Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MOSAIC COMOS · Entity 3647 | EVP - Operations | March 09, 2026 | March 11, 2026 |
| SSR MINING INC.SSRM · Entity 3668 | Director | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MOSAIC CO
Report date March 09, 2026 · Filed March 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 175,598 |
Ending reported balance
After 2026-03-09 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-03-09 · Exercise / conversion · Acquired 12,181 · Balance 176,547 Row 2 · 2026-03-09 · Exercise / conversion · Acquired 5,138 · Balance 181,685 F1: Shares Issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 9, 2023. The performance unit award was not a derivative security. Row 3 · 2026-03-09 · Tax withholding · Disposed 6,087 · Balance 175,598 F2: Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock and performance units. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2026-03-09 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-03-09 · Exercise / conversion · Disposed 12,181 · Balance 0 F3: One-for-One F4: Not Applicable |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 15,485 |
Reported balance
Holding disclosure · report date 2026-03-09 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 15,485 F3: One-for-One F4: Not Applicable |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 26,528 |
Reported balance
Holding disclosure · report date 2026-03-09 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 26,528 F5: The Restricted Stock Unit will vest a cumulative vesting percentage equal to 33% on March 4, 2027, 66% on March 4, 2028 and 100% on March 4, 2029. F4: Not Applicable |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 21,767 |
Reported balance
Holding disclosure · report date 2026-03-09 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 21,767 F3: One-for-One F4: Not Applicable |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 29,463 |
Reported balance
Holding disclosure · report date 2026-03-09 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 29,463 F3: One-for-One F4: Not Applicable |
Filing footnotes · ownership attribution and instrument terms
F1: Shares Issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 9, 2023. The performance unit award was not a derivative security.
F2: Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock and performance units.
F3: One-for-One
F4: Not Applicable
F5: The Restricted Stock Unit will vest a cumulative vesting percentage equal to 33% on March 4, 2027, 66% on March 4, 2028 and 100% on March 4, 2029.
SSR MINING INC.
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Share UnitSEC Table II · derivative / convertible security | Direct | 78,826 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 1,668 · Balance 78,826 F1: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2021 Filed Mar 10, 2021 23:41 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionRestricted Stock Units · Derivative | 7,329 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-21-000036 · wf-form4_161541966780535.xml · derivative · entry 5 Swager Karen A · CIK 0001762750 · Senior VP - Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,329 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: One-for-One F5 · derivative.expiration_date: Not Applicable Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 23:41 UTC | MOSAIC CO MOS · Entity 3647 | Tax withholdingCommon Stock | 3,650 | $30.70 | $112,055.00 |
DisclosureSEC source: 0001243786-21-000036 · wf-form4_161541966780535.xml · nonDerivative · entry 3 Swager Karen A · CIK 0001762750 · Senior VP - Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,249 F2 · kind: Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock and performance units. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 23:41 UTC | MOSAIC CO MOS · Entity 3647 | GrantCommon Stock | 3,292 | $0.00 | $0.00 |
DisclosureSEC source: 0001243786-21-000036 · wf-form4_161541966780535.xml · nonDerivative · entry 2 Swager Karen A · CIK 0001762750 · Senior VP - Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,899 F1 · kind: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 8, 2018. The performance unit award was not a derivative security. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 23:41 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionCommon Stock | 7,329 | $0.00 | $0.00 |
DisclosureSEC source: 0001243786-21-000036 · wf-form4_161541966780535.xml · nonDerivative · entry 1 Swager Karen A · CIK 0001762750 · Senior VP - Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,607 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 12:56 UTC | MOSAIC CO MOS · Entity 3647 | GrantRestricted Stock Units · Derivative | 17,473 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-21-000022 · wf-form4_161520815695695.xml · derivative · entry 7 Swager Karen A · CIK 0001762750 · Senior VP - Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,473 Underlying: Common Stock · 17,473 shares Expires not disclosed F2 · derivative.exercise_price: One-for-One F3 · derivative.expiration_date: Not Applicable Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 21:21 UTC | MOSAIC CO MOS · Entity 3647 | GrantRestricted Stock Units · Derivative | 23,677 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-20-000023 · wf-form4_158378887925867.xml · derivative · entry 7 Swager Karen A · CIK 0001762750 · Senior Vice President - Potash 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,677 Underlying: Common Stock · 23,677 shares Expires not disclosed F2 · derivative.exercise_price: One-for-One F3 · derivative.expiration_date: Not Applicable Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 23:57 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionRestricted Stock Units · Derivative | 6,246 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-20-000010 · wf-form4_158336620495213.xml · derivative · entry 7 Swager Karen A · CIK 0001762750 · Senior Vice President - Potash 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,246 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: One-for-One F5 · derivative.expiration_date: Not Applicable Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 23:57 UTC | MOSAIC CO MOS · Entity 3647 | Tax withholdingCommon Stock | 3,096 | $17.66 | $54,675.36 |
DisclosureSEC source: 0001243786-20-000010 · wf-form4_158336620495213.xml · nonDerivative · entry 3 Swager Karen A · CIK 0001762750 · Senior Vice President - Potash 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,278 F2 · kind: Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock and performance units. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 23:57 UTC | MOSAIC CO MOS · Entity 3647 | GrantCommon Stock | 1,621 | $0.00 | $0.00 |
DisclosureSEC source: 0001243786-20-000010 · wf-form4_158336620495213.xml · nonDerivative · entry 2 Swager Karen A · CIK 0001762750 · Senior Vice President - Potash 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,374 F1 · kind: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 2, 2017. The performance unit award was not a derivative security. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 23:57 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionCommon Stock | 6,246 | $0.00 | $0.00 |
DisclosureSEC source: 0001243786-20-000010 · wf-form4_158336620495213.xml · nonDerivative · entry 1 Swager Karen A · CIK 0001762750 · Senior Vice President - Potash 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,753 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 16:52 UTC | MOSAIC CO MOS · Entity 3647 | GrantRestricted Stock Units · Derivative | 8,357 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-19-000040 · wf-form4_155232316382645.xml · derivative · entry 8 Swager Karen A · CIK 0001762750 · Senior Vice President - Potash 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,357 Underlying: Common Stock · 8,357 shares Expires not disclosed F2 · derivative.exercise_price: One-for-One F3 · derivative.expiration_date: Not Applicable Read SEC document |
| March 03, 2019 Filed Mar 5, 2019 22:33 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionRestricted Stock Units · Derivative | 6,435 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-19-000024 · wf-form4_155182519223287.xml · derivative · entry 6 Swager Karen A · CIK 0001762750 · Senior Vice President - Potash 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,435 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: One-for-One F4 · derivative.expiration_date: Not Applicable Read SEC document |
| March 03, 2019 Filed Mar 5, 2019 22:33 UTC | MOSAIC CO MOS · Entity 3647 | Tax withholdingCommon Stock | 2,533 | $31.00 | $78,523.00 |
DisclosureSEC source: 0001243786-19-000024 · wf-form4_155182519223287.xml · nonDerivative · entry 2 Swager Karen A · CIK 0001762750 · Senior Vice President - Potash 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,507 F1 · kind: Shares sold to cover tax liability incurred as a result of most recent vesting of performance units. Read SEC document |
| March 03, 2019 Filed Mar 5, 2019 22:33 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionCommon Stock | 6,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001243786-19-000024 · wf-form4_155182519223287.xml · nonDerivative · entry 1 Swager Karen A · CIK 0001762750 · Senior Vice President - Potash 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 17:45 UTC | MOSAIC CO MOS · Entity 3647 | GrantRestricted Stock Units · Derivative | 10,270 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-19-000004 · wf-form4_154653752421748.xml · derivative · entry 8 Swager Karen A · CIK 0001762750 · Senior Vice President - Potash 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,270 Underlying: Common Stock · 10,270 shares Expires not disclosed F2 · derivative.exercise_price: One-for-One F3 · derivative.expiration_date: Not Applicable Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.