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person · Reporting owner

RATNER JAMES A

Disclosed activity across 3 companies

Tapewire entity
33866
SEC CIK
0001217464

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Hamilton Beach Brands Holding CoHBB · Entity 5625DirectorOctober 01, 2026October 06, 2026
NACCO INDUSTRIES INCNC · Entity 5896Former DirectorOctober 02, 2017October 04, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Hamilton Beach Brands Holding Co

Report date October 01, 2026 · Filed October 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect73,402 Reported balance After 2026-10-01 transaction · row 1
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 1,006 · Balance 73,402

F1: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2: N/A

Filing footnotes · ownership attribution and instrument terms

F1: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2: N/A

NACCO INDUSTRIES INC

Report date October 02, 2017 · Filed October 04, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect14,736 Ending reported balance After 2017-10-02 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2017-10-02 · Grant · Acquired 979 · Balance 13,251

F1: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2: N/A

Row 2 · 2017-10-02 · Grant · Acquired 1,485 · Balance 14,736

F3: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2: N/A

Filing footnotes · ownership attribution and instrument terms

F1: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2: N/A

F3: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Forest City Realty Trust, Inc.

Report date December 07, 2018 · Filed December 07, 2018

Section 16 reporting ended · disclosed 2018-12-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee footnote971,661 Reported balance After 2018-11-01 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2018-11-01 · Gift · Disposed 305,400 · Balance 971,661

F1: James Ratner Revocable Trust dated 12/04/1981. The Trust holds 971,661 shares of Class A Common Stock as follows: 593,300 shares held as a direct limited partner of RMS, Ltd.; and 378,361 shares directly.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2018-12-07 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2018-12-07 · Disposition to issuer · Disposed 971,661 · Balance 0

F19: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F1: James Ratner Revocable Trust dated 12/04/1981. The Trust holds 971,661 shares of Class A Common Stock as follows: 593,300 shares held as a direct limited partner of RMS, Ltd.; and 378,361 shares directly.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2018-12-07 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2018-12-07 · Disposition to issuer · Disposed 95,694 · Balance 0

F19: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F2: Held by spouse at street account with Stifel Nicolaus & Co., Inc.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote47,355 Reported balance After 2018-11-01 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2018-11-01 · Gift · Disposed 20,000 · Balance 47,355

F3: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). The Trust holds 47,355 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2018-12-07 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2018-12-07 · Disposition to issuer · Disposed 47,355 · Balance 0

F19: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F3: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). The Trust holds 47,355 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2018-12-07 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 6 · 2018-12-07 · Disposition to issuer · Disposed 34,090 · Balance 0

F19: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F4: Max Ratner 1986 Family Trust for the Benefit of Daniel Ratner (son) (James Ratner is trustee). Trust holds 34,090 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2018-12-07 transaction · row 7 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 7 · 2018-12-07 · Disposition to issuer · Disposed 76,525 · Balance 0

F19: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F5: Max Ratner 1988 Grandchildren's Trust for the Benefit of Daniel Ratner (adult child of James Ratner) - James Ratner is trustee. James Ratner disclaims any beneficial interest.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2018-12-07 transaction · row 8 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 8 · 2018-12-07 · Disposition to issuer · Disposed 7,850 · Balance 0

F19: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F6: Max Ratner 1986 Family Trust for the benefit of Austin Ratner (son) (James Ratner is Trustee). Trust holds 7,850 shares of Class A Common Stock directly.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2018-12-07 transaction · row 9 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 9 · 2018-12-07 · Disposition to issuer · Disposed 340,908 · Balance 0

F19: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F7: Max Ratner Family 1999 Irrevocable Trust for the benefit of Austin Ratner (son) (James Ratner is Trustee). Trust holds 340,908 shares of Class A Common Stock as follows: 300,000 as a direct, limited partner of RMS, Ltd.; and 40,908 directly.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2018-12-07 transaction · row 10 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 10 · 2018-12-07 · Disposition to issuer · Disposed 340,908 · Balance 0

F19: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F8: Max Ratner Family 1999 Irrevocable Trust for the benefit of Daniel Ratner (son) (James Ratner is Trustee). Trust holds 340, 908 shares of Class A Common Stock as follows: 300, 000 as a direct, limited partner of RMS, Ltd. and 40, 908 directly.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2018-12-07 transaction · row 11 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 11 · 2018-12-07 · Disposition to issuer · Disposed 50,371 · Balance 0

F19: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F9: Daniel G. Ratner (son) 1993 Trust (James A. Ratner is trust advisor). Trust holds 50, 371 shares of Class A Common Stock directly.

Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-12-07 transaction · row 12 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 12 · 2018-12-07 · Disposition to issuer · Disposed 5,969 · Balance 0

F20: At the Effective Time of the Merger, pursuant to the terms of the Merger Agreement, the unvested restricted shares outstanding immediately prior to the Effective Time automatically vested and entitled the holder to receive a cash payment of the Merger Consideration (as defined above), without interest and less any applicable tax withholdings.

F10: 2016 Restricted Stock Grant - 25% vested on 3/23/2017; 25% vested on 3/23/2018; and 50% vest on 3/23/2019.

Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-12-07 transaction · row 13 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 13 · 2018-12-07 · Disposition to issuer · Disposed 5,432 · Balance 0

F20: At the Effective Time of the Merger, pursuant to the terms of the Merger Agreement, the unvested restricted shares outstanding immediately prior to the Effective Time automatically vested and entitled the holder to receive a cash payment of the Merger Consideration (as defined above), without interest and less any applicable tax withholdings.

F11: 2018 Restricted Stock Grant pursuant to Forest City Realty Trust, Inc. 1994 Stock Plan - 100% vest on 6/20/2019.

2009 Stock Option Grant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.80 · Expires 2019-04-21Direct0 Reported balance After 2018-12-07 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2018-12-07 · Disposition to issuer · Disposed 21,797 · Balance 0

F21: At the Effective Time of the Merger, these stock options were cancelled and entitled the holder to receive a cash payment of the product of (a) the difference between Merger Consideration (as defined above) and the per share exercise price of the stock option, multiplied by (b) the number of shares subject to the stock option, without interest and less any applicable tax withholdings.

F12: 2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.

2010 Stock Option Grant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.89 · Expires 2020-04-14Direct0 Reported balance After 2018-12-07 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2018-12-07 · Disposition to issuer · Disposed 36,635 · Balance 0

F21: At the Effective Time of the Merger, these stock options were cancelled and entitled the holder to receive a cash payment of the product of (a) the difference between Merger Consideration (as defined above) and the per share exercise price of the stock option, multiplied by (b) the number of shares subject to the stock option, without interest and less any applicable tax withholdings.

F13: 2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.

2011 Stock Option Grant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.72 · Expires 2021-04-13Direct0 Reported balance After 2018-12-07 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2018-12-07 · Disposition to issuer · Disposed 24,103 · Balance 0

F21: At the Effective Time of the Merger, these stock options were cancelled and entitled the holder to receive a cash payment of the product of (a) the difference between Merger Consideration (as defined above) and the per share exercise price of the stock option, multiplied by (b) the number of shares subject to the stock option, without interest and less any applicable tax withholdings.

F14: 2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.

2012 Stock Option Grant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.74 · Expires 2022-04-11Direct0 Reported balance After 2018-12-07 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2018-12-07 · Disposition to issuer · Disposed 32,477 · Balance 0

F21: At the Effective Time of the Merger, these stock options were cancelled and entitled the holder to receive a cash payment of the product of (a) the difference between Merger Consideration (as defined above) and the per share exercise price of the stock option, multiplied by (b) the number of shares subject to the stock option, without interest and less any applicable tax withholdings.

F15: 2012 Stock Option Grant - 25% exercisable 4/11/2014; 25% exercisable 4/11/2015; and 50% exercisable 4/11/2016.

2013 Stock Option Grant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.60 · Expires 2023-04-08Direct0 Reported balance After 2018-12-07 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2018-12-07 · Disposition to issuer · Disposed 30,384 · Balance 0

F21: At the Effective Time of the Merger, these stock options were cancelled and entitled the holder to receive a cash payment of the product of (a) the difference between Merger Consideration (as defined above) and the per share exercise price of the stock option, multiplied by (b) the number of shares subject to the stock option, without interest and less any applicable tax withholdings.

F16: 2013 Stock Option Grant - 25% exercisable 4/08/2015; 25% exercisable 4/08/2016; and 50% exercisable 4/08/2017.

2014 Stock Option Grant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.73 · Expires 2024-03-28Direct0 Reported balance After 2018-12-07 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2018-12-07 · Disposition to issuer · Disposed 28,745 · Balance 0

F21: At the Effective Time of the Merger, these stock options were cancelled and entitled the holder to receive a cash payment of the product of (a) the difference between Merger Consideration (as defined above) and the per share exercise price of the stock option, multiplied by (b) the number of shares subject to the stock option, without interest and less any applicable tax withholdings.

F17: 2014 Stock Option Grant - 0% exercisable 3/28/2015; 25% exercisable 3/28/2016; 25% exercisable 3/28/2017; and 50% exercisable 3/28/2018.

2016 Performance SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 1988-08-08Direct0 Reported balance After 2018-12-07 transaction · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · 2018-12-07 · Disposition to issuer · Disposed 5,969 · Balance 0

F22: At the Effective Time of the Merger, a pro-rated amount of 1/3, based on holder's service as an executive during 1/3 of the performance period, at 100% of target of the Performance Share Award granted in 2016, automatically vested and entitled the holder to receive a cash payment of the Merger Consideration (as defined above) per vested and awarded Performance Share, without interest and less any applicable tax withholding. The target amounts awarded was based on the Issuer's actual performance through the Effective Time, as reasonably determined in good faith by the compensation committee of the Board of Directors.

F18: Performance Shares Award - granted 3/23/2016 - performance period is from January 1, 2016 to December 31, 2018. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $20.94 per share. There is no fixed expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: James Ratner Revocable Trust dated 12/04/1981. The Trust holds 971,661 shares of Class A Common Stock as follows: 593,300 shares held as a direct limited partner of RMS, Ltd.; and 378,361 shares directly.

F2: Held by spouse at street account with Stifel Nicolaus & Co., Inc.

F3: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). The Trust holds 47,355 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

F4: Max Ratner 1986 Family Trust for the Benefit of Daniel Ratner (son) (James Ratner is trustee). Trust holds 34,090 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

F5: Max Ratner 1988 Grandchildren's Trust for the Benefit of Daniel Ratner (adult child of James Ratner) - James Ratner is trustee. James Ratner disclaims any beneficial interest.

F6: Max Ratner 1986 Family Trust for the benefit of Austin Ratner (son) (James Ratner is Trustee). Trust holds 7,850 shares of Class A Common Stock directly.

F7: Max Ratner Family 1999 Irrevocable Trust for the benefit of Austin Ratner (son) (James Ratner is Trustee). Trust holds 340,908 shares of Class A Common Stock as follows: 300,000 as a direct, limited partner of RMS, Ltd.; and 40,908 directly.

F8: Max Ratner Family 1999 Irrevocable Trust for the benefit of Daniel Ratner (son) (James Ratner is Trustee). Trust holds 340, 908 shares of Class A Common Stock as follows: 300, 000 as a direct, limited partner of RMS, Ltd. and 40, 908 directly.

F9: Daniel G. Ratner (son) 1993 Trust (James A. Ratner is trust advisor). Trust holds 50, 371 shares of Class A Common Stock directly.

F10: 2016 Restricted Stock Grant - 25% vested on 3/23/2017; 25% vested on 3/23/2018; and 50% vest on 3/23/2019.

F11: 2018 Restricted Stock Grant pursuant to Forest City Realty Trust, Inc. 1994 Stock Plan - 100% vest on 6/20/2019.

F12: 2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.

F13: 2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.

F14: 2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.

F15: 2012 Stock Option Grant - 25% exercisable 4/11/2014; 25% exercisable 4/11/2015; and 50% exercisable 4/11/2016.

F16: 2013 Stock Option Grant - 25% exercisable 4/08/2015; 25% exercisable 4/08/2016; and 50% exercisable 4/08/2017.

F17: 2014 Stock Option Grant - 0% exercisable 3/28/2015; 25% exercisable 3/28/2016; 25% exercisable 3/28/2017; and 50% exercisable 3/28/2018.

F18: Performance Shares Award - granted 3/23/2016 - performance period is from January 1, 2016 to December 31, 2018. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $20.94 per share. There is no fixed expiration date.

F19: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F20: At the Effective Time of the Merger, pursuant to the terms of the Merger Agreement, the unvested restricted shares outstanding immediately prior to the Effective Time automatically vested and entitled the holder to receive a cash payment of the Merger Consideration (as defined above), without interest and less any applicable tax withholdings.

F21: At the Effective Time of the Merger, these stock options were cancelled and entitled the holder to receive a cash payment of the product of (a) the difference between Merger Consideration (as defined above) and the per share exercise price of the stock option, multiplied by (b) the number of shares subject to the stock option, without interest and less any applicable tax withholdings.

F22: At the Effective Time of the Merger, a pro-rated amount of 1/3, based on holder's service as an executive during 1/3 of the performance period, at 100% of target of the Performance Share Award granted in 2016, automatically vested and entitled the holder to receive a cash payment of the Merger Consideration (as defined above) per vested and awarded Performance Share, without interest and less any applicable tax withholding. The target amounts awarded was based on the Issuer's actual performance through the Effective Time, as reasonably determined in good faith by the compensation committee of the Board of Directors.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 12, 2017 Filed Sep 14, 2017 21:04 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 OtherClass B Common - Convertible · Derivative 1,019,584 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001217464-17-000004 · edgar.xml · derivative · entry 13

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,019,584 shares

Expires 1988-08-08

F24 · derivative.exercise_price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification also exempt under Rule 16b-3(d) and (e), respectively.There was no fixed exercise date or expiration date, prior to the reclassification.

F24 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification also exempt under Rule 16b-3(d) and (e), respectively.There was no fixed exercise date or expiration date, prior to the reclassification.

F24 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification also exempt under Rule 16b-3(d) and (e), respectively.There was no fixed exercise date or expiration date, prior to the reclassification.

F24 · derivative.exercise_date: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification also exempt under Rule 16b-3(d) and (e), respectively.There was no fixed exercise date or expiration date, prior to the reclassification.

F24 · derivative.expiration_date: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification also exempt under Rule 16b-3(d) and (e), respectively.There was no fixed exercise date or expiration date, prior to the reclassification.

F1 · ownership.nature: James Ratner Revocable Trust dated 12/04/1981. 1,019,584 shares of Class B Common Stock were reclassified and exchanged into 1,335,655 shares of Class A Common Stock on 6/12/2017. Post-reclassification, trust holds 1,600,203 shares of Class A Common Stock as follows: 593,300 shares held as a direct limited partner of RMS, Ltd. and 1,006,903 shares directly.

Read SEC document
June 12, 2017 Filed Sep 14, 2017 21:04 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 OtherClass A Common Stock 50,370 Not disclosed Not disclosed
Disclosure

SEC source: 0001217464-17-000004 · edgar.xml · nonDerivative · entry 12

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 50,370

F24 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification also exempt under Rule 16b-3(d) and (e), respectively.There was no fixed exercise date or expiration date, prior to the reclassification.

F24 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification also exempt under Rule 16b-3(d) and (e), respectively.There was no fixed exercise date or expiration date, prior to the reclassification.

F12 · ownership.nature: Daniel G. Ratner (son) 1993 Trust (James A. Ratner is trust advisor). 38,451 shares of Class B Common Stock were reclassified and exchanged into 50,371 shares of Class A Common Stock on 6/12/2017. Post-reclassification, trust holds 50,371 shares of Class A Common Stock directly.

Read SEC document
June 12, 2017 Filed Sep 14, 2017 21:04 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 OtherClass A Common Stock 340,907 Not disclosed Not disclosed
Disclosure

SEC source: 0001217464-17-000004 · edgar.xml · nonDerivative · entry 11

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 340,907

F24 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification also exempt under Rule 16b-3(d) and (e), respectively.There was no fixed exercise date or expiration date, prior to the reclassification.

F24 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification also exempt under Rule 16b-3(d) and (e), respectively.There was no fixed exercise date or expiration date, prior to the reclassification.

F11 · ownership.nature: Max Ratner Family 1999 Irrevocable Trust for the benefit of Austin Ratner (son) (James Ratner is Trustee). 260,235 shares of Class B Common Stock were reclassified and exchanged into 340,907 shares of Class A Common Stock on 6/12/2017. Post-reclassification, trust holds 340,907 shares of Class A Common Stock as follows: 300,000 as a direct, limited partner of RMS, Ltd.; and 40,907 directly.

Read SEC document
June 12, 2017 Filed Sep 14, 2017 21:04 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 OtherClass A Common Stock 340,907 Not disclosed Not disclosed
Disclosure

SEC source: 0001217464-17-000004 · edgar.xml · nonDerivative · entry 10

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 340,907

F24 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification also exempt under Rule 16b-3(d) and (e), respectively.There was no fixed exercise date or expiration date, prior to the reclassification.

F24 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification also exempt under Rule 16b-3(d) and (e), respectively.There was no fixed exercise date or expiration date, prior to the reclassification.

F10 · ownership.nature: Max Ratner Family 1999 Irrevocable Trust for the benefit of Austin Ratner (son) (James Ratner is Trustee). 260,235 shares of Class B Common Stock were reclassified and exchanged into 340,907 shares of Class A Common Stock on 6/12/2017. Post-reclassification, trust holds 340,907 shares of Class A Common Stock as follows: 300,000 as a direct, limited partner of RMS, Ltd.; and 40,907 directly.

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June 12, 2017 Filed Sep 14, 2017 21:04 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 OtherClass A Common Stock 7,849 Not disclosed Not disclosed
Disclosure

SEC source: 0001217464-17-000004 · edgar.xml · nonDerivative · entry 9

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,849

F24 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification also exempt under Rule 16b-3(d) and (e), respectively.There was no fixed exercise date or expiration date, prior to the reclassification.

F24 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification also exempt under Rule 16b-3(d) and (e), respectively.There was no fixed exercise date or expiration date, prior to the reclassification.

F9 · ownership.nature: Max Ratner 1986 Family Trust for the benefit of Austin Ratner (son) (James Ratner is Trustee). 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,849 shares of Class A Common Stock on 6/12/2017. Post-reclassification, trust holds 7,849 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

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June 12, 2017 Filed Sep 14, 2017 21:04 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 OtherClass A Common Stock 7,849 Not disclosed Not disclosed
Disclosure

SEC source: 0001217464-17-000004 · edgar.xml · nonDerivative · entry 4

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 34,089

F24 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification also exempt under Rule 16b-3(d) and (e), respectively.There was no fixed exercise date or expiration date, prior to the reclassification.

F24 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification also exempt under Rule 16b-3(d) and (e), respectively.There was no fixed exercise date or expiration date, prior to the reclassification.

F4 · ownership.nature: Max Ratner 1986 Family Trust for the Benefit of Daniel Ratner (son) (James Ratner is trustee). 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,849 shares of Class A Common Stock on 6/12/2017. Post-reclassification, trust holds 34,089 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

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June 12, 2017 Filed Sep 14, 2017 21:04 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 OtherClass A Common Stock 1,335,655 Not disclosed Not disclosed
Disclosure

SEC source: 0001217464-17-000004 · edgar.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,600,203

F24 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification also exempt under Rule 16b-3(d) and (e), respectively.There was no fixed exercise date or expiration date, prior to the reclassification.

F24 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification also exempt under Rule 16b-3(d) and (e), respectively.There was no fixed exercise date or expiration date, prior to the reclassification.

F1 · ownership.nature: James Ratner Revocable Trust dated 12/04/1981. 1,019,584 shares of Class B Common Stock were reclassified and exchanged into 1,335,655 shares of Class A Common Stock on 6/12/2017. Post-reclassification, trust holds 1,600,203 shares of Class A Common Stock as follows: 593,300 shares held as a direct limited partner of RMS, Ltd. and 1,006,903 shares directly.

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April 03, 2017 Filed Apr 3, 2017 21:02 UTC NACCO INDUSTRIES INC NC · Entity 5896 GrantClass A Common Stock 452 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-013580 · form4.xml · nonDerivative · entry 2

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,550

F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

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April 03, 2017 Filed Apr 3, 2017 21:02 UTC NACCO INDUSTRIES INC NC · Entity 5896 GrantClass A Common Stock 307 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-013580 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,098

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

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March 24, 2017 Filed Mar 28, 2017 22:02 UTC Forest City Realty Trust, Inc. FCEA/FCEB · Entity 161862 GrantClass A Common Stock 11,452 $0.00 $0.00
Disclosure

SEC source: 0001217464-17-000003 · edgar.xml · nonDerivative · entry 8

RATNER JAMES A · CIK 0001217464 · Executive Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,452

F8 · ownership.direct: 2017 Restricted Stock Grant - 100% vest on 3/24/2018.

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January 03, 2017 Filed Jan 5, 2017 22:06 UTC NACCO INDUSTRIES INC NC · Entity 5896 GrantClass A Common Stock 374 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-001118 · form4.xml · nonDerivative · entry 2

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,791

F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

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January 03, 2017 Filed Jan 5, 2017 22:06 UTC NACCO INDUSTRIES INC NC · Entity 5896 GrantClass A Common Stock 243 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-001118 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,417

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

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December 30, 2016 Filed Feb 13, 2017 23:39 UTC Forest City Realty Trust, Inc. FCEA/FCEB · Entity 161862 GiftClass A Common Stock 39,000 $0.00 $0.00
Disclosure

SEC source: 0001217464-17-000001 · edgar.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Executive Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 259,179

F1 · ownership.nature: James Ratner Revocable Trust dated 12/04/1981. - trust holds 259,179 Class A Common shares; Class B Common shares - 784 shares are held as a direct limited partner of RMS, Ltd; 461,967 shares are held as a limited partnersip interest in FCE Management, LP (a limited partner of RMS, Ltd.) and remaining 556,833 shares are held directly by the trust.

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December 07, 2016 Filed Feb 13, 2017 23:39 UTC Forest City Realty Trust, Inc. FCEA/FCEB · Entity 161862 GiftClass B Common - Convertible · Derivative 6,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001217464-17-000001 · edgar.xml · derivative · entry 9

RATNER JAMES A · CIK 0001217464 · Executive Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 461,967

Underlying: Common Stock · 467,967 shares

Expires 1988-08-08

F26 · derivative.exercise_price: Class B Common Stock is convertible to Class A Common Stock on a share -for -share basis; stock are convertible at any time - there is no fixed exercise date or expiration date.

F26 · derivative.exercise_date: Class B Common Stock is convertible to Class A Common Stock on a share -for -share basis; stock are convertible at any time - there is no fixed exercise date or expiration date.

F26 · derivative.expiration_date: Class B Common Stock is convertible to Class A Common Stock on a share -for -share basis; stock are convertible at any time - there is no fixed exercise date or expiration date.

F1 · ownership.nature: James Ratner Revocable Trust dated 12/04/1981. - trust holds 259,179 Class A Common shares; Class B Common shares - 784 shares are held as a direct limited partner of RMS, Ltd; 461,967 shares are held as a limited partnersip interest in FCE Management, LP (a limited partner of RMS, Ltd.) and remaining 556,833 shares are held directly by the trust.

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October 03, 2016 Filed Oct 5, 2016 21:24 UTC NACCO INDUSTRIES INC NC · Entity 5896 GrantClass A Common Stock 454 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-16-064391 · form4.xml · nonDerivative · entry 2

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,174

F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

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October 03, 2016 Filed Oct 5, 2016 21:24 UTC NACCO INDUSTRIES INC NC · Entity 5896 GrantClass A Common Stock 326 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-16-064391 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,720

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.