative · entry 1 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,586.928 Underlying: Common Stock · 1,732.702 shares Expires not disclosed F1 · security: Granted pursuant to Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors. F2 · derivative.exercise_price: Conversion or exercise price of Derivative Security is 1-for-1. F3 · derivative.exercise_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors. F3 · derivative.expiration_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 23:16 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 185.01 | $110.13 | $20,375.15 |
DisclosureSEC source: 0001228379-18-000032 · edgar.xml · derivative · entry 1 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,447.88 Underlying: Common Stock · 185.01 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. F5 · balance_after: Total includes 549.63 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause. Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 21:19 UTC | Archer-Daniels-Midland Co ADM · Entity 3077 | GrantStock Units · Derivative | 282.841 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-006153 · doc4.xml · derivative · entry 1 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,854.226 Underlying: Common Stock · 282.841 shares Expires not disclosed F1 · security: Granted pursuant to Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors. F2 · derivative.exercise_price: Conversion or exercise price of Derivative Security is 1-for-1. F3 · derivative.exercise_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors. F3 · derivative.expiration_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 21:39 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 193.4 | $105.35 | $20,374.69 |
DisclosureSEC source: 0001228379-18-000001 · edgar.xml · derivative · entry 1 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,140.24 Underlying: Common Stock · 193.4 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. F5 · balance_after: Total includes 545.43 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 19:04 UTC | Archer-Daniels-Midland Co ADM · Entity 3077 | Exercise / conversionStock Units · Derivative | 5,766.739 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000564 · doc4.xml · derivative · entry 4 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,571.385 Underlying: Common Stock · 5,766.739 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Granted pursuant to Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors. F2 · derivative.exercise_price: Conversion or exercise price of Derivative Security is 1-for-1. F3 · derivative.exercise_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors. F3 · derivative.expiration_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 19:04 UTC | Archer-Daniels-Midland Co ADM · Entity 3077 | GrantStock Units · Derivative | 1,709.561 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000564 · doc4.xml · derivative · entry 3 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,338.124 Underlying: Common Stock · 1,709.561 shares Expires not disclosed F1 · security: Granted pursuant to Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors. F2 · derivative.exercise_price: Conversion or exercise price of Derivative Security is 1-for-1. F3 · derivative.exercise_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors. F3 · derivative.expiration_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 19:04 UTC | Archer-Daniels-Midland Co ADM · Entity 3077 | Disposition to issuerCommon Stock | 5,766.739 | $40.22 | $231,909.41 |
DisclosureSEC source: 0001225208-18-000564 · doc4.xml · nonDerivative · entry 2 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 19:04 UTC | Archer-Daniels-Midland Co ADM · Entity 3077 | Exercise / conversionCommon Stock | 5,766.739 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000564 · doc4.xml · nonDerivative · entry 1 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,766.739 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 18:37 UTC | Archer-Daniels-Midland Co ADM · Entity 3077 | GrantStock Units · Derivative | 319.108 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018435 · doc4.xml · derivative · entry 1 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,628.563 Underlying: Common Stock · 319.108 shares Expires not disclosed F1 · security: Granted pursuant to Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors. F2 · derivative.exercise_price: Conversion or exercise price of Derivative Security is 1-for-1. F3 · derivative.exercise_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors. F3 · derivative.expiration_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 00:14 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 185.34 | $113.98 | $21,125.05 |
DisclosureSEC source: 0001228379-17-000092 · edgar.xml · derivative · entry 1 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,834.31 Underlying: Common Stock · 185.34 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. F5 · balance_after: Total includes 541.54 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 13:06 UTC | Archer-Daniels-Midland Co ADM · Entity 3077 | GrantStock Units · Derivative | 1,616.316 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-015864 · doc4.xml · derivative · entry 1 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,309.455 Underlying: Common Stock · 1,616.316 shares Expires not disclosed F1 · security: Granted pursuant to Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors. F2 · derivative.exercise_price: Conversion or exercise price of Derivative Security is 1-for-1. F3 · derivative.exercise_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors. F3 · derivative.expiration_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors. Read SEC document |
| September 07, 2017 Filed Sep 11, 2017 22:16 UTC | Archer-Daniels-Midland Co ADM · Entity 3077 | GrantStock Units · Derivative | 296.667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-014862 · doc4.xml · derivative · entry 1 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,693.139 Underlying: Common Stock · 296.667 shares Expires not disclosed F1 · security: Granted pursuant to Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors. F2 · derivative.exercise_price: Conversion or exercise price of Derivative Security is 1-for-1. F3 · derivative.exercise_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors. F3 · derivative.expiration_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 20:15 UTC | Archer-Daniels-Midland Co ADM · Entity 3077 | GrantStock Units · Derivative | 1,669.095 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-012172 · doc4.xml · derivative · entry 1 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,396.472 Underlying: Common Stock · 1,669.095 shares Expires not disclosed F1 · security: Granted pursuant to Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors. F2 · derivative.exercise_price: Conversion or exercise price of Derivative Security is 1-for-1. F3 · derivative.exercise_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors. F3 · derivative.expiration_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 17:55 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 188.31 | $112.18 | $21,124.62 |
DisclosureSEC source: 0001228379-17-000080 · edgar.xml · derivative · entry 1 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,534.73 Underlying: Common Stock · 188.31 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. F5 · balance_after: Total includes 537.59 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 19:51 UTC | Archer-Daniels-Midland Co ADM · Entity 3077 | GrantStock Units · Derivative | 285.611 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-011109 · doc4.xml · derivative · entry 1 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,727.377 Underlying: Common Stock · 285.611 shares Expires not disclosed F1 · security: Granted pursuant to Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors. F2 · derivative.exercise_price: Conversion or exercise price of Derivative Security is 1-for-1. F3 · derivative.exercise_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors. F3 · derivative.expiration_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors. Read SEC document |
| May 12, 2017 Filed May 15, 2017 20:40 UTC | SEMPRA SRE · Entity 3017 | GrantRestricted Phantom Shares · Derivative | 537.59 | $0.00 | $0.00 |
DisclosureSEC source: 0001228379-17-000066 · edgar.xml · derivative · entry 1 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 537.59 Underlying: Common Stock · 537.59 shares Expires not disclosed F1 · derivative.exercise_price: Each share of restricted phantom stock is the economic equivalent of one share of Sempra Energy Common Stock. F2 · derivative.exercise_date: Shares are subject to forfeiture if service as a director terminates for any reason other than death, disability or removal without cause prior to the 2018 Annual Meeting of Sempra Energy Shareholders. Vested shares plus reinvested dividend equivalents are paid to the director in cash following separation of service. F2 · derivative.expiration_date: Shares are subject to forfeiture if service as a director terminates for any reason other than death, disability or removal without cause prior to the 2018 Annual Meeting of Sempra Energy Shareholders. Vested shares plus reinvested dividend equivalents are paid to the director in cash following separation of service. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 18:29 UTC | Archer-Daniels-Midland Co ADM · Entity 3077 | GrantStock Units · Derivative | 1,491.485 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007295 · doc4.xml · derivative · entry 1 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,441.766 Underlying: Common Stock · 1,491.485 shares Expires not disclosed F1 · security: Granted pursuant to Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors. F2 · derivative.exercise_price: Conversion or exercise price of Derivative Security is 1-for-1. F3 · derivative.exercise_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors. F3 · derivative.expiration_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 23:29 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 192.29 | $109.86 | $21,124.98 |
DisclosureSEC source: 0001228379-17-000053 · edgar.xml · derivative · entry 1 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,701.51 Underlying: Common Stock · 192.29 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. F5 · balance_after: Total includes 581.62 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 13:03 UTC | Archer-Daniels-Midland Co ADM · Entity 3077 | GrantStock Units · Derivative | 255.902 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-006331 · doc4.xml · derivative · entry 1 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,950.281 Underlying: Common Stock · 255.902 shares Expires not disclosed F1 · security: Granted pursuant to Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors. F2 · derivative.exercise_price: Conversion or exercise price of Derivative Security is 1-for-1. F3 · derivative.exercise_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors. F3 · derivative.expiration_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 20:01 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 208.89 | $101.13 | $21,125.05 |
DisclosureSEC source: 0001228379-17-000007 · edgar.xml · derivative · entry 1 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,405.28 Underlying: Common Stock · 208.89 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. F5 · balance_after: Total includes 577.39 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 20:37 UTC | Archer-Daniels-Midland Co ADM · Entity 3077 | GrantStock Units · Derivative | 1,515.653 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-000656 · doc4.xml · derivative · entry 1 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,694.379 Underlying: Common Stock · 1,515.653 shares Expires not disclosed F1 · security: Granted pursuant to Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors. F2 · derivative.exercise_price: Conversion or exercise price of Derivative Security is 1-for-1. F3 · derivative.exercise_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors. F3 · derivative.expiration_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors. Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 21:39 UTC | Archer-Daniels-Midland Co ADM · Entity 3077 | GrantStock Units · Derivative | 226.85 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042901 · doc4.xml · derivative · entry 1 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,178.726 Underlying: Common Stock · 226.85 shares Expires not disclosed F1 · security: Granted pursuant to Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors. F2 · derivative.exercise_price: Conversion or exercise price of Derivative Security is 1-for-1. F3 · derivative.exercise_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors. F3 · derivative.expiration_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors. Read SEC document |
| November 29, 2016 Filed Nov 29, 2016 23:26 UTC | SEMPRA SRE · Entity 3017 | PurchaseCommon Stock | 898 | $101.80 | $91,416.40 |
DisclosureSEC source: 0001228379-16-000156 · edgar.xml · nonDerivative · entry 2 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 F2 · price: Weighted average of purchase prices. These shares were purchased in multiple transactions at prices ranging from $101.73 to $101.92, inclusive. Information regarding the number of shares purchased at each separate price will be provided upon request by the Staff of the Securities and Exchange Commission, Sempra Energy or any security holder of Sempra Energy. Read SEC document |
| November 29, 2016 Filed Nov 29, 2016 23:26 UTC | SEMPRA SRE · Entity 3017 | PurchaseCommon Stock | 5,102 | $101.47 | $517,699.94 |
DisclosureSEC source: 0001228379-16-000156 · edgar.xml · nonDerivative · entry 1 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,102 F1 · price: Weighted average of purchase prices. These shares were purchased in multiple transactions at prices ranging from $100.73 to $101.68, inclusive. Information regarding the number of shares purchased at each separate price will be provided upon request by the Staff of the Securities and Exchange Commission, Sempra Energy or any security holder of Sempra Energy. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 21:16 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 201.037 | $105.08 | $21,124.97 |
DisclosureSEC source: 0001228379-16-000154 · edgar.xml · derivative · entry 1 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,095.54 Underlying: Common Stock · 201.037 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. F5 · balance_after: Total includes 573.232 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause. Read SEC document |
| October 01, 2016 Filed Oct 3, 2016 21:08 UTC | Archer-Daniels-Midland Co ADM · Entity 3077 | GrantStock Units · Derivative | 1,637.295 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-039840 · doc4.xml · derivative · entry 1 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,951.876 Underlying: Common Stock · 1,637.295 shares Expires not disclosed F1 · security: Granted pursuant to Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors. F2 · derivative.exercise_price: Conversion or exercise price of Derivative Security is 1-for-1. F3 · derivative.exercise_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors. F3 · derivative.expiration_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors. Read SEC document |
| September 07, 2016 Filed Sep 8, 2016 19:14 UTC | Archer-Daniels-Midland Co ADM · Entity 3077 | GrantStock Units · Derivative | 219.578 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-039071 · doc4.xml · derivative · entry 1 BOECKMANN ALAN L · CIK 0001194751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,314.581 Underlying: Common Stock · 219.578 shares Expires not disclosed F1 · security: Granted pursuant to Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors. F2 · derivative.exercise_price: Conversion or exercise price of Derivative Security is 1-for-1. F3 · derivative.exercise_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors. F3 · derivative.expiration_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.