Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Gevo, Inc.GEVO · Entity 5641 | Director | May 27, 2026 | May 29, 2026 |
| PLUG POWER INCPLUG · Entity 4258 | Director | September 30, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Gevo, Inc.
Report date May 27, 2026 · Filed May 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 343,669 |
Reported balance
After 2026-05-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-27 · Grant · Acquired 70,000 · Balance 343,669 F1: Represents restricted common stock that vests on the earlier to occur of (i) the next annual meeting of stockholders or (ii) the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted common stock that vests on the earlier to occur of (i) the next annual meeting of stockholders or (ii) the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of the vesting date.
PLUG POWER INC
Report date September 30, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.94 · Expires 2036-09-30 | Direct | 101,699 |
Reported balance
After 2026-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 101,699 · Balance 101,699 F1: Awarded pursuant to Plug Power Inc.'s 2021 Stock Option and Incentive Plan, as amended. F2: Stock option issued pursuant to the previously disclosed Transitional Consulting Agreement, pursuant to which the Reporting Person is entitled to receive a quarterly equity award during the term of the agreement. The shares underlying this stock option shall vest in three equal annual installments commencing on the first anniversary of the grant date, subject to the Reporting Person's continued service through each applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Awarded pursuant to Plug Power Inc.'s 2021 Stock Option and Incentive Plan, as amended.
F2: Stock option issued pursuant to the previously disclosed Transitional Consulting Agreement, pursuant to which the Reporting Person is entitled to receive a quarterly equity award during the term of the agreement. The shares underlying this stock option shall vest in three equal annual installments commencing on the first anniversary of the grant date, subject to the Reporting Person's continued service through each applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 31, 2017 Filed Jul 31, 2017 22:32 UTC | Gevo, Inc. GEVO · Entity 5641 | Tax withholdingCommon Stock | 5 | $0.65 | $3.25 |
DisclosureSEC source: 0001209191-17-046812 · doc4.xml · nonDerivative · entry 2 Marsh Andrew · CIK 0001431827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298 F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units. Read SEC document |
| July 31, 2017 Filed Jul 31, 2017 22:32 UTC | Gevo, Inc. GEVO · Entity 5641 | Exercise / conversionCommon Stock | 18 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-046812 · doc4.xml · nonDerivative · entry 1 Marsh Andrew · CIK 0001431827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis Read SEC document |
| June 29, 2017 Filed Jun 30, 2017 15:18 UTC | Gevo, Inc. GEVO · Entity 5641 | Exercise / conversionRestricted Stock Units · Derivative | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-042448 · doc4.xml · derivative · entry 3 Marsh Andrew · CIK 0001431827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231 Underlying: Common Stock · 18 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. Read SEC document |
| June 29, 2017 Filed Jun 30, 2017 15:18 UTC | Gevo, Inc. GEVO · Entity 5641 | Tax withholdingCommon Stock | 5 | $0.73 | $3.65 |
DisclosureSEC source: 0001209191-17-042448 · doc4.xml · nonDerivative · entry 2 Marsh Andrew · CIK 0001431827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285 F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units. Read SEC document |
| June 29, 2017 Filed Jun 30, 2017 15:18 UTC | Gevo, Inc. GEVO · Entity 5641 | Exercise / conversionCommon Stock | 18 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-042448 · doc4.xml · nonDerivative · entry 1 Marsh Andrew · CIK 0001431827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis Read SEC document |
| May 30, 2017 Filed May 31, 2017 21:41 UTC | Gevo, Inc. GEVO · Entity 5641 | Exercise / conversionRestricted Stock Units · Derivative | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036559 · doc4.xml · derivative · entry 3 Marsh Andrew · CIK 0001431827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249 Underlying: Common Stock · 18 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. Read SEC document |
| May 30, 2017 Filed May 31, 2017 21:41 UTC | Gevo, Inc. GEVO · Entity 5641 | Tax withholdingCommon Stock | 5 | $0.67 | $3.35 |
DisclosureSEC source: 0001209191-17-036559 · doc4.xml · nonDerivative · entry 2 Marsh Andrew · CIK 0001431827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272 F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units. Read SEC document |
| May 30, 2017 Filed May 31, 2017 21:41 UTC | Gevo, Inc. GEVO · Entity 5641 | Exercise / conversionCommon Stock | 18 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-036559 · doc4.xml · nonDerivative · entry 1 Marsh Andrew · CIK 0001431827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis Read SEC document |
| May 01, 2017 Filed May 2, 2017 21:55 UTC | Gevo, Inc. GEVO · Entity 5641 | Exercise / conversionRestricted Stock Units · Derivative | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029330 · doc4.xml · derivative · entry 3 Marsh Andrew · CIK 0001431827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267 Underlying: Common Stock · 18 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. Read SEC document |
| May 01, 2017 Filed May 2, 2017 21:55 UTC | Gevo, Inc. GEVO · Entity 5641 | Tax withholdingCommon Stock | 5 | $1.02 | $5.10 |
DisclosureSEC source: 0001209191-17-029330 · doc4.xml · nonDerivative · entry 2 Marsh Andrew · CIK 0001431827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259 F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units. Read SEC document |
| May 01, 2017 Filed May 2, 2017 21:55 UTC | Gevo, Inc. GEVO · Entity 5641 | Exercise / conversionCommon Stock | 18 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-029330 · doc4.xml · nonDerivative · entry 1 Marsh Andrew · CIK 0001431827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 20:39 UTC | Gevo, Inc. GEVO · Entity 5641 | Exercise / conversionRestricted Stock Units · Derivative | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023864 · doc4.xml · derivative · entry 3 Marsh Andrew · CIK 0001431827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285 Underlying: Common Stock · 18 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 20:39 UTC | Gevo, Inc. GEVO · Entity 5641 | Tax withholdingCommon Stock | 5 | $1.17 | $5.85 |
DisclosureSEC source: 0001209191-17-023864 · doc4.xml · nonDerivative · entry 2 Marsh Andrew · CIK 0001431827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246 F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 20:39 UTC | Gevo, Inc. GEVO · Entity 5641 | Exercise / conversionCommon Stock | 18 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-023864 · doc4.xml · nonDerivative · entry 1 Marsh Andrew · CIK 0001431827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 23:23 UTC | Gevo, Inc. GEVO · Entity 5641 | Exercise / conversionRestricted Stock Units · Derivative | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016914 · doc4.xml · derivative · entry 3 Marsh Andrew · CIK 0001431827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303 Underlying: Common Stock · 18 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 23:23 UTC | Gevo, Inc. GEVO · Entity 5641 | Tax withholdingCommon Stock | 5 | $1.01 | $5.05 |
DisclosureSEC source: 0001209191-17-016914 · doc4.xml · nonDerivative · entry 2 Marsh Andrew · CIK 0001431827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233 F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 23:23 UTC | Gevo, Inc. GEVO · Entity 5641 | Exercise / conversionCommon Stock | 18 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-016914 · doc4.xml · nonDerivative · entry 1 Marsh Andrew · CIK 0001431827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 18:00 UTC | Gevo, Inc. GEVO · Entity 5641 | Exercise / conversionRestricted Stock Units · Derivative | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006593 · doc4.xml · derivative · entry 3 Marsh Andrew · CIK 0001431827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321 Underlying: Common Stock · 18 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis F4 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. F4 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 18:00 UTC | Gevo, Inc. GEVO · Entity 5641 | Tax withholdingCommon Stock | 5 | $2.87 | $14.35 |
DisclosureSEC source: 0001209191-17-006593 · doc4.xml · nonDerivative · entry 2 Marsh Andrew · CIK 0001431827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220 F3 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 18:00 UTC | Gevo, Inc. GEVO · Entity 5641 | Exercise / conversionCommon Stock | 18 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-006593 · doc4.xml · nonDerivative · entry 1 Marsh Andrew · CIK 0001431827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis F2 · balance_after: Amount of securities beneficially owned following reported transaction reflects the 1-for-20 reverse stock split that occurred on January 5. 2017. Read SEC document |
| December 29, 2016 Filed Dec 31, 2016 00:26 UTC | Gevo, Inc. GEVO · Entity 5641 | Exercise / conversionRestricted Stock Units · Derivative | 357 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-157117 · doc4.xml · derivative · entry 3 Marsh Andrew · CIK 0001431827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,773 Underlying: Common Stock · 357 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. Read SEC document |
| December 29, 2016 Filed Dec 31, 2016 00:26 UTC | Gevo, Inc. GEVO · Entity 5641 | Tax withholdingCommon Stock | 114 | $0.20 | $22.80 |
DisclosureSEC source: 0001209191-16-157117 · doc4.xml · nonDerivative · entry 2 Marsh Andrew · CIK 0001431827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,131 F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units. Read SEC document |
| December 29, 2016 Filed Dec 31, 2016 00:26 UTC | Gevo, Inc. GEVO · Entity 5641 | Exercise / conversionCommon Stock | 357 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-157117 · doc4.xml · nonDerivative · entry 1 Marsh Andrew · CIK 0001431827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,245 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis Read SEC document |
| November 29, 2016 Filed Dec 1, 2016 20:37 UTC | Gevo, Inc. GEVO · Entity 5641 | Exercise / conversionRestricted Stock Units · Derivative | 357 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-152652 · doc4.xml · derivative · entry 3 Marsh Andrew · CIK 0001431827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,130 Underlying: Common Stock · 357 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. Read SEC document |
| November 29, 2016 Filed Dec 1, 2016 20:37 UTC | Gevo, Inc. GEVO · Entity 5641 | Tax withholdingCommon Stock | 114 | $0.33 | $37.62 |
DisclosureSEC source: 0001209191-16-152652 · doc4.xml · nonDerivative · entry 2 Marsh Andrew · CIK 0001431827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,888 F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units. Read SEC document |
| November 29, 2016 Filed Dec 1, 2016 20:37 UTC | Gevo, Inc. GEVO · Entity 5641 | Exercise / conversionCommon Stock | 357 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-152652 · doc4.xml · nonDerivative · entry 1 Marsh Andrew · CIK 0001431827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,002 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis Read SEC document |
| October 31, 2016 Filed Oct 31, 2016 20:13 UTC | Gevo, Inc. GEVO · Entity 5641 | Exercise / conversionRestricted Stock Units · Derivative | 357 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-147430 · doc4.xml · derivative · entry 3 Marsh Andrew · CIK 0001431827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,487 Underlying: Common Stock · 357 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. Read SEC document |
| October 31, 2016 Filed Oct 31, 2016 20:13 UTC | Gevo, Inc. GEVO · Entity 5641 | Tax withholdingCommon Stock | 114 | $0.40 | $45.60 |
DisclosureSEC source: 0001209191-16-147430 · doc4.xml · nonDerivative · entry 2 Marsh Andrew · CIK 0001431827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,645 F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units. Read SEC document |
| October 31, 2016 Filed Oct 31, 2016 20:13 UTC | Gevo, Inc. GEVO · Entity 5641 | Exercise / conversionCommon Stock | 357 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-147430 · doc4.xml · nonDerivative · entry 1 Marsh Andrew · CIK 0001431827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis Read SEC document |
| September 29, 2016 Filed Oct 3, 2016 19:46 UTC | Gevo, Inc. GEVO · Entity 5641 | Exercise / conversionRestricted Stock Units · Derivative | 357 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-143575 · doc4.xml · derivative · entry 3 Marsh Andrew · CIK 0001431827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,844 Underlying: Common Stock · 357 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. Read SEC document |
| September 29, 2016 Filed Oct 3, 2016 19:46 UTC | Gevo, Inc. GEVO · Entity 5641 | Tax withholdingCommon Stock | 114 | $0.49 | $55.86 |
DisclosureSEC source: 0001209191-16-143575 · doc4.xml · nonDerivative · entry 2 Marsh Andrew · CIK 0001431827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,402 F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units. Read SEC document |
| September 29, 2016 Filed Oct 3, 2016 19:46 UTC | Gevo, Inc. GEVO · Entity 5641 | Exercise / conversionCommon Stock | 357 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-143575 · doc4.xml · nonDerivative · entry 1 Marsh Andrew · CIK 0001431827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,516 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.