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RATNER JAMES A

Disclosed activity across 3 companies

Tapewire entity
33866
SEC CIK
0001217464

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Hamilton Beach Brands Holding CoHBB · Entity 5625DirectorOctober 01, 2026October 06, 2026
NACCO INDUSTRIES INCNC · Entity 5896Former DirectorOctober 02, 2017October 04, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Hamilton Beach Brands Holding Co

Report date October 01, 2026 · Filed October 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect73,402 Reported balance After 2026-10-01 transaction · row 1
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 1,006 · Balance 73,402

F1: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2: N/A

Filing footnotes · ownership attribution and instrument terms

F1: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2: N/A

NACCO INDUSTRIES INC

Report date October 02, 2017 · Filed October 04, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect14,736 Ending reported balance After 2017-10-02 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2017-10-02 · Grant · Acquired 979 · Balance 13,251

F1: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2: N/A

Row 2 · 2017-10-02 · Grant · Acquired 1,485 · Balance 14,736

F3: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2: N/A

Filing footnotes · ownership attribution and instrument terms

F1: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2: N/A

F3: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Forest City Realty Trust, Inc.

Report date December 07, 2018 · Filed December 07, 2018

Section 16 reporting ended · disclosed 2018-12-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee footnote971,661 Reported balance After 2018-11-01 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2018-11-01 · Gift · Disposed 305,400 · Balance 971,661

F1: James Ratner Revocable Trust dated 12/04/1981. The Trust holds 971,661 shares of Class A Common Stock as follows: 593,300 shares held as a direct limited partner of RMS, Ltd.; and 378,361 shares directly.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2018-12-07 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2018-12-07 · Disposition to issuer · Disposed 971,661 · Balance 0

F19: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F1: James Ratner Revocable Trust dated 12/04/1981. The Trust holds 971,661 shares of Class A Common Stock as follows: 593,300 shares held as a direct limited partner of RMS, Ltd.; and 378,361 shares directly.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2018-12-07 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2018-12-07 · Disposition to issuer · Disposed 95,694 · Balance 0

F19: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F2: Held by spouse at street account with Stifel Nicolaus & Co., Inc.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote47,355 Reported balance After 2018-11-01 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2018-11-01 · Gift · Disposed 20,000 · Balance 47,355

F3: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). The Trust holds 47,355 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2018-12-07 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2018-12-07 · Disposition to issuer · Disposed 47,355 · Balance 0

F19: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F3: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). The Trust holds 47,355 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2018-12-07 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 6 · 2018-12-07 · Disposition to issuer · Disposed 34,090 · Balance 0

F19: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F4: Max Ratner 1986 Family Trust for the Benefit of Daniel Ratner (son) (James Ratner is trustee). Trust holds 34,090 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2018-12-07 transaction · row 7 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 7 · 2018-12-07 · Disposition to issuer · Disposed 76,525 · Balance 0

F19: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F5: Max Ratner 1988 Grandchildren's Trust for the Benefit of Daniel Ratner (adult child of James Ratner) - James Ratner is trustee. James Ratner disclaims any beneficial interest.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2018-12-07 transaction · row 8 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 8 · 2018-12-07 · Disposition to issuer · Disposed 7,850 · Balance 0

F19: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F6: Max Ratner 1986 Family Trust for the benefit of Austin Ratner (son) (James Ratner is Trustee). Trust holds 7,850 shares of Class A Common Stock directly.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2018-12-07 transaction · row 9 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 9 · 2018-12-07 · Disposition to issuer · Disposed 340,908 · Balance 0

F19: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F7: Max Ratner Family 1999 Irrevocable Trust for the benefit of Austin Ratner (son) (James Ratner is Trustee). Trust holds 340,908 shares of Class A Common Stock as follows: 300,000 as a direct, limited partner of RMS, Ltd.; and 40,908 directly.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2018-12-07 transaction · row 10 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 10 · 2018-12-07 · Disposition to issuer · Disposed 340,908 · Balance 0

F19: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F8: Max Ratner Family 1999 Irrevocable Trust for the benefit of Daniel Ratner (son) (James Ratner is Trustee). Trust holds 340, 908 shares of Class A Common Stock as follows: 300, 000 as a direct, limited partner of RMS, Ltd. and 40, 908 directly.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2018-12-07 transaction · row 11 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 11 · 2018-12-07 · Disposition to issuer · Disposed 50,371 · Balance 0

F19: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F9: Daniel G. Ratner (son) 1993 Trust (James A. Ratner is trust advisor). Trust holds 50, 371 shares of Class A Common Stock directly.

Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-12-07 transaction · row 12 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 12 · 2018-12-07 · Disposition to issuer · Disposed 5,969 · Balance 0

F20: At the Effective Time of the Merger, pursuant to the terms of the Merger Agreement, the unvested restricted shares outstanding immediately prior to the Effective Time automatically vested and entitled the holder to receive a cash payment of the Merger Consideration (as defined above), without interest and less any applicable tax withholdings.

F10: 2016 Restricted Stock Grant - 25% vested on 3/23/2017; 25% vested on 3/23/2018; and 50% vest on 3/23/2019.

Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-12-07 transaction · row 13 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 13 · 2018-12-07 · Disposition to issuer · Disposed 5,432 · Balance 0

F20: At the Effective Time of the Merger, pursuant to the terms of the Merger Agreement, the unvested restricted shares outstanding immediately prior to the Effective Time automatically vested and entitled the holder to receive a cash payment of the Merger Consideration (as defined above), without interest and less any applicable tax withholdings.

F11: 2018 Restricted Stock Grant pursuant to Forest City Realty Trust, Inc. 1994 Stock Plan - 100% vest on 6/20/2019.

2009 Stock Option Grant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.80 · Expires 2019-04-21Direct0 Reported balance After 2018-12-07 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2018-12-07 · Disposition to issuer · Disposed 21,797 · Balance 0

F21: At the Effective Time of the Merger, these stock options were cancelled and entitled the holder to receive a cash payment of the product of (a) the difference between Merger Consideration (as defined above) and the per share exercise price of the stock option, multiplied by (b) the number of shares subject to the stock option, without interest and less any applicable tax withholdings.

F12: 2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.

2010 Stock Option Grant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.89 · Expires 2020-04-14Direct0 Reported balance After 2018-12-07 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2018-12-07 · Disposition to issuer · Disposed 36,635 · Balance 0

F21: At the Effective Time of the Merger, these stock options were cancelled and entitled the holder to receive a cash payment of the product of (a) the difference between Merger Consideration (as defined above) and the per share exercise price of the stock option, multiplied by (b) the number of shares subject to the stock option, without interest and less any applicable tax withholdings.

F13: 2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.

2011 Stock Option Grant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.72 · Expires 2021-04-13Direct0 Reported balance After 2018-12-07 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2018-12-07 · Disposition to issuer · Disposed 24,103 · Balance 0

F21: At the Effective Time of the Merger, these stock options were cancelled and entitled the holder to receive a cash payment of the product of (a) the difference between Merger Consideration (as defined above) and the per share exercise price of the stock option, multiplied by (b) the number of shares subject to the stock option, without interest and less any applicable tax withholdings.

F14: 2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.

2012 Stock Option Grant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.74 · Expires 2022-04-11Direct0 Reported balance After 2018-12-07 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2018-12-07 · Disposition to issuer · Disposed 32,477 · Balance 0

F21: At the Effective Time of the Merger, these stock options were cancelled and entitled the holder to receive a cash payment of the product of (a) the difference between Merger Consideration (as defined above) and the per share exercise price of the stock option, multiplied by (b) the number of shares subject to the stock option, without interest and less any applicable tax withholdings.

F15: 2012 Stock Option Grant - 25% exercisable 4/11/2014; 25% exercisable 4/11/2015; and 50% exercisable 4/11/2016.

2013 Stock Option Grant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.60 · Expires 2023-04-08Direct0 Reported balance After 2018-12-07 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2018-12-07 · Disposition to issuer · Disposed 30,384 · Balance 0

F21: At the Effective Time of the Merger, these stock options were cancelled and entitled the holder to receive a cash payment of the product of (a) the difference between Merger Consideration (as defined above) and the per share exercise price of the stock option, multiplied by (b) the number of shares subject to the stock option, without interest and less any applicable tax withholdings.

F16: 2013 Stock Option Grant - 25% exercisable 4/08/2015; 25% exercisable 4/08/2016; and 50% exercisable 4/08/2017.

2014 Stock Option Grant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.73 · Expires 2024-03-28Direct0 Reported balance After 2018-12-07 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2018-12-07 · Disposition to issuer · Disposed 28,745 · Balance 0

F21: At the Effective Time of the Merger, these stock options were cancelled and entitled the holder to receive a cash payment of the product of (a) the difference between Merger Consideration (as defined above) and the per share exercise price of the stock option, multiplied by (b) the number of shares subject to the stock option, without interest and less any applicable tax withholdings.

F17: 2014 Stock Option Grant - 0% exercisable 3/28/2015; 25% exercisable 3/28/2016; 25% exercisable 3/28/2017; and 50% exercisable 3/28/2018.

2016 Performance SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 1988-08-08Direct0 Reported balance After 2018-12-07 transaction · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · 2018-12-07 · Disposition to issuer · Disposed 5,969 · Balance 0

F22: At the Effective Time of the Merger, a pro-rated amount of 1/3, based on holder's service as an executive during 1/3 of the performance period, at 100% of target of the Performance Share Award granted in 2016, automatically vested and entitled the holder to receive a cash payment of the Merger Consideration (as defined above) per vested and awarded Performance Share, without interest and less any applicable tax withholding. The target amounts awarded was based on the Issuer's actual performance through the Effective Time, as reasonably determined in good faith by the compensation committee of the Board of Directors.

F18: Performance Shares Award - granted 3/23/2016 - performance period is from January 1, 2016 to December 31, 2018. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $20.94 per share. There is no fixed expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: James Ratner Revocable Trust dated 12/04/1981. The Trust holds 971,661 shares of Class A Common Stock as follows: 593,300 shares held as a direct limited partner of RMS, Ltd.; and 378,361 shares directly.

F2: Held by spouse at street account with Stifel Nicolaus & Co., Inc.

F3: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). The Trust holds 47,355 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

F4: Max Ratner 1986 Family Trust for the Benefit of Daniel Ratner (son) (James Ratner is trustee). Trust holds 34,090 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

F5: Max Ratner 1988 Grandchildren's Trust for the Benefit of Daniel Ratner (adult child of James Ratner) - James Ratner is trustee. James Ratner disclaims any beneficial interest.

F6: Max Ratner 1986 Family Trust for the benefit of Austin Ratner (son) (James Ratner is Trustee). Trust holds 7,850 shares of Class A Common Stock directly.

F7: Max Ratner Family 1999 Irrevocable Trust for the benefit of Austin Ratner (son) (James Ratner is Trustee). Trust holds 340,908 shares of Class A Common Stock as follows: 300,000 as a direct, limited partner of RMS, Ltd.; and 40,908 directly.

F8: Max Ratner Family 1999 Irrevocable Trust for the benefit of Daniel Ratner (son) (James Ratner is Trustee). Trust holds 340, 908 shares of Class A Common Stock as follows: 300, 000 as a direct, limited partner of RMS, Ltd. and 40, 908 directly.

F9: Daniel G. Ratner (son) 1993 Trust (James A. Ratner is trust advisor). Trust holds 50, 371 shares of Class A Common Stock directly.

F10: 2016 Restricted Stock Grant - 25% vested on 3/23/2017; 25% vested on 3/23/2018; and 50% vest on 3/23/2019.

F11: 2018 Restricted Stock Grant pursuant to Forest City Realty Trust, Inc. 1994 Stock Plan - 100% vest on 6/20/2019.

F12: 2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.

F13: 2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.

F14: 2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.

F15: 2012 Stock Option Grant - 25% exercisable 4/11/2014; 25% exercisable 4/11/2015; and 50% exercisable 4/11/2016.

F16: 2013 Stock Option Grant - 25% exercisable 4/08/2015; 25% exercisable 4/08/2016; and 50% exercisable 4/08/2017.

F17: 2014 Stock Option Grant - 0% exercisable 3/28/2015; 25% exercisable 3/28/2016; 25% exercisable 3/28/2017; and 50% exercisable 3/28/2018.

F18: Performance Shares Award - granted 3/23/2016 - performance period is from January 1, 2016 to December 31, 2018. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $20.94 per share. There is no fixed expiration date.

F19: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F20: At the Effective Time of the Merger, pursuant to the terms of the Merger Agreement, the unvested restricted shares outstanding immediately prior to the Effective Time automatically vested and entitled the holder to receive a cash payment of the Merger Consideration (as defined above), without interest and less any applicable tax withholdings.

F21: At the Effective Time of the Merger, these stock options were cancelled and entitled the holder to receive a cash payment of the product of (a) the difference between Merger Consideration (as defined above) and the per share exercise price of the stock option, multiplied by (b) the number of shares subject to the stock option, without interest and less any applicable tax withholdings.

F22: At the Effective Time of the Merger, a pro-rated amount of 1/3, based on holder's service as an executive during 1/3 of the performance period, at 100% of target of the Performance Share Award granted in 2016, automatically vested and entitled the holder to receive a cash payment of the Merger Consideration (as defined above) per vested and awarded Performance Share, without interest and less any applicable tax withholding. The target amounts awarded was based on the Issuer's actual performance through the Effective Time, as reasonably determined in good faith by the compensation committee of the Board of Directors.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 07, 2018 Filed Dec 7, 2018 21:37 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 Disposition to issuerClass A Common Stock 971,661 Not disclosed Not disclosed
Disclosure

SEC source: 0001217464-18-000008 · edgar.xml · nonDerivative · entry 2

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F19 · kind: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F19 · price: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F1 · ownership.nature: James Ratner Revocable Trust dated 12/04/1981. The Trust holds 971,661 shares of Class A Common Stock as follows: 593,300 shares held as a direct limited partner of RMS, Ltd.; and 378,361 shares directly.

Read SEC document
November 01, 2018 Filed Dec 7, 2018 21:37 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 GiftClass A Common Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001217464-18-000008 · edgar.xml · nonDerivative · entry 4

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 47,355

F3 · ownership.nature: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). The Trust holds 47,355 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

Read SEC document
November 01, 2018 Filed Dec 7, 2018 21:37 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 GiftClass A Common Stock 305,400 $0.00 $0.00
Disclosure

SEC source: 0001217464-18-000008 · edgar.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 971,661

F1 · ownership.nature: James Ratner Revocable Trust dated 12/04/1981. The Trust holds 971,661 shares of Class A Common Stock as follows: 593,300 shares held as a direct limited partner of RMS, Ltd.; and 378,361 shares directly.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 14:30 UTC Hamilton Beach Brands Holding Co HBB · Entity 5625 GrantClass A Common Stock 921 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-028904 · form4.xml · nonDerivative · entry 2

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,126

F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
October 01, 2018 Filed Oct 2, 2018 14:30 UTC Hamilton Beach Brands Holding Co HBB · Entity 5625 GrantClass A Common Stock 891 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-028904 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,205

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
July 02, 2018 Filed Jul 3, 2018 20:15 UTC Hamilton Beach Brands Holding Co HBB · Entity 5625 GrantClass A Common Stock 891 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-022609 · form4.xml · nonDerivative · entry 2

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,314

F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
July 02, 2018 Filed Jul 3, 2018 20:15 UTC Hamilton Beach Brands Holding Co HBB · Entity 5625 GrantClass A Common Stock 863 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-022609 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,423

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
June 20, 2018 Filed Jun 21, 2018 21:53 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 GrantClass A Common Stock 5,432 $0.00 $0.00
Disclosure

SEC source: 0001217464-18-000006 · edgar.xml · nonDerivative · entry 7

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,432

F7 · ownership.direct: 2018 Restricted Stock Grant pursuant to Forest City Realty Trust, Inc. 1994 Stock Plan - 100% vest on 6/20/2019.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 18:47 UTC Hamilton Beach Brands Holding Co HBB · Entity 5625 GrantClass A Common Stock 944 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-013612 · form4.xml · nonDerivative · entry 2

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,560

F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
April 02, 2018 Filed Apr 3, 2018 18:47 UTC Hamilton Beach Brands Holding Co HBB · Entity 5625 GrantClass A Common Stock 913 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-013612 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,616

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
February 15, 2018 Filed Feb 20, 2018 16:22 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 Exercise / conversion2015 Performance Shares · Derivative 3,429 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001217464-18-000004 · edgar.xml · derivative · entry 20

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common · 13,539 shares

Expires 1988-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F20 · derivative.expiration_date: Performance Shares Award - granted 3/26/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $24.62 per share. Shares vested and were approved by the Company's Compensation Committee on 2/15/2018, at 38% of the target shares resulting from the actual performance during the performance period.

F20 · ownership.direct: Performance Shares Award - granted 3/26/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $24.62 per share. Shares vested and were approved by the Company's Compensation Committee on 2/15/2018, at 38% of the target shares resulting from the actual performance during the performance period.

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February 15, 2018 Filed Feb 20, 2018 16:22 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 Exercise / conversionClass A Common Stock 3,429 $0.00 $0.00
Disclosure

SEC source: 0001217464-18-000004 · edgar.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,255,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F20 · price: Performance Shares Award - granted 3/26/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $24.62 per share. Shares vested and were approved by the Company's Compensation Committee on 2/15/2018, at 38% of the target shares resulting from the actual performance during the performance period.

F1 · ownership.nature: James Ratner Revocable Trust dated 12/04/1981. The Trust holds 1,255,854 shares of Class A Common Stock as follows:593,300 shares held as a direct limited partner of RMS, Ltd.; and 662,554 shares directly. The 2015 Performance Share Award vested on 2/15/2018 and a total of 3,429 shares was added to this account.

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January 17, 2018 Filed Jan 18, 2018 20:36 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 SaleClass A Common Stock 810 $23.50 $19,035.00
Disclosure

SEC source: 0001217464-18-000002 · edgar.xml · nonDerivative · entry 5

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 67,355

F3 · kind: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). On 1/16/2018 and 1/17/2018, the Trust sold 15,857 shares and 810 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $23.66 and $23.50 represent weighted average of sales prices ranging from $23.50 to $23.84 per share and from $23.50 to $23.51 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 67,355 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

F3 · price: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). On 1/16/2018 and 1/17/2018, the Trust sold 15,857 shares and 810 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $23.66 and $23.50 represent weighted average of sales prices ranging from $23.50 to $23.84 per share and from $23.50 to $23.51 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 67,355 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

F3 · ownership.nature: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). On 1/16/2018 and 1/17/2018, the Trust sold 15,857 shares and 810 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $23.66 and $23.50 represent weighted average of sales prices ranging from $23.50 to $23.84 per share and from $23.50 to $23.51 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 67,355 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

Read SEC document
January 17, 2018 Filed Jan 18, 2018 20:36 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 SaleClass A Common Stock 2,634 $23.50 $61,899.00
Disclosure

SEC source: 0001217464-18-000002 · edgar.xml · nonDerivative · entry 2

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,252,425

F1 · kind: James Ratner Revocable Trust dated 12/04/1981. On 1/16/2018 and 1/17/2018, the Trust sold 51,533 shares and 2,634 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $23.66 and $23.50 represent weighted average of sales prices ranging from $23.50 to $23.84 per share and from $23.50 to $23.51 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 1,252,425 shares of Class A Common Stock as follows:593,300 shares held as a direct limited partner of RMS, Ltd.; and 659,125 shares directly.

F1 · price: James Ratner Revocable Trust dated 12/04/1981. On 1/16/2018 and 1/17/2018, the Trust sold 51,533 shares and 2,634 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $23.66 and $23.50 represent weighted average of sales prices ranging from $23.50 to $23.84 per share and from $23.50 to $23.51 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 1,252,425 shares of Class A Common Stock as follows:593,300 shares held as a direct limited partner of RMS, Ltd.; and 659,125 shares directly.

F1 · ownership.nature: James Ratner Revocable Trust dated 12/04/1981. On 1/16/2018 and 1/17/2018, the Trust sold 51,533 shares and 2,634 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $23.66 and $23.50 represent weighted average of sales prices ranging from $23.50 to $23.84 per share and from $23.50 to $23.51 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 1,252,425 shares of Class A Common Stock as follows:593,300 shares held as a direct limited partner of RMS, Ltd.; and 659,125 shares directly.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 20:36 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 SaleClass A Common Stock 15,857 $23.66 $375,176.62
Disclosure

SEC source: 0001217464-18-000002 · edgar.xml · nonDerivative · entry 4

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 68,165

F3 · kind: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). On 1/16/2018 and 1/17/2018, the Trust sold 15,857 shares and 810 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $23.66 and $23.50 represent weighted average of sales prices ranging from $23.50 to $23.84 per share and from $23.50 to $23.51 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 67,355 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

F3 · price: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). On 1/16/2018 and 1/17/2018, the Trust sold 15,857 shares and 810 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $23.66 and $23.50 represent weighted average of sales prices ranging from $23.50 to $23.84 per share and from $23.50 to $23.51 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 67,355 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

F3 · ownership.nature: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). On 1/16/2018 and 1/17/2018, the Trust sold 15,857 shares and 810 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $23.66 and $23.50 represent weighted average of sales prices ranging from $23.50 to $23.84 per share and from $23.50 to $23.51 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 67,355 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 20:36 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 SaleClass A Common Stock 51,533 $23.66 $1,219,270.78
Disclosure

SEC source: 0001217464-18-000002 · edgar.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,255,059

F1 · kind: James Ratner Revocable Trust dated 12/04/1981. On 1/16/2018 and 1/17/2018, the Trust sold 51,533 shares and 2,634 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $23.66 and $23.50 represent weighted average of sales prices ranging from $23.50 to $23.84 per share and from $23.50 to $23.51 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 1,252,425 shares of Class A Common Stock as follows:593,300 shares held as a direct limited partner of RMS, Ltd.; and 659,125 shares directly.

F1 · price: James Ratner Revocable Trust dated 12/04/1981. On 1/16/2018 and 1/17/2018, the Trust sold 51,533 shares and 2,634 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $23.66 and $23.50 represent weighted average of sales prices ranging from $23.50 to $23.84 per share and from $23.50 to $23.51 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 1,252,425 shares of Class A Common Stock as follows:593,300 shares held as a direct limited partner of RMS, Ltd.; and 659,125 shares directly.

F1 · ownership.nature: James Ratner Revocable Trust dated 12/04/1981. On 1/16/2018 and 1/17/2018, the Trust sold 51,533 shares and 2,634 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $23.66 and $23.50 represent weighted average of sales prices ranging from $23.50 to $23.84 per share and from $23.50 to $23.51 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 1,252,425 shares of Class A Common Stock as follows:593,300 shares held as a direct limited partner of RMS, Ltd.; and 659,125 shares directly.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 02:35 UTC Hamilton Beach Brands Holding Co HBB · Entity 5625 GrantClass A Common Stock 704 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-000922 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,976

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
January 02, 2018 Filed Jan 4, 2018 19:41 UTC Hamilton Beach Brands Holding Co HBB · Entity 5625 GrantClass A Common Stock 727 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001031 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,703

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
December 20, 2017 Filed Dec 20, 2017 23:09 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 SaleClass A Common Stock 1,913 $23.77 $45,472.01
Disclosure

SEC source: 0001217464-17-000012 · edgar.xml · nonDerivative · entry 7

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 84,022

F3 · kind: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). On 12/18/17, 12/19 /17 and 12/20/17, the Trust sold 9,050 shares, 5,704 shares and 1,913 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $24.43, $24.10 and $23.77 represent weighted average of sales prices ranging from $24.33 to $24.65 per share, from $24.03 to $24.28 per share, and from $23.59 to $24.07 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 84,022 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

F3 · price: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). On 12/18/17, 12/19 /17 and 12/20/17, the Trust sold 9,050 shares, 5,704 shares and 1,913 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $24.43, $24.10 and $23.77 represent weighted average of sales prices ranging from $24.33 to $24.65 per share, from $24.03 to $24.28 per share, and from $23.59 to $24.07 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 84,022 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

F3 · ownership.nature: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). On 12/18/17, 12/19 /17 and 12/20/17, the Trust sold 9,050 shares, 5,704 shares and 1,913 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $24.43, $24.10 and $23.77 represent weighted average of sales prices ranging from $24.33 to $24.65 per share, from $24.03 to $24.28 per share, and from $23.59 to $24.07 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 84,022 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

Read SEC document
December 20, 2017 Filed Dec 20, 2017 23:09 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 SaleClass A Common Stock 6,214 $23.77 $147,706.78
Disclosure

SEC source: 0001217464-17-000012 · edgar.xml · nonDerivative · entry 3

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,306,592

F1 · kind: James Ratner Revocable Trust dated 12/04/1981. On 12/18/17, 12/19 /2017 and 12/20/17 the Trust sold 29,414 shares, 18,539 and 6,214 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $24.43, $24.10 and $23.77 represent weighted average of sales prices ranging from $24.33 to $24.65 per share, from $24.03 to $24.28 per share, and from $23.59 to $24.07 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 1,306,592 shares of Class A Common Stock as follows:593,300 shares held as a direct limited partner of RMS, Ltd.; and 713,292 shares directly.

F1 · price: James Ratner Revocable Trust dated 12/04/1981. On 12/18/17, 12/19 /2017 and 12/20/17 the Trust sold 29,414 shares, 18,539 and 6,214 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $24.43, $24.10 and $23.77 represent weighted average of sales prices ranging from $24.33 to $24.65 per share, from $24.03 to $24.28 per share, and from $23.59 to $24.07 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 1,306,592 shares of Class A Common Stock as follows:593,300 shares held as a direct limited partner of RMS, Ltd.; and 713,292 shares directly.

F1 · ownership.nature: James Ratner Revocable Trust dated 12/04/1981. On 12/18/17, 12/19 /2017 and 12/20/17 the Trust sold 29,414 shares, 18,539 and 6,214 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $24.43, $24.10 and $23.77 represent weighted average of sales prices ranging from $24.33 to $24.65 per share, from $24.03 to $24.28 per share, and from $23.59 to $24.07 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 1,306,592 shares of Class A Common Stock as follows:593,300 shares held as a direct limited partner of RMS, Ltd.; and 713,292 shares directly.

Read SEC document
December 19, 2017 Filed Dec 20, 2017 23:09 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 SaleClass A Common Stock 5,704 $24.10 $137,466.40
Disclosure

SEC source: 0001217464-17-000012 · edgar.xml · nonDerivative · entry 6

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 85,935

F3 · kind: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). On 12/18/17, 12/19 /17 and 12/20/17, the Trust sold 9,050 shares, 5,704 shares and 1,913 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $24.43, $24.10 and $23.77 represent weighted average of sales prices ranging from $24.33 to $24.65 per share, from $24.03 to $24.28 per share, and from $23.59 to $24.07 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 84,022 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

F3 · price: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). On 12/18/17, 12/19 /17 and 12/20/17, the Trust sold 9,050 shares, 5,704 shares and 1,913 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $24.43, $24.10 and $23.77 represent weighted average of sales prices ranging from $24.33 to $24.65 per share, from $24.03 to $24.28 per share, and from $23.59 to $24.07 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 84,022 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

F3 · ownership.nature: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). On 12/18/17, 12/19 /17 and 12/20/17, the Trust sold 9,050 shares, 5,704 shares and 1,913 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $24.43, $24.10 and $23.77 represent weighted average of sales prices ranging from $24.33 to $24.65 per share, from $24.03 to $24.28 per share, and from $23.59 to $24.07 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 84,022 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

Read SEC document
December 19, 2017 Filed Dec 20, 2017 23:09 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 SaleClass A Common Stock 18,539 $24.10 $446,789.90
Disclosure

SEC source: 0001217464-17-000012 · edgar.xml · nonDerivative · entry 2

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,312,806

F1 · kind: James Ratner Revocable Trust dated 12/04/1981. On 12/18/17, 12/19 /2017 and 12/20/17 the Trust sold 29,414 shares, 18,539 and 6,214 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $24.43, $24.10 and $23.77 represent weighted average of sales prices ranging from $24.33 to $24.65 per share, from $24.03 to $24.28 per share, and from $23.59 to $24.07 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 1,306,592 shares of Class A Common Stock as follows:593,300 shares held as a direct limited partner of RMS, Ltd.; and 713,292 shares directly.

F1 · price: James Ratner Revocable Trust dated 12/04/1981. On 12/18/17, 12/19 /2017 and 12/20/17 the Trust sold 29,414 shares, 18,539 and 6,214 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $24.43, $24.10 and $23.77 represent weighted average of sales prices ranging from $24.33 to $24.65 per share, from $24.03 to $24.28 per share, and from $23.59 to $24.07 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 1,306,592 shares of Class A Common Stock as follows:593,300 shares held as a direct limited partner of RMS, Ltd.; and 713,292 shares directly.

F1 · ownership.nature: James Ratner Revocable Trust dated 12/04/1981. On 12/18/17, 12/19 /2017 and 12/20/17 the Trust sold 29,414 shares, 18,539 and 6,214 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $24.43, $24.10 and $23.77 represent weighted average of sales prices ranging from $24.33 to $24.65 per share, from $24.03 to $24.28 per share, and from $23.59 to $24.07 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 1,306,592 shares of Class A Common Stock as follows:593,300 shares held as a direct limited partner of RMS, Ltd.; and 713,292 shares directly.

Read SEC document
December 18, 2017 Filed Dec 20, 2017 23:09 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 SaleClass A Common Stock 9,050 $24.43 $221,091.50
Disclosure

SEC source: 0001217464-17-000012 · edgar.xml · nonDerivative · entry 5

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 91,639

F3 · kind: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). On 12/18/17, 12/19 /17 and 12/20/17, the Trust sold 9,050 shares, 5,704 shares and 1,913 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $24.43, $24.10 and $23.77 represent weighted average of sales prices ranging from $24.33 to $24.65 per share, from $24.03 to $24.28 per share, and from $23.59 to $24.07 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 84,022 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

F3 · price: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). On 12/18/17, 12/19 /17 and 12/20/17, the Trust sold 9,050 shares, 5,704 shares and 1,913 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $24.43, $24.10 and $23.77 represent weighted average of sales prices ranging from $24.33 to $24.65 per share, from $24.03 to $24.28 per share, and from $23.59 to $24.07 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 84,022 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

F3 · ownership.nature: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). On 12/18/17, 12/19 /17 and 12/20/17, the Trust sold 9,050 shares, 5,704 shares and 1,913 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $24.43, $24.10 and $23.77 represent weighted average of sales prices ranging from $24.33 to $24.65 per share, from $24.03 to $24.28 per share, and from $23.59 to $24.07 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 84,022 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

Read SEC document
December 18, 2017 Filed Dec 20, 2017 23:09 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 SaleClass A Common Stock 29,414 $24.43 $718,584.02
Disclosure

SEC source: 0001217464-17-000012 · edgar.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,331,345

F1 · kind: James Ratner Revocable Trust dated 12/04/1981. On 12/18/17, 12/19 /2017 and 12/20/17 the Trust sold 29,414 shares, 18,539 and 6,214 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $24.43, $24.10 and $23.77 represent weighted average of sales prices ranging from $24.33 to $24.65 per share, from $24.03 to $24.28 per share, and from $23.59 to $24.07 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 1,306,592 shares of Class A Common Stock as follows:593,300 shares held as a direct limited partner of RMS, Ltd.; and 713,292 shares directly.

F1 · price: James Ratner Revocable Trust dated 12/04/1981. On 12/18/17, 12/19 /2017 and 12/20/17 the Trust sold 29,414 shares, 18,539 and 6,214 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $24.43, $24.10 and $23.77 represent weighted average of sales prices ranging from $24.33 to $24.65 per share, from $24.03 to $24.28 per share, and from $23.59 to $24.07 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 1,306,592 shares of Class A Common Stock as follows:593,300 shares held as a direct limited partner of RMS, Ltd.; and 713,292 shares directly.

F1 · ownership.nature: James Ratner Revocable Trust dated 12/04/1981. On 12/18/17, 12/19 /2017 and 12/20/17 the Trust sold 29,414 shares, 18,539 and 6,214 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $24.43, $24.10 and $23.77 represent weighted average of sales prices ranging from $24.33 to $24.65 per share, from $24.03 to $24.28 per share, and from $23.59 to $24.07 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 1,306,592 shares of Class A Common Stock as follows:593,300 shares held as a direct limited partner of RMS, Ltd.; and 713,292 shares directly.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 21:27 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 SaleClass A Common Stock 7,778 $25.02 $194,605.56
Disclosure

SEC source: 0001217464-17-000010 · edgar.xml · nonDerivative · entry 5

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 100,689

F3 · kind: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). On 11/16/2017 and 11/17/2017, the Trust sold 8,889 shares and 7,778 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $24.97 and $25.02 represent weighted average of sales prices ranging from $24.80 to $25.09 per share and from $24.89 to $25.16 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 100,689 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

F3 · price: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). On 11/16/2017 and 11/17/2017, the Trust sold 8,889 shares and 7,778 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $24.97 and $25.02 represent weighted average of sales prices ranging from $24.80 to $25.09 per share and from $24.89 to $25.16 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 100,689 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

F3 · ownership.nature: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). On 11/16/2017 and 11/17/2017, the Trust sold 8,889 shares and 7,778 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $24.97 and $25.02 represent weighted average of sales prices ranging from $24.80 to $25.09 per share and from $24.89 to $25.16 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 100,689 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 21:27 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 SaleClass A Common Stock 25,277 $25.02 $632,430.54
Disclosure

SEC source: 0001217464-17-000010 · edgar.xml · nonDerivative · entry 2

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,360,759

F1 · kind: James Ratner Revocable Trust dated 12/04/1981. On 11/16/2017 and 11/17/2017, the Trust sold 28,890 shares and 25,277 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $24.97 and $25.02 represent weighted average of sales prices ranging from $24.80 to $25.09 per share and from $24.89 to $25.16 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 1,360,759 shares of Class A Common Stock as follows:593,300 shares held as a direct limited partner of RMS, Ltd.; and 767,459 directly.

F1 · price: James Ratner Revocable Trust dated 12/04/1981. On 11/16/2017 and 11/17/2017, the Trust sold 28,890 shares and 25,277 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $24.97 and $25.02 represent weighted average of sales prices ranging from $24.80 to $25.09 per share and from $24.89 to $25.16 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 1,360,759 shares of Class A Common Stock as follows:593,300 shares held as a direct limited partner of RMS, Ltd.; and 767,459 directly.

F1 · ownership.nature: James Ratner Revocable Trust dated 12/04/1981. On 11/16/2017 and 11/17/2017, the Trust sold 28,890 shares and 25,277 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $24.97 and $25.02 represent weighted average of sales prices ranging from $24.80 to $25.09 per share and from $24.89 to $25.16 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 1,360,759 shares of Class A Common Stock as follows:593,300 shares held as a direct limited partner of RMS, Ltd.; and 767,459 directly.

Read SEC document
November 16, 2017 Filed Nov 20, 2017 21:27 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 SaleClass A Common Stock 8,889 $24.97 $221,958.33
Disclosure

SEC source: 0001217464-17-000010 · edgar.xml · nonDerivative · entry 4

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 108,467

F3 · kind: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). On 11/16/2017 and 11/17/2017, the Trust sold 8,889 shares and 7,778 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $24.97 and $25.02 represent weighted average of sales prices ranging from $24.80 to $25.09 per share and from $24.89 to $25.16 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 100,689 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

F3 · price: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). On 11/16/2017 and 11/17/2017, the Trust sold 8,889 shares and 7,778 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $24.97 and $25.02 represent weighted average of sales prices ranging from $24.80 to $25.09 per share and from $24.89 to $25.16 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 100,689 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

F3 · ownership.nature: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). On 11/16/2017 and 11/17/2017, the Trust sold 8,889 shares and 7,778 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $24.97 and $25.02 represent weighted average of sales prices ranging from $24.80 to $25.09 per share and from $24.89 to $25.16 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 100,689 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

Read SEC document
November 16, 2017 Filed Nov 20, 2017 21:27 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 SaleClass A Common Stock 28,890 $24.97 $721,383.30
Disclosure

SEC source: 0001217464-17-000010 · edgar.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,386,036

F1 · kind: James Ratner Revocable Trust dated 12/04/1981. On 11/16/2017 and 11/17/2017, the Trust sold 28,890 shares and 25,277 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $24.97 and $25.02 represent weighted average of sales prices ranging from $24.80 to $25.09 per share and from $24.89 to $25.16 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 1,360,759 shares of Class A Common Stock as follows:593,300 shares held as a direct limited partner of RMS, Ltd.; and 767,459 directly.

F1 · price: James Ratner Revocable Trust dated 12/04/1981. On 11/16/2017 and 11/17/2017, the Trust sold 28,890 shares and 25,277 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $24.97 and $25.02 represent weighted average of sales prices ranging from $24.80 to $25.09 per share and from $24.89 to $25.16 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 1,360,759 shares of Class A Common Stock as follows:593,300 shares held as a direct limited partner of RMS, Ltd.; and 767,459 directly.

F1 · ownership.nature: James Ratner Revocable Trust dated 12/04/1981. On 11/16/2017 and 11/17/2017, the Trust sold 28,890 shares and 25,277 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $24.97 and $25.02 represent weighted average of sales prices ranging from $24.80 to $25.09 per share and from $24.89 to $25.16 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 1,360,759 shares of Class A Common Stock as follows:593,300 shares held as a direct limited partner of RMS, Ltd.; and 767,459 directly.

Read SEC document
October 17, 2017 Filed Oct 18, 2017 18:14 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 SaleClass A Common Stock 6,544 $25.04 $163,831.66
Disclosure

SEC source: 0001217464-17-000009 · edgar.xml · nonDerivative · entry 5

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 117,356

F3 · kind: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). On 10/16/2017 and 10/17/2017, the Trust sold 10,123 shares and 6,544 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $25.2805 and $25.0354 represent weighted average of sales prices ranging from $25.16 to $25.45 per share and from $24.94 o $25.25 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 117,356 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

F3 · price: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). On 10/16/2017 and 10/17/2017, the Trust sold 10,123 shares and 6,544 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $25.2805 and $25.0354 represent weighted average of sales prices ranging from $25.16 to $25.45 per share and from $24.94 o $25.25 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 117,356 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

F3 · ownership.nature: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). On 10/16/2017 and 10/17/2017, the Trust sold 10,123 shares and 6,544 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $25.2805 and $25.0354 represent weighted average of sales prices ranging from $25.16 to $25.45 per share and from $24.94 o $25.25 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 117,356 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

Read SEC document
October 17, 2017 Filed Oct 18, 2017 18:14 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 SaleClass A Common Stock 21,265 $25.04 $532,377.78
Disclosure

SEC source: 0001217464-17-000009 · edgar.xml · nonDerivative · entry 2

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,414,926

F1 · kind: James Ratner Revocable Trust dated 12/04/1981. On 10/16/2017 and 10/17/2017, the Trust sold 32,902 shares and 21,265 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $25.2805 and $25.0354 represent weighted average of sales prices ranging from $25.16 to $25.45 per share and from $24.94 to $25.25 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 1,414,926 shares of Class A Common Stock as follows:593,300 shares held as a direct limited partner of RMS, Ltd.; and 821,626 directly.

F1 · price: James Ratner Revocable Trust dated 12/04/1981. On 10/16/2017 and 10/17/2017, the Trust sold 32,902 shares and 21,265 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $25.2805 and $25.0354 represent weighted average of sales prices ranging from $25.16 to $25.45 per share and from $24.94 to $25.25 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 1,414,926 shares of Class A Common Stock as follows:593,300 shares held as a direct limited partner of RMS, Ltd.; and 821,626 directly.

F1 · ownership.nature: James Ratner Revocable Trust dated 12/04/1981. On 10/16/2017 and 10/17/2017, the Trust sold 32,902 shares and 21,265 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $25.2805 and $25.0354 represent weighted average of sales prices ranging from $25.16 to $25.45 per share and from $24.94 to $25.25 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 1,414,926 shares of Class A Common Stock as follows:593,300 shares held as a direct limited partner of RMS, Ltd.; and 821,626 directly.

Read SEC document
October 16, 2017 Filed Oct 18, 2017 18:14 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 SaleClass A Common Stock 10,123 $25.28 $255,914.50
Disclosure

SEC source: 0001217464-17-000009 · edgar.xml · nonDerivative · entry 4

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 123,900

F3 · kind: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). On 10/16/2017 and 10/17/2017, the Trust sold 10,123 shares and 6,544 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $25.2805 and $25.0354 represent weighted average of sales prices ranging from $25.16 to $25.45 per share and from $24.94 o $25.25 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 117,356 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

F3 · price: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). On 10/16/2017 and 10/17/2017, the Trust sold 10,123 shares and 6,544 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $25.2805 and $25.0354 represent weighted average of sales prices ranging from $25.16 to $25.45 per share and from $24.94 o $25.25 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 117,356 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

F3 · ownership.nature: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). On 10/16/2017 and 10/17/2017, the Trust sold 10,123 shares and 6,544 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $25.2805 and $25.0354 represent weighted average of sales prices ranging from $25.16 to $25.45 per share and from $24.94 o $25.25 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 117,356 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

Read SEC document
October 16, 2017 Filed Oct 18, 2017 18:14 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 SaleClass A Common Stock 32,902 $25.28 $831,779.01
Disclosure

SEC source: 0001217464-17-000009 · edgar.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,436,191

F1 · kind: James Ratner Revocable Trust dated 12/04/1981. On 10/16/2017 and 10/17/2017, the Trust sold 32,902 shares and 21,265 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $25.2805 and $25.0354 represent weighted average of sales prices ranging from $25.16 to $25.45 per share and from $24.94 to $25.25 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 1,414,926 shares of Class A Common Stock as follows:593,300 shares held as a direct limited partner of RMS, Ltd.; and 821,626 directly.

F1 · price: James Ratner Revocable Trust dated 12/04/1981. On 10/16/2017 and 10/17/2017, the Trust sold 32,902 shares and 21,265 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $25.2805 and $25.0354 represent weighted average of sales prices ranging from $25.16 to $25.45 per share and from $24.94 to $25.25 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 1,414,926 shares of Class A Common Stock as follows:593,300 shares held as a direct limited partner of RMS, Ltd.; and 821,626 directly.

F1 · ownership.nature: James Ratner Revocable Trust dated 12/04/1981. On 10/16/2017 and 10/17/2017, the Trust sold 32,902 shares and 21,265 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $25.2805 and $25.0354 represent weighted average of sales prices ranging from $25.16 to $25.45 per share and from $24.94 to $25.25 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 1,414,926 shares of Class A Common Stock as follows:593,300 shares held as a direct limited partner of RMS, Ltd.; and 821,626 directly.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 19:03 UTC NACCO INDUSTRIES INC NC · Entity 5896 GrantClass A Common Stock 1,485 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-029175 · form4.xml · nonDerivative · entry 2

RATNER JAMES A · CIK 0001217464 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,736

F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
October 02, 2017 Filed Oct 4, 2017 19:03 UTC NACCO INDUSTRIES INC NC · Entity 5896 GrantClass A Common Stock 979 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-029175 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,251

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
September 26, 2017 Filed Sep 28, 2017 18:47 UTC Hamilton Beach Brands Holding Co HBB · Entity 5625 OtherClass B Common Stock · Derivative 12,272 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-028302 · form4.xml · derivative · entry 2

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,272

Underlying: Class A Common Stock · 12,272 shares

Expires not disclosed

F2 · derivative.exercise_price: N/A

F1 · kind: In connection with the spin-off of Hamilton Beach Brands Holding Company ("Hamilton Beach") by NACCO Industries, Inc. ("NACCO"), NACCO will distribute all of the outstanding shares of Hamilton Beach common stock held by NACCO to NACCO common stockholders as of the record date, which was the close of business on September 26, 2017 (the "Record Date"). For each share of NACCO Class A common stock held on the Record Date, NACCO will distribute one share of Hamilton Beach Class A common stock and one share of Hamilton Beach Class B common stock. Similarly, for each share of NACCO Class B common stock held on the Record Date, NACCO will distribute one share of Hamilton Beach Class A common stock and one share of Hamilton Beach Class B common stock.

F2 · price: N/A

F2 · derivative.exercise_date: N/A

F2 · derivative.expiration_date: N/A

Read SEC document
September 26, 2017 Filed Sep 28, 2017 18:47 UTC Hamilton Beach Brands Holding Co HBB · Entity 5625 OtherClass A Common Stock 12,272 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-028302 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,272

F1 · kind: In connection with the spin-off of Hamilton Beach Brands Holding Company ("Hamilton Beach") by NACCO Industries, Inc. ("NACCO"), NACCO will distribute all of the outstanding shares of Hamilton Beach common stock held by NACCO to NACCO common stockholders as of the record date, which was the close of business on September 26, 2017 (the "Record Date"). For each share of NACCO Class A common stock held on the Record Date, NACCO will distribute one share of Hamilton Beach Class A common stock and one share of Hamilton Beach Class B common stock. Similarly, for each share of NACCO Class B common stock held on the Record Date, NACCO will distribute one share of Hamilton Beach Class A common stock and one share of Hamilton Beach Class B common stock.

F1 · price: In connection with the spin-off of Hamilton Beach Brands Holding Company ("Hamilton Beach") by NACCO Industries, Inc. ("NACCO"), NACCO will distribute all of the outstanding shares of Hamilton Beach common stock held by NACCO to NACCO common stockholders as of the record date, which was the close of business on September 26, 2017 (the "Record Date"). For each share of NACCO Class A common stock held on the Record Date, NACCO will distribute one share of Hamilton Beach Class A common stock and one share of Hamilton Beach Class B common stock. Similarly, for each share of NACCO Class B common stock held on the Record Date, NACCO will distribute one share of Hamilton Beach Class A common stock and one share of Hamilton Beach Class B common stock.

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September 14, 2017 Filed Sep 15, 2017 01:37 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 SaleClass A Common Stock 31,956 $25.48 $814,389.07
Disclosure

SEC source: 0001217464-17-000005 · edgar.xml · nonDerivative · entry 4

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,469,093

F1 · price: James Ratner Revocable Trust dated 12/04/1981. On 9/12/2017, 9/13/2017 and 9/14/2017, the Trust sold 31,148, 29,506 and 31,956 shares of Class A Common Stock, respectively. 9/12/2017 - The price of $25.8246 represents a weighted average of sales prices ranging from $25.61 per share to $26.14 per share. 9/13/2017 - The price of $25.5442 represents a weighted average of sales prices ranging from $25.40 per share to $25.77 per share. 9/14/2017 - The price of $25.4847 represents a weighted average of sales prices ranging from $25.38 per share to $25.62 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 1,469,093 shares of Class A Common Stock as follows: 593,300 shares held as a direct limited partner of RMS, Ltd.; and 875,793 directly.

F1 · ownership.nature: James Ratner Revocable Trust dated 12/04/1981. On 9/12/2017, 9/13/2017 and 9/14/2017, the Trust sold 31,148, 29,506 and 31,956 shares of Class A Common Stock, respectively. 9/12/2017 - The price of $25.8246 represents a weighted average of sales prices ranging from $25.61 per share to $26.14 per share. 9/13/2017 - The price of $25.5442 represents a weighted average of sales prices ranging from $25.40 per share to $25.77 per share. 9/14/2017 - The price of $25.4847 represents a weighted average of sales prices ranging from $25.38 per share to $25.62 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 1,469,093 shares of Class A Common Stock as follows: 593,300 shares held as a direct limited partner of RMS, Ltd.; and 875,793 directly.

Read SEC document
September 13, 2017 Filed Sep 15, 2017 01:37 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 SaleClass A Common Stock 15,977 $25.48 $407,169.05
Disclosure

SEC source: 0001217464-17-000005 · edgar.xml · nonDerivative · entry 8

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 134,023

F3 · price: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). On 9/12/2017, 9/13/2017 and 9/14/2017, the Trust sold 15,575, 14,753 and 15,977 shares of Class A Common Stock, respectively. 9/12/2017 - The price of $25.8246 represents a weighted average of sales prices ranging from $25.61 per share to $26.14 per share. 9/13/2017 - The price of $25.5442 represents a weighted average of sales prices ranging from $25.40 per share to $25.77 per share. 9/14/2017 - The price of $25.4847 represents a weighted average of sales prices ranging from $25.38 per share to $25.62 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 134,023 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

F3 · ownership.nature: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). On 9/12/2017, 9/13/2017 and 9/14/2017, the Trust sold 15,575, 14,753 and 15,977 shares of Class A Common Stock, respectively. 9/12/2017 - The price of $25.8246 represents a weighted average of sales prices ranging from $25.61 per share to $26.14 per share. 9/13/2017 - The price of $25.5442 represents a weighted average of sales prices ranging from $25.40 per share to $25.77 per share. 9/14/2017 - The price of $25.4847 represents a weighted average of sales prices ranging from $25.38 per share to $25.62 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 134,023 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

Read SEC document
September 13, 2017 Filed Sep 15, 2017 01:37 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 SaleClass A Common Stock 14,753 $25.54 $376,853.58
Disclosure

SEC source: 0001217464-17-000005 · edgar.xml · nonDerivative · entry 7

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 150,000

F3 · price: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). On 9/12/2017, 9/13/2017 and 9/14/2017, the Trust sold 15,575, 14,753 and 15,977 shares of Class A Common Stock, respectively. 9/12/2017 - The price of $25.8246 represents a weighted average of sales prices ranging from $25.61 per share to $26.14 per share. 9/13/2017 - The price of $25.5442 represents a weighted average of sales prices ranging from $25.40 per share to $25.77 per share. 9/14/2017 - The price of $25.4847 represents a weighted average of sales prices ranging from $25.38 per share to $25.62 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 134,023 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

F3 · ownership.nature: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). On 9/12/2017, 9/13/2017 and 9/14/2017, the Trust sold 15,575, 14,753 and 15,977 shares of Class A Common Stock, respectively. 9/12/2017 - The price of $25.8246 represents a weighted average of sales prices ranging from $25.61 per share to $26.14 per share. 9/13/2017 - The price of $25.5442 represents a weighted average of sales prices ranging from $25.40 per share to $25.77 per share. 9/14/2017 - The price of $25.4847 represents a weighted average of sales prices ranging from $25.38 per share to $25.62 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 134,023 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

Read SEC document
September 13, 2017 Filed Sep 15, 2017 01:37 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 SaleClass A Common Stock 29,506 $25.54 $753,707.17
Disclosure

SEC source: 0001217464-17-000005 · edgar.xml · nonDerivative · entry 3

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,501,049

F1 · price: James Ratner Revocable Trust dated 12/04/1981. On 9/12/2017, 9/13/2017 and 9/14/2017, the Trust sold 31,148, 29,506 and 31,956 shares of Class A Common Stock, respectively. 9/12/2017 - The price of $25.8246 represents a weighted average of sales prices ranging from $25.61 per share to $26.14 per share. 9/13/2017 - The price of $25.5442 represents a weighted average of sales prices ranging from $25.40 per share to $25.77 per share. 9/14/2017 - The price of $25.4847 represents a weighted average of sales prices ranging from $25.38 per share to $25.62 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 1,469,093 shares of Class A Common Stock as follows: 593,300 shares held as a direct limited partner of RMS, Ltd.; and 875,793 directly.

F1 · ownership.nature: James Ratner Revocable Trust dated 12/04/1981. On 9/12/2017, 9/13/2017 and 9/14/2017, the Trust sold 31,148, 29,506 and 31,956 shares of Class A Common Stock, respectively. 9/12/2017 - The price of $25.8246 represents a weighted average of sales prices ranging from $25.61 per share to $26.14 per share. 9/13/2017 - The price of $25.5442 represents a weighted average of sales prices ranging from $25.40 per share to $25.77 per share. 9/14/2017 - The price of $25.4847 represents a weighted average of sales prices ranging from $25.38 per share to $25.62 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 1,469,093 shares of Class A Common Stock as follows: 593,300 shares held as a direct limited partner of RMS, Ltd.; and 875,793 directly.

Read SEC document
September 12, 2017 Filed Sep 15, 2017 01:37 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 SaleClass A Common Stock 15,575 $25.82 $402,218.15
Disclosure

SEC source: 0001217464-17-000005 · edgar.xml · nonDerivative · entry 6

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 164,753

F3 · price: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). On 9/12/2017, 9/13/2017 and 9/14/2017, the Trust sold 15,575, 14,753 and 15,977 shares of Class A Common Stock, respectively. 9/12/2017 - The price of $25.8246 represents a weighted average of sales prices ranging from $25.61 per share to $26.14 per share. 9/13/2017 - The price of $25.5442 represents a weighted average of sales prices ranging from $25.40 per share to $25.77 per share. 9/14/2017 - The price of $25.4847 represents a weighted average of sales prices ranging from $25.38 per share to $25.62 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 134,023 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

F3 · ownership.nature: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). On 9/12/2017, 9/13/2017 and 9/14/2017, the Trust sold 15,575, 14,753 and 15,977 shares of Class A Common Stock, respectively. 9/12/2017 - The price of $25.8246 represents a weighted average of sales prices ranging from $25.61 per share to $26.14 per share. 9/13/2017 - The price of $25.5442 represents a weighted average of sales prices ranging from $25.40 per share to $25.77 per share. 9/14/2017 - The price of $25.4847 represents a weighted average of sales prices ranging from $25.38 per share to $25.62 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 134,023 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

Read SEC document
September 12, 2017 Filed Sep 15, 2017 01:37 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 SaleClass A Common Stock 31,148 $25.82 $804,384.64
Disclosure

SEC source: 0001217464-17-000005 · edgar.xml · nonDerivative · entry 2

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,530,555

F1 · price: James Ratner Revocable Trust dated 12/04/1981. On 9/12/2017, 9/13/2017 and 9/14/2017, the Trust sold 31,148, 29,506 and 31,956 shares of Class A Common Stock, respectively. 9/12/2017 - The price of $25.8246 represents a weighted average of sales prices ranging from $25.61 per share to $26.14 per share. 9/13/2017 - The price of $25.5442 represents a weighted average of sales prices ranging from $25.40 per share to $25.77 per share. 9/14/2017 - The price of $25.4847 represents a weighted average of sales prices ranging from $25.38 per share to $25.62 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 1,469,093 shares of Class A Common Stock as follows: 593,300 shares held as a direct limited partner of RMS, Ltd.; and 875,793 directly.

F1 · ownership.nature: James Ratner Revocable Trust dated 12/04/1981. On 9/12/2017, 9/13/2017 and 9/14/2017, the Trust sold 31,148, 29,506 and 31,956 shares of Class A Common Stock, respectively. 9/12/2017 - The price of $25.8246 represents a weighted average of sales prices ranging from $25.61 per share to $26.14 per share. 9/13/2017 - The price of $25.5442 represents a weighted average of sales prices ranging from $25.40 per share to $25.77 per share. 9/14/2017 - The price of $25.4847 represents a weighted average of sales prices ranging from $25.38 per share to $25.62 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 1,469,093 shares of Class A Common Stock as follows: 593,300 shares held as a direct limited partner of RMS, Ltd.; and 875,793 directly.

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September 12, 2017 Filed Sep 15, 2017 01:37 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 GiftClass A Common Stock 38,500 $0.00 $0.00
Disclosure

SEC source: 0001217464-17-000005 · edgar.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,561,703

F1 · ownership.nature: James Ratner Revocable Trust dated 12/04/1981. On 9/12/2017, 9/13/2017 and 9/14/2017, the Trust sold 31,148, 29,506 and 31,956 shares of Class A Common Stock, respectively. 9/12/2017 - The price of $25.8246 represents a weighted average of sales prices ranging from $25.61 per share to $26.14 per share. 9/13/2017 - The price of $25.5442 represents a weighted average of sales prices ranging from $25.40 per share to $25.77 per share. 9/14/2017 - The price of $25.4847 represents a weighted average of sales prices ranging from $25.38 per share to $25.62 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 1,469,093 shares of Class A Common Stock as follows: 593,300 shares held as a direct limited partner of RMS, Ltd.; and 875,793 directly.

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July 03, 2017 Filed Jul 5, 2017 19:45 UTC NACCO INDUSTRIES INC NC · Entity 5896 GrantClass A Common Stock 419 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-022896 · form4.xml · nonDerivative · entry 2

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,272

F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

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July 03, 2017 Filed Jul 5, 2017 19:45 UTC NACCO INDUSTRIES INC NC · Entity 5896 GrantClass A Common Stock 303 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-022896 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,853

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

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June 12, 2017 Filed Sep 14, 2017 21:04 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 OtherClass B Common - Convertible · Derivative 38,451 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001217464-17-000004 · edgar.xml · derivative · entry 18

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 38,451 shares

Expires 1988-08-08

F24 · derivative.exercise_price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification also exempt under Rule 16b-3(d) and (e), respectively.There was no fixed exercise date or expiration date, prior to the reclassification.

F24 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification also exempt under Rule 16b-3(d) and (e), respectively.There was no fixed exercise date or expiration date, prior to the reclassification.

F24 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification also exempt under Rule 16b-3(d) and (e), respectively.There was no fixed exercise date or expiration date, prior to the reclassification.

F24 · derivative.exercise_date: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification also exempt under Rule 16b-3(d) and (e), respectively.There was no fixed exercise date or expiration date, prior to the reclassification.

F24 · derivative.expiration_date: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification also exempt under Rule 16b-3(d) and (e), respectively.There was no fixed exercise date or expiration date, prior to the reclassification.

F12 · ownership.nature: Daniel G. Ratner (son) 1993 Trust (James A. Ratner is trust advisor). 38,451 shares of Class B Common Stock were reclassified and exchanged into 50,371 shares of Class A Common Stock on 6/12/2017. Post-reclassification, trust holds 50,371 shares of Class A Common Stock directly.

Read SEC document
June 12, 2017 Filed Sep 14, 2017 21:04 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 OtherClass B Common - Convertible · Derivative 260,235 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001217464-17-000004 · edgar.xml · derivative · entry 17

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 260,235 shares

Expires 1988-08-08

F24 · derivative.exercise_price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification also exempt under Rule 16b-3(d) and (e), respectively.There was no fixed exercise date or expiration date, prior to the reclassification.

F24 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification also exempt under Rule 16b-3(d) and (e), respectively.There was no fixed exercise date or expiration date, prior to the reclassification.

F24 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification also exempt under Rule 16b-3(d) and (e), respectively.There was no fixed exercise date or expiration date, prior to the reclassification.

F24 · derivative.exercise_date: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification also exempt under Rule 16b-3(d) and (e), respectively.There was no fixed exercise date or expiration date, prior to the reclassification.

F24 · derivative.expiration_date: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification also exempt under Rule 16b-3(d) and (e), respectively.There was no fixed exercise date or expiration date, prior to the reclassification.

F11 · ownership.nature: Max Ratner Family 1999 Irrevocable Trust for the benefit of Austin Ratner (son) (James Ratner is Trustee). 260,235 shares of Class B Common Stock were reclassified and exchanged into 340,907 shares of Class A Common Stock on 6/12/2017. Post-reclassification, trust holds 340,907 shares of Class A Common Stock as follows: 300,000 as a direct, limited partner of RMS, Ltd.; and 40,907 directly.

Read SEC document
June 12, 2017 Filed Sep 14, 2017 21:04 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 OtherClass B Common - Convertible · Derivative 260,235 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001217464-17-000004 · edgar.xml · derivative · entry 16

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 260,235 shares

Expires 1988-08-08

F24 · derivative.exercise_price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification also exempt under Rule 16b-3(d) and (e), respectively.There was no fixed exercise date or expiration date, prior to the reclassification.

F24 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification also exempt under Rule 16b-3(d) and (e), respectively.There was no fixed exercise date or expiration date, prior to the reclassification.

F24 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification also exempt under Rule 16b-3(d) and (e), respectively.There was no fixed exercise date or expiration date, prior to the reclassification.

F24 · derivative.exercise_date: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification also exempt under Rule 16b-3(d) and (e), respectively.There was no fixed exercise date or expiration date, prior to the reclassification.

F24 · derivative.expiration_date: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification also exempt under Rule 16b-3(d) and (e), respectively.There was no fixed exercise date or expiration date, prior to the reclassification.

F10 · ownership.nature: Max Ratner Family 1999 Irrevocable Trust for the benefit of Austin Ratner (son) (James Ratner is Trustee). 260,235 shares of Class B Common Stock were reclassified and exchanged into 340,907 shares of Class A Common Stock on 6/12/2017. Post-reclassification, trust holds 340,907 shares of Class A Common Stock as follows: 300,000 as a direct, limited partner of RMS, Ltd.; and 40,907 directly.

Read SEC document
June 12, 2017 Filed Sep 14, 2017 21:04 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 OtherClass B Common - Convertible · Derivative 5,992 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001217464-17-000004 · edgar.xml · derivative · entry 15

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 5,992 shares

Expires 1988-08-08

F24 · derivative.exercise_price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification also exempt under Rule 16b-3(d) and (e), respectively.There was no fixed exercise date or expiration date, prior to the reclassification.

F24 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification also exempt under Rule 16b-3(d) and (e), respectively.There was no fixed exercise date or expiration date, prior to the reclassification.

F24 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification also exempt under Rule 16b-3(d) and (e), respectively.There was no fixed exercise date or expiration date, prior to the reclassification.

F24 · derivative.exercise_date: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification also exempt under Rule 16b-3(d) and (e), respectively.There was no fixed exercise date or expiration date, prior to the reclassification.

F24 · derivative.expiration_date: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification also exempt under Rule 16b-3(d) and (e), respectively.There was no fixed exercise date or expiration date, prior to the reclassification.

F9 · ownership.nature: Max Ratner 1986 Family Trust for the benefit of Austin Ratner (son) (James Ratner is Trustee). 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,849 shares of Class A Common Stock on 6/12/2017. Post-reclassification, trust holds 7,849 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

Read SEC document
June 12, 2017 Filed Sep 14, 2017 21:04 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 OtherClass B Common - Convertible · Derivative 5,992 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001217464-17-000004 · edgar.xml · derivative · entry 14

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 5,992 shares

Expires 1988-08-08

F24 · derivative.exercise_price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification also exempt under Rule 16b-3(d) and (e), respectively.There was no fixed exercise date or expiration date, prior to the reclassification.

F24 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification also exempt under Rule 16b-3(d) and (e), respectively.There was no fixed exercise date or expiration date, prior to the reclassification.

F24 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification also exempt under Rule 16b-3(d) and (e), respectively.There was no fixed exercise date or expiration date, prior to the reclassification.

F24 · derivative.exercise_date: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification also exempt under Rule 16b-3(d) and (e), respectively.There was no fixed exercise date or expiration date, prior to the reclassification.

F24 · derivative.expiration_date: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification also exempt under Rule 16b-3(d) and (e), respectively.There was no fixed exercise date or expiration date, prior to the reclassification.

F4 · ownership.nature: Max Ratner 1986 Family Trust for the Benefit of Daniel Ratner (son) (James Ratner is trustee). 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,849 shares of Class A Common Stock on 6/12/2017. Post-reclassification, trust holds 34,089 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.