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person · Reporting owner

RATNER JAMES A

Disclosed activity across 3 companies

Tapewire entity
33866
SEC CIK
0001217464

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Hamilton Beach Brands Holding CoHBB · Entity 5625DirectorOctober 01, 2026October 06, 2026
NACCO INDUSTRIES INCNC · Entity 5896Former DirectorOctober 02, 2017October 04, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Hamilton Beach Brands Holding Co

Report date October 01, 2026 · Filed October 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect73,402 Reported balance After 2026-10-01 transaction · row 1
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 1,006 · Balance 73,402

F1: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2: N/A

Filing footnotes · ownership attribution and instrument terms

F1: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2: N/A

NACCO INDUSTRIES INC

Report date October 02, 2017 · Filed October 04, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect14,736 Ending reported balance After 2017-10-02 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2017-10-02 · Grant · Acquired 979 · Balance 13,251

F1: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2: N/A

Row 2 · 2017-10-02 · Grant · Acquired 1,485 · Balance 14,736

F3: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2: N/A

Filing footnotes · ownership attribution and instrument terms

F1: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2: N/A

F3: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Forest City Realty Trust, Inc.

Report date December 07, 2018 · Filed December 07, 2018

Section 16 reporting ended · disclosed 2018-12-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee footnote971,661 Reported balance After 2018-11-01 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2018-11-01 · Gift · Disposed 305,400 · Balance 971,661

F1: James Ratner Revocable Trust dated 12/04/1981. The Trust holds 971,661 shares of Class A Common Stock as follows: 593,300 shares held as a direct limited partner of RMS, Ltd.; and 378,361 shares directly.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2018-12-07 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2018-12-07 · Disposition to issuer · Disposed 971,661 · Balance 0

F19: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F1: James Ratner Revocable Trust dated 12/04/1981. The Trust holds 971,661 shares of Class A Common Stock as follows: 593,300 shares held as a direct limited partner of RMS, Ltd.; and 378,361 shares directly.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2018-12-07 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2018-12-07 · Disposition to issuer · Disposed 95,694 · Balance 0

F19: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F2: Held by spouse at street account with Stifel Nicolaus & Co., Inc.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote47,355 Reported balance After 2018-11-01 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2018-11-01 · Gift · Disposed 20,000 · Balance 47,355

F3: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). The Trust holds 47,355 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2018-12-07 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2018-12-07 · Disposition to issuer · Disposed 47,355 · Balance 0

F19: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F3: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). The Trust holds 47,355 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2018-12-07 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 6 · 2018-12-07 · Disposition to issuer · Disposed 34,090 · Balance 0

F19: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F4: Max Ratner 1986 Family Trust for the Benefit of Daniel Ratner (son) (James Ratner is trustee). Trust holds 34,090 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2018-12-07 transaction · row 7 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 7 · 2018-12-07 · Disposition to issuer · Disposed 76,525 · Balance 0

F19: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F5: Max Ratner 1988 Grandchildren's Trust for the Benefit of Daniel Ratner (adult child of James Ratner) - James Ratner is trustee. James Ratner disclaims any beneficial interest.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2018-12-07 transaction · row 8 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 8 · 2018-12-07 · Disposition to issuer · Disposed 7,850 · Balance 0

F19: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F6: Max Ratner 1986 Family Trust for the benefit of Austin Ratner (son) (James Ratner is Trustee). Trust holds 7,850 shares of Class A Common Stock directly.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2018-12-07 transaction · row 9 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 9 · 2018-12-07 · Disposition to issuer · Disposed 340,908 · Balance 0

F19: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F7: Max Ratner Family 1999 Irrevocable Trust for the benefit of Austin Ratner (son) (James Ratner is Trustee). Trust holds 340,908 shares of Class A Common Stock as follows: 300,000 as a direct, limited partner of RMS, Ltd.; and 40,908 directly.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2018-12-07 transaction · row 10 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 10 · 2018-12-07 · Disposition to issuer · Disposed 340,908 · Balance 0

F19: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F8: Max Ratner Family 1999 Irrevocable Trust for the benefit of Daniel Ratner (son) (James Ratner is Trustee). Trust holds 340, 908 shares of Class A Common Stock as follows: 300, 000 as a direct, limited partner of RMS, Ltd. and 40, 908 directly.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2018-12-07 transaction · row 11 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 11 · 2018-12-07 · Disposition to issuer · Disposed 50,371 · Balance 0

F19: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F9: Daniel G. Ratner (son) 1993 Trust (James A. Ratner is trust advisor). Trust holds 50, 371 shares of Class A Common Stock directly.

Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-12-07 transaction · row 12 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 12 · 2018-12-07 · Disposition to issuer · Disposed 5,969 · Balance 0

F20: At the Effective Time of the Merger, pursuant to the terms of the Merger Agreement, the unvested restricted shares outstanding immediately prior to the Effective Time automatically vested and entitled the holder to receive a cash payment of the Merger Consideration (as defined above), without interest and less any applicable tax withholdings.

F10: 2016 Restricted Stock Grant - 25% vested on 3/23/2017; 25% vested on 3/23/2018; and 50% vest on 3/23/2019.

Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-12-07 transaction · row 13 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 13 · 2018-12-07 · Disposition to issuer · Disposed 5,432 · Balance 0

F20: At the Effective Time of the Merger, pursuant to the terms of the Merger Agreement, the unvested restricted shares outstanding immediately prior to the Effective Time automatically vested and entitled the holder to receive a cash payment of the Merger Consideration (as defined above), without interest and less any applicable tax withholdings.

F11: 2018 Restricted Stock Grant pursuant to Forest City Realty Trust, Inc. 1994 Stock Plan - 100% vest on 6/20/2019.

2009 Stock Option Grant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.80 · Expires 2019-04-21Direct0 Reported balance After 2018-12-07 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2018-12-07 · Disposition to issuer · Disposed 21,797 · Balance 0

F21: At the Effective Time of the Merger, these stock options were cancelled and entitled the holder to receive a cash payment of the product of (a) the difference between Merger Consideration (as defined above) and the per share exercise price of the stock option, multiplied by (b) the number of shares subject to the stock option, without interest and less any applicable tax withholdings.

F12: 2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.

2010 Stock Option Grant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.89 · Expires 2020-04-14Direct0 Reported balance After 2018-12-07 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2018-12-07 · Disposition to issuer · Disposed 36,635 · Balance 0

F21: At the Effective Time of the Merger, these stock options were cancelled and entitled the holder to receive a cash payment of the product of (a) the difference between Merger Consideration (as defined above) and the per share exercise price of the stock option, multiplied by (b) the number of shares subject to the stock option, without interest and less any applicable tax withholdings.

F13: 2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.

2011 Stock Option Grant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.72 · Expires 2021-04-13Direct0 Reported balance After 2018-12-07 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2018-12-07 · Disposition to issuer · Disposed 24,103 · Balance 0

F21: At the Effective Time of the Merger, these stock options were cancelled and entitled the holder to receive a cash payment of the product of (a) the difference between Merger Consideration (as defined above) and the per share exercise price of the stock option, multiplied by (b) the number of shares subject to the stock option, without interest and less any applicable tax withholdings.

F14: 2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.

2012 Stock Option Grant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.74 · Expires 2022-04-11Direct0 Reported balance After 2018-12-07 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2018-12-07 · Disposition to issuer · Disposed 32,477 · Balance 0

F21: At the Effective Time of the Merger, these stock options were cancelled and entitled the holder to receive a cash payment of the product of (a) the difference between Merger Consideration (as defined above) and the per share exercise price of the stock option, multiplied by (b) the number of shares subject to the stock option, without interest and less any applicable tax withholdings.

F15: 2012 Stock Option Grant - 25% exercisable 4/11/2014; 25% exercisable 4/11/2015; and 50% exercisable 4/11/2016.

2013 Stock Option Grant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.60 · Expires 2023-04-08Direct0 Reported balance After 2018-12-07 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2018-12-07 · Disposition to issuer · Disposed 30,384 · Balance 0

F21: At the Effective Time of the Merger, these stock options were cancelled and entitled the holder to receive a cash payment of the product of (a) the difference between Merger Consideration (as defined above) and the per share exercise price of the stock option, multiplied by (b) the number of shares subject to the stock option, without interest and less any applicable tax withholdings.

F16: 2013 Stock Option Grant - 25% exercisable 4/08/2015; 25% exercisable 4/08/2016; and 50% exercisable 4/08/2017.

2014 Stock Option Grant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.73 · Expires 2024-03-28Direct0 Reported balance After 2018-12-07 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2018-12-07 · Disposition to issuer · Disposed 28,745 · Balance 0

F21: At the Effective Time of the Merger, these stock options were cancelled and entitled the holder to receive a cash payment of the product of (a) the difference between Merger Consideration (as defined above) and the per share exercise price of the stock option, multiplied by (b) the number of shares subject to the stock option, without interest and less any applicable tax withholdings.

F17: 2014 Stock Option Grant - 0% exercisable 3/28/2015; 25% exercisable 3/28/2016; 25% exercisable 3/28/2017; and 50% exercisable 3/28/2018.

2016 Performance SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 1988-08-08Direct0 Reported balance After 2018-12-07 transaction · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · 2018-12-07 · Disposition to issuer · Disposed 5,969 · Balance 0

F22: At the Effective Time of the Merger, a pro-rated amount of 1/3, based on holder's service as an executive during 1/3 of the performance period, at 100% of target of the Performance Share Award granted in 2016, automatically vested and entitled the holder to receive a cash payment of the Merger Consideration (as defined above) per vested and awarded Performance Share, without interest and less any applicable tax withholding. The target amounts awarded was based on the Issuer's actual performance through the Effective Time, as reasonably determined in good faith by the compensation committee of the Board of Directors.

F18: Performance Shares Award - granted 3/23/2016 - performance period is from January 1, 2016 to December 31, 2018. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $20.94 per share. There is no fixed expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: James Ratner Revocable Trust dated 12/04/1981. The Trust holds 971,661 shares of Class A Common Stock as follows: 593,300 shares held as a direct limited partner of RMS, Ltd.; and 378,361 shares directly.

F2: Held by spouse at street account with Stifel Nicolaus & Co., Inc.

F3: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). The Trust holds 47,355 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

F4: Max Ratner 1986 Family Trust for the Benefit of Daniel Ratner (son) (James Ratner is trustee). Trust holds 34,090 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

F5: Max Ratner 1988 Grandchildren's Trust for the Benefit of Daniel Ratner (adult child of James Ratner) - James Ratner is trustee. James Ratner disclaims any beneficial interest.

F6: Max Ratner 1986 Family Trust for the benefit of Austin Ratner (son) (James Ratner is Trustee). Trust holds 7,850 shares of Class A Common Stock directly.

F7: Max Ratner Family 1999 Irrevocable Trust for the benefit of Austin Ratner (son) (James Ratner is Trustee). Trust holds 340,908 shares of Class A Common Stock as follows: 300,000 as a direct, limited partner of RMS, Ltd.; and 40,908 directly.

F8: Max Ratner Family 1999 Irrevocable Trust for the benefit of Daniel Ratner (son) (James Ratner is Trustee). Trust holds 340, 908 shares of Class A Common Stock as follows: 300, 000 as a direct, limited partner of RMS, Ltd. and 40, 908 directly.

F9: Daniel G. Ratner (son) 1993 Trust (James A. Ratner is trust advisor). Trust holds 50, 371 shares of Class A Common Stock directly.

F10: 2016 Restricted Stock Grant - 25% vested on 3/23/2017; 25% vested on 3/23/2018; and 50% vest on 3/23/2019.

F11: 2018 Restricted Stock Grant pursuant to Forest City Realty Trust, Inc. 1994 Stock Plan - 100% vest on 6/20/2019.

F12: 2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.

F13: 2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.

F14: 2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.

F15: 2012 Stock Option Grant - 25% exercisable 4/11/2014; 25% exercisable 4/11/2015; and 50% exercisable 4/11/2016.

F16: 2013 Stock Option Grant - 25% exercisable 4/08/2015; 25% exercisable 4/08/2016; and 50% exercisable 4/08/2017.

F17: 2014 Stock Option Grant - 0% exercisable 3/28/2015; 25% exercisable 3/28/2016; 25% exercisable 3/28/2017; and 50% exercisable 3/28/2018.

F18: Performance Shares Award - granted 3/23/2016 - performance period is from January 1, 2016 to December 31, 2018. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $20.94 per share. There is no fixed expiration date.

F19: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F20: At the Effective Time of the Merger, pursuant to the terms of the Merger Agreement, the unvested restricted shares outstanding immediately prior to the Effective Time automatically vested and entitled the holder to receive a cash payment of the Merger Consideration (as defined above), without interest and less any applicable tax withholdings.

F21: At the Effective Time of the Merger, these stock options were cancelled and entitled the holder to receive a cash payment of the product of (a) the difference between Merger Consideration (as defined above) and the per share exercise price of the stock option, multiplied by (b) the number of shares subject to the stock option, without interest and less any applicable tax withholdings.

F22: At the Effective Time of the Merger, a pro-rated amount of 1/3, based on holder's service as an executive during 1/3 of the performance period, at 100% of target of the Performance Share Award granted in 2016, automatically vested and entitled the holder to receive a cash payment of the Merger Consideration (as defined above) per vested and awarded Performance Share, without interest and less any applicable tax withholding. The target amounts awarded was based on the Issuer's actual performance through the Effective Time, as reasonably determined in good faith by the compensation committee of the Board of Directors.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 6, 2026 00:53 UTC Hamilton Beach Brands Holding Co HBB · Entity 5625 GrantClass A Common Stock 1,006 Not disclosed Not disclosed
Disclosure

SEC source: 0001709164-26-000173 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,402

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
July 01, 2026 Filed Jul 2, 2026 01:12 UTC Hamilton Beach Brands Holding Co HBB · Entity 5625 GrantClass A Common Stock 1,431 Not disclosed Not disclosed
Disclosure

SEC source: 0001709164-26-000149 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,396

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
April 01, 2026 Filed Apr 3, 2026 17:43 UTC Hamilton Beach Brands Holding Co HBB · Entity 5625 GrantClass A Common Stock 1,581 Not disclosed Not disclosed
Disclosure

SEC source: 0001709164-26-000041 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,965

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
January 02, 2026 Filed Jan 5, 2026 22:13 UTC Hamilton Beach Brands Holding Co HBB · Entity 5625 GrantClass A Common Stock 1,839 Not disclosed Not disclosed
Disclosure

SEC source: 0001709164-26-000010 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,384

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
October 01, 2025 Filed Oct 3, 2025 21:12 UTC Hamilton Beach Brands Holding Co HBB · Entity 5625 GrantClass A Common Stock 1,793 Not disclosed Not disclosed
Disclosure

SEC source: 0001709164-25-000045 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,545

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
July 01, 2025 Filed Jul 3, 2025 19:57 UTC Hamilton Beach Brands Holding Co HBB · Entity 5625 GrantClass A Common Stock 1,610 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-018858 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,752

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
April 01, 2025 Filed Apr 2, 2025 23:58 UTC Hamilton Beach Brands Holding Co HBB · Entity 5625 GrantClass A Common Stock 1,562 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-011261 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,142

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
January 02, 2025 Filed Jan 6, 2025 22:01 UTC Hamilton Beach Brands Holding Co HBB · Entity 5625 GrantClass A Common Stock 1,195 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-000814 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,580

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
October 01, 2024 Filed Oct 4, 2024 00:16 UTC Hamilton Beach Brands Holding Co HBB · Entity 5625 GrantClass A Common Stock 1,118 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-025216 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,385

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
July 01, 2024 Filed Jul 3, 2024 21:08 UTC Hamilton Beach Brands Holding Co HBB · Entity 5625 GrantClass A Common Stock 1,364 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-020127 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,267

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
April 01, 2024 Filed Apr 3, 2024 23:21 UTC Hamilton Beach Brands Holding Co HBB · Entity 5625 GrantClass A Common Stock 1,405 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-012402 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,903

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
January 02, 2024 Filed Jan 4, 2024 20:19 UTC Hamilton Beach Brands Holding Co HBB · Entity 5625 GrantClass A Common Stock 1,925 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-000788 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,498

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
October 02, 2023 Filed Oct 4, 2023 22:19 UTC Hamilton Beach Brands Holding Co HBB · Entity 5625 GrantClass A Common Stock 2,484 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-025553 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,573

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
July 03, 2023 Filed Jul 6, 2023 22:33 UTC Hamilton Beach Brands Holding Co HBB · Entity 5625 GrantClass A Common Stock 2,764 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-020441 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,089

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:44 UTC Hamilton Beach Brands Holding Co HBB · Entity 5625 GrantClass A Common Stock 2,277 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-012278 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,325

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
January 03, 2023 Filed Jan 5, 2023 22:49 UTC Hamilton Beach Brands Holding Co HBB · Entity 5625 GrantClass A Common Stock 2,147 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-000978 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,048

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
October 03, 2022 Filed Oct 3, 2022 22:15 UTC Hamilton Beach Brands Holding Co HBB · Entity 5625 GrantClass A Common Stock 2,288 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-023336 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,901

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
July 01, 2022 Filed Jul 1, 2022 11:18 UTC Hamilton Beach Brands Holding Co HBB · Entity 5625 GrantClass A Common Stock 2,599 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-018320 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,613

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
April 01, 2022 Filed Apr 1, 2022 19:12 UTC Hamilton Beach Brands Holding Co HBB · Entity 5625 GrantClass A Common Stock 2,116 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-010816 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,014

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
January 03, 2022 Filed Jan 4, 2022 21:53 UTC Hamilton Beach Brands Holding Co HBB · Entity 5625 GrantClass A Common Stock 1,692 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-000529 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,898

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
October 01, 2021 Filed Oct 4, 2021 10:54 UTC Hamilton Beach Brands Holding Co HBB · Entity 5625 GrantClass A Common Stock 1,446 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-026367 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,206

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
July 01, 2021 Filed Jul 2, 2021 18:22 UTC Hamilton Beach Brands Holding Co HBB · Entity 5625 GrantClass A Common Stock 1,205 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-021167 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,760

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
April 01, 2021 Filed Apr 2, 2021 21:45 UTC Hamilton Beach Brands Holding Co HBB · Entity 5625 GrantClass A Common Stock 1,448 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-012792 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,555

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:07 UTC Hamilton Beach Brands Holding Co HBB · Entity 5625 GrantClass A Common Stock 1,259 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000701 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,107

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
October 01, 2020 Filed Oct 2, 2020 21:24 UTC Hamilton Beach Brands Holding Co HBB · Entity 5625 GrantClass A Common Stock 1,478 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-026351 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,848

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
July 01, 2020 Filed Jul 2, 2020 17:05 UTC Hamilton Beach Brands Holding Co HBB · Entity 5625 GrantClass A Common Stock 2,301 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-020753 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,370

F1 · kind: Spouse's shares of Class A Common Stock awarded to the Reporting Person's spouse as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:59 UTC Hamilton Beach Brands Holding Co HBB · Entity 5625 GrantClass A Common Stock 1,784 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-013192 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,069

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
January 01, 2020 Filed Jan 2, 2020 22:52 UTC Hamilton Beach Brands Holding Co HBB · Entity 5625 GrantClass A Common Stock 1,284 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-000232 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,285

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
October 01, 2019 Filed Oct 2, 2019 17:57 UTC Hamilton Beach Brands Holding Co HBB · Entity 5625 GrantClass A Common Stock 1,548 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-029617 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,001

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
July 01, 2019 Filed Jul 2, 2019 21:04 UTC Hamilton Beach Brands Holding Co HBB · Entity 5625 GrantClass A Common Stock 1,237 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-023653 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,453

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
April 02, 2019 Filed Apr 2, 2019 17:34 UTC Hamilton Beach Brands Holding Co HBB · Entity 5625 GrantClass A Common Stock 977 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-013997 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,216

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
January 02, 2019 Filed Jan 3, 2019 13:18 UTC Hamilton Beach Brands Holding Co HBB · Entity 5625 GrantClass A Common Stock 1,074 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-000444 · form4.xml · nonDerivative · entry 2

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,239

F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
January 02, 2019 Filed Jan 3, 2019 13:18 UTC Hamilton Beach Brands Holding Co HBB · Entity 5625 GrantClass A Common Stock 1,039 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-000444 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,165

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
December 07, 2018 Filed Dec 7, 2018 21:37 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 Disposition to issuer2016 Performance Shares · Derivative 5,969 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001217464-18-000008 · edgar.xml · derivative · entry 20

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common · 17,908 shares

Expires 1988-08-08

F22 · kind: At the Effective Time of the Merger, a pro-rated amount of 1/3, based on holder's service as an executive during 1/3 of the performance period, at 100% of target of the Performance Share Award granted in 2016, automatically vested and entitled the holder to receive a cash payment of the Merger Consideration (as defined above) per vested and awarded Performance Share, without interest and less any applicable tax withholding. The target amounts awarded was based on the Issuer's actual performance through the Effective Time, as reasonably determined in good faith by the compensation committee of the Board of Directors.

F22 · shares: At the Effective Time of the Merger, a pro-rated amount of 1/3, based on holder's service as an executive during 1/3 of the performance period, at 100% of target of the Performance Share Award granted in 2016, automatically vested and entitled the holder to receive a cash payment of the Merger Consideration (as defined above) per vested and awarded Performance Share, without interest and less any applicable tax withholding. The target amounts awarded was based on the Issuer's actual performance through the Effective Time, as reasonably determined in good faith by the compensation committee of the Board of Directors.

F22 · price: At the Effective Time of the Merger, a pro-rated amount of 1/3, based on holder's service as an executive during 1/3 of the performance period, at 100% of target of the Performance Share Award granted in 2016, automatically vested and entitled the holder to receive a cash payment of the Merger Consideration (as defined above) per vested and awarded Performance Share, without interest and less any applicable tax withholding. The target amounts awarded was based on the Issuer's actual performance through the Effective Time, as reasonably determined in good faith by the compensation committee of the Board of Directors.

F18 · ownership.direct: Performance Shares Award - granted 3/23/2016 - performance period is from January 1, 2016 to December 31, 2018. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $20.94 per share. There is no fixed expiration date.

F22 · ownership.direct: At the Effective Time of the Merger, a pro-rated amount of 1/3, based on holder's service as an executive during 1/3 of the performance period, at 100% of target of the Performance Share Award granted in 2016, automatically vested and entitled the holder to receive a cash payment of the Merger Consideration (as defined above) per vested and awarded Performance Share, without interest and less any applicable tax withholding. The target amounts awarded was based on the Issuer's actual performance through the Effective Time, as reasonably determined in good faith by the compensation committee of the Board of Directors.

Read SEC document
December 07, 2018 Filed Dec 7, 2018 21:37 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 Disposition to issuer2014 Stock Option Grant (right to buy) · Derivative 28,745 Not disclosed Strike: $18.73 Not disclosed
Disclosure

SEC source: 0001217464-18-000008 · edgar.xml · derivative · entry 19

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common · 28,745 shares

Expires 2024-03-28

F21 · kind: At the Effective Time of the Merger, these stock options were cancelled and entitled the holder to receive a cash payment of the product of (a) the difference between Merger Consideration (as defined above) and the per share exercise price of the stock option, multiplied by (b) the number of shares subject to the stock option, without interest and less any applicable tax withholdings.

F21 · price: At the Effective Time of the Merger, these stock options were cancelled and entitled the holder to receive a cash payment of the product of (a) the difference between Merger Consideration (as defined above) and the per share exercise price of the stock option, multiplied by (b) the number of shares subject to the stock option, without interest and less any applicable tax withholdings.

F17 · derivative.exercise_date: 2014 Stock Option Grant - 0% exercisable 3/28/2015; 25% exercisable 3/28/2016; 25% exercisable 3/28/2017; and 50% exercisable 3/28/2018.

F17 · ownership.direct: 2014 Stock Option Grant - 0% exercisable 3/28/2015; 25% exercisable 3/28/2016; 25% exercisable 3/28/2017; and 50% exercisable 3/28/2018.

Read SEC document
December 07, 2018 Filed Dec 7, 2018 21:37 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 Disposition to issuer2013 Stock Option Grant (right to buy) · Derivative 30,384 Not disclosed Strike: $17.60 Not disclosed
Disclosure

SEC source: 0001217464-18-000008 · edgar.xml · derivative · entry 18

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common · 30,384 shares

Expires 2023-04-08

F21 · kind: At the Effective Time of the Merger, these stock options were cancelled and entitled the holder to receive a cash payment of the product of (a) the difference between Merger Consideration (as defined above) and the per share exercise price of the stock option, multiplied by (b) the number of shares subject to the stock option, without interest and less any applicable tax withholdings.

F21 · price: At the Effective Time of the Merger, these stock options were cancelled and entitled the holder to receive a cash payment of the product of (a) the difference between Merger Consideration (as defined above) and the per share exercise price of the stock option, multiplied by (b) the number of shares subject to the stock option, without interest and less any applicable tax withholdings.

F16 · derivative.exercise_date: 2013 Stock Option Grant - 25% exercisable 4/08/2015; 25% exercisable 4/08/2016; and 50% exercisable 4/08/2017.

F16 · ownership.direct: 2013 Stock Option Grant - 25% exercisable 4/08/2015; 25% exercisable 4/08/2016; and 50% exercisable 4/08/2017.

Read SEC document
December 07, 2018 Filed Dec 7, 2018 21:37 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 Disposition to issuer2012 Stock Option Grant (right to buy) · Derivative 32,477 Not disclosed Strike: $14.74 Not disclosed
Disclosure

SEC source: 0001217464-18-000008 · edgar.xml · derivative · entry 17

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common · 32,477 shares

Expires 2022-04-11

F21 · kind: At the Effective Time of the Merger, these stock options were cancelled and entitled the holder to receive a cash payment of the product of (a) the difference between Merger Consideration (as defined above) and the per share exercise price of the stock option, multiplied by (b) the number of shares subject to the stock option, without interest and less any applicable tax withholdings.

F21 · price: At the Effective Time of the Merger, these stock options were cancelled and entitled the holder to receive a cash payment of the product of (a) the difference between Merger Consideration (as defined above) and the per share exercise price of the stock option, multiplied by (b) the number of shares subject to the stock option, without interest and less any applicable tax withholdings.

F15 · derivative.exercise_date: 2012 Stock Option Grant - 25% exercisable 4/11/2014; 25% exercisable 4/11/2015; and 50% exercisable 4/11/2016.

F21 · ownership.direct: At the Effective Time of the Merger, these stock options were cancelled and entitled the holder to receive a cash payment of the product of (a) the difference between Merger Consideration (as defined above) and the per share exercise price of the stock option, multiplied by (b) the number of shares subject to the stock option, without interest and less any applicable tax withholdings.

Read SEC document
December 07, 2018 Filed Dec 7, 2018 21:37 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 Disposition to issuer2011 Stock Option Grant (right to buy) · Derivative 24,103 Not disclosed Strike: $17.72 Not disclosed
Disclosure

SEC source: 0001217464-18-000008 · edgar.xml · derivative · entry 16

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common · 24,103 shares

Expires 2021-04-13

F21 · kind: At the Effective Time of the Merger, these stock options were cancelled and entitled the holder to receive a cash payment of the product of (a) the difference between Merger Consideration (as defined above) and the per share exercise price of the stock option, multiplied by (b) the number of shares subject to the stock option, without interest and less any applicable tax withholdings.

F21 · price: At the Effective Time of the Merger, these stock options were cancelled and entitled the holder to receive a cash payment of the product of (a) the difference between Merger Consideration (as defined above) and the per share exercise price of the stock option, multiplied by (b) the number of shares subject to the stock option, without interest and less any applicable tax withholdings.

F14 · derivative.exercise_date: 2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.

F14 · ownership.direct: 2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.

Read SEC document
December 07, 2018 Filed Dec 7, 2018 21:37 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 Disposition to issuer2010 Stock Option Grant (right to buy) · Derivative 36,635 Not disclosed Strike: $15.89 Not disclosed
Disclosure

SEC source: 0001217464-18-000008 · edgar.xml · derivative · entry 15

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common · 36,635 shares

Expires 2020-04-14

F21 · kind: At the Effective Time of the Merger, these stock options were cancelled and entitled the holder to receive a cash payment of the product of (a) the difference between Merger Consideration (as defined above) and the per share exercise price of the stock option, multiplied by (b) the number of shares subject to the stock option, without interest and less any applicable tax withholdings.

F21 · price: At the Effective Time of the Merger, these stock options were cancelled and entitled the holder to receive a cash payment of the product of (a) the difference between Merger Consideration (as defined above) and the per share exercise price of the stock option, multiplied by (b) the number of shares subject to the stock option, without interest and less any applicable tax withholdings.

F13 · derivative.exercise_date: 2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.

F13 · ownership.direct: 2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.

Read SEC document
December 07, 2018 Filed Dec 7, 2018 21:37 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 Disposition to issuer2009 Stock Option Grant (right to buy) · Derivative 21,797 Not disclosed Strike: $7.80 Not disclosed
Disclosure

SEC source: 0001217464-18-000008 · edgar.xml · derivative · entry 14

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common · 21,797 shares

Expires 2019-04-21

F21 · kind: At the Effective Time of the Merger, these stock options were cancelled and entitled the holder to receive a cash payment of the product of (a) the difference between Merger Consideration (as defined above) and the per share exercise price of the stock option, multiplied by (b) the number of shares subject to the stock option, without interest and less any applicable tax withholdings.

F21 · price: At the Effective Time of the Merger, these stock options were cancelled and entitled the holder to receive a cash payment of the product of (a) the difference between Merger Consideration (as defined above) and the per share exercise price of the stock option, multiplied by (b) the number of shares subject to the stock option, without interest and less any applicable tax withholdings.

F12 · derivative.exercise_date: 2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.

F12 · ownership.direct: 2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.

Read SEC document
December 07, 2018 Filed Dec 7, 2018 21:37 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 Disposition to issuerClass A Common Stock 5,432 Not disclosed Not disclosed
Disclosure

SEC source: 0001217464-18-000008 · edgar.xml · nonDerivative · entry 13

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F20 · kind: At the Effective Time of the Merger, pursuant to the terms of the Merger Agreement, the unvested restricted shares outstanding immediately prior to the Effective Time automatically vested and entitled the holder to receive a cash payment of the Merger Consideration (as defined above), without interest and less any applicable tax withholdings.

F20 · price: At the Effective Time of the Merger, pursuant to the terms of the Merger Agreement, the unvested restricted shares outstanding immediately prior to the Effective Time automatically vested and entitled the holder to receive a cash payment of the Merger Consideration (as defined above), without interest and less any applicable tax withholdings.

F11 · ownership.direct: 2018 Restricted Stock Grant pursuant to Forest City Realty Trust, Inc. 1994 Stock Plan - 100% vest on 6/20/2019.

Read SEC document
December 07, 2018 Filed Dec 7, 2018 21:37 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 Disposition to issuerClass A Common Stock 5,969 Not disclosed Not disclosed
Disclosure

SEC source: 0001217464-18-000008 · edgar.xml · nonDerivative · entry 12

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F20 · kind: At the Effective Time of the Merger, pursuant to the terms of the Merger Agreement, the unvested restricted shares outstanding immediately prior to the Effective Time automatically vested and entitled the holder to receive a cash payment of the Merger Consideration (as defined above), without interest and less any applicable tax withholdings.

F20 · price: At the Effective Time of the Merger, pursuant to the terms of the Merger Agreement, the unvested restricted shares outstanding immediately prior to the Effective Time automatically vested and entitled the holder to receive a cash payment of the Merger Consideration (as defined above), without interest and less any applicable tax withholdings.

F10 · ownership.direct: 2016 Restricted Stock Grant - 25% vested on 3/23/2017; 25% vested on 3/23/2018; and 50% vest on 3/23/2019.

Read SEC document
December 07, 2018 Filed Dec 7, 2018 21:37 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 Disposition to issuerClass A Common Stock 50,371 Not disclosed Not disclosed
Disclosure

SEC source: 0001217464-18-000008 · edgar.xml · nonDerivative · entry 11

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F19 · kind: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F19 · price: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F9 · ownership.nature: Daniel G. Ratner (son) 1993 Trust (James A. Ratner is trust advisor). Trust holds 50, 371 shares of Class A Common Stock directly.

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December 07, 2018 Filed Dec 7, 2018 21:37 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 Disposition to issuerClass A Common Stock 340,908 Not disclosed Not disclosed
Disclosure

SEC source: 0001217464-18-000008 · edgar.xml · nonDerivative · entry 10

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F19 · kind: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F19 · price: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F8 · ownership.nature: Max Ratner Family 1999 Irrevocable Trust for the benefit of Daniel Ratner (son) (James Ratner is Trustee). Trust holds 340, 908 shares of Class A Common Stock as follows: 300, 000 as a direct, limited partner of RMS, Ltd. and 40, 908 directly.

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December 07, 2018 Filed Dec 7, 2018 21:37 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 Disposition to issuerClass A Common Stock 340,908 Not disclosed Not disclosed
Disclosure

SEC source: 0001217464-18-000008 · edgar.xml · nonDerivative · entry 9

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F19 · kind: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F19 · price: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F7 · ownership.nature: Max Ratner Family 1999 Irrevocable Trust for the benefit of Austin Ratner (son) (James Ratner is Trustee). Trust holds 340,908 shares of Class A Common Stock as follows: 300,000 as a direct, limited partner of RMS, Ltd.; and 40,908 directly.

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December 07, 2018 Filed Dec 7, 2018 21:37 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 Disposition to issuerClass A Common Stock 7,850 Not disclosed Not disclosed
Disclosure

SEC source: 0001217464-18-000008 · edgar.xml · nonDerivative · entry 8

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F19 · kind: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F19 · price: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F6 · ownership.nature: Max Ratner 1986 Family Trust for the benefit of Austin Ratner (son) (James Ratner is Trustee). Trust holds 7,850 shares of Class A Common Stock directly.

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December 07, 2018 Filed Dec 7, 2018 21:37 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 Disposition to issuerClass A Common Stock 76,525 Not disclosed Not disclosed
Disclosure

SEC source: 0001217464-18-000008 · edgar.xml · nonDerivative · entry 7

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F19 · kind: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F19 · price: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F5 · ownership.nature: Max Ratner 1988 Grandchildren's Trust for the Benefit of Daniel Ratner (adult child of James Ratner) - James Ratner is trustee. James Ratner disclaims any beneficial interest.

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December 07, 2018 Filed Dec 7, 2018 21:37 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 Disposition to issuerClass A Common Stock 34,090 Not disclosed Not disclosed
Disclosure

SEC source: 0001217464-18-000008 · edgar.xml · nonDerivative · entry 6

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F19 · kind: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F19 · price: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F4 · ownership.nature: Max Ratner 1986 Family Trust for the Benefit of Daniel Ratner (son) (James Ratner is trustee). Trust holds 34,090 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

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December 07, 2018 Filed Dec 7, 2018 21:37 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 Disposition to issuerClass A Common Stock 47,355 Not disclosed Not disclosed
Disclosure

SEC source: 0001217464-18-000008 · edgar.xml · nonDerivative · entry 5

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F19 · kind: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F19 · price: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F3 · ownership.nature: Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). The Trust holds 47,355 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.

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December 07, 2018 Filed Dec 7, 2018 21:37 UTC Forest City Realty Trust, Inc. FCEA · Entity 161862 Disposition to issuerClass A Common Stock 95,694 Not disclosed Not disclosed
Disclosure

SEC source: 0001217464-18-000008 · edgar.xml · nonDerivative · entry 3

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F19 · kind: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F19 · price: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), on December 7, 2018 at the effective time of the Merger (the "Effective Time"), all shares held as of the Effective Time entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest.

F2 · ownership.nature: Held by spouse at street account with Stifel Nicolaus & Co., Inc.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.