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person · Reporting owner

Marsh Andrew

Disclosed activity across 2 companies

Tapewire entity
33215
SEC CIK
0001431827

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Gevo, Inc.GEVO · Entity 5641DirectorMay 27, 2026May 29, 2026
PLUG POWER INCPLUG · Entity 4258DirectorSeptember 30, 2026October 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Gevo, Inc.

Report date May 27, 2026 · Filed May 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect343,669 Reported balance After 2026-05-27 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-27 · Grant · Acquired 70,000 · Balance 343,669

F1: Represents restricted common stock that vests on the earlier to occur of (i) the next annual meeting of stockholders or (ii) the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted common stock that vests on the earlier to occur of (i) the next annual meeting of stockholders or (ii) the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of the vesting date.

PLUG POWER INC

Report date September 30, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.94 · Expires 2036-09-30Direct101,699 Reported balance After 2026-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-30 · Grant · Acquired 101,699 · Balance 101,699

F1: Awarded pursuant to Plug Power Inc.'s 2021 Stock Option and Incentive Plan, as amended.

F2: Stock option issued pursuant to the previously disclosed Transitional Consulting Agreement, pursuant to which the Reporting Person is entitled to receive a quarterly equity award during the term of the agreement. The shares underlying this stock option shall vest in three equal annual installments commencing on the first anniversary of the grant date, subject to the Reporting Person's continued service through each applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Awarded pursuant to Plug Power Inc.'s 2021 Stock Option and Incentive Plan, as amended.

F2: Stock option issued pursuant to the previously disclosed Transitional Consulting Agreement, pursuant to which the Reporting Person is entitled to receive a quarterly equity award during the term of the agreement. The shares underlying this stock option shall vest in three equal annual installments commencing on the first anniversary of the grant date, subject to the Reporting Person's continued service through each applicable vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 18, 2020 Filed Feb 24, 2020 12:44 UTC PLUG POWER INC PLUG · Entity 4258 SalePlug Power Common Stock 315,964 $5.00 $1,579,820.00
Disclosure

SEC source: 0001104659-20-024087 · a4.xml · nonDerivative · entry 3

Marsh Andrew · CIK 0001431827 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569,557

F1 · shares: Shares sold pursuant to a pre-established 10b5-1 trading plan.

Read SEC document
February 18, 2020 Filed Feb 24, 2020 12:44 UTC PLUG POWER INC PLUG · Entity 4258 Exercise / conversionPlug Power Common Stock 115,964 $1.72 $199,458.08
Disclosure

SEC source: 0001104659-20-024087 · a4.xml · nonDerivative · entry 2

Marsh Andrew · CIK 0001431827 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 885,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2020 Filed Feb 24, 2020 12:44 UTC PLUG POWER INC PLUG · Entity 4258 Exercise / conversionPlug Power Common Stock 200,000 $0.37 $74,000.00
Disclosure

SEC source: 0001104659-20-024087 · a4.xml · nonDerivative · entry 1

Marsh Andrew · CIK 0001431827 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 769,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 22:43 UTC PLUG POWER INC PLUG · Entity 4258 Exercise / conversionRestricted Stock Unit · Derivative 166,667 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-048310 · a4.xml · derivative · entry 3

Marsh Andrew · CIK 0001431827 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,333

Underlying: Common Stock · 166,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.

F3 · derivative.exercise_date: On August 28, 2018, the Reporting Person was granted 500,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On August 28, 2018, the Reporting Person was granted 500,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 22:43 UTC PLUG POWER INC PLUG · Entity 4258 Tax withholdingCommon Stock 62,255 $2.14 $133,225.70
Disclosure

SEC source: 0001104659-19-048310 · a4.xml · nonDerivative · entry 2

Marsh Andrew · CIK 0001431827 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569,557

F2 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 22:43 UTC PLUG POWER INC PLUG · Entity 4258 Exercise / conversionCommon Stock 166,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-048310 · a4.xml · nonDerivative · entry 1

Marsh Andrew · CIK 0001431827 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 631,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 21:34 UTC PLUG POWER INC PLUG · Entity 4258 GrantRestricted Stock Unit · Derivative 650,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-046832 · a4.xml · derivative · entry 3

Marsh Andrew · CIK 0001431827 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,000

Underlying: Common Stock · 650,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.

F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F4 · derivative.exercise_date: 216,666 restricted stock units vest on August 19, 2020, 216,667 restricted stock units vest on August 19, 2021 and 216,667 restricted stock units vest on August 19, 2022

F4 · derivative.expiration_date: 216,666 restricted stock units vest on August 19, 2020, 216,667 restricted stock units vest on August 19, 2021 and 216,667 restricted stock units vest on August 19, 2022

Read SEC document
August 19, 2019 Filed Aug 21, 2019 21:34 UTC PLUG POWER INC PLUG · Entity 4258 GrantStock Option (right to buy) · Derivative 325,000 $0.00 Strike: $2.62 $0.00
Disclosure

SEC source: 0001104659-19-046832 · a4.xml · derivative · entry 2

Marsh Andrew · CIK 0001431827 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,000

Underlying: Common Stock · 325,000 shares

Expires 2029-08-19

F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 108,333 options vest on August 19, 2020, 108,333 options vest on August 19, 2021 and 108,334 options vest on August 19, 2022.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 21:34 UTC PLUG POWER INC PLUG · Entity 4258 GrantStock Option (right to buy) · Derivative 325,000 $0.00 Strike: $2.23 $0.00
Disclosure

SEC source: 0001104659-19-046832 · a4.xml · derivative · entry 1

Marsh Andrew · CIK 0001431827 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,000

Underlying: Common Stock · 325,000 shares

Expires 2029-08-19

F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 108,333 options vest on August 19, 2020, 108,333 options vest on August 19, 2021 and 108,334 options vest on August 19, 2022.

Read SEC document
June 24, 2019 Filed Jun 26, 2019 21:41 UTC Gevo, Inc. GEVO · Entity 5641 GrantCommon Stock 39,474 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-012838 · rdgdoc.xml · nonDerivative · entry 1

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,498

F1 · security: Represents restricted common stock that vests in two equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

Read SEC document
March 14, 2019 Filed Mar 15, 2019 13:13 UTC PLUG POWER INC PLUG · Entity 4258 PurchasePlug Power Common Stock 12,286 $2.44 $29,999.95
Disclosure

SEC source: 0001104659-19-015030 · a4.xml · nonDerivative · entry 1

Marsh Andrew · CIK 0001431827 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 465,145

F1 · price: The price provided in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.395 to $2.5267, inclusive. The reporting person undertakes to provide Plug Power Inc., any security holder of Plug Power Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range specified above.

Read SEC document
August 28, 2018 Filed Aug 30, 2018 22:08 UTC PLUG POWER INC PLUG · Entity 4258 GrantRestricted Stock Unit · Derivative 500,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-054555 · a4.xml · derivative · entry 2

Marsh Andrew · CIK 0001431827 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.

F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F4 · derivative.exercise_date: 166,666 restricted stock units vest on August 28, 2019, 166,667 restricted stock units vest on August 28, 2020 and 166,667 restricted stock units vest on August 28, 2021

F4 · derivative.expiration_date: 166,666 restricted stock units vest on August 28, 2019, 166,667 restricted stock units vest on August 28, 2020 and 166,667 restricted stock units vest on August 28, 2021

Read SEC document
August 28, 2018 Filed Aug 30, 2018 22:08 UTC PLUG POWER INC PLUG · Entity 4258 GrantStock Option (right to buy) · Derivative 500,000 $0.00 Strike: $1.96 $0.00
Disclosure

SEC source: 0001104659-18-054555 · a4.xml · derivative · entry 1

Marsh Andrew · CIK 0001431827 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2028-08-28

F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 166,666 options vest on August 28, 2019, 166,667 options vest on August 28, 2020 and 166,667 options vest on August 28, 2021.

Read SEC document
August 09, 2018 Filed Aug 13, 2018 20:15 UTC Gevo, Inc. GEVO · Entity 5641 GrantCommon Stock 11,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046415 · doc4.xml · nonDerivative · entry 1

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,024

F1 · security: Represents restricted common stock that vests 100% on August 9, 2019.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 20:55 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionRestricted Stock Units · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-044755 · doc4.xml · derivative · entry 2

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F2 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F2 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 20:55 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionCommon Stock 1 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-044755 · doc4.xml · nonDerivative · entry 1

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
June 29, 2018 Filed Jul 3, 2018 18:34 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionRestricted Stock Units · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-040776 · doc4.xml · derivative · entry 2

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1

Underlying: Common Stock · 1 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F2 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F2 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 18:34 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionCommon Stock 1 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-040776 · doc4.xml · nonDerivative · entry 1

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
May 29, 2018 Filed Jun 1, 2018 01:22 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-034516 · doc4.xml · derivative · entry 3

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
May 29, 2018 Filed Jun 1, 2018 01:22 UTC Gevo, Inc. GEVO · Entity 5641 Tax withholdingCommon Stock 5 $0.24 $1.20
Disclosure

SEC source: 0001209191-18-034516 · doc4.xml · nonDerivative · entry 2

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
May 29, 2018 Filed Jun 1, 2018 01:22 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-034516 · doc4.xml · nonDerivative · entry 1

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
April 30, 2018 Filed May 1, 2018 19:19 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-027030 · doc4.xml · derivative · entry 3

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
April 30, 2018 Filed May 1, 2018 19:19 UTC Gevo, Inc. GEVO · Entity 5641 Tax withholdingCommon Stock 5 $0.36 $1.80
Disclosure

SEC source: 0001209191-18-027030 · doc4.xml · nonDerivative · entry 2

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
April 30, 2018 Filed May 1, 2018 19:19 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-027030 · doc4.xml · nonDerivative · entry 1

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
March 29, 2018 Filed Apr 3, 2018 18:00 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-022734 · doc4.xml · derivative · entry 3

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 18:00 UTC Gevo, Inc. GEVO · Entity 5641 Tax withholdingCommon Stock 5 $0.46 $2.30
Disclosure

SEC source: 0001209191-18-022734 · doc4.xml · nonDerivative · entry 2

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 18:00 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-022734 · doc4.xml · nonDerivative · entry 1

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
February 28, 2018 Filed Mar 1, 2018 23:13 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-015197 · doc4.xml · derivative · entry 3

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 23:13 UTC Gevo, Inc. GEVO · Entity 5641 Tax withholdingCommon Stock 5 $0.45 $2.25
Disclosure

SEC source: 0001209191-18-015197 · doc4.xml · nonDerivative · entry 2

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 23:13 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-015197 · doc4.xml · nonDerivative · entry 1

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
January 29, 2018 Filed Jan 31, 2018 22:26 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006262 · doc4.xml · derivative · entry 3

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 22:26 UTC Gevo, Inc. GEVO · Entity 5641 Tax withholdingCommon Stock 5 $0.55 $2.75
Disclosure

SEC source: 0001209191-18-006262 · doc4.xml · nonDerivative · entry 2

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 22:26 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-006262 · doc4.xml · nonDerivative · entry 1

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
December 29, 2017 Filed Jan 3, 2018 18:01 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-000597 · doc4.xml · derivative · entry 3

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 18:01 UTC Gevo, Inc. GEVO · Entity 5641 Tax withholdingCommon Stock 5 $0.59 $2.95
Disclosure

SEC source: 0001209191-18-000597 · doc4.xml · nonDerivative · entry 2

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

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December 29, 2017 Filed Jan 3, 2018 18:01 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-000597 · doc4.xml · nonDerivative · entry 1

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

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November 29, 2017 Filed Nov 30, 2017 20:12 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062999 · doc4.xml · derivative · entry 3

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

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November 29, 2017 Filed Nov 30, 2017 20:12 UTC Gevo, Inc. GEVO · Entity 5641 Tax withholdingCommon Stock 5 $0.63 $3.15
Disclosure

SEC source: 0001209191-17-062999 · doc4.xml · nonDerivative · entry 2

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 20:12 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-062999 · doc4.xml · nonDerivative · entry 1

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
October 30, 2017 Filed Nov 1, 2017 15:51 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-058552 · doc4.xml · derivative · entry 3

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

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October 30, 2017 Filed Nov 1, 2017 15:51 UTC Gevo, Inc. GEVO · Entity 5641 Tax withholdingCommon Stock 5 $0.65 $3.25
Disclosure

SEC source: 0001209191-17-058552 · doc4.xml · nonDerivative · entry 2

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 15:51 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-058552 · doc4.xml · nonDerivative · entry 1

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
September 29, 2017 Filed Oct 3, 2017 16:14 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-054857 · doc4.xml · derivative · entry 3

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 16:14 UTC Gevo, Inc. GEVO · Entity 5641 Tax withholdingCommon Stock 5 $0.62 $3.10
Disclosure

SEC source: 0001209191-17-054857 · doc4.xml · nonDerivative · entry 2

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 16:14 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-054857 · doc4.xml · nonDerivative · entry 1

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
August 31, 2017 Filed Sep 6, 2017 00:30 UTC PLUG POWER INC PLUG · Entity 4258 GrantStock Option (right to buy) · Derivative 1,400,000 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001104659-17-055602 · a4.xml · derivative · entry 1

Marsh Andrew · CIK 0001431827 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400,000

Underlying: Common Stock · 1,400,000 shares

Expires 2027-08-31

F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 466,666 options vest on August 31, 2018, 466,667 options vest on August 31, 2019 and 466,667 options vest on August 31, 2020.

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August 29, 2017 Filed Aug 30, 2017 21:22 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-050763 · doc4.xml · derivative · entry 3

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
August 29, 2017 Filed Aug 30, 2017 21:22 UTC Gevo, Inc. GEVO · Entity 5641 Tax withholdingCommon Stock 5 $0.59 $2.95
Disclosure

SEC source: 0001209191-17-050763 · doc4.xml · nonDerivative · entry 2

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
August 29, 2017 Filed Aug 30, 2017 21:22 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-050763 · doc4.xml · nonDerivative · entry 1

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
July 31, 2017 Filed Jul 31, 2017 22:32 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-046812 · doc4.xml · derivative · entry 3

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.