STAFFORD JOHN S III

SEC source: 0001179110-19-013159 · edgar.xml · nonDerivative · entry 1

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Trading, LLC

Disclosed balance after: 1,516,077

F1 · price: This transaction was executed in multiple trades at prices ranging from $39.35 to $39.43. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001179110-19-012669 · edgar.xml · nonDerivative · entry 3

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Trading, LLC

Disclosed balance after: 1,589,500

F3 · price: This transaction was executed in multiple trades at prices ranging from $38.01 to $39.75. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001179110-19-012669 · edgar.xml · nonDerivative · entry 2

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Trading, LLC

Disclosed balance after: 1,627,451

F2 · price: This transaction was executed in multiple trades at prices ranging from $39.27 to $41.45. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001179110-19-012669 · edgar.xml · nonDerivative · entry 1

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Trading, LLC

Disclosed balance after: 1,879,676

F1 · price: This transaction was executed in multiple trades at prices ranging from $41.01 to $42.09. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001179110-19-011917 · edgar.xml · nonDerivative · entry 1

Ronin Capital, LLC · CIK 0001512282 · 10% owner

STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,572,182

F1 · price: This transaction was executed in multiple trades at prices ranging from $2.93 to $2.95. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.direct: The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin.

SEC source: 0001179110-19-011765 · edgar.xml · nonDerivative · entry 3

Ronin Capital, LLC · CIK 0001512282 · 10% owner

STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,556,682

F4 · price: This transaction was executed in multiple trades at prices ranging from $2.86 to $2.90. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.direct: The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin.

SEC source: 0001179110-19-011765 · edgar.xml · nonDerivative · entry 2

Ronin Capital, LLC · CIK 0001512282 · 10% owner

STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,550,582

F3 · price: This transaction was executed in multiple trades at prices ranging from $2.85 to $2.86. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.direct: The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin.

SEC source: 0001179110-19-011765 · edgar.xml · nonDerivative · entry 1

Ronin Capital, LLC · CIK 0001512282 · 10% owner

STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,550,273

F1 · price: This transaction was executed in multiple trades at prices ranging from $2.86 to $2.87. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.direct: The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin.

SEC source: 0001179110-19-011625 · edgar.xml · nonDerivative · entry 3

Ronin Capital, LLC · CIK 0001512282 · 10% owner

STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,550,057

F3 · price: This transaction was executed in multiple trades at prices ranging from $2.84 to $2.92. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.direct: The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin.

SEC source: 0001179110-19-011625 · edgar.xml · nonDerivative · entry 2

Ronin Capital, LLC · CIK 0001512282 · 10% owner

STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,544,347

F2 · ownership.direct: The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin.

SEC source: 0001179110-19-011625 · edgar.xml · nonDerivative · entry 1

Ronin Capital, LLC · CIK 0001512282 · 10% owner

STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,544,300

F1 · price: This transaction was executed in multiple trades at prices ranging from $2.84 to $2.95. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.direct: The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin.

SEC source: 0001179110-19-011496 · edgar.xml · nonDerivative · entry 3

Ronin Capital, LLC · CIK 0001512282 · 10% owner

STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,518,560

F2 · ownership.direct: The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin.

SEC source: 0001179110-19-011496 · edgar.xml · nonDerivative · entry 2

Ronin Capital, LLC · CIK 0001512282 · 10% owner

STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,518,260

F1 · price: This transaction was executed in multiple trades at prices ranging from $2.79 to $2.83. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.direct: The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin.

SEC source: 0001179110-19-011496 · edgar.xml · nonDerivative · entry 1

Ronin Capital, LLC · CIK 0001512282 · 10% owner

STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,516,660

F2 · ownership.direct: The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin.

SEC source: 0001179110-19-009433 · edgar.xml · nonDerivative · entry 1

Ronin Capital, LLC · CIK 0001512282 · 10% owner

STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,516,560

F1 · shares: On August 9, 2019, the reporting person purchased 1,238,052 from his brother in a privately negotiated transaction. The purchase price was fixed based upon the average of the high and low sale prices of the common stock on August 8, 2019.

F1 · price: On August 9, 2019, the reporting person purchased 1,238,052 from his brother in a privately negotiated transaction. The purchase price was fixed based upon the average of the high and low sale prices of the common stock on August 8, 2019.

F2 · ownership.direct: The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin.

SEC source: 0001179110-19-008334 · edgar.xml · derivative · entry 2

Ronin Capital, LLC · CIK 0001512282 · 10% owner

STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On July 1, 2019, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 25, 2019 subject to his continued service as a director, officer or employee of the Company.

F1 · price: On July 1, 2019, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 25, 2019 subject to his continued service as a director, officer or employee of the Company.

F1 · derivative.exercise_date: On July 1, 2019, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 25, 2019 subject to his continued service as a director, officer or employee of the Company.

F1 · derivative.expiration_date: On July 1, 2019, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 25, 2019 subject to his continued service as a director, officer or employee of the Company.

F2 · balance_after: The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin. The rights to purchase shares, pursuant to the Unrestricted Stock Award were granted to Mr. Stafford.

SEC source: 0001179110-19-008334 · edgar.xml · nonDerivative · entry 1

Ronin Capital, LLC · CIK 0001512282 · 10% owner

STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,278,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On July 1, 2019, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 25, 2019 subject to his continued service as a director, officer or employee of the Company.

F1 · price: On July 1, 2019, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 25, 2019 subject to his continued service as a director, officer or employee of the Company.

F2 · ownership.direct: The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin. The rights to purchase shares, pursuant to the Unrestricted Stock Award were granted to Mr. Stafford.

SEC source: 0001179110-19-007384 · edgar.xml · nonDerivative · entry 1

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,090,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $29.69 to $30.14. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001179110-19-005598 · edgar.xml · nonDerivative · entry 1

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,077,359

F1 · balance_after: This transaction was executed in multiple trades at prices ranging from $29.80 to $29.90. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001179110-19-004286 · edgar.xml · nonDerivative · entry 2

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,062,748

F2 · price: This transaction was executed in multiple trades at prices ranging from $29.70 to $29.90. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001179110-19-004323 · edgar.xml · derivative · entry 1

STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: On March 25, 2019, the reporting person was awarded the right to acquire 10,000 shares of unrestricted common stock which will be issued as follows; 5,000 shares on June 30, 2019, and 5,000 shares on December 31, 2019 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

F1 · price: On March 25, 2019, the reporting person was awarded the right to acquire 10,000 shares of unrestricted common stock which will be issued as follows; 5,000 shares on June 30, 2019, and 5,000 shares on December 31, 2019 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

F1 · derivative.exercise_date: On March 25, 2019, the reporting person was awarded the right to acquire 10,000 shares of unrestricted common stock which will be issued as follows; 5,000 shares on June 30, 2019, and 5,000 shares on December 31, 2019 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

F1 · derivative.expiration_date: On March 25, 2019, the reporting person was awarded the right to acquire 10,000 shares of unrestricted common stock which will be issued as follows; 5,000 shares on June 30, 2019, and 5,000 shares on December 31, 2019 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

SEC source: 0001179110-19-004286 · edgar.xml · nonDerivative · entry 1

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,059,248

F1 · price: This transaction was executed in multiple trades at prices ranging from $29.95 to $29.99. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001179110-19-004050 · edgar.xml · nonDerivative · entry 2

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,057,248

F2 · price: This transaction was executed in multiple trades at prices ranging from $29.90 to $29.95. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001179110-19-004050 · edgar.xml · nonDerivative · entry 1

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,056,148

F1 · price: This transaction was executed in multiple trades at prices ranging from $28.08 to $29.75. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001179110-19-000189 · edgar.xml · derivative · entry 2

Ronin Capital, LLC · CIK 0001512282 · 10% owner

STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 2, 2019, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company.

F1 · price: On January 2, 2019, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company.

F1 · derivative.exercise_date: On January 2, 2019, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company.

F1 · derivative.expiration_date: On January 2, 2019, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company.

F2 · balance_after: The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin. The rights to purchase shares, pursuant to the Unrestricted Stock Award were granted to Mr. Stafford.

SEC source: 0001179110-19-000189 · edgar.xml · nonDerivative · entry 1

Ronin Capital, LLC · CIK 0001512282 · 10% owner

STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,273,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On January 2, 2019, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company.

F1 · price: On January 2, 2019, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company.

F2 · ownership.direct: The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin. The rights to purchase shares, pursuant to the Unrestricted Stock Award were granted to Mr. Stafford.

SEC source: 0001179110-18-011490 · edgar.xml · nonDerivative · entry 1

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,017,848

F1 · price: This transaction was executed in multiple trades at prices ranging from $48.05 to $48.06. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001179110-18-009739 · edgar.xml · nonDerivative · entry 3

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,018,848

F3 · price: This transaction was executed in multiple trades at prices ranging from $40.85 to $41.57. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001179110-18-009739 · edgar.xml · nonDerivative · entry 2

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,055,348

F2 · price: This transaction was executed in multiple trades at prices ranging from $40.25 to $41.50. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001179110-18-009739 · edgar.xml · nonDerivative · entry 1

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,082,236

F1 · price: This transaction was executed in multiple trades at prices ranging from $41.87 to $42.08. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001179110-18-009648 · edgar.xml · nonDerivative · entry 5

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,130,548

F4 · price: This transaction was executed in multiple trades at prices ranging from $39.38 to $39.80. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected

SEC source: 0001179110-18-009648 · edgar.xml · nonDerivative · entry 4

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,188,548

F3 · price: This transaction was executed in multiple trades at prices ranging from $39.44 to $39.79. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001179110-18-009648 · edgar.xml · nonDerivative · entry 3

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,218,555

F2 · price: This transaction was executed in multiple trades at prices ranging from $39.59 to $40.14. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001179110-18-009355 · edgar.xml · derivative · entry 2

Ronin Capital, LLC · CIK 0001512282 · 10% owner

STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On July 2, 2018, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company.

F1 · price: On July 2, 2018, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company.

F1 · derivative.exercise_date: On July 2, 2018, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company.

F1 · derivative.expiration_date: On July 2, 2018, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company.

F2 · balance_after: The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin. The rights to purchase shares, pursuant to the Unrestricted Stock Award were granted to Mr. Stafford.

SEC source: 0001179110-18-009355 · edgar.xml · nonDerivative · entry 1

Ronin Capital, LLC · CIK 0001512282 · 10% owner

STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,268,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On July 2, 2018, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company.

F1 · price: On July 2, 2018, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company.

F2 · ownership.direct: The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin. The rights to purchase shares, pursuant to the Unrestricted Stock Award were granted to Mr. Stafford.

SEC source: 0001179110-18-009648 · edgar.xml · nonDerivative · entry 2

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,268,848

F1 · kind: On June 27, 2018, the reporting person transferred 7,500 shares of common stock for no consideration to his class C capital account at Ronin Capital, LLC.

F1 · price: On June 27, 2018, the reporting person transferred 7,500 shares of common stock for no consideration to his class C capital account at Ronin Capital, LLC.

SEC source: 0001179110-18-009648 · edgar.xml · nonDerivative · entry 1

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On June 27, 2018, the reporting person transferred 7,500 shares of common stock for no consideration to his class C capital account at Ronin Capital, LLC.

F1 · price: On June 27, 2018, the reporting person transferred 7,500 shares of common stock for no consideration to his class C capital account at Ronin Capital, LLC.

SEC source: 0001179110-18-008826 · edgar.xml · nonDerivative · entry 3

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,261,348

F3 · price: This transaction was executed in multiple trades at prices ranging from $39.75 to $40.34. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001179110-18-008826 · edgar.xml · nonDerivative · entry 2

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,354,127

F2 · price: This transaction was executed in multiple trades at prices ranging from $39.62 to $39.97. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001179110-18-008826 · edgar.xml · nonDerivative · entry 1

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,457,581

F1 · price: This transaction was executed in multiple trades at prices ranging from $39.70 to $40.10. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001179110-18-004779 · edgar.xml · derivative · entry 1

STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: On March 20, 2018, the reporting person was awarded the right to acquire 10,000 shares of unrestricted common stock which will be issued as follows; 5,000 shares on June 30, 2018, and 5,000 shares on December 31, 2018 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

F1 · price: On March 20, 2018, the reporting person was awarded the right to acquire 10,000 shares of unrestricted common stock which will be issued as follows; 5,000 shares on June 30, 2018, and 5,000 shares on December 31, 2018 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

F1 · derivative.exercise_date: On March 20, 2018, the reporting person was awarded the right to acquire 10,000 shares of unrestricted common stock which will be issued as follows; 5,000 shares on June 30, 2018, and 5,000 shares on December 31, 2018 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

F1 · derivative.expiration_date: On March 20, 2018, the reporting person was awarded the right to acquire 10,000 shares of unrestricted common stock which will be issued as follows; 5,000 shares on June 30, 2018, and 5,000 shares on December 31, 2018 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

SEC source: 0001179110-18-000379 · edgar.xml · derivative · entry 2

Ronin Capital, LLC · CIK 0001512282 · 10% owner

STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 2, 2018, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on February 27, 2017 subject to his continued service as a director, officer or employee of the Company.

F1 · price: On January 2, 2018, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on February 27, 2017 subject to his continued service as a director, officer or employee of the Company.

F1 · derivative.exercise_date: On January 2, 2018, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on February 27, 2017 subject to his continued service as a director, officer or employee of the Company.

F1 · derivative.expiration_date: On January 2, 2018, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on February 27, 2017 subject to his continued service as a director, officer or employee of the Company.

F2 · balance_after: The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin. The rights to purchase shares, pursuant to the Unrestricted Stock Award were granted to Mr. Stafford.

SEC source: 0001179110-18-000379 · edgar.xml · nonDerivative · entry 1

Ronin Capital, LLC · CIK 0001512282 · 10% owner

STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,263,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On January 2, 2018, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on February 27, 2017 subject to his continued service as a director, officer or employee of the Company.

F1 · price: On January 2, 2018, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on February 27, 2017 subject to his continued service as a director, officer or employee of the Company.

F2 · ownership.direct: The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin. The rights to purchase shares, pursuant to the Unrestricted Stock Award were granted to Mr. Stafford.

SEC source: 0001179110-17-015379 · edgar.xml · nonDerivative · entry 2

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,511,348

F2 · price: This transaction was executed in multiple trades at prices ranging from $20.79 to $20.88. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001179110-17-015379 · edgar.xml · nonDerivative · entry 1

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,508,348

F1 · price: This transaction was executed in multiple trades at prices ranging from $20.43 to $21.01. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001179110-17-014676 · edgar.xml · nonDerivative · entry 2

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,502,133

F2 · price: This transaction was executed in multiple trades at prices ranging from $19.75 to $19.97. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001179110-17-014676 · edgar.xml · nonDerivative · entry 1

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,492,108

F1 · price: This transaction was executed in multiple trades at prices ranging from $19.75 to $19.95. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001179110-17-014024 · edgar.xml · nonDerivative · entry 3

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,485,183

F3 · price: This transaction was executed in multiple trades at prices ranging from $19.87 to $19.93. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001179110-17-014024 · edgar.xml · nonDerivative · entry 2

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,484,859

F2 · price: This transaction was executed in multiple trades at prices ranging from $19.84 to $19.98. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001179110-17-014024 · edgar.xml · nonDerivative · entry 1

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,446,760

F1 · price: This transaction was executed in multiple trades at prices ranging from $19.82 to $19.95. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.